Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Judson Bergman. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Judson Bergman reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:ENV / Envestnet, Inc. Chief Executive Officer, Director 820,644
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Judson Bergman. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Judson Bergman conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2019-10-01 2019-09-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,276 820,644 -0.16 56.97 -72,694 46,752,089
2019-08-30 2019-08-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,403 821,920 -0.17 55.86 -78,372 45,912,451
2019-08-01 2019-07-30 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 162,000 -10.99
2019-08-01 2019-07-30 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -15,000 823,323 -1.79 70.85 -1,062,750 58,332,435
2019-08-01 2019-07-30 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 838,323 2.44 9.00 180,000 7,544,907
2019-07-25 2019-07-23 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 182,000 -9.90
2019-07-25 2019-07-23 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -15,000 818,323 -1.80 71.43 -1,071,450 58,452,812
2019-07-25 2019-07-23 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 833,323 2.46 9.00 180,000 7,499,907
2019-07-18 2019-07-16 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 202,000 -9.01
2019-07-18 2019-07-16 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 813,323 -0.91 72.10 -540,750 58,640,588
2019-07-18 2019-07-16 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 820,823 -0.91 72.81 -546,075 59,764,123
2019-07-18 2019-07-16 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 828,323 2.47 9.00 180,000 7,454,907
2019-07-11 2019-07-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 222,000 -4.31
2019-07-11 2019-07-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 808,323 -0.92 70.16 -526,200 56,711,942
2019-07-11 2019-07-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 815,823 1.24 9.00 90,000 7,342,407
2019-07-11 2019-07-09 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 232,000 -4.13
2019-07-11 2019-07-09 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 805,823 -0.92 69.46 -520,950 55,972,466
2019-07-11 2019-07-09 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 813,323 1.24 9.00 90,000 7,319,907
2019-07-08 2019-07-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 242,000 -3.97
2019-07-08 2019-07-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 803,323 -0.92 70.00 -525,000 56,232,610
2019-07-08 2019-07-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 810,823 1.25 9.00 90,000 7,297,407
2019-07-05 2019-07-02 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 252,000 -3.82
2019-07-05 2019-07-02 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 800,823 -0.93 68.50 -513,750 54,856,376
2019-07-05 2019-07-02 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 808,323 1.25 9.00 90,000 7,274,907
2019-07-03 2019-07-01 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,276 798,323 -0.16 68.37 -87,240 54,581,344
2019-06-27 2019-06-25 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 262,000 -3.68
2019-06-27 2019-06-25 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,500 799,599 -0.93 67.86 -508,950 54,260,788
2019-06-27 2019-06-25 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 807,099 1.25 9.00 90,000 7,263,891
2019-06-20 2019-06-18 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -20,000 272,000 -6.85
2019-06-20 2019-06-18 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -15,000 797,099 -1.85 69.91 -1,048,650 55,725,191
2019-06-20 2019-06-18 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 812,099 2.52 9.00 180,000 7,308,891
2019-05-30 2019-05-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,403 792,099 -0.18 68.86 -96,611 54,543,937
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise -41,667 0 -100.00
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -18,459 793,502 -2.27 68.27 -1,260,196 54,172,382
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 41,667 811,961 5.41
2019-04-01 2019-03-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -859 770,294 -0.11 64.65 -55,534 49,799,507
2019-03-27 2019-03-25 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -25,000 292,000 -7.89 9.00 -225,000 2,628,000
2019-03-27 2019-03-25 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 25,000 771,153 3.35 9.00 225,000 6,940,377
2019-03-04 2019-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -3,947 746,153 -0.53 61.01 -240,806 45,522,795
2019-03-04 2019-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 23,891 750,100 3.29
2019-02-14 2018-12-31 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,250 726,209 -0.17
2019-01-02 2018-12-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,276 727,459 -0.18 48.94 -62,447 35,601,843
2018-12-03 2018-11-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -331 728,735 -0.05 54.66 -18,092 39,832,655
2018-10-02 2018-09-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,276 729,066 -0.17 60.95 -77,772 44,436,573
2018-08-31 2018-08-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -331 730,342 -0.05 62.85 -20,803 45,901,995
2018-08-22 2018-08-22 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -25,000 0 -100.00 59.04 -1,476,000
2018-08-22 2018-08-09 4 ENV ENVESTNET, INC.
Common Stock 		G - Gift 25,000 25,000
2018-08-22 2018-08-09 4 ENV ENVESTNET, INC.
Common Stock 		G - Gift -25,000 730,673 -3.31
2018-07-02 2018-06-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,276 755,673 -0.17 56.20 -71,711 42,468,823
2018-05-31 2018-05-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -330 756,949 -0.04 54.55 -18,002 41,291,568
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise -41,667 41,667 -50.00
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -18,459 757,279 -2.38 56.15 -1,036,473 42,521,216
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 41,667 775,738 5.68
2018-03-30 2018-03-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -4,720 734,071 -0.64 57.35 -270,692 42,098,972
2018-03-02 2018-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 38,000 738,791 5.42
2018-03-02 2018-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,352 700,791 -0.19 55.10 -74,495 38,613,584
2018-02-14 2017-12-27 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -29,463 702,143 -4.03
2018-02-14 2017-12-22 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -500 731,606 -0.07
2018-02-14 2017-08-16 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -114 732,106 -0.02
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -10,000 317,000 -3.06
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -349 732,220 -0.05 48.40 -16,892 35,439,448
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -400 732,569 -0.05 50.25 -20,100 36,811,592
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -9,600 732,969 -1.29 48.64 -466,944 35,651,612
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 742,569 1.37 9.00 90,000 6,683,121
2017-11-30 2017-11-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -10,000 327,000 -2.97
2017-11-30 2017-11-28 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 732,569 -1.35 49.55 -495,500 36,298,794
2017-11-30 2017-11-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 742,569 1.37 9.00 90,000 6,683,121
2017-11-29 2017-11-27 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -10,000 337,000 -2.88
2017-11-29 2017-11-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 732,569 -1.35 49.77 -497,700 36,459,959
2017-11-29 2017-11-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 742,569 1.37 9.00 90,000 6,683,121
2017-11-27 2017-11-22 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -10,000 347,000 -2.80
2017-11-27 2017-11-22 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 732,569 -1.35 49.39 -493,900 36,181,583
2017-11-27 2017-11-22 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 742,569 1.37 9.00 90,000 6,683,121
2017-11-22 2017-11-21 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -10,000 357,000 -2.72
2017-11-22 2017-11-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 732,569 -1.35 49.91 -499,100 36,562,519
2017-11-22 2017-11-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 742,569 1.37 9.00 90,000 6,683,121
2017-11-22 2017-11-20 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -9,000 367,000 -2.39
2017-11-22 2017-11-20 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -1,000 0 -100.00
2017-11-22 2017-11-20 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 732,569 -1.35 49.55 -495,500 36,298,794
2017-11-22 2017-11-20 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,000 742,569 1.23 9.00 81,000 6,683,121
2017-11-22 2017-11-20 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,000 733,569 0.14 7.15 7,150 5,245,018
2017-11-14 2017-11-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -14,000 1,000 -93.33
2017-11-14 2017-11-13 4 ENV ENVESTNET, INC.
Employee Stock Options (Right to Acquire) 		M - Exercise X -6,000 0 -100.00
2017-11-14 2017-11-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 732,569 -2.66 51.48 -1,029,600 37,712,652
2017-11-14 2017-11-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 14,000 752,569 1.90 7.15 100,100 5,380,868
2017-11-14 2017-11-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 6,000 738,569 0.82 7.50 45,000 5,539,268
2017-11-09 2017-11-06 4/A ENV ENVESTNET, INC.
Employee Stock Options (Right to Acquire) 		M - Exercise X -20,000 6,000 -76.92
2017-11-09 2017-11-06 4/A ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 732,569 -2.66 53.21 -1,064,200 38,979,996
2017-11-09 2017-11-06 4/A ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 752,569 2.73 7.50 150,000 5,644,268
2017-11-08 2017-11-06 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 712,569 -2.73 53.21 -1,064,200 37,915,796
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -744 4,467 -14.28
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -349 689,681 -0.05 42.65 -14,885 29,414,895
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 744 690,030 0.11
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -744 5,211 -12.49
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -341 689,286 -0.05
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 744 689,627 0.11
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise 41,666 83,334 100.00
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -19,042 688,883 -2.69
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 41,666 707,925 6.25
2017-04-04 2017-03-31 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 26,000 -27.78
2017-04-04 2017-03-31 4 ENV ENVESTNET, INC.
Common Stock 		P - Purchase 1,000 666,259 0.15 32.40 32,400 21,586,792
2017-04-04 2017-03-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 10,000 665,259 1.53 7.50 75,000 4,989,442
2017-03-30 2017-03-28 4 ENV ENVESTNET, INC.
Restricted Stock Units 		A - Award 34,554 34,554 31.70 1,095,362 1,095,362
2017-03-30 2017-03-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 11,518 11,518 31.70 365,121 365,121
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Unit 		M - Exercise -2,977 5,955 -33.33
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Unit 		M - Exercise -3,867 3,867 -50.00
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Unit 		M - Exercise -4,200 0 -100.00
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -926 655,259 -0.14
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 2,977 656,185 0.46
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,203 653,208 -0.18
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 3,867 654,411 0.59
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,307 650,544 -0.20
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 4,200 651,851 0.65
2017-02-14 2016-12-29 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,455 647,651 -0.22
2016-11-23 2016-11-21 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 0 -100.00
2016-11-23 2016-11-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -9,000 658,106 -1.35 38.20 -343,800 25,139,649
2016-11-23 2016-11-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,000 669,106 1.36 7.50 67,500 5,018,295
2016-11-23 2016-11-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,000 649,106 -0.15 37.92 -37,920 24,614,100
2016-11-23 2016-11-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,000 650,106 0.15 7.50 7,500 4,875,795
2016-11-15 2016-11-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 649,106 -2.99 35.68 -713,600 23,160,102
2016-11-15 2016-11-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 669,106 3.08 7.50 150,000 5,018,295
2016-11-15 2016-11-11 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -27,031 10,000 -73.00
2016-11-15 2016-11-11 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,031 649,106 -1.07 35.00 -246,085 22,718,710
2016-11-15 2016-11-11 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 7,031 656,137 1.08 7.50 52,732 4,921,028
2016-11-09 2016-11-08 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,069 649,106 -0.16 35.00 -37,415 22,718,710
2016-11-09 2016-11-08 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,069 650,175 0.16 7.50 8,018 4,876,312
2016-11-09 2016-11-07 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -12,969 37,031 -25.94
2016-11-09 2016-11-07 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,800 649,106 -0.58 35.00 -133,000 22,718,710
2016-11-09 2016-11-07 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,800 652,906 0.59 7.50 28,500 4,896,795
2016-11-09 2016-11-07 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -8,100 649,106 -1.23 34.58 -280,098 22,446,085
2016-11-09 2016-11-07 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 8,100 657,206 1.25 7.50 60,750 4,929,045
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 50,000 -28.57
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 649,106 -1.52 35.00 -350,000 22,718,710
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 10,000 659,106 1.54 7.50 75,000 4,943,295
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 659,106 1.54 7.50 75,000 4,943,295
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 649,106 -1.52 34.88 -348,800 22,640,817
2016-10-25 2016-10-24 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 70,000 -22.22
2016-10-25 2016-10-24 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 649,106 -2.99 37.31 -746,200 24,218,145
2016-10-25 2016-10-24 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 669,106 3.08 7.50 150,000 5,018,295
2016-10-18 2016-10-17 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 90,000 -18.18
2016-10-18 2016-10-17 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 649,106 -2.99 35.52 -710,400 23,056,245
2016-10-18 2016-10-17 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 669,106 3.08 7.50 150,000 5,018,295
2016-10-11 2016-10-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 110,000 -15.38
2016-10-11 2016-10-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -12 649,106 0.00 37.00 -461 24,016,922
2016-10-11 2016-10-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 12,471 661,577 1.92 7.50 93,532 4,961,828
2016-10-11 2016-10-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,529 649,106 -1.15 36.95 -278,197 23,984,467
2016-10-11 2016-10-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 7,529 656,635 1.16 7.50 56,468 4,924,762
2016-10-04 2016-10-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 130,000 -13.33
2016-10-04 2016-10-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 649,106 -2.99 36.28 -725,600 23,549,566
2016-10-04 2016-10-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 669,106 3.08 7.50 150,000 5,018,295
2016-09-27 2016-09-26 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 150,000 -11.76
2016-09-27 2016-09-26 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -20,000 649,106 -2.99 38.33 -766,600 24,880,233
2016-09-27 2016-09-26 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 20,000 669,106 3.08 7.50 150,000 5,018,295
2016-05-13 2016-05-12 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		A - Award 125,000 125,000 31.03 3,878,750 3,878,750
2016-05-13 2016-05-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 25,000 25,000 31.03 775,750 775,750
2016-03-02 2016-02-29 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 8,932 8,932 20.51 183,195 183,195
2016-03-02 2016-02-29 4 ENV ENVESTNET, INC.
Restricted Stock Unit 		A - Award 8,932 8,932 20.51 183,195 183,195
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -3,866 7,734 -33.33
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -4,200 4,200 -50.00
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,212 0 -100.00
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,886 649,106 -0.44
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 9,278 651,992 1.44
2016-02-16 2015-12-30 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,500 642,714 -0.23
2016-01-12 2016-01-08 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 170,000 -2.86
2016-01-12 2016-01-08 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 5,000 644,214 0.78 7.50 37,500 4,831,605
2015-12-16 2015-12-15 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -5,000 175,000 -2.78
2015-12-16 2015-12-15 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 5,000 639,214 0.79 7.50 37,500 4,794,105
2015-09-30 2015-09-30 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 180,000 -5.26
2015-09-30 2015-09-30 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 10,000 634,214 1.60 7.50 75,000 4,756,605
2015-09-15 2015-09-11 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 190,000 -5.00
2015-09-15 2015-09-11 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 10,000 624,214 1.63 7.50 75,000 4,681,605
2015-08-12 2015-08-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2015-08-12 2015-08-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 20,000 614,214 3.37 5.00 100,000 3,071,070
2015-07-01 2015-06-30 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 20,000 -50.00
2015-07-01 2015-06-30 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -20,000 594,214 -3.26 40.58 -811,600 24,113,204
2015-07-01 2015-06-30 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 20,000 614,214 3.37 5.00 100,000 3,071,070
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -30,000 40,000 -42.86
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -11,460 594,214 -1.89 55.41 -634,999 32,925,398
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 11,460 605,674 1.93 5.00 57,300 3,028,370
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -17,557 594,214 -2.87 54.42 -955,452 32,337,126
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 17,557 611,771 2.95 5.00 87,785 3,058,855
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -983 594,214 -0.17 53.68 -52,767 31,897,408
2015-04-02 2015-04-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 983 595,197 0.17 5.00 4,915 2,975,985
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -45,000 0 -100.00
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -100,000 70,000 -58.82
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -45,000 594,214 -7.04 51.75 -2,328,750 30,750,574
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 45,000 639,214 7.57 7.50 337,500 4,794,105
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -100,000 594,214 -14.40 51.75 -5,175,000 30,750,574
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 100,000 694,214 16.83 5.00 500,000 3,471,070
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 11,600 11,600 53.88 625,008 625,008
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -4,200 8,400 -33.33
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,212 1,212 -50.00
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,667 0 -100.00
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 17,400 17,400 53.88 937,512 937,512
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,202 594,214 -0.37
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 7,079 596,416 1.20
2015-02-13 2014-12-30 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,100 589,337 -0.19
2014-12-02 2014-12-01 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) (1) 		M - Exercise -45,000 45,000 -50.00
2014-12-02 2014-12-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -45,000 0 -100.00 49.86 -2,243,700
2014-12-02 2014-12-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 45,000 45,000 7.50 337,500 337,500
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) (1) 		M - Exercise -10,000 90,000 -10.00
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 0 -100.00 50.00 -500,000
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 10,000 7.50 75,000 75,000
2014-11-04 2014-11-04 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 100,000 -9.09
2014-11-04 2014-11-04 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 0 -100.00 45.00 -450,000
2014-11-04 2014-11-04 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 10,000 7.50 75,000 75,000
2014-11-04 2014-11-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -25,000 110,000 -18.52
2014-11-04 2014-11-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -25,000 0 -100.00 43.74 -1,093,500
2014-11-04 2014-11-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 25,000 25,000 7.50 187,500 187,500
2014-11-04 2014-10-31 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -10,000 135,000 -6.90
2014-11-04 2014-10-31 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 0 -100.00 45.00 -450,000
2014-11-04 2014-10-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 10,000 7.50 75,000 75,000
2014-10-15 2014-10-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) (1) 		M - Exercise -5,956 145,000 -3.95
2014-10-15 2014-10-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,956 0 -100.00 40.00 -238,240
2014-10-15 2014-10-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 5,956 5,956 7.50 44,670 44,670
2014-10-15 2014-10-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) (1) 		M - Exercise -19,044 150,956 -11.20
2014-10-15 2014-10-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -19,044 0 -100.00 38.76 -738,145
2014-10-15 2014-10-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 19,044 19,044 7.50 142,830 142,830
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 12,600 16,691 307.99 41.84 527,184 698,351
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 20,300 1,014,659 2.04 41.84 849,352 42,453,333
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -2,878 4,091 -41.30
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -932 589,637 -0.16
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 2,878 590,569 0.49
2014-02-27 2014-02-25 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -20,000 0 -100.00 41.77 -835,400
2014-02-14 2013-12-31 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,050 587,691 -0.18
2014-02-14 2013-06-28 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,005 588,741 -0.17
2013-10-15 2013-10-11 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -35,000 589,746 -5.60 29.25 -1,023,750 17,250,070
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 3,636 6,969 109.09 15.34 55,776 106,904
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 9,408 994,359 0.96 15.34 144,319 15,253,467
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,667 3,333 -33.34
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -529 624,746 -0.08
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 1,667 625,275 0.27
2013-02-08 2012-12-28 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,450 623,608 -0.23
2012-06-29 2012-06-29 4 ENV ENVESTNET, INC.
Common Stock 		G - Gift 20,000 20,000
2012-06-29 2012-06-29 4 ENV ENVESTNET, INC.
Common Stock 		G - Gift -20,000 625,058 -3.10
2012-03-02 2012-02-29 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 5,000 5,000 12.45 62,250 62,250
2012-03-02 2012-02-29 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 7,951 984,951 0.81 12.45 98,990 12,262,640
2012-02-14 2011-12-29 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -2,000 645,058 -0.31
2010-07-28 3 ENV ENVESTNET, INC.
Common Stock 		266,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)