Investor Newgate Capital Management Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Newgate Capital Management Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2014-07-28 13G/A US92913C1062 / Voya Natural Resources Equity Income Fnd 620,480
2014-01-16 13G US92913C1062 / Voya Natural Resources Equity Income Fnd 1,182,530
2013-10-10 13G/A INXX / EGShares India Infrastructure ETF 0
2013-07-22 13G VNM / VanEck ETF Trust - VanEck Vietnam ETF 641,385
2013-01-29 13G/A 444,896
2013-01-29 13G VNM / VanEck ETF Trust - VanEck Vietnam ETF 832,200
2013-01-29 13G INXX / EGShares India Infrastructure ETF 286,415
2012-07-16 13G/A CHIX / Global X Funds - Global X MSCI China Financials ETF 0
2012-07-16 13G/A SLA / 251,471
2012-04-11 13G/A BRAQ / Global X Brazil Consumer ETF 0
2012-03-06 13G/A CHIX / Global X Funds - Global X MSCI China Financials ETF 376,870
2012-02-02 13G/A CSP / 1,416,432
2012-02-02 13G/A BRAQ / Global X Brazil Consumer ETF 498,313
2012-02-02 13G/A AND / Global X FTSE Andean 40 ETF
2012-02-02 13G/A CHIX / Global X Funds - Global X MSCI China Financials ETF 711,209
2012-02-02 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 281,391
2012-02-02 13G/A 460
2012-02-02 13G/A GLJ / iShares Trust 684,368
2012-02-02 13G/A SLA / 620,907