Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Jory A Berson. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Jory A Berson reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:COF / Capital One Financial Corporation 60,120
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Jory A Berson. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Jory A Berson conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2022-02-07 2022-02-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 8,862 60,120 17.29
2021-06-09 2021-06-07 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -21,316 0 -100.00
2021-06-09 2021-06-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -11,985 51,172 -18.98 164.72 -1,974,169 8,429,052
2021-06-09 2021-06-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -12,450 63,157 -16.47 164.12 -2,043,294 10,365,327
2021-06-09 2021-06-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 21,316 75,607 39.26 86.34 1,840,423 6,527,908
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,071 54,260 -10.06 132.10 -801,979 7,167,746
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,460 60,331 28.72
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
D - Sale to Issuer X -30,296 0 -100.00
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -24,401 46,871 -34.24 128.16 -3,127,232 6,006,987
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -6,330 71,272 -8.16 127.11 -804,606 9,059,384
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -6,175 77,602 -7.37 126.09 -778,606 9,784,836
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -4,080 83,777 -4.64 125.15 -510,612 10,484,692
2021-03-09 2021-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 30,296 87,857 52.63 74.96 2,270,988 6,585,761
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -1,965 0 -100.00
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,657 57,457 -2.80 117.75 -195,112 6,765,562
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,480 59,114 -2.44 117.75 -174,270 6,960,674
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,114 60,594 -1.81 117.75 -131,174 7,134,944
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -1,965 61,708 -3.09 109.60 -215,364 6,763,197
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 1,965 63,673 3.18
2021-02-08 2021-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 10,289 61,708 20.01
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -27,983 0 -100.00
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -28,499 0 -100.00
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -57,273 51,301 -52.75 95.00 -5,440,935 4,873,595
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -5,596 108,574 -4.90 93.90 -525,464 10,195,099
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -5,060 114,170 -4.24 92.96 -470,378 10,613,243
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 27,983 119,230 30.67 63.73 1,783,357 7,598,528
2020-12-14 2020-12-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 28,499 91,247 45.42 70.96 2,022,289 6,474,887
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -5,125 62,748 -7.55 85.08 -436,035 5,338,600
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 11,363 67,873 20.11
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -1,964 1,965 -49.99
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,300 0 -100.00
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,039 56,387 -3.49 102.64 -209,283 5,787,562
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,675 58,426 -2.79 102.64 -171,922 5,996,845
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,794 60,101 -2.90 102.64 -184,136 6,168,767
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -1,964 61,895 -3.08 102.03 -200,387 6,315,147
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,300 63,859 -3.48 102.03 -234,669 6,515,534
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 1,964 66,159 3.06
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,300 64,195 3.72
2020-02-03 2020-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 11,016 61,715 21.73
2019-12-04 2019-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -34,110 0 -100.00
2019-12-04 2019-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -6,354 50,699 -11.14 100.40 -637,942 5,090,180
2019-12-04 2019-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -36,410 57,053 -38.96 99.80 -3,633,718 5,693,889
2019-12-04 2019-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 34,110 93,463 57.47 56.32 1,921,075 5,263,836
2019-07-09 2019-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -9,329 59,353 -13.58 93.00 -867,597 5,519,829
2019-06-07 2019-06-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -13,393 68,682 -16.32 90.00 -1,205,370 6,181,380
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,975 82,009 -7.84 81.28 -566,928 6,665,692
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,464 88,984 21.03
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -1,964 3,929 -33.33
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,300 2,300 -50.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,120 0 -100.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,675 73,379 -2.23 81.57 -136,630 5,985,525
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,794 75,054 -2.33 81.57 -146,337 6,122,155
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,430 76,848 -3.07 81.57 -198,215 6,268,491
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -1,964 79,278 -2.42 79.85 -156,825 6,330,348
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,300 81,242 -2.75 79.85 -183,655 6,487,174
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,120 83,542 -3.60 79.85 -249,132 6,670,829
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 1,964 86,662 2.32
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,300 84,698 2.79
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,120 82,398 3.94
2019-02-04 2019-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,560 79,134 20.68
2018-06-11 2018-06-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -18,909 65,574 -22.38 97.09 -1,835,875 6,366,580
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -5,870 84,420 -6.50 98.15 -576,140 8,285,823
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,015 90,290 16.84
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,378 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,300 4,600 -33.33
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,120 3,120 -50.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,703 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,794 77,158 -2.27 98.67 -177,014 7,613,180
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,872 78,952 -2.32 98.67 -184,710 7,790,194
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,379 80,824 -1.68 98.67 -136,066 7,974,904
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,378 82,203 -8.24 99.52 -734,259 8,180,843
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,300 89,581 -2.50 99.52 -228,896 8,915,101
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,120 91,881 -3.28 99.52 -310,502 9,143,997
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,703 95,001 -3.75 99.52 -368,523 9,454,500
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,378 98,704 8.08
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,300 91,326 2.58
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,120 89,026 3.63
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,703 85,906 4.50
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
A - Award 5,893 5,893
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 11,140 82,203 15.68
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -37,670 0 -100.00
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -16,347 70,955 -18.72 95.04 -1,553,619 6,743,563
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -18,721 87,302 -17.66 94.97 -1,777,933 8,291,071
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -31,422 106,023 -22.86 95.04 -2,986,347 10,076,426
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 37,670 137,445 37.75 45.75 1,723,402 6,288,109
2017-03-15 2017-03-13 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -57,457 0 -100.00 48.28 -2,774,024
2017-03-15 2017-03-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -14,599 98,980 -12.85 92.07 -1,344,130 9,113,089
2017-03-15 2017-03-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -48,963 113,579 -30.12 92.08 -4,508,513 10,458,354
2017-03-15 2017-03-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 57,457 162,542 54.68 48.28 2,774,024 7,847,528
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,548 105,085 -5.87 92.40 -605,035 9,709,854
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,727 111,633 14.02
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -9,698 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,120 6,240 -33.33
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,703 3,703 -50.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,206 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,430 97,785 -2.42 90.93 -220,960 8,891,590
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,516 100,215 -1.49 90.93 -137,850 9,112,550
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,602 101,731 -1.55 90.93 -145,670 9,250,400
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -9,698 103,333 -8.58 88.31 -856,430 9,125,337
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,120 113,031 -2.69 88.31 -275,527 9,981,768
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,703 116,151 -3.09 88.31 -327,012 10,257,295
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,206 119,854 -3.39 88.31 -371,432 10,584,307
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 9,698 124,060 8.48
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,120 114,362 2.80
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,703 111,242 3.44
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,206 107,539 4.07
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 21,316 21,316
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 7,378 7,378
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
A - Award 6,900 6,900
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 11,930 103,333 13.05
2016-11-28 2016-11-23 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -53,420 0 -100.00
2016-11-28 2016-11-23 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -54,380 0 -100.00
2016-11-28 2016-11-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -115,650 91,275 -55.89 84.00 -9,714,600 7,667,100
2016-11-28 2016-11-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 53,420 206,925 34.80 76.79 4,102,122 15,889,771
2016-11-28 2016-11-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 54,380 153,505 54.86 48.95 2,661,901 7,514,070
2016-11-15 2016-11-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -7,086 99,125 -6.67 80.00 -566,880 7,930,000
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,310 105,170 -7.32 68.49 -569,152 7,203,093
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 17,420 113,480 18.13
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,245 0 -100.00
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -3,704 7,406 -33.34
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,206 4,206 -50.00
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,245 95,847 -7.92 62.51 -515,395 5,991,396
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,206 104,092 -3.88 62.51 -262,917 6,506,791
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,704 108,298 -3.31 62.51 -231,537 6,769,708
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,903 112,002 -1.67 62.54 -119,014 7,004,605
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,517 113,905 -1.31 62.54 -94,873 7,123,619
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,704 115,422 3.32
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,206 111,718 3.91
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,245 107,512 8.31
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,024 0 -100.00
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,024 99,267 -3.90 62.74 -252,466 6,228,012
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,018 103,291 -1.92 62.24 -125,600 6,428,832
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,024 105,309 3.97
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 27,983 27,983
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 9,698 9,698
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
A - Award 9,360 9,360
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,162 101,285 18.99
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -27,915 0 -100.00
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -13,316 84,052 -13.68 77.72 -1,034,920 6,532,521
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 27,915 97,368 40.19
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,710 0 -100.00
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,207 8,412 -33.34
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,710 69,289 -11.17 76.27 -664,312 5,284,672
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,207 77,999 -5.12 76.27 -320,868 5,948,984
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,309 82,206 -2.73 78.88 -182,134 6,484,409
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,207 84,515 5.24
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,710 80,308 12.17
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,106 0 -100.00
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,024 4,024 -50.00
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,106 71,598 -10.17 76.39 -619,217 5,469,371
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,024 79,704 -4.81 76.39 -307,393 6,088,589
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,484 83,728 -2.88 77.06 -191,417 6,452,080
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,481 86,212 -2.80 77.06 -191,186 6,643,497
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,024 88,693 4.75
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,106 84,669 10.59
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 30,296 30,296
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 8,245 8,245
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
A - Award 11,110 11,110
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 13,741 76,410 21.93
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -19,570 0 -100.00
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -54,385 54,380 -50.00
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -54,385 62,298 -46.61 82.00 -4,459,570 5,108,436
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -19,570 116,683 -14.36 82.00 -1,604,740 9,568,006
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 19,570 136,253 16.77 78.71 1,540,355 10,724,474
2014-06-11 2014-06-09 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 54,385 116,683 87.30 48.95 2,662,146 5,711,633
2014-06-03 2014-05-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -54,385 108,765 -33.33
2014-06-03 2014-05-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -54,385 62,085 -46.69 79.00 -4,296,415 4,904,715
2014-06-03 2014-05-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -9,266 116,470 -7.37 79.00 -732,014 9,201,130
2014-06-03 2014-05-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 54,385 125,736 76.22 48.95 2,662,146 6,154,777
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -13,550 0 -100.00
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,464 71,035 -8.34 75.15 -485,770 5,338,280
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 13,550 77,499 21.19
2014-03-10 2014-03-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -5,491 63,949 -7.91 75.00 -411,825 4,796,175
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,105 8,106 -50.00
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,023 8,048 -33.33
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,105 69,268 -10.48 72.24 -585,505 5,003,920
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,023 77,373 -4.94 72.24 -290,622 5,589,426
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,580 81,396 -4.21 71.37 -255,505 5,809,233
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,909 84,976 -3.31 71.37 -207,615 6,064,737
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,023 87,885 4.80
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,105 83,862 10.70
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 28,499 28,499
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 8,710 8,710
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
A - Award 12,619 12,619
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,516 75,599 23.76
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,250 0 -100.00
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,250 61,083 -10.61 75.66 -548,535 4,621,540
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,314 68,333 -3.28 70.57 -163,299 4,822,260
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,250 70,647 11.44
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -10,974 0 -100.00
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -10,974 63,397 -14.76 71.13 -780,581 4,509,429
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 10,974 74,371 17.31
2013-12-02 2013-11-29 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -26,372 0 -100.00
2013-12-02 2013-11-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -26,372 63,397 -29.38 72.00 -1,898,784 4,564,584
2013-12-02 2013-11-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 26,372 89,769 41.60 18.28 482,080 1,640,977
2013-11-26 2013-11-25 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -25,000 26,372 -48.66
2013-11-26 2013-11-25 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -25,000 63,397 -28.28 70.00 -1,750,000 4,437,790
2013-11-26 2013-11-25 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,000 88,397 -10.16 70.00 -700,000 6,187,790
2013-11-26 2013-11-25 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 25,000 98,397 34.06 18.28 457,000 1,798,697
2013-09-19 2013-09-17 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -5,508 73,378 -6.98 69.00 -380,052 5,063,082
2013-08-28 2013-08-26 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -12,024 0 -100.00
2013-08-28 2013-08-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -12,024 78,819 -13.24 66.54 -800,077 5,244,616
2013-08-28 2013-08-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -4,743 90,843 -4.96 66.55 -315,647 6,045,602
2013-08-28 2013-08-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 12,024 95,586 14.39 56.28 676,711 5,379,580
2013-07-09 2013-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -25,000 51,372 -32.73
2013-07-09 2013-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -25,000 83,380 -23.07 65.00 -1,625,000 5,419,700
2013-07-09 2013-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -18,149 108,380 -14.34 65.00 -1,179,685 7,044,700
2013-07-09 2013-07-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 25,000 126,529 24.62 18.28 457,000 2,312,950
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,104 16,211 -33.33
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,104 100,437 -7.47 57.87 -468,978 5,812,289
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,580 108,541 -3.19 57.27 -205,027 6,216,143
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,104 112,121 7.79
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 34,110 34,110
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 10,974 10,974
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
A - Award 12,071 12,071
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 18,289 103,818 21.38
2013-01-29 2013-01-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,718 85,529 -3.08 56.32 -153,078 4,816,993
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,250 7,250 -50.00
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,250 88,247 -7.59 59.86 -433,985 5,282,465
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,318 95,497 -2.37 56.32 -130,550 5,378,391
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,250 97,815 8.01
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -13,509 0 -100.00
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -13,509 90,565 -12.98 57.73 -779,875 5,228,317
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 13,509 104,074 14.92
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -1,776 0 -100.00
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -6,900 12,024 -36.46
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -16,370 76,372 -17.65
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -25,046 90,562 -21.66 60.00 -1,502,760 5,433,720
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -17,869 115,608 -13.39 60.00 -1,072,140 6,936,480
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 1,776 133,477 1.35 56.28 99,953 7,512,086
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 6,900 131,701 5.53 56.28 388,332 7,412,132
2012-10-23 2012-10-19 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 16,370 124,801 15.10 18.28 299,244 2,281,362
2012-08-29 2012-08-27 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -10,000 92,742 -9.73
2012-08-29 2012-08-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -20,386 108,305 -15.84 56.64 -1,154,663 6,134,395
2012-08-29 2012-08-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 10,000 128,691 8.43 18.28 182,800 2,352,471
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 37,670 37,670
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 13,509 13,509
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 24,315 24,315
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
A - Award 27,018 27,018
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2009 Performance Share Units
M - Exercise -31,400 0 -100.00
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -13,251 117,140 -10.16 45.75 -606,233 5,359,155
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 22,514 130,391 20.87
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 31,400 107,877 41.06
2012-01-30 2012-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -14,149 76,477 -15.61 46.05 -651,561 3,521,766
2012-01-30 2012-01-27 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,700 90,626 -2.89 46.05 -124,335 4,173,327
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,249 14,500 -33.33
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,249 93,326 -7.21 45.81 -332,077 4,275,264
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,224 100,575 -2.16 45.61 -101,437 4,587,226
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,249 102,799 7.59
2008-02-25 2008-02-21 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 24,300 72,275 50.65
2006-06-15 3 COF CAPITAL ONE FINANCIAL CORP
Common Stock
44,338
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)