Corcept Therapeutics Incorporated
US ˙ NasdaqCM ˙ US2183521028

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Jeffrey W Bird. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Jeffrey W Bird reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
Director 0
US:FTSV / Forty Seven, Inc. Director 0
US:HAIR / Restoration Robotics, Inc. Director 13,708
US:PSTG / Everpure, Inc. 10% Owner 499,478
US:YEXT / Yext, Inc. 10% Owner 0
US:MATR / Mattersight Corp. 10% Owner 1,056,194
US:THLD / Threshold Pharmaceuticals, Inc. Director 377,782
US:HZNP / Horizon Therapeutics Plc Director 178,406
US:CRDC / Cardica, Inc. 10% Owner 3,412,793
US:CORT / Corcept Therapeutics Incorporated 10% Owner 0
US:QNST / QuinStreet, Inc. 10% Owner 54,547
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Jeffrey W Bird. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas CORT / Corcept Therapeutics Incorporated - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em CORT / Corcept Therapeutics Incorporated. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
2009-02-06 CORT BIRD JEFFREY W 17,187 0.6870 17,187 0.6870 11,807 339 3.1299 41,987 355.61
2008-03-25 CORT BIRD JEFFREY W 693,118 2.7700 693,118 2.7700 1,919,937
2008-03-25 CORT BIRD JEFFREY W 15,518 2.7700 15,518 2.7700 42,985
2007-08-17 CORT BIRD JEFFREY W 533 2.1000 533 2.1000 1,119
2007-03-30 CORT BIRD JEFFREY W 6,851 1.0000 6,851 1.0000 6,851
2007-03-30 CORT BIRD JEFFREY W 17,345 1.0000 17,345 1.0000 17,345
2007-03-30 CORT BIRD JEFFREY W 791,347 1.0000 791,347 1.0000 791,347
2007-03-30 CORT BIRD JEFFREY W 2,602 1.0000 2,602 1.0000 2,602
2006-12-15 CORT BIRD JEFFREY W 379,391 1.0000 379,391 1.0000 379,391
2006-12-15 CORT BIRD JEFFREY W 5,059 1.0000 5,059 1.0000 5,059

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CORT / Corcept Therapeutics Incorporated Insider Trades
Vendas Internas CORT / Corcept Therapeutics Incorporated - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em CORT / Corcept Therapeutics Incorporated. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CORT / Corcept Therapeutics Incorporated Insider Trades
Compras Internas QNST / QuinStreet, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em CORT / Corcept Therapeutics Incorporated. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

QNST / QuinStreet, Inc. Insider Trades
Vendas Internas QNST / QuinStreet, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em CORT / Corcept Therapeutics Incorporated. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

QNST / QuinStreet, Inc. Insider Trades
Compras Internas YEXT / Yext, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em CORT / Corcept Therapeutics Incorporated. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

YEXT / Yext, Inc. Insider Trades
Vendas Internas YEXT / Yext, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em CORT / Corcept Therapeutics Incorporated. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

YEXT / Yext, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Jeffrey W Bird conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -10,000 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -10,000 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -6,000 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -6,000 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -11,377 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -6,991 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -6,000 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -14,101 0 -100.00
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -458,569 0 -100.00 18.00 -8,254,242
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -45,402 0 -100.00 18.00 -817,236
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -10,007 0 -100.00 18.00 -180,126
2020-07-06 2020-07-02 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -20,475 0 -100.00 18.00 -368,550
2020-06-16 2020-06-12 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 11,377 11,377
2020-06-16 2020-06-12 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
A - Award 7,281 20,475 55.18
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
D - Sale to Issuer -10,322 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
D - Sale to Issuer -20,645 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Common Stock
D - Sale to Issuer -6,596 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Common Stock
D - Sale to Issuer -215,375 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Common Stock
D - Sale to Issuer -233,564 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Common Stock
D - Sale to Issuer -562,500 0 -100.00
2019-09-03 2019-09-03 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other 9,516 458,569 2.12
2019-09-03 2019-09-03 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other -921,610 0 -100.00
2019-09-03 2019-09-03 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other 10,007 10,007
2019-07-24 2019-07-22 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 187,500 192,419 3,811.75 8.00 1,500,000 1,539,352
2019-07-24 2019-07-22 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 562,500 562,500 8.00 4,500,000 4,500,000
2019-06-17 2019-06-13 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,991 6,991
2019-06-17 2019-06-13 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
A - Award 4,194 13,194 46.60
2019-06-14 2019-06-12 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
A - Award 10,322 10,322
2019-02-11 2018-01-01 5 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
G - Gift 0 45,402 0.00
2018-08-23 2018-08-23 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
P - Purchase 50,355 449,053 12.63 26.65 1,341,810 11,965,915
2018-08-23 2018-08-22 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
P - Purchase 202,082 398,698 102.78 26.09 5,273,006 10,403,386
2018-08-23 2018-08-21 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
P - Purchase 137,563 196,616 232.95 25.17 3,462,571 4,948,982
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -667 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -945,326 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -774,165 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -1,052,146 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -73,686 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -73,159 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -68,530 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 667 4,919 15.69
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 4,252 4,252 16.00 68,032 68,032
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 134,735 2,906,372 4.86 16.00 2,155,760 46,501,952
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 774,165 2,771,637 38.76
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 945,326 1,997,472 89.85
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,052,146 1,052,146
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 68,530 215,375 46.67
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 73,159 146,845 99.28
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 73,686 73,686
2018-06-15 2018-06-13 4 HAIR Restoration Robotics, Inc.
Stock Option (Right to Buy)
A - Award 13,708 13,708
2018-06-11 2018-06-08 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,000 6,000
2018-06-11 2018-06-08 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
A - Award 3,000 9,000 50.00
2018-02-23 2018-01-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 499,478 0.00
2018-02-13 2017-01-01 5 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
G - Gift 0 36,602 0.00
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other -8,614,633 0 -100.00
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other 323,049 323,049
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other 78,140 78,140
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other -8,500,000 17,102,128 -33.20
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other 318,750 318,750
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other 77,100 77,100
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -71,498 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -31,476 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series A Preferred Stock
C - Conversion -66,684 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion -12,936 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -888,690 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -606,386 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series A Preferred Stock
C - Conversion -479,145 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion -105,369 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -31,747 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -40,982 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 12,936 182,594 7.62 7.00 90,552 1,278,158
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 31,476 169,658 22.78
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 66,684 138,182 93.27
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 71,498 71,498
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 105,369 2,079,590 5.34 7.00 737,583 14,557,130
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 479,145 1,974,221 32.05
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 606,386 1,495,076 68.23
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 888,690 888,690
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 31,747 31,747
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 40,982 40,982
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 90,065.00
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 733,569.00
2017-07-14 2017-06-16 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,000 6,000
2017-07-14 2017-06-16 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
A - Award 3,000 6,000 100.00
2017-06-02 2017-06-01 4 MATR Mattersight Corp
Common Stock
P - Purchase 203,543 1,056,194 23.87 3.65 742,789 3,854,369
2017-06-02 2017-06-01 4 MATR Mattersight Corp
Common Stock
P - Purchase 16,189 108,557 17.53 3.65 59,079 396,157
2017-06-02 2017-05-31 4 MATR Mattersight Corp
Common Stock
J - Other -271,391 852,651 -24.14
2017-06-02 2017-06-01 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
P - Purchase 110,642 921,610 13.64 31.85 3,523,760 29,351,712
2017-06-02 2017-06-01 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
P - Purchase 8,800 45,402 24.04 31.85 280,265 1,445,977
2017-06-02 2017-05-31 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other -147,523 810,968 -15.39
2017-06-02 2017-06-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
P - Purchase 37,626 377,782 11.06 0.57 21,349 214,354
2017-06-02 2017-06-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
P - Purchase 473,077 3,940,573 13.64 0.57 268,424 2,235,881
2017-06-02 2017-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
J - Other -630,770 3,467,496 -15.39
2017-06-02 2017-06-01 4 PSTG Pure Storage, Inc.
Class B Common Stock
P - Purchase 3,073,613 25,602,128 13.64 11.08 34,047,026 283,599,892
2017-06-02 2017-06-01 4 PSTG Pure Storage, Inc.
Class B Common Stock
P - Purchase 1,024,538 1,024,538 11.08 11,349,012 11,349,012
2017-06-02 2017-05-31 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other -4,098,151 22,528,515 -15.39
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series F Preferred Stock
C - Conversion -17,680 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series E Preferred Stock
C - Conversion -20,150 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -29,452 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -69,717 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -62,193 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -105,129 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series F Preferred Stock
C - Conversion -255,372 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series E Preferred Stock
C - Conversion -282,842 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -887,428 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -2,975,941 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -2,654,762 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -2,799,328 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -99,398 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -149,134 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -116,070 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -14,379 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -21,223 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 17,680 311,959 6.01
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 20,150 294,279 7.35
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 29,452 274,129 12.04
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 62,193 244,677 34.08
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 69,717 182,484 61.82
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 105,129 112,767 1,376.39
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 255,372 10,181,717 2.57
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 282,842 9,926,345 2.93
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 887,428 9,643,503 10.13
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,654,762 8,756,075 43.51
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,799,328 6,101,313 84.78
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,975,941 3,301,985 912.74
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 99,398 377,280 35.77
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 116,070 277,882 71.73
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 149,134 161,812 1,176.32
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 14,379 35,602 67.75
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 21,223 21,223
2017-04-12 3 YEXT Yext, Inc.
Common Stock
359,038
2017-04-12 3 YEXT Yext, Inc.
Common Stock
672,404
2017-04-12 3 YEXT Yext, Inc.
Common Stock
353,998
2017-04-12 3 YEXT Yext, Inc.
Common Stock
359,038
2017-04-12 3 YEXT Yext, Inc.
Common Stock
672,404
2017-04-12 3 YEXT Yext, Inc.
Common Stock
353,998
2017-03-10 2017-01-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 499,478 0.00
2017-03-10 2016-10-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 499,478 0.00
2017-02-13 2016-10-01 5 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
G - Gift 0 36,602 0.00
2017-02-13 2016-01-01 5 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
G - Gift 0 36,602 0.00
2016-06-28 2016-06-24 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 35,000 35,000
2016-06-21 2016-06-17 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,000 6,000
2016-06-21 2016-06-17 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
A - Award 3,000 3,000
2016-03-01 2016-03-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
J - Other 96,010 340,156 39.32
2016-03-01 2016-03-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
J - Other -617,132 4,098,266 -13.09
2016-01-26 2015-06-16 5 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2015-12-08 2015-12-04 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other 22,454 59,053 61.35
2015-12-08 2015-12-04 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
J - Other -144,333 958,491 -13.09
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Series B Preferred Stock
J - Other 14,976 46,823 47.02
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Series B Preferred Stock
J - Other -96,261 639,253 -13.09
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Common Stock
J - Other 49,759 71,840 225.35
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Common Stock
J - Other -319,847 1,124,042 -22.15
2015-11-12 2015-11-09 4 MATR Mattersight Corp
Common Stock
S - Sale -1,000,000 1,443,889 -40.92 7.29 -7,290,000 10,525,951
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series F Preferred Stock
C - Conversion -115,421 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -140,518 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series D Preferred Stock
C - Conversion -123,970 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -105,744 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -259,642 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -515,909 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 1,261,204 1,281,244 6,293.43
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series F Preferred Stock
C - Conversion -1,504,443 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -3,022,681 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series D Preferred Stock
C - Conversion -1,727,937 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -2,419,000 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -5,723,870 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -11,373,310 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 25,771,241 26,626,666 3,012.68
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -72,140 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -382,800 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 454,940 499,478 1,021.46
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -85,404 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 85,404 85,404
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -22,020 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series D Preferred Stock
C - Conversion -12,570 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -192,654 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 227,244 227,244
2015-07-06 2015-05-26 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2015-02-09 2014-01-01 5 MATR Mattersight Corp
Common Stock
J - Other 0 92,368 0.00
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -21,829 0 -100.00
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -417,050 0 -100.00
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -11,863 244,146 -4.63 3.77 -44,747 920,919
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 21,829 256,009 9.32 2.05 44,749 524,818
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -226,657 4,715,398 -4.59 3.77 -854,950 17,786,481
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 417,050 4,942,055 9.22 2.05 854,952 10,131,213
2014-07-01 2014-06-27 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -10,028 0 -100.00 4.01 -40,193
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -3,960 0 -100.00 4.01 -15,872
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -10,028 0 -100.00 4.01 -40,193
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -3,960 0 -100.00 4.01 -15,872
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Series B Preferred Stock
S - Sale -22,418 0 -100.00 5.82 -130,473
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Series B Preferred Stock
S - Sale -8,854 0 -100.00 5.82 -51,530
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Common Stock
S - Sale -14,847 0 -100.00 5.12 -76,017
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Common Stock
S - Sale -5,853 0 -100.00 5.12 -29,967
2014-05-19 2014-05-16 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2014-03-13 2013-12-13 4/A HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 32,075 178,406 21.92 6.50 208,488 1,159,639
2014-02-13 2013-01-01 5 MATR Mattersight Corp
Common Stock
J - Other 0 92,368 0.00
2014-02-13 2013-01-01 5 HZNP HORIZON PHARMA, INC.
Common Stock
J - Other 0 7,000 0.00
2013-12-17 2013-12-13 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 32,075 178,478 21.91 6.50 208,488 1,160,107
2013-12-17 2013-12-13 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 636,598 2,837,826 28.92 6.50 4,137,887 18,445,869
2013-12-05 2013-12-03 4 MATR Mattersight Corp
Common Stock
P - Purchase 9,754 22,081 79.13 3.90 38,041 86,116
2013-12-05 2013-12-03 4 MATR Mattersight Corp
Common Stock
P - Purchase 225,846 2,443,889 10.18 3.90 880,799 9,531,167
2013-11-25 2013-11-22 4 HZNP HORIZON PHARMA, INC.
Convertible Promissory Note
A - Award 5,093,000.00
2013-11-25 2013-11-21 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 46,419 46,419 6.24 289,487 289,487
2013-11-25 2013-11-21 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 104,670 2,201,228 4.99 6.24 652,764 13,727,738
2013-07-11 2013-05-17 4/A THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2013-07-11 2012-05-17 4/A THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2013-07-11 2011-06-07 4/A THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 12,500 12,500
2013-06-07 2013-06-05 4 PTLA PORTOLA PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 14,101 14,101
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -38,747 0 -100.00
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -801,952 0 -100.00
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -12,589 234,180 -5.10 5.72 -72,059 1,340,446
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 38,747 246,769 18.63 1.86 72,069 458,990
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -260,592 4,525,005 -5.45 5.72 -1,491,629 25,901,129
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 801,952 4,785,597 20.13 1.86 1,491,631 8,901,210
2013-05-31 2013-05-31 4 HZNP HORIZON PHARMA, INC.
Non-Qualified Stock Option
A - Award 20,000 20,000
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series D Convertible Preferred Stock
C - Conversion -4,368 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series C Convertible Preferred Stock
C - Conversion -4,958 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series B Convertible Preferred Stock
C - Conversion -6,346 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series A Convertible Preferred Stock
C - Conversion -20,927 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series D Convertible Preferred Stock
C - Conversion -65,818 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series C Convertible Preferred Stock
C - Conversion -260,105 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series B Convertible Preferred Stock
C - Conversion -208,190 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series A Convertible Preferred Stock
C - Conversion -568,711 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series C Convertible Preferred Stock
C - Conversion -12,344 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series B Convertible Preferred Stock
C - Conversion -7,589 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Series A Convertible Preferred Stock
C - Conversion -16,669 0 -100.00
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 4,368 36,599 13.55
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 4,958 32,231 18.18
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 6,346 27,273 30.32
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 20,927 20,927
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 65,818 1,102,824 6.35
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 208,190 1,037,006 25.12
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 260,105 828,816 45.74
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 568,711 568,711
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 7,589 36,602 26.16
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 12,344 29,013 74.05
2013-05-30 2013-05-28 4 PTLA PORTOLA PHARMACEUTICALS INC
Common Stock
C - Conversion 16,669 16,669
2013-05-21 2013-05-17 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 981,736 3,412,793 40.38 1.05 1,030,823 3,583,433
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 38,166 136,623 38.76 1.05 40,074 143,454
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 981,736 3,412,793 40.38 1.05 1,030,823 3,583,433
2013-02-13 2012-01-02 5 MATR Mattersight Corp
Common Stock
J - Other 0 92,368 0.00
2013-02-13 2012-01-01 5 MATR Mattersight Corp
Common Stock
J - Other 0 92,368 0.00
2012-09-27 2012-09-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 14,578 14,578 0.02 292 292
2012-09-27 2012-09-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 273,100 273,100 0.02 5,462 5,462
2012-09-27 2012-09-25 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 29,156 99,912 41.21 3.49 101,754 348,693
2012-09-27 2012-09-25 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 546,200 2,096,558 35.23 3.49 1,906,238 7,316,987
2012-09-25 2012-03-02 4/A HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 1,250 1,250 0.03 39 39
2012-09-25 2012-03-02 4/A HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 5,000 5,000 3.59 17,950 17,950
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 185,962 2,218,043 9.15 5.40 1,004,846 11,985,195
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 8,678 12,327 237.82 5.40 46,892 66,609
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 185,962 2,218,043 9.15 5.40 1,004,846 11,985,195
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 18,640 2,032,081 0.93 5.31 98,949 10,787,099
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 870 3,649 31.31 5.31 4,618 19,370
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 18,640 2,032,081 0.93 5.31 98,949 10,787,099
2012-08-23 2012-08-22 4 MATR Mattersight Corp
Common Stock
P - Purchase 920 2,779 49.49 5.00 4,600 13,895
2012-08-23 2012-08-22 4 MATR Mattersight Corp
Common Stock
P - Purchase 19,682 2,013,441 0.99 5.00 98,410 10,067,205
2012-08-21 2012-08-17 4 MATR Mattersight Corp
Common Stock
P - Purchase 3,500 1,993,759 0.18 4.81 16,837 9,591,376
2012-08-21 2012-08-17 4 MATR Mattersight Corp
Common Stock
P - Purchase 3,500 1,993,759 0.18 4.81 16,837 9,591,376
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other 218 703 44.95
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other 136 437 45.18
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other 110 349 46.03
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other -1,109 11,433 -8.84
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other -694 7,162 -8.83
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
J - Other -558 5,752 -8.84
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Common Stock
J - Other 11,721 70,756 19.85
2012-07-26 2012-07-25 4 HZNP HORIZON PHARMA, INC.
Common Stock
J - Other -59,622 1,550,358 -3.70
2012-05-21 2012-05-17 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
X - Other -280,365 0 -100.00 0.12 -35,046
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 280,365 280,365 0.12 35,046 35,046
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
X - Other 280,365 5,316,967 5.57 2.96 829,880 15,738,222
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
X - Other -12,643 0 -100.00 0.12 -1,580
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 12,643 12,643 0.12 1,580 1,580
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
X - Other 12,643 242,210 5.51 2.96 37,423 716,942
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 5,618 5,618 0.03 175 175
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 161,455 161,455 0.03 5,037 5,037
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 1,750 1,750 0.03 55 55
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Warrant to Purchase Common Stock
P - Purchase 1,250 1,250 0.03 39 39
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 22,473 59,035 61.47 3.59 80,678 211,936
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 645,820 1,609,980 66.98 3.59 2,318,494 5,779,828
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 7,000 7,000 3.59 25,130 25,130
2012-03-06 2012-03-02 4 HZNP HORIZON PHARMA, INC.
Common Stock
P - Purchase 5,000 5,000 3.59 17,950 17,950
2012-02-14 2012-02-13 4 CRDC CARDICA INC
Common Stock
P - Purchase 322,857 2,431,057 15.31 1.65 532,714 4,011,244
2012-02-14 2012-02-13 4 CRDC CARDICA INC
Common Stock
P - Purchase 12,893 98,457 15.07 1.65 21,273 162,454
2010-02-10 3 QNST QUINSTREET, INC
Common
54,547
2010-02-10 3 QNST QUINSTREET, INC
Common
1,628
2010-02-10 3 QNST QUINSTREET, INC
Common
643
2010-02-10 3 QNST QUINSTREET, INC
Common
1,114
2009-05-27 2009-05-22 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 1,836 9,595 23.66 0.12 230 1,199
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 53,640 400,199 15.48 0.12 6,705 50,025
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 17,187 105,402 19.48 0.69 11,807 72,411
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 501,910 4,338,742 13.08 0.69 344,812 2,980,716
2009-01-14 2009-01-09 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2008-11-18 2008-11-14 4 THLD THRESHOLD PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 5,000 5,000
2008-11-13 2008-11-11 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 1,535 88,215 1.77
2008-11-13 2008-11-11 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 68,601 3,836,832 1.82
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
3,960
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
10,028
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
2,535,249
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
919
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
76,419
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 7,759 7,759 0.12 970 970
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 346,559 346,559 0.12 43,320 43,320
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 15,518 86,680 21.81 2.77 42,985 240,104
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 693,118 3,768,231 22.54 2.77 1,919,937 10,438,000
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
3,768
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
9,555
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
383,185
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
3,259
2007-09-25 2007-09-21 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 59,512 71,162 510.83
2007-09-25 2007-09-21 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other -468,492 3,075,113 -13.22
2007-08-21 2007-08-17 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 533 11,650 4.79 2.10 1,119 24,465
2007-08-21 2007-08-17 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 162,218 3,543,605 4.80 2.10 340,658 7,441,570
2007-06-08 2007-03-30 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 2,602 11,117 30.56 1.00 2,602 11,117
2007-06-08 2007-03-30 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 791,347 3,381,387 30.55 1.00 791,347 3,381,387
2007-06-08 2007-03-30 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 17,345 74,113 30.55 1.00 17,345 74,113
2007-06-08 2007-03-30 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 6,851 29,273 30.55 1.00 6,851 29,273
2006-12-15 2006-12-15 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 5,059 8,515 146.38 1.00 5,059 8,515
2006-12-15 2006-12-15 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 379,391 2,590,040 17.16 1.00 379,391 2,590,040
2005-12-12 2005-12-08 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other -5,539 2,210,649 -0.25
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -189,980 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -4,873 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -1,925 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -263,862 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -6,768 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -2,673 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -3,456 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -732,882 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -18,736 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -7,400 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -121,780 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -3,109 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -1,228 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 3,456 3,456
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 732,882 2,216,188 49.41
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 569,940 1,483,306 62.40
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 121,780 913,366 15.38
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 791,586 791,586
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 18,736 56,768 49.26
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 14,619 38,032 62.44
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 3,109 23,413 15.31
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 20,304 20,304
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 7,400 22,422 49.26
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 5,775 15,022 62.45
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 1,228 9,247 15.31
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 8,019 8,019
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)