Investor Penn Capital Management Co Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Penn Capital Management Co Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2018-07-30 13G / CELADON GROUP INC 700,565
2018-07-30 13G CVU / CPI Aerostructures, Inc. 454,365 327,308
2018-07-30 13G / Kona Grill Inc 0
2016-02-12 13G SHSP / SharpSpring Inc 397,957
2016-02-12 13G CVU / CPI Aerostructures, Inc. 454,365
2015-02-12 13G GIG / GigCapital7 Corp. 1,674,468
2014-02-14 13G CVU / CPI Aerostructures, Inc. 446,140
2014-02-13 13G FLL / Full House Resorts, Inc. 1,141,704
2013-02-22 13G/A OCLR / Oclaro, Inc 2,764,642
2013-02-15 13G CBEY / Cbeyond, Inc. 1,712,164
2013-02-15 13G AVNW / Aviat Networks, Inc. 3,665,602
2013-02-15 13G HERO / Global X Funds - Global X Video Games & Esports ETF 6,977,435
2013-02-15 13G SHOR / ShorTel, Inc. 2,437,841
2013-02-15 13G PZN / Pzena Investment Management Inc - Class A 561,219
2012-02-13 13G CBEY / Cbeyond, Inc. 1,541,706
2012-02-13 13G SRSL / Srs Labs Inc 857,546
2012-02-13 13G 391523107 / Great Wolf Resorts, Inc. 2,182,600
2012-02-13 13G PZN / Pzena Investment Management Inc - Class A 612,943
2012-02-13 13G CKEC / Carmike Cinemas, Inc. 1,045,463
2012-02-13 13G LNET / 1,670,025