Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de James W Bagley. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que James W Bagley reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:TER / Teradyne, Inc. Director 0
US:MU / Micron Technology, Inc. Director 0
US:LRCX / Lam Research Corporation Chief Executive Officer 2,935,000
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por James W Bagley. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por James W Bagley conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2013-05-23 2013-05-22 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise -8,225 0 -100.00
2013-05-23 2013-05-22 4 TER TERADYNE, INC
Common Stock
M - Exercise 8,225 136,127 6.43 17.28 142,128 2,352,275
2013-05-23 2013-05-21 4 TER TERADYNE, INC
Restricted Stock Units
A - Award 7,901 7,901
2012-05-24 2012-05-24 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise -7,813 0 -100.00
2012-05-24 2012-05-24 4 TER TERADYNE, INC
Common Stock
M - Exercise 7,813 127,902 6.51
2012-05-24 2012-05-22 4 TER TERADYNE, INC
Restricted Stock Units
A - Award 8,225 8,225
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 0 -100.00
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Common Stock
S - Sale -100 120,089 -0.08 16.60 -1,660 1,993,838
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Common Stock
S - Sale -2,442 120,189 -1.99 16.60 -40,537 1,995,137
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Common Stock
S - Sale -900 122,631 -0.73 16.60 -14,936 2,035,061
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Common Stock
S - Sale -11,558 123,531 -8.56 16.59 -191,747 2,049,379
2012-02-08 2012-02-07 4 TER TERADYNE, INC
Common Stock
M - Exercise 15,000 135,089 12.49 14.48 217,200 1,956,089
2012-01-27 2012-01-26 4 MU MICRON TECHNOLOGY INC
Deferred Stock Rights
M - Exercise -49,425 0 -100.00
2012-01-27 2012-01-26 4 MU MICRON TECHNOLOGY INC
Common Stock
A - Award 49,425 247,094 25.00
2010-05-28 2010-05-28 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise 20,571 0 -100.00
2010-05-28 2010-05-28 4 TER TERADYNE, INC
Common Stock
M - Exercise 20,571 110,371 22.91
2010-05-28 2010-05-27 4 TER TERADYNE, INC
Restricted Stock Units
A - Award 9,718 9,718
2009-02-05 2009-02-04 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise 9,804 0 -100.00
2009-02-05 2009-02-04 4 TER TERADYNE, INC
Common Stock
M - Exercise 9,804 89,800 12.26
2008-10-02 2008-10-01 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 2,099 24,866 9.22 7.74 16,246 192,463
2008-07-02 2008-07-01 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,444 22,767 6.77 11.25 16,245 256,129
2008-04-02 2008-04-01 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,258 21,323 6.27 12.92 16,253 275,493
2008-02-05 2008-02-05 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise -6,575 9,804 -40.14
2008-02-05 2008-02-05 4 TER TERADYNE, INC
Common Stock
M - Exercise 6,575 79,996 8.96
2008-02-05 2008-02-04 4 TER TERADYNE, INC
Restricted Stock Units
A - Award 9,804 16,379 149.11
2008-01-02 2008-01-02 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,615 20,065 8.75 10.06 16,247 201,854
2007-10-02 2007-10-01 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,076 18,450 6.19 13.94 14,999 257,193
2007-07-03 2007-07-02 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 839 17,374 5.07 17.88 15,001 310,647
2007-04-03 2007-04-02 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,092 16,535 7.07 16.60 18,127 274,481
2007-02-06 2007-02-06 4 TER TERADYNE, INC
Restricted Stock Units
M - Exercise -5,241 6,575 -44.36
2007-02-06 2007-02-06 4 TER TERADYNE, INC
Comon Stock
M - Exercise 5,241 73,421 7.69
2007-02-06 2007-02-05 4 TER TERADYNE, INC
Restricted Stock Units
A - Award 6,575 11,816 125.45
2007-01-03 2007-01-03 4 TER TERADYNE, INC
Phantom Stock Units
A - Award 1,208 91,184 1.34 15.00 18,120 1,367,760
2006-10-03 2006-10-02 4 TER TERADYNE INC
Phantom Stock Units
A - Award 1,140 89,976 1.28 13.16 15,002 1,184,084
2006-07-05 2006-07-03 4 TER TERADYNE INC
Phantom Stock Units
A - Award 882 88,836 1.00 14.18 12,507 1,259,694
2006-04-04 2006-04-03 4 TER TERADYNE INC
Phantom Stock Units
A - Award 802 87,954 0.92 15.59 12,503 1,371,203
2006-02-08 2006-02-06 4 TER TERADYNE INC
Restricted Stock Units
A - Award 5,241 87,152 6.40
2006-01-03 2006-01-03 4 TER TERADYNE INC
Phantom Stock Units
A - Award 862 81,911 1.06 14.50 12,499 1,187,710
2005-10-03 2005-10-03 4 TER TERADYNE INC
Phantom Stock Units
A - Award 669 81,049 0.83 16.81 11,246 1,362,434
2005-07-05 2005-07-01 4 TER TERADYNE INC
Phantom Stock Units
A - Award 936 80,380 1.18 12.02 11,251 966,168
2005-04-04 2005-04-01 4 TER TERADYNE INC
Phantom Stock Units
A - Award 851 79,444 1.08 14.68 12,493 1,166,238
2005-02-09 2005-02-07 4 TER TERADYNE INC
Non-Qualified Stock Option (Right to Buy)
A - Award 15,000 78,593 23.59 14.48 217,200 1,138,027
2005-01-04 2005-01-03 4 TER TERADYNE INC
Phantom Stock Units
A - Award 731 74,843 0.99 17.10 12,500 1,279,815
2004-10-01 2004-10-01 4 TER TERADYNE INC
Phantom Stock Units
A - Award 717 74,112 0.98 13.95 10,002 1,033,862
2004-10-01 2004-09-30 4 MU MICRON TECHNOLOGY INC
Deferred Stock Rights
J - Other 1,034 14,849 7.48 12.10 12,511 179,673
2004-07-12 2004-07-09 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 2,935,000 -0.68 6.93 -138,600 20,339,550
2004-07-12 2004-07-09 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.00 -500,000 5,000,000
2004-07-12 2004-07-09 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-07-02 2004-07-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 2,955,000 -0.67 6.93 -138,600 20,478,150
2004-07-02 2004-07-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.10 -502,000 5,020,000
2004-07-02 2004-07-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-07-02 2004-07-01 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 0 -100.00 6.93 -173,250
2004-07-02 2004-07-01 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.67 -133,350
2004-07-02 2004-07-01 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.56 -531,200
2004-07-02 2004-07-01 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-07-01 2004-07-01 4 TER TERADYNE INC
Phantom Stock Units
A - Award 444 73,395 0.61 22.50 9,990 1,651,388
2004-06-30 2004-06-30 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 3,000,000 -0.83 6.93 -173,250 20,790,000
2004-06-30 2004-06-30 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 200,000 -2.44 26.20 -131,000 5,240,000
2004-06-30 2004-06-30 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.15 -523,000
2004-06-30 2004-06-30 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-06-30 2004-06-29 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 0 -100.00 6.93 -173,250
2004-06-30 2004-06-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.00 -130,000
2004-06-30 2004-06-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.22 -504,400
2004-06-30 2004-06-29 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-06-28 2004-06-28 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 3,050,000 -0.81 6.93 -173,250 21,136,500
2004-06-28 2004-06-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 200,000 -2.44 26.09 -130,450 5,218,000
2004-06-28 2004-06-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.03 -520,600
2004-06-28 2004-06-28 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-06-28 2004-06-25 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 0 -100.00 6.93 -173,250
2004-06-28 2004-06-25 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.00 -130,000
2004-06-28 2004-06-25 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.05 -501,000
2004-06-28 2004-06-25 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-06-24 2004-06-24 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,100,000 -0.64 6.93 -138,600 21,483,000
2004-06-24 2004-06-24 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.02 -500,400 5,004,000
2004-06-24 2004-06-24 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-06-24 2004-06-23 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00 6.93 -138,600
2004-06-24 2004-06-23 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.00 -500,000
2004-06-24 2004-06-23 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-06-01 2004-06-01 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,165,000 -0.63 6.93 -138,600 21,933,450
2004-06-01 2004-06-01 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.00 -500,000 5,000,000
2004-06-01 2004-06-01 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-06-01 2004-05-28 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -40,000 0 -100.00 6.93 -277,200
2004-06-01 2004-05-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -20,000 0 -100.00 25.00 -500,000
2004-06-01 2004-05-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.00 -500,000
2004-06-01 2004-05-28 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 40,000 0 -100.00 6.93 277,200
2004-04-21 2004-04-20 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,285,000 -0.61 6.93 -138,600 22,765,050
2004-04-21 2004-04-20 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.39 -507,800 5,078,000
2004-04-21 2004-04-20 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-04-19 2004-04-19 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -5,000 3,305,000 -0.15 6.93 -34,650 22,903,650
2004-04-19 2004-04-19 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 200,000 -2.44 25.00 -125,000 5,000,000
2004-04-19 2004-04-19 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 5,000 0 -100.00 6.93 34,650
2004-04-19 2004-04-16 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00 6.93 -138,600
2004-04-19 2004-04-16 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.02 -500,400
2004-04-19 2004-04-16 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-04-15 2004-04-15 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 3,330,000 -0.75 6.93 -173,250 23,076,900
2004-04-15 2004-04-15 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 200,000 -2.44 26.78 -133,900 5,356,000
2004-04-15 2004-04-15 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.69 -533,800
2004-04-15 2004-04-15 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-04-15 2004-04-14 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -30,000 0 -100.00 6.93 -207,900
2004-04-15 2004-04-14 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.22 -131,100
2004-04-15 2004-04-14 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 27.00 -135,000
2004-04-15 2004-04-14 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 27.24 -544,800
2004-04-15 2004-04-14 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 30,000 0 -100.00 6.93 207,900
2004-04-08 2004-04-08 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 3,445,000 -0.72 6.93 -173,250 23,873,850
2004-04-08 2004-04-08 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -25,000 200,000 -11.11 26.78 -669,500 5,356,000
2004-04-08 2004-04-08 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-04-07 2004-04-07 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 3,470,000 -0.72 6.93 -173,250 24,047,100
2004-04-07 2004-04-07 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -25,000 200,000 -11.11 26.26 -656,500 5,252,000
2004-04-07 2004-04-07 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-04-07 2004-04-06 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 0 -100.00 6.93 -173,250
2004-04-07 2004-04-06 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -25,000 0 -100.00 26.72 -668,000
2004-04-07 2004-04-06 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 6.93 173,250
2004-04-05 2004-04-05 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -30,000 3,520,000 -0.85 6.93 -207,900 24,393,600
2004-04-05 2004-04-05 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 200,000 -2.44 27.00 -135,000 5,400,000
2004-04-05 2004-04-05 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.78 -133,900
2004-04-05 2004-04-05 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.70 -534,000
2004-04-05 2004-04-05 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 30,000 0 -100.00 6.93 207,900
2004-04-05 2004-04-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -30,000 0 -100.00 6.93 -207,900
2004-04-05 2004-04-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 27.00 -135,000
2004-04-05 2004-04-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -5,000 0 -100.00 26.66 -133,300
2004-04-05 2004-04-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 26.60 -532,000
2004-04-05 2004-04-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 30,000 0 -100.00 6.93 207,900
2004-04-02 2004-04-01 4 TER TERADYNE INC
Phantom Stock Units
A - Award 419 72,951 0.58 23.85 9,993 1,739,881
2004-03-30 2004-03-30 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,625,000 -0.55 6.93 -138,600 25,121,250
2004-03-30 2004-03-30 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.01 -500,200 5,002,000
2004-03-30 2004-03-30 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-03-30 2004-03-29 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00 6.93 -138,600
2004-03-30 2004-03-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.04 -500,800
2004-03-30 2004-03-29 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-03-26 2004-03-26 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,665,000 -0.54 6.93 -138,600 25,398,450
2004-03-26 2004-03-26 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 200,000 -9.09 25.00 -500,000 5,000,000
2004-03-26 2004-03-26 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-03-26 2004-03-25 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00 6.93 -138,600
2004-03-26 2004-03-25 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale X -20,000 0 -100.00 25.00 -500,000
2004-03-26 2004-03-25 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2004-03-18 2003-12-31 4 LRCX LAM RESEARCH CORP
Common Stock
G - Gift -43,000 200,000 -17.70 32.30 -1,388,900 6,460,000
2004-02-20 2004-02-19 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 3,705,000 -2.63 6.93 -693,000 25,675,650
2004-02-20 2004-02-19 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -100,000 243,000 -29.15 28.49 -2,849,000 6,923,070
2004-02-20 2004-02-19 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 6.93 693,000
2004-02-13 2003-03-31 5 TER TERADYNE INC
Phantom Stock Units
A - Award 729 57,138 1.29 12.01 8,755 686,227
2004-02-13 2003-01-02 5 TER TERADYNE INC
Phantom Stock Units
A - Award 673 57,138 1.19 13.01 8,756 743,365
2004-02-03 2004-02-02 4 TER TERADYNE INC
Non-Qualified Stock Option (Right to Buy)
A - Award 15,000 72,531 26.07 26.66 399,900 1,933,676
2003-12-15 2003-12-12 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -57,000 243,000 -19.00 32.11 -1,830,270 7,802,730
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 3,805,000 -0.52 6.93 -138,600 26,368,650
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -50,000 0 -100.00 9.67 -483,500
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00 4.82 -96,400
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -25,000 0 -100.00 18.47 -461,750
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 300,000 -7.69 33.60 -840,000 10,080,000
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 32.50 -812,500
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 32.15 -803,750
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -15,000 0 -100.00 32.01 -480,150
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 32.00 -800,000
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 6.93 138,600
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 50,000 0 -100.00 9.67 483,500
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 20,000 0 -100.00 4.82 96,400
2003-12-02 2003-12-02 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 25,000 0 -100.00 18.47 461,750
2003-12-02 2003-12-01 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 0 -100.00 18.47 -1,847,000
2003-12-02 2003-12-01 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -100,000 0 -100.00 32.14 -3,214,000
2003-12-02 2003-12-01 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 18.47 1,847,000
2003-11-25 2003-11-25 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 4,020,000 -2.43 6.93 -693,000 27,858,600
2003-11-25 2003-11-25 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -100,000 300,000 -25.00 30.86 -3,086,000 9,258,000
2003-11-25 2003-11-25 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 6.93 693,000
2003-11-13 2003-11-13 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -35,000 4,120,000 -0.84 6.93 -242,550 28,551,600
2003-11-13 2003-11-13 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 300,000 -7.69 31.02 -775,500 9,306,000
2003-11-13 2003-11-13 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -10,000 0 -100.00 31.53 -315,300
2003-11-13 2003-11-13 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 35,000 0 -100.00 6.93 242,550
2003-11-13 2003-11-12 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 0 -100.00 6.93 -693,000
2003-11-13 2003-11-12 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 0 -100.00 31.26 -1,563,000
2003-11-13 2003-11-12 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 0 -100.00 31.25 -1,562,500
2003-11-13 2003-11-12 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 6.93 693,000
2003-10-30 2003-10-30 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -11,411 4,255,000 -0.27 18.47 -210,761 78,589,850
2003-10-30 2003-10-30 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -11,411 300,000 -3.66 29.31 -334,456 8,793,000
2003-10-30 2003-10-30 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 11,411 0 -100.00 18.47 210,761
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -38,589 0 -100.00 18.47 -712,739
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -50,000 0 -100.00 9.67 -483,500
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -13,589 0 -100.00 28.98 -393,809
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 0 -100.00 29.08 -1,454,000
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 29.06 -726,500
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 38,589 0 -100.00 18.47 712,739
2003-10-30 2003-10-29 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 50,000 0 -100.00 9.67 483,500
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 4,355,000 -2.24 9.67 -967,000 42,112,850
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 0 -100.00 18.47 -1,847,000
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 300,000 -7.69 28.11 -702,750 8,433,000
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 28.06 -701,500
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 28.20 -705,000
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -25,000 0 -100.00 28.25 -706,250
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -100,000 0 -100.00 27.92 -2,792,000
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 9.67 967,000
2003-10-29 2003-10-28 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 18.47 1,847,000
2003-08-29 2003-08-28 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 4,605,000 -2.13 6.93 -693,000 31,912,650
2003-08-29 2003-08-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 300,000 -14.29 25.72 -1,286,000 7,716,000
2003-08-29 2003-08-28 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 0 -100.00 25.73 -1,286,500
2003-08-29 2003-08-28 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 6.93 693,000
2003-08-22 2003-08-21 4 LRCX LAM RESEARCH CORP
Stock Option (Right to Buy)
M - Exercise -100,000 4,705,000 -2.08 6.93 -693,000 32,605,650
2003-08-22 2003-08-21 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 300,000 -14.29 24.61 -1,230,500 7,383,000
2003-08-22 2003-08-21 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 0 -100.00 24.58 -1,229,000
2003-08-22 2003-08-21 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 100,000 0 -100.00 6.93 693,000
2003-08-20 2003-08-20 4 LRCX LAM RESEARCH CORP
Stock Option (Rght to Buy)
M - Exercise -50,000 4,805,000 -1.03 6.93 -346,500 33,298,650
2003-08-20 2003-08-20 4 LRCX LAM RESEARCH CORP
Common Stock
S - Sale -50,000 300,000 -14.29 24.17 -1,208,500 7,251,000
2003-08-20 2003-08-20 4 LRCX LAM RESEARCH CORP
Common Stock
C - Conversion 50,000 0 -100.00 6.93 346,500
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)