Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Auvil Paul R. III. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Auvil Paul R. III reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
Director 0
US:ESTC / Elastic N.V. Director 37,956
US:ONEM / 1life Healthcare Inc Director 0
US:PFPT / Proofpoint Inc Chief Financial Officer 0
US:QTM / Quantum Corp. Director 101,735
US:MRIN / Marin Software Incorporated Director 60,000
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Auvil Paul R. III. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Auvil Paul R. III conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-05-15 2026-05-15 4 CBRS Cerebras Systems Inc.
Class A Common Stock
J - Other -203,750 0 -100.00
2026-05-13 3 CBRS Cerebras Systems Inc.
Class A Common Stock
203,750
2025-12-02 2025-12-01 4 ESTC Elastic N.V.
Ordinary Shares
P - Purchase 4,000 37,956 11.78 71.04 284,160 2,696,394
2025-12-02 2025-12-01 4 ESTC Elastic N.V.
Ordinary Shares
P - Purchase 5,000 33,956 17.27 71.01 355,050 2,411,216
2025-12-02 2025-12-01 4 ESTC Elastic N.V.
Ordinary Shares
P - Purchase 1,000 28,956 3.58 71.02 71,020 2,056,455
2025-10-02 2025-09-30 4 ESTC Elastic N.V.
Ordinary Shares
A - Award 2,663 27,956 10.53
2024-10-02 2024-10-01 4 ESTC Elastic N.V.
Ordinary Shares
A - Award 2,666 25,293 11.78
2024-09-03 2024-09-03 4 ESTC Elastic N.V.
Ordinary Shares
P - Purchase 20,000 22,627 761.32 74.25 1,484,968 1,680,019
2023-10-10 2023-10-05 4 ESTC Elastic N.V.
Ordinary Shares
A - Award 2,627 2,627
2023-02-24 2023-02-22 4 ONEM 1Life Healthcare Inc
Common Stock
D - Sale to Issuer -12,586 0 -100.00 18.00 -226,548
2023-01-18 2023-01-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 1,051 12,586 9.11
2022-10-18 2022-10-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 1,023 11,535 9.73
2022-07-19 2022-07-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 1,916 10,512 22.29
2022-06-06 2022-06-02 4 ONEM 1Life Healthcare Inc
Common Stock
M - Exercise 4,534 8,596 111.62
2022-04-19 2022-04-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 1,643 4,062 67.92
2022-01-19 2022-01-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 1,075 2,419 79.99
2021-10-19 2021-10-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 810 1,344 151.69
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -2,812 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -40,000 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -11,250 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -8,000 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -12,500 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Restricted Stock Units
D - Sale to Issuer -4,150 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
D - Sale to Issuer -32,000 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
D - Sale to Issuer -32,000 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
D - Sale to Issuer -80,000 0 -100.00
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Common Stock
D - Sale to Issuer -261,918 0 -100.00 176.00 -46,097,568
2021-08-31 2021-08-31 4 PFPT PROOFPOINT INC
Common Stock
D - Sale to Issuer -122,063 0 -100.00 176.00 -21,483,088
2021-08-19 2021-08-18 4 PFPT PROOFPOINT INC
Common Stock
G - Gift -30,000 231,918 -11.45
2021-07-19 2021-07-15 4 ONEM 1Life Healthcare Inc
Common Stock
A - Award 534 534
2021-06-07 2021-06-03 4 ONEM 1Life Healthcare Inc
Restricted Stock Units
A - Award 4,534 4,534
2021-06-02 2021-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -12,500 12,500 -50.00
2021-06-02 2021-06-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -6,198 122,063 -4.83 172.96 -1,072,006 21,112,016
2021-06-02 2021-06-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 12,500 128,261 10.80
2021-04-22 2021-04-20 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -938 2,812 -25.01
2021-04-22 2021-04-20 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 3,750 3,750
2021-04-22 2021-04-20 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -466 115,761 -0.40 130.01 -60,585 15,050,088
2021-04-22 2021-04-20 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 938 116,227 0.81
2021-04-19 2021-04-15 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 718 718
2021-03-09 2021-03-05 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 40,000 40,000
2021-02-03 2021-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 0 -100.00
2021-02-03 2021-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 0 -100.00
2021-02-03 2021-02-02 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -2,480 115,289 -2.11 134.57 -333,734 15,514,441
2021-02-03 2021-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 117,769 2.17
2021-02-03 2021-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 117,769 2.17
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -3,750 11,250 -25.00
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 8,000 -33.33
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Restrricted Stock Units
M - Exercise -4,150 4,150 -50.00
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -5,000 0 -100.00
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -7,280 112,769 -6.06 130.62 -950,914 14,729,887
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 3,750 120,049 3.22
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 116,299 3.56
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,150 112,299 3.84
2021-02-03 2021-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 5,000 108,149 4.85
2021-01-20 2021-01-15 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 725 725
2020-12-22 2020-12-22 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25,000 261,918 -8.71 135.17 -3,379,282 35,403,797
2020-12-22 2020-12-18 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -24,480 286,918 -7.86 130.02 -3,182,921 37,305,451
2020-10-19 2020-10-15 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 1,014 1,014
2020-07-30 2020-07-29 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25,000 311,398 -7.43 125.02 -3,125,568 38,931,819
2020-07-17 2020-07-15 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 498 498
2020-06-02 2020-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -12,500 25,000 -33.33
2020-06-02 2020-06-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -6,198 103,149 -5.67 118.51 -734,525 12,224,188
2020-06-02 2020-06-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 12,500 109,347 12.91
2020-05-18 2020-05-14 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 5,294 5,294
2020-05-11 2020-05-07 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -7,600 336,398 -2.21 132.04 -1,003,542 44,419,674
2020-05-11 2020-05-07 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -17,400 343,998 -4.81 130.08 -2,263,409 44,747,604
2020-04-30 2020-04-15 4 ONEM 1Life Healthcare Inc
Stock Option (Right to Buy)
A - Award 984 984
2020-03-31 2020-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,000 0 -100.00
2020-03-31 2020-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,000 0 -100.00
2020-03-31 2020-03-29 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,984 96,847 -2.01 104.97 -208,260 10,166,030
2020-03-31 2020-03-29 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 98,831 4.22
2020-03-24 2020-03-20 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 15,000 15,000
2020-02-06 2020-02-04 4 PFPT PROOFPOINT INC
Common Stock
S - Sale -25,000 361,398 -6.47 125.10 -3,127,440 45,210,022
2020-02-04 2020-02-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -400 386,398 -0.10 123.54 -49,415 47,734,643
2020-02-04 2020-02-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -5,700 389,798 -1.44 122.75 -699,689 47,848,679
2020-02-04 2020-02-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -3,732 392,498 -0.94 121.34 -452,851 47,626,728
2020-02-04 2020-02-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -15,168 396,230 -3.69 120.46 -1,827,119 47,729,390
2020-02-04 2020-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 2,500 -50.00
2020-02-04 2020-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 2,500 -50.00
2020-02-04 2020-02-02 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -2,480 94,831 -2.55 122.81 -304,569 11,646,195
2020-02-04 2020-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 97,311 2.64
2020-02-04 2020-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 94,811 2.71
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 12,000 -25.00
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,150 8,300 -33.33
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -5,000 5,000 -50.00
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 0 -100.00
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -7,349 92,311 -7.37 122.81 -902,531 11,336,714
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 99,660 4.18
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,150 95,660 4.54
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 5,000 91,510 5.78
2020-02-04 2020-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 86,510 4.85
2019-06-03 2019-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -12,500 37,500 -25.00
2019-06-03 2019-06-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -6,198 82,510 -6.99 112.36 -696,407 9,270,824
2019-06-03 2019-06-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 12,500 88,708 16.40
2019-05-17 2019-05-16 4 PFPT PROOFPOINT INC
Non-qualified stock option (right to buy)
M - Exercise X -30,000 0 -100.00
2019-05-17 2019-05-16 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -14,000 76,208 -15.52 121.18 -1,696,566 9,235,137
2019-05-17 2019-05-16 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -16,000 90,208 -15.06 120.58 -1,929,288 10,877,326
2019-05-17 2019-05-16 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 30,000 106,208 39.37 14.12 423,600 1,499,657
2019-04-17 2019-04-15 4 PFPT PROOFPOINT INC
Non-qualified stock option (right to buy)
M - Exercise X -30,000 30,000 -50.00
2019-04-17 2019-04-15 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -1,600 76,208 -2.06 123.01 -196,816 9,374,323
2019-04-17 2019-04-15 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -28,400 77,808 -26.74 122.59 -3,481,604 9,538,615
2019-04-17 2019-04-15 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 30,000 106,208 39.37 14.12 423,600 1,499,657
2019-04-01 2019-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,000 2,000 -50.00
2019-04-01 2019-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,000 2,000 -50.00
2019-04-01 2019-03-29 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,984 76,208 -2.54 121.43 -240,917 9,253,937
2019-04-01 2019-03-29 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 78,192 5.39
2019-04-01 2019-03-28 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 16,000 16,000
2019-03-27 2019-03-26 4 PFPT PROOFPOINT INC
Non-qualified stock option (right to buy)
M - Exercise X -30,000 60,000 -33.33
2019-03-27 2019-03-26 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -20,760 74,192 -21.86 121.52 -2,522,685 9,015,560
2019-03-27 2019-03-26 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -9,240 94,952 -8.87 120.58 -1,114,129 11,448,999
2019-03-27 2019-03-26 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 30,000 104,192 40.44 14.12 423,600 1,471,191
2019-03-25 2019-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 0 -100.00
2019-03-25 2019-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 0 -100.00
2019-03-25 2019-03-24 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -2,728 74,192 -3.55 119.90 -327,087 8,895,621
2019-03-25 2019-03-24 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 76,920 3.71
2019-03-25 2019-03-24 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 76,920 3.71
2019-02-05 2019-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -1,875 5,000 -27.27
2019-02-05 2019-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -1,875 5,000 -27.27
2019-02-05 2019-02-02 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,860 71,420 -2.54 114.51 -212,989 8,178,304
2019-02-05 2019-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 1,875 73,280 2.63
2019-02-05 2019-02-02 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 1,875 73,280 2.63
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,150 12,450 -25.00
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -5,000 10,000 -33.33
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 4,000 -50.00
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,250 0 -100.00
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -7,367 69,530 -9.58 114.51 -843,595 7,961,880
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,150 76,897 5.70
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 5,000 72,747 7.38
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 67,747 6.27
2019-02-05 2019-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,250 63,747 7.14
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Employee Stock Option (right to buy)
M - Exercise X -5,000 0 -100.00
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -175 411,398 -0.04 120.10 -21,017 49,406,843
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -175 411,573 -0.04 118.66 -20,766 48,837,252
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -1,838 411,748 -0.44 118.19 -217,174 48,664,496
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -2,275 413,586 -0.55 116.66 -265,411 48,250,621
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25,025 415,860 -5.68 115.97 -2,902,144 48,227,259
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -5,512 440,886 -1.23 115.27 -635,408 50,819,417
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25 59,497 -0.04 120.10 -3,002 7,145,292
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25 59,522 -0.04 118.66 -2,966 7,062,881
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -262 59,547 -0.44 118.19 -31,025 7,037,860
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -325 59,810 -0.54 116.66 -37,916 6,977,627
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -3,575 60,134 -5.61 115.97 -414,592 6,973,786
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -788 63,710 -1.22 115.27 -90,773 7,343,584
2018-09-07 2018-09-05 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 5,000 64,497 8.40 7.98 39,900 514,686
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Employee Stock Option (right to buy)
M - Exercise X -19,969 5,000 -79.98
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Employee Stock Option (right to buy)
M - Exercise X -3,479 0 -100.00
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -21,001 59,497 -26.09 114.71 -2,409,000 6,824,829
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -18,999 80,498 -19.10 112.59 -2,139,008 9,062,891
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 19,969 99,497 25.11 7.98 159,353 793,986
2018-08-03 2018-08-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 3,479 79,528 4.57 5.48 19,065 435,813
2018-07-12 2018-07-10 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -2,724 126,049 -2.12 118.72 -323,396 14,964,663
2018-07-12 2018-07-10 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -22,076 128,773 -14.63 118.13 -2,607,805 15,211,761
2018-07-12 2018-07-10 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -15,200 150,849 -9.15 117.04 -1,778,946 17,654,748
2018-06-11 2018-06-08 4 PFPT PROOFPOINT INC
Common Stock
A - Award 50,000 166,049 43.09
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -3,125 6,875 -31.25
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -3,125 6,875 -31.25
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 10,000 10,000
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 10,000 10,000
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -3,100 116,049 -2.60 120.57 -373,767 13,992,028
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 3,125 119,149 2.69
2018-06-05 2018-06-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 3,125 119,149 2.69
2018-04-02 2018-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -1,500 4,000 -27.27
2018-04-02 2018-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -1,500 4,000 -27.27
2018-04-02 2018-03-29 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,488 112,899 -1.30 113.65 -169,111 12,830,971
2018-04-02 2018-03-29 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 3,000 114,387 2.69
2018-03-27 2018-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 2,750 -50.00
2018-03-27 2018-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 2,750 -50.00
2018-03-27 2018-03-24 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -2,728 111,387 -2.39 115.75 -315,766 12,893,045
2018-03-27 2018-03-24 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 114,115 2.47
2018-03-27 2018-03-24 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 114,115 2.47
2018-03-21 2018-03-19 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 16,600 16,600
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -5,000 15,000 -25.00
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 8,000 -33.33
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,250 4,250 -50.00
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -10,000 0 -100.00
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -10,113 108,615 -8.52 102.02 -1,031,728 11,080,902
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 5,000 118,728 4.40
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 113,728 3.65
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,250 109,728 4.03
2018-02-05 2018-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 10,000 105,478 10.47
2017-09-05 2017-09-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 22,482 101,735 28.37
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -15,773 3,479 -81.93
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -9,227 0 -100.00
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -2,759 95,478 -2.81 91.16 -251,518 8,704,051
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -22,241 98,237 -18.46 90.46 -2,012,019 8,886,951
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 15,773 120,478 15.06 5.48 86,436 660,219
2017-06-07 2017-06-06 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 9,227 104,705 9.66 3.88 35,801 406,255
2017-05-16 2017-05-15 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -25,000 9,227 -73.04
2017-05-16 2017-05-15 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -900 95,478 -0.93 87.07 -78,362 8,313,212
2017-05-16 2017-05-15 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -14,408 96,378 -13.01 86.39 -1,244,698 8,326,038
2017-05-16 2017-05-15 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -9,692 110,786 -8.04 85.53 -828,985 9,475,848
2017-05-16 2017-05-15 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 25,000 120,478 26.18 3.88 97,000 467,455
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 5,500 -31.25
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,500 5,500 -31.25
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -5,500 5,500 -50.00
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 8,000 8,000
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 8,000 8,000
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 11,000 11,000
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -5,480 95,478 -5.43 75.76 -415,165 7,233,413
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 100,958 2.54
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,500 100,958 2.54
2017-05-03 2017-05-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 5,500 95,958 6.08
2017-04-03 2017-04-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 50,000 634,030 8.56
2017-03-28 2017-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 5,500 -33.33
2017-03-28 2017-03-24 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,435 536,856 -0.27 73.37 -105,286 39,389,125
2017-03-28 2017-03-24 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 538,291 0.51
2017-03-03 2017-03-02 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 30,000 584,030 5.41
2017-03-02 2017-02-28 4 PFPT PROOFPOINT INC
Common Stock
A - Award 5,231 535,541 0.99
2017-03-02 2017-02-28 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -3,644 530,310 -0.68 78.77 -287,038 41,772,519
2017-02-06 2017-02-02 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 20,000 20,000
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,000 12,000 -25.00
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,250 8,500 -33.33
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -10,000 10,000 -50.00
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -9,525 533,954 -1.75 80.09 -762,857 42,764,376
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,000 543,479 0.74
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,250 539,479 0.79
2017-02-03 2017-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 10,000 535,229 1.90
2017-01-11 2017-01-09 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise -25,000 34,227 -42.21
2017-01-11 2017-01-09 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -1,232 525,229 -0.23 79.27 -97,666 41,637,056
2017-01-11 2017-01-09 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -23,768 526,461 -4.32 78.88 -1,874,813 41,527,086
2017-01-11 2017-01-09 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 25,000 550,229 4.76 3.88 97,000 2,134,889
2017-01-11 2016-02-11 4/A PFPT PROOFPOINT INC
Incentive Stock Option (right to buy)
M - Exercise -25,773 0 -100.00
2016-06-23 2016-06-21 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -2,750 8,250 -25.00
2016-06-23 2016-06-21 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 11,000 11,000
2016-06-23 2016-06-21 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -1,034 525,229 -0.20 63.63 -65,793 33,420,321
2016-06-23 2016-06-21 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 2,750 526,263 0.53
2016-05-11 2016-05-10 4 MRIN MARIN SOFTWARE INC
Director Stock Option (right to buy)
A - Award 60,000 60,000
2016-04-12 2016-04-08 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
A - Award 32,000 32,000
2016-03-30 2016-03-29 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 16,000 16,000
2016-03-02 2016-02-29 4 PFPT PROOFPOINT INC
Common Stock
A - Award 6,982 523,513 1.35
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Incentive Stock Option (right to buy)
M - Exercise -12,531 0 -100.00
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Incentive Stock Option (right to buy)
M - Exercise -18,248 0 -100.00
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise -25,773 33,454 -43.52
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 12,531 516,531 2.49 7.98 99,997 4,121,917
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 18,248 504,000 3.76 5.48 99,999 2,761,920
2016-02-12 2016-02-11 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 25,773 485,752 5.60 3.88 99,999 1,884,718
2016-02-03 2016-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -4,250 12,750 -25.00
2016-02-03 2016-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -10,000 20,000 -33.33
2016-02-03 2016-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -5,451 459,979 -1.17 49.61 -270,424 22,819,558
2016-02-03 2016-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 4,250 465,430 0.92
2016-02-03 2016-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 10,000 461,180 2.22
2015-11-18 2015-11-16 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X 15,000 59,227 33.92
2015-11-18 2015-11-16 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -15,000 451,180 -3.22 70.51 -1,057,662 31,813,063
2015-11-18 2015-11-16 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 15,000 466,180 3.32 3.88 58,200 1,808,778
2015-11-06 2015-11-05 4 QTM QUANTUM CORP /DE/
Common Stock
P - Purchase 20,000 554,030 3.75 1.03 20,656 572,202
2015-09-02 2015-09-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 90,090 534,030 20.29
2015-07-09 2015-07-07 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -50,000 74,227 -40.25
2015-07-09 2015-07-07 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -300 451,180 -0.07 63.45 -19,034 28,625,882
2015-07-09 2015-07-07 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -24,300 451,480 -5.11 61.92 -1,504,663 27,955,777
2015-07-09 2015-07-07 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -25,400 475,780 -5.07 61.35 -1,558,333 29,189,912
2015-07-09 2015-07-07 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 50,000 501,180 11.08 3.88 194,000 1,944,578
2015-04-24 2015-04-22 4 MRIN MARIN SOFTWARE INC
Director Stock Option (right to buy)
A - Award 49,397 49,397
2015-04-08 2015-04-06 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
A - Award 32,000 32,000
2015-03-26 2015-03-24 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 17,000 17,000
2015-03-23 2015-03-20 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -9,059 124,227 -6.80
2015-03-23 2015-03-20 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -9,059 451,720 -1.97 60.03 -543,792 27,115,758
2015-03-23 2015-03-20 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 9,059 460,779 2.01 3.88 35,149 1,787,823
2015-03-23 2015-03-19 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -3,441 133,286 -2.52
2015-03-23 2015-03-19 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -3,441 451,720 -0.76 60.00 -206,460 27,103,200
2015-03-23 2015-03-19 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 3,441 455,161 0.76 3.88 13,351 1,766,025
2015-02-13 2015-02-11 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -12,500 136,727 -8.38
2015-02-13 2015-02-11 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -12,500 451,720 -2.69 55.11 -688,931 24,896,322
2015-02-13 2015-02-11 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 12,500 464,220 2.77 3.88 48,500 1,801,174
2015-02-03 2015-02-01 4 PFPT PROOFPOINT INC
Restricted Stock Units
M - Exercise -10,000 30,000 -25.00
2015-02-03 2015-02-01 4 PFPT PROOFPOINT INC
Common Stock
F - Taxes -5,218 451,720 -1.14 50.00 -260,900 22,586,000
2015-02-03 2015-02-01 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise 10,000 456,938 2.24
2015-01-12 2015-01-09 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -12,100 149,227 -7.50
2015-01-12 2015-01-09 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -12,100 446,938 -2.64 50.35 -609,230 22,503,150
2015-01-12 2015-01-09 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 12,100 459,038 2.71 3.88 46,948 1,781,067
2015-01-12 2015-01-08 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
M - Exercise X -12,900 161,327 -7.40
2015-01-12 2015-01-08 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -9,000 446,938 -1.97 49.61 -446,534 22,174,784
2015-01-12 2015-01-08 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -3,900 455,938 -0.85 48.45 -188,936 22,088,008
2015-01-12 2015-01-08 4 PFPT PROOFPOINT INC
Common Stock
M - Exercise X 12,900 459,838 2.89 3.88 50,052 1,784,171
2014-12-02 2014-12-02 4 QTM QUANTUM CORP /DE/
Common Stock
P - Purchase 30,000 443,940 7.25 1.59 47,694 705,776
2014-12-02 2014-12-01 4 QTM QUANTUM CORP /DE/
Common Stock
P - Purchase 20,000 413,940 5.08 1.56 31,296 647,733
2014-10-02 2014-10-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 88,496 393,940 28.97
2014-08-15 2014-08-15 4 MRIN MARIN SOFTWARE INC
Common Stock
P - Purchase 1,200 110,153 1.10 7.55 9,060 831,655
2014-08-15 2014-08-14 4 MRIN MARIN SOFTWARE INC
Common Stock
P - Purchase 21,233 108,953 24.21 7.71 163,658 839,777
2014-08-15 2014-08-13 4 MRIN MARIN SOFTWARE INC
Common Stock
P - Purchase 43,767 87,720 99.58 7.68 336,166 673,760
2014-05-14 2014-05-12 4 MRIN MARIN SOFTWARE INC
Director Stock Option (right to buy)
A - Award 30,038 30,038
2014-03-28 2014-03-26 4 PFPT PROOFPOINT INC
Non-qualified Stock Option (right to buy)
A - Award 80,000 80,000
2014-03-19 2014-03-17 4 PFPT PROOFPOINT INC
Restricted Stock Units
A - Award 40,000 40,000
2013-09-16 2013-09-12 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -8,700 446,938 -1.91 30.06 -261,550 13,436,386
2013-09-04 2013-09-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 69,444 305,444 29.43
2013-08-28 2013-08-26 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -6,300 455,638 -1.36 30.02 -189,110 13,677,114
2013-08-05 2013-08-01 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -15,000 461,938 -3.15 27.50 -412,500 12,703,295
2013-07-09 2013-07-05 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -7,790 476,938 -1.61 25.08 -195,378 11,961,891
2013-07-03 2013-07-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -7,210 484,728 -1.47 25.05 -180,608 12,142,291
2013-07-03 2013-07-01 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -50,000 491,938 -9.23 24.48 -1,223,785 12,040,527
2013-07-03 2013-07-03 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -7,210 484,728 -1.47 25.05 -180,608 12,142,291
2013-07-03 2013-07-01 4 PFPT PROOFPOINT INC
Common Stock
S - Sale X -50,000 491,938 -9.23 24.48 -1,223,785 12,040,527
2013-04-02 2013-03-05 4 PFPT PROOFPOINT INC
Non-qualified stock option (right to buy)
A - Award 90,000 90,000
2013-03-21 3 MRIN MARIN SOFTWARE INC
Common Stock
21,750
2013-03-21 3 MRIN MARIN SOFTWARE INC
Common Stock
43,953
2012-09-05 2012-09-02 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 50,000 236,000 26.88
2012-04-19 3 PFPT PROOFPOINT INC
Common Stock
541,938
2008-09-03 2008-09-01 4 QTM QUANTUM CORP /DE/
Non-Qualified Stock Options
A - Award 33,000 33,000
2008-09-03 2008-09-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 11,000 86,000 14.67
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)