| 2026-04-14 |
13G |
TMSL / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price Small-Mid Cap ETF
|
|
|
423,263 |
|
|
|
| 2026-02-06 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
47,657 |
45,049 |
|
|
|
| 2026-02-06 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
133,694 |
137,607 |
|
|
|
| 2026-02-06 |
13G/A |
WPRT / Westport Fuel Systems Inc.
|
|
916,168 |
177,282 |
|
|
|
| 2026-02-06 |
13G/A |
PXLW / Pixelworks, Inc.
|
|
4,262,075 |
126,456 |
|
|
|
| 2026-02-06 |
13G/A |
REMG / Russell Investments Exchange Traded Funds - Russell Investments Emerging Markets Equity ETF
|
|
125,861 |
119,828 |
|
|
|
| 2026-02-06 |
13G/A |
RUSC / Russell Investments Exchange Traded Funds - Russell Investments US Small Cap Equity ETF
|
|
63,884 |
63,768 |
|
|
|
| 2026-02-06 |
13G/A |
RINT / Russell Investments Exchange Traded Funds - Russell Investments International Developed Equity ETF
|
|
184,418 |
178,371 |
|
|
|
| 2026-02-06 |
13G/A |
RIFR / Russell Investments Exchange Traded Funds - Russell Investments Global Infrastructure ETF
|
|
43,462 |
42,896 |
|
|
|
| 2026-02-06 |
13G/A |
RGLO / Russell Investments Exchange Traded Funds - Russell Investments Global Equity ETF
|
|
438,432 |
422,983 |
|
|
|
| 2026-02-06 |
13G/A |
AQMS / Aqua Metals, Inc.
|
|
371,071 |
550 |
|
|
|
| 2025-11-12 |
13G/A |
RUSC / Russell Investments Exchange Traded Funds - Russell Investments US Small Cap Equity ETF
|
|
66,344 |
63,884 |
|
|
|
| 2025-11-12 |
13G/A |
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
|
|
91,217 |
5,043 |
|
|
|
| 2025-08-12 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
46,111 |
47,657 |
|
|
|
| 2025-08-12 |
13G |
RUSC / Russell Investments Exchange Traded Funds - Russell Investments US Small Cap Equity ETF
|
|
|
66,344 |
|
|
|
| 2025-08-12 |
13G |
RINT / Russell Investments Exchange Traded Funds - Russell Investments International Developed Equity ETF
|
|
|
184,418 |
|
|
|
| 2025-08-12 |
13G |
RIFR / Russell Investments Exchange Traded Funds - Russell Investments Global Infrastructure ETF
|
|
|
43,462 |
|
|
|
| 2025-08-12 |
13G |
REMG / Russell Investments Exchange Traded Funds - Russell Investments Emerging Markets Equity ETF
|
|
|
125,861 |
|
|
|
| 2025-08-12 |
13G |
RGLO / Russell Investments Exchange Traded Funds - Russell Investments Global Equity ETF
|
|
|
438,432 |
|
|
|
| 2025-03-07 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
44,065 |
46,111 |
|
|
|
| 2025-02-11 |
13G |
WPRT / Westport Fuel Systems Inc.
|
|
|
916,168 |
|
|
|
| 2025-02-11 |
13G |
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
|
|
|
91,217 |
|
|
|
| 2025-02-11 |
13G |
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
|
|
|
91,217 |
|
|
|
| 2025-02-11 |
13G/A |
PXLW / Pixelworks, Inc.
|
|
|
4,262,075 |
|
|
|
| 2025-02-11 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
|
44,065 |
|
|
|
| 2025-02-11 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
172,113 |
133,694 |
|
|
|
| 2025-02-11 |
13G |
AQMS / Aqua Metals, Inc.
|
|
3,948,627 |
371,071 |
|
|
|
| 2025-02-06 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
42,846 |
45,903 |
|
|
|
| 2024-11-14 |
13G |
PXLW / Pixelworks, Inc.
|
|
|
3,296,186 |
|
|
|
| 2024-02-12 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
180,302 |
172,113 |
|
|
|
| 2024-02-12 |
13G/A |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
36,034 |
42,846 |
|
|
|
| 2024-02-12 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
12,150 |
9,603 |
|
|
|
| 2024-02-12 |
13G/A |
CNLHN / The Connecticut Light and Power Company - Preferred Stock
|
|
7,930 |
5,397 |
|
|
|
| 2024-02-12 |
13G/A |
AQMS / Aqua Metals, Inc.
|
|
4,598,878 |
3,948,627 |
|
|
|
| 2023-09-11 |
13G/A |
BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF
|
|
33,370 |
0 |
|
|
|
| 2023-06-08 |
13G/A |
BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF
|
|
34,415 |
33,370 |
|
|
|
| 2023-04-06 |
13G/A |
BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF
|
|
34,486 |
34,415 |
|
|
|
| 2023-02-09 |
13G |
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
|
|
|
36,034 |
|
|
|
| 2023-02-09 |
13G |
AQMS / Aqua Metals, Inc.
|
|
|
4,598,878 |
|
|
|
| 2023-02-09 |
13G/A |
BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF
|
|
34,486 |
34,486 |
|
|
|
| 2023-02-09 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
12,150 |
12,150 |
|
|
|
| 2023-02-09 |
13G/A |
NMK.PRC / Niagara Mohawk Power Corporation - Preferred Security
|
|
5,845 |
3,720 |
|
|
|
| 2023-02-09 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
161,400 |
180,302 |
|
|
|
| 2023-02-09 |
13G/A |
CNLHN / The Connecticut Light and Power Company - Preferred Stock
|
|
8,196 |
7,930 |
|
|
|
| 2023-01-09 |
13G/A |
OMFS / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 2000 Dynamic Multifactor ETF
|
|
50,131 |
34,486 |
|
|
|
| 2022-12-09 |
13G |
OMFS / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 2000 Dynamic Multifactor ETF
|
|
|
50,131 |
|
|
|
| 2022-02-14 |
13G |
NMK.PRC / Niagara Mohawk Power Corporation - Preferred Security
|
|
|
5,845 |
|
|
|
| 2022-02-14 |
13G/A |
WELPM / Wisconsin Electric Power Company - Preferred Stock
|
|
13,687 |
11,737 |
|
|
|
| 2022-02-14 |
13G/A |
UEP / UNION ELECTRIC CO
|
|
11,876 |
9,391 |
|
|
|
| 2022-02-14 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
11,575 |
12,150 |
|
|
|
| 2022-02-14 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
159,098 |
161,400 |
|
|
|
| 2022-02-14 |
13G/A |
CNPWM / The Connecticut Light and Power Company - Preferred Stock
|
|
10,441 |
8,196 |
|
|
|
| 2021-03-10 |
13G/A |
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
|
|
95,540 |
507 |
|
|
|
| 2021-02-18 |
13G/A |
UEPEN / Union Electric Company - Preferred Stock
|
|
|
5,463 |
|
|
|
| 2021-02-18 |
13G/A |
WELPM / Wisconsin Electric Power Company - Preferred Stock
|
|
13,687 |
13,687 |
|
|
|
| 2021-02-18 |
13G/A |
UEP / UNION ELECTRIC CO
|
|
5,463 |
11,876 |
|
|
|
| 2021-02-18 |
13G/A |
CNPWM / The Connecticut Light and Power Company - Preferred Stock
|
|
10,441 |
10,441 |
|
|
|
| 2021-02-18 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
11,950 |
11,950 |
|
|
|
| 2021-02-18 |
13G/A |
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
|
|
95,540 |
95,540 |
|
|
|
| 2021-02-18 |
13G/A |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
159,098 |
159,098 |
|
|
|
| 2021-02-12 |
13G/A |
UEP / UNION ELECTRIC CO
|
|
7,523 |
11,876 |
|
|
|
| 2021-02-12 |
13G/A |
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
|
|
149,064 |
95,540 |
|
|
|
| 2021-02-12 |
13G |
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
|
|
|
159,098 |
|
|
|
| 2021-02-12 |
13G/A |
WELPM / Wisconsin Electric Power Company - Preferred Stock
|
|
13,765 |
13,687 |
|
|
|
| 2021-02-12 |
13G/A |
UEPEN / Union Electric Company - Preferred Stock
|
|
7,523 |
5,463 |
|
|
|
| 2021-02-12 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
|
11,950 |
|
|
|
| 2021-02-12 |
13G/A |
CNPWM / The Connecticut Light and Power Company - Preferred Stock
|
|
|
10,441 |
|
|
|
| 2020-02-12 |
13G/A |
ES / North Atlantic Energies
|
|
|
11,575 |
|
|
|
| 2020-02-12 |
13G/A |
HAWEL / Hawaiian Electric Company, Inc. - Preferred Security
|
|
|
1,000 |
|
|
|
| 2020-02-12 |
13G/A |
UEP / UNION ELECTRIC CO
|
|
|
7,523 |
|
|
|
| 2020-02-12 |
13G/A |
WELPM / Wisconsin Electric Power Company - Preferred Stock
|
|
14,006 |
13,765 |
|
|
|
| 2020-02-12 |
13G/A |
HAWLL / Hawaiian Electric Company, Inc. - Preferred Security
|
|
|
1,000 |
|
|
|
| 2020-02-12 |
13G/A |
NSARP / NSTAR Electric Company - Preferred Security
|
|
|
11,575 |
|
|
|
| 2020-02-12 |
13G/A |
CNLHP / The Connecticut Light and Power Company - Preferred Stock
|
|
|
10,025 |
|
|
|
| 2020-01-10 |
13G |
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
|
|
|
149,064 |
|
|
|
| 2019-02-25 |
13G/A |
WELPM / Wisconsin Electric Power Company - Preferred Stock
|
|
|
14,006 |
|
|
|
| 2018-02-09 |
13G/A |
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
|
|
30,161 |
0 |
|
|
|
| 2018-02-08 |
13G |
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
|
|
|
30,161 |
|
|
|
| 2017-11-07 |
13G/A |
MYY / ProShares Trust - ProShares Short MidCap400
|
|
|
0 |
|
|
|
| 2017-02-13 |
13G |
MYY / ProShares Trust - ProShares Short MidCap400
|
|
|
119,429 |
|
|
|
| 2014-04-02 |
13G/A |
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
|
|
|
95,949 |
|
|
|
| 2014-01-07 |
13G/A |
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
|
|
|
80,765 |
|
|
|
| 2013-12-09 |
13G/A |
FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund
|
|
|
0 |
|
|
|
| 2013-08-13 |
13G/A |
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
|
|
|
63,661 |
|
|
|
| 2013-08-13 |
13G |
FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund
|
|
|
23,430 |
|
|
|
| 2013-01-25 |
13G/A |
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
|
|
|
0 |
|
|
|
| 2013-01-03 |
13G/A |
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
|
|
|
51,954 |
|
|
|
| 2012-11-09 |
13G |
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
|
|
|
53,992 |
|
|
|
| 2012-02-10 |
13G/A |
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
|
|
|
824,771 |
|
|
|
| 2012-02-10 |
13G/A |
|
|
|
21,255 |
|
|
|