| Investor | Anson Funds Management LP |
| Manager | Bruce Winson |
13D/G Filings
This page shows a list of all the recent 13D/G filings made by Anson Funds Management LP . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.
| Date | Form | Target | Prev Shares |
Current Shares |
Change (Percent) |
Ownership (Percent) |
Change (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | 13G | 185,146 | ||||||
| 2026-05-15 | 13G/A | IMPP / Imperial Petroleum Inc. | 4,359,759 | 3,466,680 | ||||
| 2026-05-15 | 13G | LAES / SEALSQ Corp | 12,457,698 | |||||
| 2026-05-15 | 13G | MZYX.U / MOZAYYX Acquisition Corp. - Debt/Equity Composite Units | 2,450,000 | |||||
| 2026-05-15 | 13G | SSM / Sono Group N.V. | 99,787 | |||||
| 2026-05-15 | 13G | KWM / K Wave Media Ltd. | 3,823,333 | |||||
| 2026-05-15 | 13G/A | MCGA / Yorkville Acquisition Corp. | 1,774,150 | 0 | ||||
| 2026-05-15 | 13G/A | ASST / Strive, Inc. | 36,578,825 | 3,703,708 | ||||
| 2026-05-15 | 13G/A | BRR / ProCap Financial, Inc. | 7,451,776 | 408,200 | ||||
| 2026-05-15 | 13G/A | REKR / Rekor Systems, Inc. | 7,532,319 | 7,166,859 | ||||
| 2026-05-15 | 13G/A | NRXP / NRx Pharmaceuticals, Inc. | 1,604,975 | 1,736,737 | ||||
| 2026-05-15 | 13G/A | DCX / Digital Currency X Technology Inc. | 0 | |||||
| 2026-05-15 | 13G/A | MBAV / M3-Brigade Acquisition V Corp. | 2,860,625 | 50,000 | ||||
| 2026-05-15 | 13G/A | EMPD / Empery Digital Inc. | 4,495,268 | 0 | ||||
| 2026-02-17 | 13G | XXII / 22nd Century Group, Inc. | 3,140,452 | 763,212 | ||||
| 2026-02-17 | 13G | TVA / Texas Ventures Acquisition III Corp | 2,199,942 | |||||
| 2026-02-17 | 13G | TOON / Kartoon Studios Inc. | 6,581,965 | |||||
| 2026-02-17 | 13G | REKR / Rekor Systems, Inc. | 7,532,319 | |||||
| 2026-02-17 | 13G | NWAX.U / New America Acquisition I Corp. - Debt/Equity Composite Units | 2,968,491 | |||||
| 2026-02-17 | 13G | IMPP / Imperial Petroleum Inc. | 4,359,759 | |||||
| 2026-02-17 | 13G | 1,261,053 | ||||||
| 2026-02-17 | 13G | BRR / ProCap Financial, Inc. | 7,451,776 | |||||
| 2026-02-17 | 13G | BLUW / Blue Water Acquisition Corp. III | 2,585,000 | |||||
| 2026-02-17 | 13G/A | MCGA / Yorkville Acquisition Corp. | 1,472,150 | 1,774,150 | ||||
| 2026-02-17 | 13G/A | BOXL / Boxlight Corporation | 332,970 | 0 | ||||
| 2026-02-17 | 13G/A | LMFA / LM Funding America, Inc. | 1,410,790 | 741,777 | ||||
| 2026-02-17 | 13G/A | SLS / SELLAS Life Sciences Group, Inc. | 6,032,938 | 7,481,178 | ||||
| 2026-02-17 | 13G/A | SILO / Silo Pharma, Inc. | 952,381 | 699,486 | ||||
| 2025-12-08 | 13G | MBAV / M3-Brigade Acquisition V Corp. | 2,860,625 | |||||
| 2025-12-08 | 13G | CEPO / Cantor Equity Partners I, Inc. | 2,039,750 | |||||
| 2025-11-25 | 13G/A | MCGA / Yorkville Acquisition Corp. | 1,772,150 | 1,472,150 | ||||
| 2025-11-14 | 13G | BOXL / Boxlight Corporation | 332,970 | |||||
| 2025-11-14 | 13G | FCRS.U / FutureCrest Acquisition Corp. - Debt/Equity Composite Units | 2,450,000 | |||||
| 2025-11-14 | 13G | EMPD / Empery Digital Inc. | 4,495,268 | |||||
| 2025-11-14 | 13G | LMFA / LM Funding America, Inc. | 1,410,790 | |||||
| 2025-11-14 | 13G | ASST / Strive, Inc. | 36,578,825 | |||||
| 2025-11-14 | 13G | SLS / SELLAS Life Sciences Group, Inc. | 5,225,948 | 6,032,938 | ||||
| 2025-11-14 | 13G | SILO / Silo Pharma, Inc. | 952,381 | |||||
| 2025-11-14 | 13G/A | ONCY / Oncolytics Biotech Inc. | 8,185,743 | 7,649,050 | ||||
| 2025-11-14 | 13G/A | 100,000 | ||||||
| 2025-11-14 | 13G/A | MCGA / Yorkville Acquisition Corp. | 1,276,808 | 1,772,150 | ||||
| 2025-11-14 | 13G/A | TWAV / TaoWeave, Inc. | 147,055 | 123,439 | ||||
| 2025-11-14 | 13G/A | 67,828 | ||||||
| 2025-11-14 | 13G/A | NA / Nano Labs Ltd | 1,808,440 | 1,240,920 | ||||
| 2025-11-14 | 13G/A | ZNB / Zeta Network Group | 0 | |||||
| 2025-08-14 | 13G/A | 27,125 | ||||||
| 2025-08-14 | 13G/A | NRXP / NRx Pharmaceuticals, Inc. | 1,179,061 | 1,604,975 | ||||
| 2025-08-14 | 13G | CHSN / Chanson International Holding | 3,896,348 | |||||
| 2025-08-14 | 13G/A | 602,654 | ||||||
| 2025-08-14 | 13G/A | MCGA / Yorkville Acquisition Corp. | 1,276,808 | |||||
| 2025-08-14 | 13G/A | GWAV / Greenwave Technology Solutions, Inc. | 4,843,160 | 3,212,670 | ||||
| 2025-08-14 | 13G/A | SPRO / Spero Therapeutics, Inc. | 3,750,450 | 1,615,469 | ||||
| 2025-08-14 | 13G/A | 47,117 | ||||||
| 2025-08-14 | 13G/A | FMTOF / Femto Technologies Inc. | 324,808 | 0 | ||||
| 2025-08-14 | 13G | TWAV / TaoWeave, Inc. | 147,055 | |||||
| 2025-08-14 | 13G/A | SLS / SELLAS Life Sciences Group, Inc. | 7,579,095 | 5,225,948 | ||||
| 2025-08-14 | 13G/A | 573,538 | ||||||
| 2025-08-14 | 13G/A | 576,482 | ||||||
| 2025-08-14 | 13G | NA / Nano Labs Ltd | 1,808,440 | |||||
| 2025-07-14 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 16,361,433 | 9,057,952 | ||||
| 2025-07-03 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 20,391,213 | 16,361,433 | ||||
| 2025-05-15 | 13G/A | 234,374 | ||||||
| 2025-05-15 | 13G | 595,719 | ||||||
| 2025-05-15 | 13G/A | 3,142,032 | ||||||
| 2025-05-15 | 13G | NRXP / NRx Pharmaceuticals, Inc. | 1,179,061 | |||||
| 2025-05-15 | 13G/A | TRON / Tron Inc. | 1,395,235 | 0 | ||||
| 2025-05-15 | 13G | STSS / SkyAI, Inc. | 1,800,000 | |||||
| 2025-05-15 | 13G | SLS / SELLAS Life Sciences Group, Inc. | 0 | 7,579,095 | ||||
| 2025-05-15 | 13G | FMTOF / Femto Technologies Inc. | 324,808 | |||||
| 2025-05-15 | 13G | ADD / Color Star Technology Co., Ltd. | 5,639,090 | |||||
| 2025-05-15 | 13G/A | 77,639 | ||||||
| 2025-05-15 | 13G | GWAV / Greenwave Technology Solutions, Inc. | 1,032,412 | 4,843,160 | ||||
| 2025-05-15 | 13G/A | 245,750 | ||||||
| 2025-05-15 | 13G | 176,094 | ||||||
| 2025-05-15 | 13G/A | DVLT / Datavault AI Inc. | 353,121 | 3,214,941 | ||||
| 2025-04-14 | 13D/A | LOVE / The Lovesac Company | 932,261 | 1,045,665 | ||||
| 2025-03-25 | 13D/A | LOVE / The Lovesac Company | 814,363 | 932,261 | ||||
| 2025-02-14 | 13G/A | 1,060,505 | ||||||
| 2025-02-14 | 13G | 225,271 | ||||||
| 2025-02-14 | 13G/A | CYN / Cyngn Inc. | 2,220,257 | |||||
| 2025-02-14 | 13G | ONCY / Oncolytics Biotech Inc. | 8,185,743 | |||||
| 2025-02-14 | 13G/A | 987,399 | 128,385 | |||||
| 2025-02-14 | 13G | TRON / Tron Inc. | 1,395,235 | |||||
| 2025-02-14 | 13G | 576,541 | ||||||
| 2025-02-14 | 13G | 782,327 | ||||||
| 2025-02-14 | 13G/A | 411,681 | ||||||
| 2025-02-14 | 13G | RNAZ / TransCode Therapeutics, Inc. | 113,479 | |||||
| 2025-02-14 | 13G/A | 3,140,452 | 2,432,220 | |||||
| 2025-02-14 | 13G/A | MHUA / Meihua International Medical Technologies Co., Ltd. | 2,267,301 | 1,205,255 | ||||
| 2025-02-14 | 13G/A | 319,280 | 367,950 | |||||
| 2025-02-14 | 13G/A | 90,554 | ||||||
| 2025-02-14 | 13G | CYN / Cyngn Inc. | 2,220,257 | |||||
| 2024-11-14 | 13G | MHUA / Meihua International Medical Technologies Co., Ltd. | 2,267,301 | |||||
| 2024-11-14 | 13G/A | ZVSA / ZyVersa Therapeutics, Inc. | 160,671 | 54,054 | ||||
| 2024-11-14 | 13G | LGMK / LogicMark, Inc. | 673,182 | |||||
| 2024-11-14 | 13G/A | XXII / 22nd Century Group, Inc. | 3,178,491 | 3,140,452 | ||||
| 2024-11-14 | 13G | ELAB / PMGC Holdings Inc. | 2,241,075 | |||||
| 2024-11-14 | 13G | ENSC / Ensysce Biosciences, Inc. | 983,548 | |||||
| 2024-11-14 | 13G | CETX / Cemtrex, Inc. | 1,935,342 | |||||
| 2024-11-14 | 13G | BJDX / Bluejay Diagnostics, Inc. | 319,280 | |||||
| 2024-11-14 | 13G | APDN / Applied DNA Sciences, Inc. | 1,143,104 | |||||
| 2024-11-14 | 13G/A | BIOLQ / BIOLASE, Inc. | 185,127 | 1,921,872 | ||||
| 2024-11-14 | 13G/A | SPRO / Spero Therapeutics, Inc. | 4,297,599 | 3,750,450 | ||||
| 2024-11-14 | 13G/A | GWAV / Greenwave Technology Solutions, Inc. | 1,032,412 | |||||
| 2024-11-14 | 13G | DVLT / Datavault AI Inc. | 353,121 | |||||
| 2024-07-09 | 13D | LOVE / The Lovesac Company | 814,363 | |||||
| 2024-04-05 | 13D/A | VIEWQ / View, Inc. | 441,703 | 441,703 | ||||
| 2024-02-14 | 13G | ISUN / iSun, Inc. | 3,500,000 | |||||
| 2024-02-14 | 13G | SPRO / Spero Therapeutics, Inc. | 4,297,599 | |||||
| 2024-02-14 | 13G | INPX / Inpixon | 19,338,936 | |||||
| 2024-02-14 | 13G/A | TRL / Trilogy International Partners Inc | 9,453,250 | 8,980,250 | ||||
| 2024-02-14 | 13G/A | NVFY / Nova LifeStyle, Inc. | 371,503 | 74,300 | ||||
| 2024-02-14 | 13G | ZVSA / ZyVersa Therapeutics, Inc. | 160,671 | |||||
| 2024-02-14 | 13G | XXII / 22nd Century Group, Inc. | 3,178,491 | |||||
| 2024-02-14 | 13G | MSRT / Massroots Inc | 1,249,200 | |||||
| 2024-02-14 | 13G | BIOL / BIOLASE, Inc. | 185,127 | |||||
| 2024-02-07 | 13D/A | VIEWQ / View, Inc. | 87,284 | 441,703 | ||||
| 2023-11-03 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 17,926,063 | 20,391,213 | ||||
| 2023-11-01 | 13D/A | MEIP / MEI Pharma, Inc. | 1,093,188 | 1,093,188 | ||||
| 2023-10-26 | 13D | VIEWQ / View, Inc. | 87,284 | |||||
| 2023-10-25 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 15,599,863 | 17,926,063 | ||||
| 2023-10-24 | 13D/A | MEIP / MEI Pharma, Inc. | 914,188 | 1,093,188 | ||||
| 2023-10-13 | 13D/A | MEIP / MEI Pharma, Inc. | 864,188 | 914,188 | ||||
| 2023-09-26 | 13D/A | MEIP / MEI Pharma, Inc. | 816,128 | 864,188 | ||||
| 2023-09-22 | 13D/A | MEIP / MEI Pharma, Inc. | 662,528 | 816,128 | ||||
| 2023-09-15 | 13D/A | MEIP / MEI Pharma, Inc. | 662,528 | 662,528 | ||||
| 2023-08-08 | 13D/A | MEIP / MEI Pharma, Inc. | 662,528 | 662,528 | ||||
| 2023-07-17 | 13D/A | MEIP / MEI Pharma, Inc. | 662,528 | 662,528 | ||||
| 2023-06-23 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 15,599,863 | 15,599,863 | ||||
| 2023-05-30 | 13D | MEIP / MEI Pharma, Inc. | 10,617,959 | 662,528 | ||||
| 2023-05-02 | 13D/A | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 13,252,136 | 15,599,863 | ||||
| 2023-03-10 | 13D | NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) | 13,252,136 | |||||
| 2023-02-14 | 13G/A | MUDS / Mudrick Capital Acquisition Corp II - Class A | 2,050,000 | 0 | ||||
| 2023-02-14 | 13G/A | US67091J4040 / NXT-ID INC | 987,399 | 987,399 | ||||
| 2023-02-14 | 13G | MEIP / MEI Pharma, Inc. | 486,969 | 10,617,959 | ||||
| 2023-02-14 | 13G/A | SFRT / Appreciate Holdings, Inc. | 0 | |||||
| 2023-02-14 | 13G | VIEW / View, Inc. | 24,597,185 | |||||
| 2023-02-14 | 13G/A | GOAC / GO Acquisition Corp - Class A | 3,268,543 | 0 | ||||
| 2023-02-14 | 13G/A | EQD / Equity Distribution Acquisition Corp - Class A | 2,969,179 | 0 | ||||
| 2023-02-14 | 13G/A | VGG6246M1059 / MODEL PERFORMANCE ACQUISITION CORP | 456,461 | 0 | ||||
| 2022-04-18 | 13D/A | AMBS / Amarantus BioScience Holdings, Inc. | 14,176,424 | 14,176,424 | ||||
| 2022-04-08 | 13G/A | TRL / Trilogy International Partners Inc | 8,246,950 | 9,453,250 | ||||
| 2022-02-11 | 13G | SFR / Appreciate Holdings Inc - Class A | 1,184,276 | |||||
| 2022-02-11 | 13G | NVFY / Nova LifeStyle, Inc. | 371,503 | |||||
| 2022-02-11 | 13G | VGG6246M1059 / MODEL PERFORMANCE ACQUISITION CORP | 456,461 | |||||
| 2022-02-11 | 13G | MUDS / Mudrick Capital Acquisition Corp II - Class A | 2,050,000 | |||||
| 2022-02-11 | 13G | GOAC / GO Acquisition Corp - Class A | 3,268,543 | |||||
| 2022-02-11 | 13G/A | TRL / Trilogy International Partners Inc | 5,182,150 | 8,246,950 | ||||
| 2022-02-11 | 13G | EQD / Equity Distribution Acquisition Corp - Class A | 2,969,179 | |||||
| 2022-02-11 | 13G/A | SFET / Safe-T Group Ltd - ADR | 40,136,933 | 0 | ||||
| 2022-02-11 | 13G/A | US67091J4040 / NXT-ID INC | 987,399 | |||||
| 2022-02-11 | 13G/A | DUNE / Dune Acquisition Corporation | 100,000 | |||||
| 2021-02-10 | 13G/A | SFET / Safe-T Group Ltd - ADR | 40,136,933 | |||||
| 2021-02-10 | 13G | TRL / Trilogy International Partners Inc | 5,182,150 | |||||
| 2021-02-10 | 13G/A | TRL / Trilogy International Partners Inc | 6,489,150 | |||||
| 2021-02-10 | 13G/A | NXTD / Nxt-ID Inc | 1,568,853 | 3,885,672 | ||||
| 2021-02-10 | 13G | DUNEU / Dune Acquisition Corporation - Units (1 Ord Class A & 1/2 War) | 1,050,000 | |||||
| 2021-02-10 | 13G/A | GNUS / Genius Brands International Inc | 2,064,782 | 0 | ||||
| 2020-10-05 | 13D | AMBS / Amarantus BioScience Holdings, Inc. | 14,176,424 | |||||
| 2020-02-14 | 13G/A | DFFN / Diffusion Pharmaceuticals Inc | 439,020 | 640,270 | ||||
| 2020-02-14 | 13G/A | GNUS / Genius Brands International Inc | 945,894 | 2,064,782 | ||||
| 2020-02-14 | 13G/A | RKDA / Arcadia Biosciences, Inc. | 529,340 | 236,766 | ||||
| 2020-02-14 | 13G/A | 247078207 / DelMar Pharmaceuticals, Inc. | 295,000 | 290,125 | ||||
| 2020-02-14 | 13G/A | HEPA / Hepion Pharmaceuticals, Inc. | 359,907 | 181,394 | ||||
| 2020-02-14 | 13G/A | QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) | 16,600,016 | 233,330 | ||||
| 2020-02-14 | 13G/A | LBUY / Leafbuyer Technologies, Inc. | 3,605,769 | 4,126,484 | ||||
| 2020-02-14 | 13G/A | TRNX / BBHC Inc | 1,800,000 | 540,160 | ||||
| 2020-02-14 | 13G/A | BIOC / Biocept Inc | 1,187,500 | 2,387,910 | ||||
| 2020-02-14 | 13G/A | OPTT / Ocean Power Technologies, Inc. | 287,509 | 397,117 | ||||
| 2020-02-14 | 13G/A | RWLK / ReWalk Robotics Ltd. | 272,306 | 383,672 | ||||
| 2020-02-14 | 13G/A | CREG / Smart Powerr Corp. | 661,694 | 0 | ||||
| 2020-02-14 | 13G/A | PSTV / Plus Therapeutics, Inc. | 198,034 | |||||
| 2020-02-14 | 13G/A | CLRB / Cellectar Biosciences, Inc. | 600,000 | 493,509 | ||||
| 2020-02-14 | 13G/A | ENVB / Enveric Biosciences, Inc. | 4,877,350 | 0 | ||||
| 2020-02-14 | 13G/A | SCOO / School Specialty, LLC | 393,775 | 563,441 | ||||
| 2020-02-14 | 13G/A | ADXS / Ayala Pharmaceuticals, Inc. | 600,000 | 0 | ||||
| 2020-02-14 | 13G/A | AIM / AIM ImmunoTech Inc. | 1,277,222 | 434,030 | ||||
| 2020-02-14 | 13G/A | SHIP / Seanergy Maritime Holdings Corp. | 557,627 | 1,412,599 | ||||
| 2020-02-14 | 13G/A | OGEN / Oragenics, Inc. | 4,000,000 | 2,422,511 | ||||
| 2020-02-14 | 13G/A | NUWE / Nuwellis, Inc. | 67,597 | 339,756 | ||||
| 2020-02-14 | 13G/A | NXTD / Nxt-ID Inc | 2,469,136 | 1,568,853 | ||||
| 2020-02-14 | 13G/A | BPTH / Bio-Path Holdings, Inc. | 106,681 | 0 | ||||
| 2020-02-14 | 13G/A | SLS / SELLAS Life Sciences Group, Inc. | 5,000,000 | 0 | ||||
| 2020-02-14 | 13G/A | TMDI / Titan Medical Inc | 2,630,834 | 1,814,089 | ||||
| 2020-02-14 | 13G/A | SRAX / SRAX, Inc. | 1,437,995 | 735,157 | ||||
| 2020-02-14 | 13G/A | XBIO / Xenetic Biosciences, Inc. | 260,000 | 0 | ||||
| 2020-02-14 | 13G/A | NILE / BitNile Holdings Inc. | 1,408,390 | 0 | ||||
| 2019-12-06 | 13G/A | GNLN / Greenlane Holdings, Inc. | 1,429,494 | 139,951 | ||||
| 2019-09-30 | 13G | AIM / AIM ImmunoTech Inc. | 1,277,222 | |||||
| 2019-09-27 | 13G | PSTV / Plus Therapeutics, Inc. | 369,379 | |||||
| 2019-09-24 | 13G | GNLN / Greenlane Holdings, Inc. | 1,429,494 | |||||
| 2019-09-11 | 13G | RKDA / Arcadia Biosciences, Inc. | 529,340 | |||||
| 2019-08-15 | 13G | SRAX / SRAX, Inc. | 1,437,995 | 1,437,995 | ||||
| 2019-08-14 | 13G | SRAX / SRAX, Inc. | 1,437,995 | |||||
| 2019-07-29 | 13G | XBIO / Xenetic Biosciences, Inc. | 260,000 | |||||
| 2019-07-12 | 13G | LBUY / Leafbuyer Technologies, Inc. | 3,605,769 | |||||
| 2019-06-28 | 13G | HEPA / Hepion Pharmaceuticals, Inc. | 359,907 | |||||
| 2019-06-28 | 13G | HEPA / Hepion Pharmaceuticals, Inc. | 1,178,415 | 359,907 | ||||
| 2019-06-24 | 13G | SLS / SELLAS Life Sciences Group, Inc. | 5,000,000 | |||||
| 2019-06-13 | 13G | KTRA / Kintara Therapeutics, Inc. | 295,000 | |||||
| 2019-06-03 | 13G | DFFN / Diffusion Pharmaceuticals Inc | 439,020 | |||||
| 2019-05-28 | 13G | CLRB / Cellectar Biosciences, Inc. | 600,000 | |||||
| 2019-05-20 | 13G | SHIP / Seanergy Maritime Holdings Corp. | 557,627 | |||||
| 2019-04-17 | 13G | OPTT / Ocean Power Technologies, Inc. | 287,509 | |||||
| 2019-04-17 | 13G | RWLK / ReWalk Robotics Ltd. | 272,306 | |||||
| 2019-04-12 | 13G | NILE / BitNile Holdings Inc. | 1,408,390 | |||||
| 2019-04-11 | 13G | NXTD / Nxt-ID Inc | 998,000 | 2,469,136 | ||||
| 2019-04-09 | 13G | ADXS / Ayala Pharmaceuticals, Inc. | 600,000 | |||||
| 2019-03-29 | 13G | TMDI / Titan Medical Inc | 2,630,834 | |||||
| 2019-03-29 | 13G | OGEN / Oragenics, Inc. | 4,000,000 | |||||
| 2019-03-15 | 13G | NUWE / Nuwellis, Inc. | 67,597 | |||||
| 2019-02-21 | 13G | GNUS / Genius Brands International Inc | 486,973 | 945,894 | ||||
| 2019-02-19 | 13G | TRNX / BBHC Inc | 1,800,000 | |||||
| 2019-02-19 | 13G | BIOC / Biocept Inc | 1,187,500 | |||||
| 2019-02-19 | 13G | QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) | 16,600,016 | |||||
| 2019-02-19 | 13G | TRNX / BBHC Inc | 1,800,000 | |||||
| 2019-02-15 | 13G/A | STKS / The ONE Group Hospitality, Inc. | 1,728,915 | |||||
| 2019-02-14 | 13G/A | PHIO / Phio Pharmaceuticals Corp. | 377,652 | 521,576 | ||||
| 2019-02-14 | 13G/A | VISL / Vislink Technologies, Inc. | 1,030,663 | 930,079 | ||||
| 2019-02-14 | 13G/A | NHWK / NightHawk Biosciences, Inc. | 2,000,000 | 1,682,515 | ||||
| 2019-02-14 | 13G/A | NSPR / InspireMD, Inc. | 1,731,945 | 250,000 | ||||
| 2019-02-14 | 13G/A | TNXP / Tonix Pharmaceuticals Holding Corp. | 150,000 | 298,571 | ||||
| 2019-02-14 | 13G/A | ABWN / Airborne Wireless Network | 10,699,743 | 154,260,000 | ||||
| 2019-02-14 | 13G/A | GNUS / Genius Brands International Inc | 467,084 | 486,973 | ||||
| 2019-02-14 | 13G/A | FCSC / Fibrocell Science Inc. | 679,408 | 489,230 | ||||
| 2019-02-14 | 13G/A | ATNM / Actinium Pharmaceuticals, Inc. | 6,000,000 | 3,141,750 | ||||
| 2019-02-14 | 13G/A | PHIO / Phio Pharmaceuticals Corp. | 521,576 | |||||
| 2019-02-14 | 13G/A | ENVB / Enveric Biosciences, Inc. | 1,666,666 | 4,877,350 | ||||
| 2019-02-14 | 13G/A | RNN / Rexahn Pharmaceuticals, Inc, | 1,923,077 | 1,938,763 | ||||
| 2019-02-14 | 13G/A | SCOO / School Specialty, LLC | 393,215 | 393,775 | ||||
| 2019-02-14 | 13G/A | SMSI / Smith Micro Software, Inc. | 1,219,124 | 1,472,682 | ||||
| 2019-02-14 | 13G/A | IPCI / Intellipharmaceutics International Inc. | 2,916,666 | 198,861 | ||||
| 2019-02-14 | 13G/A | NVIV / InVivo Therapeutics Holdings Corp. | 198,411 | 488,770 | ||||
| 2019-02-04 | 13G | BPTH / Bio-Path Holdings, Inc. | 106,681 | |||||
| 2019-02-04 | 13G | CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) | 4,476,192 | |||||
| 2018-12-20 | 13G | TNXP / Tonix Pharmaceuticals Holding Corp. | 150,000 | |||||
| 2018-12-03 | 13G | NHWK / NightHawk Biosciences, Inc. | 2,000,000 | |||||
| 2018-11-13 | 13G | CREG / Smart Powerr Corp. | 661,694 | |||||
| 2018-10-29 | 13G | RNN / Rexahn Pharmaceuticals, Inc, | 1,923,077 | |||||
| 2018-09-06 | 13G/A | ENVB / Enveric Biosciences, Inc. | 2,501,773 | 1,666,666 | ||||
| 2018-08-09 | 13G | ENVB / Enveric Biosciences, Inc. | 2,501,773 | |||||
| 2018-07-24 | 13G | HEPA / Hepion Pharmaceuticals, Inc. | 1,178,415 | |||||
| 2018-07-12 | 13G | ETRM / EnteroMedics Inc | 413,794 | |||||
| 2018-07-12 | 13G | ETRM / EnteroMedics Inc | 413,794 | |||||
| 2018-07-05 | 13G | NSPR / InspireMD, Inc. | 1,731,945 | |||||
| 2018-06-25 | 13G | NVIV / InVivo Therapeutics Holdings Corp. | 198,411 | |||||
| 2018-06-01 | 13G | FCSC / Fibrocell Science Inc. | 679,408 | |||||
| 2018-06-01 | 13G | ABWN / Airborne Wireless Network | 10,699,743 | |||||
| 2018-05-15 | 13G | EDSA / Edesa Biotech, Inc. | 552,500 | 289,500 | ||||
| 2018-05-14 | 13G | SMSI / Smith Micro Software, Inc. | 1,219,124 | |||||
| 2018-04-18 | 13G | PHIO / Phio Pharmaceuticals Corp. | 3,388,068 | 377,652 | ||||
| 2018-03-20 | 13G | IPCI / Intellipharmaceutics International Inc. | 2,916,666 | |||||
| 2018-03-13 | 13G | ATNM / Actinium Pharmaceuticals, Inc. | 6,000,000 | |||||
| 2018-02-14 | 13G/A | LFER / Life On Earth, Inc. | 400,000 | |||||
| 2018-02-14 | 13G/A | CLSN / Imunon Inc | 760,000 | 837,693 | ||||
| 2018-02-14 | 13G/A | LFER / Life On Earth, Inc. | 1,100,000 | 400,000 | ||||
| 2018-02-14 | 13G/A | VISL / Vislink Technologies, Inc. | 825,000 | 1,030,663 | ||||
| 2018-02-14 | 13G/A | EDSA / Edesa Biotech, Inc. | 605,301 | 552,500 | ||||
| 2018-02-14 | 13G/A | NXTD / Nxt-ID Inc | 1,434,145 | 998,000 | ||||
| 2018-02-14 | 13G/A | BXE / Bellatrix Exploration Ltd | 17,850,868 | 1,500,000 | ||||
| 2018-02-14 | 13G/A | ONCS / OncoSec Medical Inc | 1,860,467 | 1,744,188 | ||||
| 2018-02-14 | 13G/A | RGSE / Real Goods Solar, Inc. | 2,272,727 | 161,290 | ||||
| 2018-02-14 | 13G/A | GEVO / Gevo, Inc. | 1,315,000 | 1,145,700 | ||||
| 2018-02-14 | 13G/A | GNUS / Genius Brands International Inc | 384,984 | 467,084 | ||||
| 2018-02-14 | 13G/A | ANTH / Anthera Pharmaceuticals, Inc. | 5,000,000 | 625,000 | ||||
| 2018-02-14 | 13G/A | / Kona Grill Inc | 520,000 | 241,000 | ||||
| 2018-02-14 | 13G/A | INVT / Inventergy Global Inc | 750,000 | 966,026 | ||||
| 2018-02-14 | 13G/A | SCOO / School Specialty, LLC | 493,215 | 393,215 | ||||
| 2017-12-18 | 13G | GNUS / Genius Brands International Inc | 384,984 | |||||
| 2017-11-09 | 13G/A | SCOO / School Specialty, LLC | 184,645 | 493,215 | ||||
| 2017-11-01 | 13G | ONCS / OncoSec Medical Inc | 1,860,467 | |||||
| 2017-07-18 | 13G | / Kona Grill Inc | 520,000 | |||||
| 2017-07-17 | 13G | NXTD / Nxt-ID Inc | 1,434,145 | |||||
| 2017-07-17 | 13G | CLSN / Imunon Inc | 975,000 | 760,000 | ||||
| 2017-03-20 | 13G | ANTH / Anthera Pharmaceuticals, Inc. | 5,000,000 | |||||
| 2017-03-20 | 13G | ANTH / Anthera Pharmaceuticals, Inc. | 5,000,000 | |||||
| 2017-02-17 | 13G | GEVO / Gevo, Inc. | 1,315,000 | |||||
| 2017-02-14 | 13G/A | SEEL / Seelos Therapeutics, Inc. | 394,482 | |||||
| 2017-02-14 | 13G | STKS / The ONE Group Hospitality, Inc. | 1,244,473 | 1,728,915 | ||||
| 2017-02-14 | 13G/A | 09074M103 / Harvard Apparatus Regenerative Technology, Inc. | 945,626 | 472,813 | ||||
| 2017-02-14 | 13G/A | MBOT / Microbot Medical Inc. | 8,333,333 | 1,181 | ||||
| 2017-02-14 | 13G/A | SEEL / Seelos Therapeutics, Inc. | 5,412,009 | 394,482 | ||||
| 2017-02-14 | 13G/A | EVOK / Evoke Pharma, Inc. | 701,754 | 648,650 | ||||
| 2017-02-14 | 13G/A | HEB / Hemispherx BioPharma, Inc. | 1,666,667 | 1,226,851 | ||||
| 2017-02-14 | 13G/A | DSKX / DS Healthcare Group, Inc. | 1,473,643 | 1,635,045 | ||||
| 2017-02-14 | 13G/A | EDSA / Edesa Biotech, Inc. | 843,750 | 605,301 | ||||
| 2017-02-14 | 13G/A | FES / Forbes Energy Services Ltd. | 1,182,424 | 0 | ||||
| 2017-02-14 | 13G/A | MEIP / MEI Pharma, Inc. | 1,944,479 | 486,969 | ||||
| 2017-02-14 | 13G/A | ONTX / Onconova Therapeutics, Inc. | 1,936,842 | 190,592 | ||||
| 2017-02-14 | 13G/A | 09074M103 / Harvard Apparatus Regenerative Technology, Inc. | 945,626 | 472,813 | ||||
| 2017-02-14 | 13G/A | AIKI / AIkido Pharma Inc | 3,989,259 | 0 | ||||
| 2017-02-14 | 13G/A | BXE / Bellatrix Exploration Ltd | 12,500,000 | 17,850,868 | ||||
| 2017-02-14 | 13G/A | GNVC / GenVec, Inc. | 1,367,988 | 102,600 | ||||
| 2017-02-10 | 13G | VISL / Vislink Technologies, Inc. | 825,000 | |||||
| 2016-12-20 | 13G | RGSE / Real Goods Solar, Inc. | 2,272,727 | |||||
| 2016-11-25 | 13G/A | SCOO / School Specialty, LLC | 113,562 | 184,645 | ||||
| 2016-10-21 | 13G | INVT / Inventergy Global Inc | 750,000 | |||||
| 2016-10-12 | 13G | LFER / Life On Earth, Inc. | 1,100,000 | |||||
| 2016-10-12 | 13G | LFER / Life On Earth, Inc. | 1,100,000 | |||||
| 2016-10-07 | 13G | SEEL / Seelos Therapeutics, Inc. | 5,412,009 | |||||
| 2016-10-07 | 13G | SEEL / Seelos Therapeutics, Inc. | 5,412,009 | |||||
| 2016-09-07 | 13G | HEB / Hemispherx BioPharma, Inc. | 1,666,667 | |||||
| 2016-08-25 | 13G | BXE / Bellatrix Exploration Ltd | 12,500,000 | |||||
| 2016-07-26 | 13G | EVOK / Evoke Pharma, Inc. | 701,754 | |||||
| 2016-07-07 | 13G | EDSA / Edesa Biotech, Inc. | 843,750 | |||||
| 2016-05-25 | 13G | 09074M103 / Harvard Apparatus Regenerative Technology, Inc. | 945,626 | |||||
| 2016-05-25 | 13G | 09074M103 / Harvard Apparatus Regenerative Technology, Inc. | 945,626 | |||||
| 2016-05-18 | 13G | GNVC / GenVec, Inc. | 1,367,988 | |||||
| 2016-03-30 | 13G/A | SCOO / School Specialty, LLC | 113,562 | |||||
| 2016-03-16 | 13G | MBOT / Microbot Medical Inc. | 8,333,333 | |||||
| 2016-02-05 | 13G/A | STKS / The ONE Group Hospitality, Inc. | 1,745,315 | 1,244,473 | ||||
| 2016-02-05 | 13G/A | OTLC / Oncotelic Therapeutics, Inc. | 2,266,117 | 1,306,262 | ||||
| 2016-02-05 | 13G/A | SCON / Superconductor Technologies Inc. | 1,785,715 | 8,710,410 | ||||
| 2016-02-05 | 13G/A | / Ceres, Inc. | 400,000 | 1,184,500 | ||||
| 2016-02-05 | 13G/A | CLSN / Imunon Inc | 1,500,000 | 975,000 | ||||
| 2016-02-05 | 13G/A | PHIO / Phio Pharmaceuticals Corp. | 4,262,750 | 3,388,068 | ||||
| 2016-02-05 | 13G/A | DSKX / DS Healthcare Group, Inc. | 1,500,000 | 1,473,643 | ||||
| 2016-02-05 | 13G/A | FES / Forbes Energy Services Ltd. | 1,182,424 | |||||
| 2016-02-05 | 13G/A | SNOA / Sonoma Pharmaceuticals, Inc. | 328,994 | |||||
| 2016-02-05 | 13G/A | VYNT / Vyant Bio, Inc. | 833,300 | 1,508,300 | ||||
| 2016-02-05 | 13G/A | SINT / Sintx Technologies, Inc. | 4,374,453 | 21,462,403 | ||||
| 2016-02-05 | 13G/A | MEIP / MEI Pharma, Inc. | 1,715,000 | 1,944,479 | ||||
| 2016-02-05 | 13G/A | AIKI / AIkido Pharma Inc | 4,750,000 | 3,989,259 | ||||
| 2016-02-05 | 13G/A | NVGN / Novogen Ltd. | 28,911,612 | 8,000,083 | ||||
| 2016-02-05 | 13G/A | ACER / Acer Therapeutics Inc | 5,536,999 | 19,676 | ||||
| 2016-01-13 | 13G | ONTX / Onconova Therapeutics, Inc. | 1,936,842 | |||||
| 2016-01-05 | 13G | DSKX / DS Healthcare Group, Inc. | 1,500,000 | |||||
| 2015-12-07 | 13G | AIKI / AIkido Pharma Inc | 4,750,000 | |||||
| 2015-11-13 | 13G | VYNT / Vyant Bio, Inc. | 833,300 | |||||
| 2015-11-05 | 13G | JAG / Jaguar Mining Inc. | 11,779,605 | |||||
| 2015-10-15 | 13G | SCON / Superconductor Technologies Inc. | 1,785,715 | |||||
| 2015-09-14 | 13G | SINT / Sintx Technologies, Inc. | 4,374,453 | |||||
| 2015-08-10 | 13G | MEIP / MEI Pharma, Inc. | 1,715,000 | |||||
| 2015-08-10 | 13G | / Ceres, Inc. | 400,000 | |||||
| 2015-07-02 | 13G | NVGN / Novogen Ltd. | 28,911,612 | |||||
| 2015-06-05 | 13G | PHIO / Phio Pharmaceuticals Corp. | 4,262,750 | |||||
| 2015-06-05 | 13G | CLSN / Imunon Inc | 1,500,000 | |||||
| 2015-04-16 | 13G | ACER / Acer Therapeutics Inc | 5,536,999 | |||||
| 2015-03-30 | 13G | OTLC / Oncotelic Therapeutics, Inc. | 2,266,117 | |||||
| 2015-03-12 | 13G | STKS / The ONE Group Hospitality, Inc. | 1,745,315 | |||||
| 2015-02-17 | 13G/A | FES / Forbes Energy Services Ltd. | 1,234,869 | |||||
| 2015-02-17 | 13G/A | LAKE / Lakeland Industries, Inc. | 140,870 | |||||
| 2015-02-17 | 13G/A | GTIM / Good Times Restaurants Inc. | 0 | |||||
| 2015-02-17 | 13G/A | JAG / Jaguar Mining Inc. | 5,001,596 | |||||
| 2015-02-17 | 13G/A | SCOO / School Specialty, LLC | 69,967 | |||||
| 2015-02-17 | 13G/A | VSR / Versar, Inc. | 0 | |||||
| 2015-02-17 | 13G/A | PALDF / North American Palladium Ltd. | 16,100,837 | |||||
| 2015-02-17 | 13G/A | AURX / Nuo Therapeutics, Inc. | 0 | |||||
| 2015-02-17 | 13G/A | OTLC / Oncotelic Therapeutics, Inc. | 469,315 | |||||
| 2015-01-30 | 13G | SNOA / Sonoma Pharmaceuticals, Inc. | 831,250 | |||||
| 2014-11-04 | 13G | VSR / Versar, Inc. | 546,281 | |||||
| 2014-11-03 | 13G | LAKE / Lakeland Industries, Inc. | 269,075 | |||||
| 2014-05-02 | 13G | JAG / Jaguar Mining Inc. | 6,011,136 | |||||
| 2014-04-09 | 13G | AURX / Nuo Therapeutics, Inc. | 8,452,725 | |||||
| 2014-02-25 | 13G | SCOO / School Specialty, LLC | 50,767 | |||||
| 2014-02-20 | 13G | OTLC / Oncotelic Therapeutics, Inc. | 1,180,414 | |||||
| 2014-02-11 | 13G/A | SOQDQ / Sonde Resources Corp. | 4,143,056 | |||||
| 2014-02-11 | 13G | PALDF / North American Palladium Ltd. | 13,234,000 | |||||
| 2014-02-10 | 13G/A | GTIM / Good Times Restaurants Inc. | 427,500 | |||||
| 2014-01-22 | 13G | FES / Forbes Energy Services Ltd. | 1,100,459 | |||||
| 2013-08-26 | 13G | SOQDQ / Sonde Resources Corp. | 3,248,100 | |||||
| 2013-08-26 | 13G | GTIM / Good Times Restaurants Inc. | 515,115 |
