Alta Equipment Group Inc.
US ˙ NYSE ˙ US02128L1061

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de BRC Partners Management GP, LLC. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que BRC Partners Management GP, LLC reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:ALTG / Alta Equipment Group Inc. 10% Owner 4,935,111
US:EOSE / Eos Energy Enterprises, Inc. 10% Owner 5,765,942
US:SONM / DNA X, Inc. 10% Owner 2,903,765
US:SNCR / Synchronoss Technologies, Inc. 10% Owner 11,538,462
US:MVEN / Maven Inc (The) 63,025,483
US:QMCO / Quantum Corporation 10% Owner 2,248,511
US:BW / Babcock & Wilcox Enterprises, Inc. Director, 10% Owner 21,640,014
US:TTSH / Tile Shop Holdings, Inc. 2,328,900
US:SIC / Select Interior Concepts Inc - Class A 10% Owner 485,543
US:FRG / Franchise Group Inc - Class A 676,471
US:RNGR / Ranger Energy Services, Inc. 137,477
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por BRC Partners Management GP, LLC. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas ALTG / Alta Equipment Group Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2021-10-20 ALTG B. Riley Financial, Inc. 5,603 13.4806 5,603 13.4806 75,532 23 16.9900 19,664 26.03
2021-10-18 ALTG B. Riley Financial, Inc. 23,086 13.5000 23,086 13.5000 311,661
2021-09-16 ALTG B. Riley Financial, Inc. 17,771 12.8814 17,771 12.8814 228,915
2021-09-15 ALTG B. Riley Financial, Inc. 5,031 12.8000 5,031 12.8000 64,397
2021-09-10 ALTG B. Riley Financial, Inc. 10,277 12.8000 10,277 12.8000 131,546
2021-09-09 ALTG B. Riley Financial, Inc. 3,954 12.8000 3,954 12.8000 50,611
2021-09-08 ALTG B. Riley Financial, Inc. 3,480 12.7999 3,480 12.7999 44,544
2021-08-19 ALTG B. Riley Financial, Inc. 854 12.2439 854 12.2439 10,456
2020-03-12 ALTG B. Riley Financial, Inc. 63,398 6.0927 63,398 6.0927 386,265
2020-03-11 ALTG B. Riley Financial, Inc. 29,438 7.3069 29,438 7.3069 215,101
2020-03-03 ALTG B. Riley Financial, Inc. 21,421 8.4500 21,421 8.4500 181,007
2020-03-03 ALTG B. Riley Financial, Inc. 167,209 8.4000 167,209 8.4000 1,404,556
2020-03-03 ALTG B. Riley Financial, Inc. 100 8.4450 100 8.4450 844
2020-03-03 ALTG B. Riley Financial, Inc. 552 8.4491 552 8.4491 4,664
2020-03-02 ALTG B. Riley Financial, Inc. 90,060 8.6480 90,060 8.6480 778,839
2020-02-28 ALTG B. Riley Financial, Inc. 29,600 8.8691 29,600 8.8691 262,525
2020-02-27 ALTG B. Riley Financial, Inc. 140,632 8.9567 140,632 8.9567 1,259,599
2020-02-26 ALTG B. Riley Financial, Inc. 30,638 9.2077 30,638 9.2077 282,106
2020-02-25 ALTG B. Riley Financial, Inc. 75,000 9.2867 75,000 9.2867 696,502
2020-02-24 ALTG B. Riley Financial, Inc. 100,000 9.6518 100,000 9.6518 965,180
2020-02-21 ALTG B. Riley Financial, Inc. 97,027 10.3776 97,027 10.3776 1,006,907
2020-02-20 ALTG B. Riley Financial, Inc. 11,202 10.4699 11,202 10.4699 117,284
2020-02-14 ALTG B. Riley Financial, Inc. 685,000 685,000
2020-02-14 ALTG B. Riley Financial, Inc. 2,500,000 2,500,000
2020-02-14 ALTG B. Riley Financial, Inc. 100,000 100,000
2020-02-12 BRPM B. Riley Financial, Inc. 13,828 10.3183 13,828 10.3183 142,681
2020-02-07 ALTG B. Riley Financial, Inc. 48 10.1800 48 10.1800 489
2020-02-06 BRPM B. Riley Financial, Inc. 74,400 10.2000 74,400 10.2000 758,880
2020-02-06 BRPM B. Riley Financial, Inc. 129,831 10.2100 129,831 10.2100 1,325,575
2020-02-06 ALTG B. Riley Financial, Inc. 7,325 10.2000 7,325 10.2000 74,715
2020-02-06 ALTG B. Riley Financial, Inc. 29,049 10.2100 29,049 10.2100 296,590
2020-02-06 ALTG B. Riley Financial, Inc. 157,073 10.2063 157,073 10.2063 1,603,134
2020-02-03 BRPM B. Riley Financial, Inc. 108,333 10.2146 108,333 10.2146 1,106,578
2020-01-28 BRPM B. Riley Financial, Inc. 107,553 10.1909 107,553 10.1909 1,096,062
2020-01-27 BRPM B. Riley Financial, Inc. 9,309 10.1900 9,309 10.1900 94,859
2020-01-24 BRPM B. Riley Financial, Inc. 15,413 10.2432 15,413 10.2432 157,878

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ALTG / Alta Equipment Group Inc. Insider Trades
Vendas Internas ALTG / Alta Equipment Group Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2020-02-14 ALTG B. Riley Financial, Inc. 370,000 370,000 33 3.7500
2020-02-06 BRPM B. Riley Financial, Inc. 67,075 10.2000 67,075 10.2000 684,165
2020-02-06 BRPM B. Riley Financial, Inc. 108,107 10.2100 108,107 10.2100 1,103,772
2020-02-06 ALTG B. Riley Financial, Inc. 7,325 10.2100 7,325 10.2100 74,788

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ALTG / Alta Equipment Group Inc. Insider Trades
Compras Internas AREN / The Arena Group Holdings, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2021-05-20 MVEN B. Riley Financial, Inc. 2,857,143 0.7000 129,870 15.4000 2,000,000 25 0.84 -1,890,909 -94.55

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AREN / The Arena Group Holdings, Inc. Insider Trades
Vendas Internas AREN / The Arena Group Holdings, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AREN / The Arena Group Holdings, Inc. Insider Trades
Compras Internas RNGR / Ranger Energy Services, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

RNGR / Ranger Energy Services, Inc. Insider Trades
Vendas Internas RNGR / Ranger Energy Services, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2019-05-03 RNGR B. Riley Financial, Inc. 1,918 7.7482 1,918 7.7482 14,861 313 3.0800 -8,954 -60.25
2019-05-02 RNGR B. Riley Financial, Inc. 14,279 7.8483 14,279 7.8483 112,066
2019-05-01 RNGR B. Riley Financial, Inc. 5,000 7.5434 5,000 7.5434 37,717
2019-04-29 RNGR B. Riley Financial, Inc. 10,000 7.3165 10,000 7.3165 73,165
2019-04-26 RNGR B. Riley Financial, Inc. 12,000 7.6450 12,000 7.6450 91,740
2019-04-25 RNGR B. Riley Financial, Inc. 100 7.5000 100 7.5000 750
2019-04-23 RNGR B. Riley Financial, Inc. 5,272 7.6056 5,272 7.6056 40,097
2019-04-22 RNGR B. Riley Financial, Inc. 3,000 7.4243 3,000 7.4243 22,273
2019-04-18 RNGR B. Riley Financial, Inc. 500 7.6550 500 7.6550 3,828
2019-04-15 RNGR B. Riley Financial, Inc. 3,211 8.2600 3,211 8.2600 26,523
2019-04-12 RNGR B. Riley Financial, Inc. 924 8.3215 924 8.3215 7,689
2019-04-11 RNGR B. Riley Financial, Inc. 779 8.3872 779 8.3872 6,534

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

RNGR / Ranger Energy Services, Inc. Insider Trades
Compras Internas SONM / DNA X, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2020-06-09 SONM B. Riley Financial, Inc. 1,380,000 0.7500 108,947 9.5000 1,035,000 252 15.6 664,573 64.21
2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 11,579 9.5000 110,000
2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 11,579 9.5000 110,000
2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 11,579 9.5000 110,000
2020-06-09 SONM B. Riley Financial, Inc. 146,666 0.7500 11,579 9.5000 110,000
2019-10-30 SONM B. Riley Financial, Inc. 200 2.7100 16 34.3267 542
2019-10-30 SONM B. Riley Financial, Inc. 100 2.6950 8 34.1367 270
2019-10-30 SONM B. Riley Financial, Inc. 200 2.7000 16 34.2000 540
2019-10-30 SONM B. Riley Financial, Inc. 25,000 2.7000 1,974 34.2000 67,500

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

SONM / DNA X, Inc. Insider Trades
Vendas Internas SONM / DNA X, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2021-08-25 SONM B. Riley Financial, Inc. 1,500,000 0.4118 118,421 5.2161 617,700 268 0.5110 -557,187 -90.20
2021-08-24 SONM B. Riley Financial, Inc. 1,160,078 0.4087 91,585 5.1769 474,124
2021-08-23 SONM B. Riley Financial, Inc. 176,482 0.3966 13,933 5.0236 69,993
2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 64 11.8775 766
2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 64 11.8775 766
2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 64 11.8775 766
2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 64 11.8775 766
2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 381 12.6299 4,818
2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 381 12.6299 4,818
2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 381 12.6299 4,818
2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 381 12.6299 4,818
2021-03-13 SONM B. Riley Financial, Inc. 3,000 1.0010 237 12.6793 3,003
2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,320 12.7718 16,854
2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,320 12.7718 16,854
2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,320 12.7718 16,854
2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,320 12.7718 16,854
2021-03-12 SONM B. Riley Financial, Inc. 66,168 0.9651 5,224 12.2246 63,859
2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 7,895 12.5577 99,140
2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 7,895 12.5577 99,140
2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 7,895 12.5577 99,140
2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 7,895 12.5577 99,140
2021-03-11 SONM B. Riley Financial, Inc. 1,310,832 1.0638 103,487 13.4748 1,394,463
2019-10-30 SONM B. Riley Financial, Inc. 11,265 2.6500 889 33.5667 29,852
2019-10-30 SONM B. Riley Financial, Inc. 200 2.6700 16 33.8200 534
2019-10-30 SONM B. Riley Financial, Inc. 500 2.6600 39 33.6933 1,330
2019-10-30 SONM B. Riley Financial, Inc. 200 2.6701 16 33.8213 534
2019-10-30 SONM B. Riley Financial, Inc. 1,500 2.7050 118 34.2633 4,058
2019-10-30 SONM B. Riley Financial, Inc. 600 2.7050 47 34.2633 1,623
2019-10-30 SONM B. Riley Financial, Inc. 500 2.7025 39 34.2317 1,351
2019-10-30 SONM B. Riley Financial, Inc. 330 2.7100 26 34.3267 894
2019-10-30 SONM B. Riley Financial, Inc. 400 2.8050 32 35.5300 1,122
2019-10-30 SONM B. Riley Financial, Inc. 1,000 2.8001 79 35.4679 2,800
2019-10-30 SONM B. Riley Financial, Inc. 8,105 2.8400 640 35.9733 23,018
2019-10-30 SONM B. Riley Financial, Inc. 900 2.8350 71 35.9100 2,552

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

SONM / DNA X, Inc. Insider Trades
Compras Internas TAX / EA Series Trust - Cambria Tax Aware ETF - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2020-06-29 FRG B. Riley Financial, Inc. 25,000 21.4374 25,000 21.4374 535,935 255 40.5 476,565 88.92
2020-06-26 FRG B. Riley Financial, Inc. 50,000 23.2500 50,000 23.2500 1,162,500
2020-04-01 FRG B. Riley Financial, Inc. 185,598 12.0000 185,598 12.0000 2,227,176
2020-04-01 FRG B. Riley Financial, Inc. 154,665 23.0000 154,665 23.0000 3,557,295
2020-04-01 FRG B. Riley Financial, Inc. 96,257 12.0000 96,257 12.0000 1,155,084
2020-04-01 FRG B. Riley Financial, Inc. 80,214 23.0000 80,214 23.0000 1,844,922
2019-10-23 FRGA B. Riley Financial, Inc. 1,000,000 12.0000 1,000,000 12.0000 12,000,000
2018-11-12 TAXA B. Riley Financial, Inc. 100 9.5000 100 9.5000 950
2018-08-14 TAX B. Riley Financial, Inc. 925 10.1500 925 10.1500 9,389
2018-08-14 TAX B. Riley Financial, Inc. 925 10.1500 925 10.1500 9,389
2018-08-06 TAX B. Riley Financial, Inc. 18,916 9.2824 18,916 9.2824 175,586
2018-08-06 TAX B. Riley Financial, Inc. 18,916 9.2824 18,916 9.2824 175,586
2018-08-03 TAX B. Riley Financial, Inc. 34,700 9.2480 34,700 9.2480 320,906
2018-08-03 TAX B. Riley Financial, Inc. 34,700 9.2480 34,700 9.2480 320,906
2018-08-02 TAX B. Riley Financial, Inc. 230,967 9.1684 230,967 9.1684 2,117,598
2018-08-02 TAX B. Riley Financial, Inc. 230,967 9.1684 230,967 9.1684 2,117,598

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TAX / EA Series Trust - Cambria Tax Aware ETF Insider Trades
Vendas Internas TAX / EA Series Trust - Cambria Tax Aware ETF - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2020-04-24 FRG B. Riley Financial, Inc. 150,000 10.0000 150,000 10.0000 1,500,000 0 12.63 394,500 26.30
2018-08-02 TAX B. Riley Financial, Inc. 115,000 9.1884 115,000 9.1884 1,056,666
2018-08-02 TAX B. Riley Financial, Inc. 115,000 9.1884 115,000 9.1884 1,056,666

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TAX / EA Series Trust - Cambria Tax Aware ETF Insider Trades
Compras Internas TTSH / Tile Shop Holdings, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ALTG / Alta Equipment Group Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2021-01-29 TTSH B. Riley Financial, Inc. 7,400 5.0000 22,200,000 0.0017 37,000 286 8.69 192,881,000 521,300.00

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TTSH / Tile Shop Holdings, Inc. Insider Trades
Vendas Internas TTSH / Tile Shop Holdings, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ALTG / Alta Equipment Group Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TTSH / Tile Shop Holdings, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por BRC Partners Management GP, LLC conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2021-10-20 2021-10-20 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 5,603 4,935,111 0.11 13.48 75,532 66,528,257
2021-10-20 2021-10-18 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 23,086 4,929,508 0.47 13.50 311,661 66,548,358
2021-10-18 2021-10-15 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -6,521 5,765,942 -0.11 12.85 -83,795 74,092,355
2021-10-18 2021-10-14 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -600 5,772,463 -0.01 12.85 -7,710 74,176,150
2021-10-04 2021-10-01 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -87,714 5,773,063 -1.50 14.23 -1,248,091 82,145,491
2021-10-04 2021-09-30 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -44,172 5,860,777 -0.75 14.11 -623,276 82,696,736
2021-09-29 2021-09-29 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -60,731 5,904,949 -1.02 14.15 -859,417 83,562,114
2021-09-29 2021-09-28 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -12,427 5,965,680 -0.21 14.11 -175,346 84,176,341
2021-09-29 2021-09-27 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -60,143 5,978,107 -1.00 14.10 -848,227 84,312,232
2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -5,000 0 -100.00 13.77 -68,844
2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -5,000 0 -100.00 13.77 -68,844
2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -5,000 0 -100.00 13.77 -68,844
2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -5,000 0 -100.00 13.77 -68,844
2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -18,231 1,769 -91.16 13.81 -251,794 24,432
2021-09-17 2021-09-16 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 17,771 4,906,422 0.36 12.88 228,915 63,201,584
2021-09-17 2021-09-15 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 5,031 4,888,651 0.10 12.80 64,397 62,574,733
2021-09-10 2021-09-10 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 10,277 4,883,620 0.21 12.80 131,546 62,510,336
2021-09-10 2021-09-09 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 3,954 4,873,343 0.08 12.80 50,611 62,378,790
2021-09-10 2021-09-08 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 3,480 4,869,389 0.07 12.80 44,544 62,327,692
2021-09-09 2021-09-09 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -25,371 0 -100.00 13.41 -340,233
2021-09-09 2021-09-08 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -300 25,371 -1.17 13.60 -4,081 345,129
2021-09-09 2021-09-07 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -38,544 25,671 -60.02 13.78 -531,086 353,713
2021-09-03 2021-09-03 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -30,576 64,215 -32.26 13.65 -417,341 876,490
2021-09-03 2021-09-02 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -28,991 94,791 -23.42 13.71 -397,516 1,299,746
2021-09-03 2021-09-01 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -91,727 123,782 -42.56 13.70 -1,256,972 1,696,234
2021-08-31 2021-08-30 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -970 215,509 -0.45 14.03 -13,610 3,023,850
2021-08-31 2021-08-27 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -100,000 216,479 -31.60 13.91 -1,390,810 3,010,812
2021-08-30 2021-08-26 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -50,000 316,479 -13.64 13.85 -692,335 4,382,190
2021-08-30 2021-08-25 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -23,521 366,479 -6.03 13.55 -318,818 4,967,476
2021-08-30 2021-08-25 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -8,431 0 -100.00 13.55 -114,279
2021-08-30 2021-08-24 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -94,598 8,431 -91.82 13.53 -1,279,466 114,032
2021-08-27 2021-08-26 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -50,000 316,479 -13.64 13.85 -692,335 4,382,190
2021-08-27 2021-08-25 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -23,521 366,479 -6.03 13.55 -318,818 4,967,476
2021-08-27 2021-08-25 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -8,431 0 -100.00 13.55 -114,279
2021-08-27 2021-08-24 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		S - Sale -94,598 8,431 -91.82 13.53 -1,279,466 114,032
2021-08-25 2021-08-25 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -1,500,000 2,903,765 -34.06 0.41 -617,700 1,195,770
2021-08-25 2021-08-24 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -1,160,078 4,403,765 -20.85 0.41 -474,124 1,799,819
2021-08-25 2021-08-23 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -176,482 5,563,843 -3.07 0.40 -69,993 2,206,620
2021-08-23 2021-08-19 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 854 1,351,307 0.06 12.24 10,456 16,545,268
2021-06-29 3 SNCR SYNCHRONOSS TECHNOLOGIES INC
Common Stock 		11,538,462
2021-06-29 3 SNCR SYNCHRONOSS TECHNOLOGIES INC
Common Stock 		2,288,076
2021-05-24 2021-05-20 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		P - Purchase 2,857,143 63,025,483 4.75 0.70 2,000,000 44,117,838
2021-04-28 2021-04-26 4 QMCO QUANTUM CORP /DE/
Common Stock 		S - Sale -310,000 2,248,511 -12.12 8.25 -2,557,500 18,550,216
2021-04-28 2021-04-26 4 QMCO QUANTUM CORP /DE/
Common Stock 		S - Sale -630,000 5,359,100 -10.52 8.25 -5,197,500 44,212,575
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		C - Conversion -206,250 0 -100.00
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		C - Conversion -688,125 0 -100.00
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		C - Conversion -505,045 0 -100.00
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		C - Conversion 54,243 54,243
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		C - Conversion 180,976 1,350,453 15.47
2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		C - Conversion 132,826 4,811,666 2.84
2021-03-26 2021-03-25 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		P - Purchase 10,720,785 21,640,014 98.18 6.04 64,753,541 130,705,685
2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -817 24,302 -3.25 0.94 -766 22,788
2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -817 24,302 -3.25 0.94 -766 22,788
2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -817 24,302 -3.25 0.94 -766 22,788
2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -817 24,303 -3.25 0.94 -766 22,789
2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046
2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046
2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046
2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -4,832 25,120 -16.13 1.00 -4,818 25,047
2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -16,715 29,951 -35.82 1.01 -16,854 30,200
2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201
2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201
2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201
2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -3,000 5,740,325 -0.05 1.00 -3,003 5,746,065
2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -100,000 46,666 -68.18 0.99 -99,140 46,265
2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -100,000 46,666 -68.18 0.99 -99,140 46,265
2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -100,000 46,667 -68.18 0.99 -99,140 46,266
2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -100,000 46,667 -68.18 0.99 -99,140 46,266
2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -66,168 5,743,325 -1.14 0.97 -63,859 5,542,883
2021-03-15 2021-03-11 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -1,310,832 5,809,493 -18.41 1.06 -1,394,463 6,180,139
2021-02-02 2021-01-29 4 TTSH TILE SHOP HOLDINGS, INC.
Common Stock 		P - Purchase 7,400 2,328,900 0.32 5.00 37,000 11,644,500
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 1,241,488 7,612,089 19.49 0.33 409,691 2,511,989
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 4,590,067 6,370,601 257.79 0.33 1,514,722 2,102,298
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 8,095,169 60,168,340 15.55 0.33 2,671,406 19,855,552
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 29,929,714 52,073,171 135.16 0.33 9,876,806 17,184,146
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 66,207 22,143,457 0.30 0.40 26,483 8,857,383
2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 285,000 22,077,250 1.31 0.40 114,000 8,830,900
2021-02-02 2020-12-18 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 1,780,534 1,780,534 0.70 1,246,374 1,246,374
2021-02-02 2020-12-18 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 21,792,250 21,792,250 0.70 15,254,575 15,254,575
2021-02-01 3 TTSH TILE SHOP HOLDINGS, INC.
Common Stock 		2,038,645
2021-02-01 3 TTSH TILE SHOP HOLDINGS, INC.
Common Stock 		2,321,500
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 154,403 2,245,764 7.38 2.28 351,637 5,114,503
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 1,118,995 3,405,659 48.94 2.28 2,548,399 7,756,048
2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 1,105,978 10,919,229 11.27 2.28 2,518,754 24,867,452
2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock 		C - Conversion 0
2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock 		C - Conversion 0
2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock 		C - Conversion 0
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock 		J - Other
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock 		J - Other
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures 		C - Conversion 0
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures 		C - Conversion
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock 		J - Other
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures 		C - Conversion 0
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 1,241,488 7,611,555 19.49 0.33 409,691 2,511,813
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 4,590,067 6,370,067 257.87 0.33 1,514,722 2,102,122
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 8,095,169 60,161,804 15.55 0.33 2,671,406 19,853,395
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 29,929,714 52,066,635 135.20 0.33 9,876,806 17,181,990
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 66,207 22,136,921 0.30 0.40 26,483 8,854,768
2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 285,000 22,070,714 1.31 0.40 114,000 8,828,286
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series K Preferred Stock, par value $0.01 per share 		C - Conversion -3,367 0 -100.00
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series J Preferred Stock, par value $0.01 per share 		C - Conversion -1,246 0 -100.00
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series J Preferred Stock, par value $0.01 per share 		C - Conversion -15,250 0 -100.00
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 8,417,500 8,417,500 0.40 3,367,000 3,367,000
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 1,780,000 1,780,000 0.70 1,246,000 1,246,000
2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share 		C - Conversion 21,785,714 21,785,714 0.70 15,250,000 15,250,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 5,000 10.00 50,000 50,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 5,000 10.00 50,000 50,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 5,000 10.00 50,000 50,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 5,000 10.00 50,000 50,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 20,000 20,000 10.00 200,000 200,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 2,167,000 2,167,000 10.00 21,670,000 21,670,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 140,000 390,000 56.00 10.00 1,400,000 3,900,000
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		J - Other 3,221,250 3,871,250 495.58
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 4,236 103,029 4.29 10.68 45,240 1,100,350
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 98,793 5.33 10.70 53,500 1,057,085
2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 5,000 93,793 5.63 10.72 53,600 1,005,461
2020-11-17 2020-11-13 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock 		P - Purchase 2,200 88,793 2.54 10.42 22,924 925,223
2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 200,000 250,000 400.00 10.13 2,025,200 2,531,500
2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 881,687 961,984 1,098.03 10.13 8,930,872 9,744,225
2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		J - Other -1,527,633 80,297 -95.01
2020-11-12 2020-11-12 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 86,593 86,593 10.33 894,558 894,558
2020-11-12 2020-11-11 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 419,971 0 -100.00 10.18 4,275,263
2020-11-12 2020-11-10 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		S - Sale -2,050,000 0 -100.00 10.12 -20,746,000
2020-11-12 2020-11-10 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 668,045 1,630,029 69.44 10.12 6,760,415 16,495,404
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		S - Sale -740,000 1,607,930 -31.52 10.25 -7,585,000 16,481,282
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 754,002 2,347,930 47.30 10.10 7,615,420 23,714,093
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 48,210 1,593,928 3.12 10.25 494,152 16,337,762
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 10,000 1,545,718 0.65 10.10 101,000 15,611,752
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 4,900 1,535,718 0.32 10.10 49,482 15,508,295
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 2,785 1,530,818 0.18 10.25 28,546 15,690,884
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 300 1,528,033 0.02 10.10 3,030 15,430,994
2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 100 1,527,733 0.01 10.11 1,011 15,445,381
2020-11-06 2020-11-05 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 1,037,633 1,527,633 211.76 10.10 10,480,301 15,429,399
2020-11-06 2020-11-04 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 490,000 490,000 10.08 4,940,572 4,940,572
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 154,403 2,091,361 7.97 2.28 351,637 4,762,866
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 282,778 2,286,664 14.11 2.28 643,999 5,207,649
2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 1,896,821 9,813,251 23.96 2.28 4,319,820 22,348,698
2020-08-24 2020-08-24 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 6,314 485,543 1.32 5.85 36,932 2,840,087
2020-08-24 2020-08-21 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 95,950 479,229 25.03 5.83 559,609 2,795,007
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock 		M - Exercise
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 76,069 1,936,958 4.09 2.28 173,240 4,411,228
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 144,463 2,003,886 7.77 2.28 329,000 4,563,650
2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share 		M - Exercise 971,839 5,875,614 19.82 2.28 2,213,266 13,381,123
2020-06-30 2020-06-29 4 FRG Franchise Group, Inc.
Common Stock 		P - Purchase 25,000 676,471 3.84 21.44 535,935 14,501,779
2020-06-30 2020-06-26 4 FRG Franchise Group, Inc.
Common Stock 		P - Purchase 50,000 350,000 16.67 23.25 1,162,500 8,137,500
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) 		M - Exercise 0
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) 		M - Exercise 0
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		M - Exercise 4,666,667 7,120,325 190.19 0.75 3,500,000 5,340,244
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		M - Exercise 3,560,167 3,560,167 0.75 2,670,125 2,670,125
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 146,666 146,666 0.75 110,000 110,000
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 146,667 146,667 0.75 110,000 110,000
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 146,667 146,667 0.75 110,000 110,000
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 146,667 146,667 0.75 110,000 110,000
2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 1,380,000 2,453,658 128.53 0.75 1,035,000 1,840,244
2020-06-29 2020-06-04 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) 		P - Purchase
2020-06-29 2020-06-04 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) 		S - Sale
2020-06-12 2020-06-12 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 79,385 383,279 26.12 4.00 317,540 1,533,116
2020-06-12 2020-06-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 11,090 11,916 1,342.62 4.08 45,226 48,595
2020-06-12 2020-06-10 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 826 826 4.30 3,552 3,552
2020-06-05 2020-05-28 4/A BMRG B. Riley Principal Merger Corp. II
Class B Common Stock 		J - Other -656,250 4,295,000 -13.25
2020-06-05 2020-05-22 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		J - Other 650,000 650,000 10.00 6,500,000 6,500,000
2020-06-05 2020-05-21 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 16,300 50,000 48.37 9.98 162,674 499,000
2020-06-05 2020-05-20 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock 		P - Purchase 33,700 33,700 9.99 336,575 336,575
2020-04-28 2020-04-24 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 9,036 5,989,100 0.15 3.80 34,337 22,758,580
2020-04-28 2020-04-24 4 FRG Franchise Group, Inc.
Common Stock 		S - Sale -150,000 0 -100.00 10.00 -1,500,000
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 33,000 1,300,219 2.60 1.20 39,600 1,560,263
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 552 5,755,481 0.01 8.45 4,664 48,628,635
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 100 5,754,929 0.00 8.44 844 48,600,375
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 167,209 5,754,829 2.99 8.40 1,404,556 48,340,564
2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 21,421 5,587,620 0.38 8.45 181,007 47,215,389
2020-04-27 2020-03-02 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 90,060 5,566,199 1.64 8.65 778,839 48,136,489
2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 110,600 1,267,219 9.56 1.20 132,720 1,520,663
2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 129,700 1,156,619 12.63 1.20 155,640 1,387,943
2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 29,600 5,476,139 0.54 8.87 262,525 48,568,424
2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 297,245 1,026,919 40.74 1.10 326,970 1,129,611
2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 40,000 729,674 5.80 1.20 48,000 875,609
2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 341,099 689,674 97.86 1.11 379,200 766,711
2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 140,632 5,446,539 2.65 8.96 1,259,599 48,783,016
2020-04-27 2020-02-26 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 30,638 5,305,907 0.58 9.21 282,106 48,855,200
2020-04-27 2020-02-25 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 75,000 5,275,269 1.44 9.29 696,502 48,989,841
2020-04-27 2020-02-07 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		P - Purchase 48 4,162,420 0.00 10.18 489 42,373,436
2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		P - Purchase 157,073 4,162,372 3.92 10.21 1,603,134 42,482,417
2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		S - Sale -7,325 4,005,299 -0.18 10.21 -74,788 40,894,103
2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		P - Purchase 29,049 4,012,624 0.73 10.21 296,590 40,968,891
2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		P - Purchase 7,325 3,983,575 0.18 10.20 74,715 40,632,465
2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		J - Other -240,608 3,976,250 -5.71
2020-04-22 2020-04-21 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 21,371 8,538,575 0.25 3.81 81,511 32,566,979
2020-04-22 2020-04-20 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 40,200 8,517,204 0.47 3.90 156,772 33,215,392
2020-04-17 2020-04-16 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 425 8,477,004 0.01 3.65 1,551 30,941,065
2020-04-17 2020-04-15 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 21,842 8,476,579 0.26 3.59 78,402 30,426,680
2020-04-14 2020-04-14 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 96,783 8,454,737 1.16 3.79 366,488 32,015,553
2020-04-14 2020-04-13 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 47,708 8,357,954 0.57 3.59 171,224 29,996,697
2020-04-14 2020-04-13 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 47,742 8,310,246 0.58 3.59 171,346 29,825,473
2020-04-14 2020-04-09 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 19,680 8,262,504 0.24 3.63 71,399 29,976,365
2020-04-14 2020-04-09 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 19,685 8,242,824 0.24 3.61 71,023 29,740,109
2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock 		P - Purchase 80,214 4,622,462 1.77 23.00 1,844,922 106,316,626
2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock 		P - Purchase 96,257 4,387,583 2.24 12.00 1,155,084 52,650,996
2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock 		P - Purchase 154,665 4,542,248 3.53 23.00 3,557,295 104,471,704
2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock 		P - Purchase 185,598 4,291,326 4.52 12.00 2,227,176 51,495,912
2020-04-08 2020-04-08 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 6,136 8,223,139 0.07 3.23 19,815 26,554,983
2020-04-08 2020-04-08 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 6,139 8,217,003 0.07 3.23 19,825 26,535,168
2020-04-08 2020-04-07 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 40,179 8,210,864 0.49 2.94 118,307 24,176,889
2020-04-08 2020-04-07 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 40,184 8,170,685 0.49 2.94 118,257 24,045,509
2020-04-08 2020-04-06 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 100,000 8,130,501 1.25 2.70 270,380 21,983,249
2020-03-31 2020-03-31 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 18,500 8,030,501 0.23 2.85 52,679 22,866,852
2020-03-31 2020-03-27 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 35,400 8,012,001 0.44 2.75 97,339 22,030,599
2020-03-25 2020-03-25 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 20,640 7,976,601 0.26 2.85 58,824 22,733,313
2020-03-25 2020-03-24 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 47,574 7,955,961 0.60 2.56 122,027 20,407,040
2020-03-25 2020-03-23 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 75,000 7,908,387 0.96 1.95 146,250 15,421,355
2020-03-17 2020-03-17 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 100,000 7,833,387 1.29 2.37 237,230 18,583,144
2020-03-17 2020-03-16 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 129,260 7,733,387 1.70 2.52 325,089 19,449,468
2020-03-17 2020-03-13 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 339,656 7,604,127 4.68 2.55 866,904 19,408,013
2020-03-13 2020-03-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 63,398 5,848,317 1.10 6.09 386,265 35,632,041
2020-03-13 2020-03-11 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 29,438 5,784,919 0.51 7.31 215,101 42,269,825
2020-03-11 2020-03-11 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 364,497 5,216,824 7.51 3.29 1,199,232 17,163,873
2020-03-11 2020-03-11 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 353,846 2,047,647 20.89 3.29 1,164,366 6,737,987
2020-03-11 2020-03-10 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 145,600 4,852,327 3.09 3.77 548,504 18,279,686
2020-03-11 2020-03-10 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 150,000 1,693,801 9.72 3.77 565,470 6,385,291
2020-03-11 2020-03-09 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 50,465 4,706,727 1.08 3.95 199,508 18,607,575
2020-03-11 2020-03-09 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 50,000 1,543,801 3.35 3.95 197,565 6,100,021
2020-03-10 2020-03-06 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 66,201 1,399,420 4.97 1.20 79,441 1,679,304
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 552 5,755,481 0.01 8.45 4,664 48,628,635
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 100 5,754,929 0.00 8.44 844 48,600,375
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 167,209 5,754,829 2.99 8.40 1,404,556 48,340,564
2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 21,421 5,587,620 0.38 8.45 181,007 47,215,389
2020-03-03 2020-03-02 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 90,060 5,566,199 1.64 8.65 778,839 48,136,489
2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		S - Sale -107,500 1,267,219 -7.82 1.20 -129,000 1,520,663
2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 218,100 1,374,719 18.86 1.20 261,720 1,649,663
2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 129,700 1,156,619 12.63 1.20 155,640 1,387,943
2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 29,600 5,476,139 0.54 8.87 262,525 48,568,424
2020-02-28 2020-02-26 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 58,700 4,656,262 1.28 4.89 286,984 22,764,465
2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		S - Sale -40,000 1,026,919 -3.75 1.20 -48,000 1,232,303
2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 297,245 1,066,919 38.62 1.10 326,970 1,173,611
2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 80,000 769,674 11.60 1.20 96,000 923,609
2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		P - Purchase 341,099 689,674 97.86 1.11 379,200 766,711
2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 140,632 5,446,539 2.65 8.96 1,259,599 48,783,016
2020-02-27 2020-02-26 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 30,638 5,305,907 0.58 9.21 282,106 48,855,200
2020-02-27 2020-02-25 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 75,000 5,275,269 1.44 9.29 696,502 48,989,841
2020-02-24 2020-02-24 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 100,000 5,200,269 1.96 9.65 965,180 50,191,956
2020-02-24 2020-02-21 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 97,027 5,100,269 1.94 10.38 1,006,907 52,928,552
2020-02-24 2020-02-20 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 11,202 5,003,242 0.22 10.47 117,284 52,383,443
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		J - Other -25,000 348,575 -6.69
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		J - Other -1,250,000 373,575 -76.99
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		J - Other 1,250,000 1,623,575 334.60
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		J - Other -138,750 373,575 -27.08
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) 		J - Other 256,875 512,325 100.56
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other -186,395 4,992,040 -3.60
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other -279,592 5,178,435 -5.12
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other -1,470,855 5,458,027 -21.23
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other -178,947 6,928,882 -2.52
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 100,000 7,107,829 1.43
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 2,500,000 7,007,829 55.46
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other -19,473 4,507,829 -0.43
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		S - Sale -370,000 4,527,302 -7.56
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		J - Other 36,054 4,897,302 0.74
2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock 		P - Purchase 685,000 4,861,248 16.40
2020-02-14 2020-02-12 4 BRPM ALTA EQUIPMENT GROUP INC.
Class A Common Stock 		P - Purchase 13,828 4,176,248 0.33 10.32 142,681 43,091,780
2020-02-10 2020-02-07 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 48 4,162,420 0.00 10.18 489 42,373,436
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 157,073 4,162,372 3.92 10.21 1,603,134 42,482,417
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		S - Sale -108,107 4,005,299 -2.63 10.21 -1,103,772 40,894,103
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 129,831 4,113,406 3.26 10.21 1,325,575 41,997,875
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		S - Sale -67,075 3,983,575 -1.66 10.20 -684,165 40,632,465
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 74,400 4,050,650 1.87 10.20 758,880 41,316,630
2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		J - Other -240,608 3,976,250 -5.71
2020-02-05 2020-02-03 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 108,333 4,241,058 2.62 10.21 1,106,578 43,320,711
2020-01-31 2020-01-29 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 969,900 4,597,562 26.74
2020-01-31 2020-01-29 4 QMCO QUANTUM CORP /DE/
Common Stock 		S - Sale -969,900 0 -100.00
2020-01-28 2020-01-28 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 107,553 4,132,725 2.67 10.19 1,096,062 42,116,187
2020-01-28 2020-01-27 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 9,309 4,025,172 0.23 10.19 94,859 41,016,503
2020-01-28 2020-01-24 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock 		P - Purchase 15,413 4,015,863 0.39 10.24 157,878 41,135,288
2019-12-05 2019-12-03 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 969,900 969,900
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -900 0 -100.00 2.84 -2,552
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -8,105 900 -90.01 2.84 -23,018 2,556
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -1,000 9,005 -10.00 2.80 -2,800 25,215
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -400 10,005 -3.84 2.80 -1,122 28,064
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -330 10,405 -3.07 2.71 -894 28,198
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -500 10,735 -4.45 2.70 -1,351 29,011
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -600 11,235 -5.07 2.70 -1,623 30,391
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -1,500 11,835 -11.25 2.70 -4,058 32,014
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -200 13,335 -1.48 2.67 -534 35,606
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -500 13,535 -3.56 2.66 -1,330 36,003
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -200 14,035 -1.40 2.67 -534 37,473
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		S - Sale -11,265 14,235 -44.18 2.65 -29,852 37,723
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 25,000 25,500 5,000.00 2.70 67,500 68,850
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 200 500 66.67 2.70 540 1,350
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 100 300 50.00 2.70 270 808
2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock 		P - Purchase 200 200 2.71 542 542
2019-11-01 2019-10-23 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) 		J - Other -366,426 732,852 -33.33
2019-10-25 2019-10-23 4 FRGA Franchise Group, Inc.
Class A Common Stock 		P - Purchase 1,000,000 1,475,375 210.36 12.00 12,000,000 17,704,500
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		10,102,904
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,771,031
2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 		8,772,497
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,351,828
2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 		3,286,401
2019-05-03 2019-05-03 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -1,918 137,477 -1.38 7.75 -14,861 1,065,199
2019-05-03 2019-05-02 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -14,279 139,395 -9.29 7.85 -112,066 1,094,014
2019-05-03 2019-05-01 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -5,000 153,674 -3.15 7.54 -37,717 1,159,224
2019-04-29 2019-04-29 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -10,000 158,674 -5.93 7.32 -73,165 1,160,938
2019-04-29 2019-04-26 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -12,000 168,674 -6.64 7.64 -91,740 1,289,513
2019-04-29 2019-04-25 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -100 180,674 -0.06 7.50 -750 1,355,055
2019-04-23 2019-04-23 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -5,272 180,774 -2.83 7.61 -40,097 1,374,895
2019-04-23 2019-04-22 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -3,000 186,046 -1.59 7.42 -22,273 1,381,261
2019-04-23 2019-04-18 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -500 189,046 -0.26 7.66 -3,828 1,447,147
2019-04-15 2019-04-15 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -3,211 189,546 -1.67 8.26 -26,523 1,565,650
2019-04-15 2019-04-12 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -924 192,757 -0.48 8.32 -7,689 1,604,027
2019-04-15 2019-04-11 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock 		S - Sale -779 193,681 -0.40 8.39 -6,534 1,624,441
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,578,992
2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 		1,081,186
2019-02-07 2018-11-12 5 TAXA Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 100 475,375 0.02 9.50 950 4,516,062
2019-01-23 2019-01-22 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 81,082 3,627,662 2.29 1.80 146,167 6,539,586
2019-01-23 2019-01-18 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 17,503 3,546,580 0.50 1.69 29,620 6,001,877
2019-01-23 2019-01-18 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 31,808 969,900 3.39 1.85 58,991 1,798,777
2019-01-18 2019-01-18 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 607 2,762,457 0.02 7.93 4,814 21,906,837
2019-01-18 2019-01-17 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 311 2,761,850 0.01 8.00 2,487 22,085,134
2019-01-18 2019-01-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 900 2,761,539 0.03 7.82 7,034 21,581,427
2019-01-17 2019-01-17 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 887,052 3,529,077 33.57 1.55 1,374,487 5,468,305
2019-01-17 2019-01-16 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 272,901 2,642,025 11.52 1.58 432,548 4,187,610
2019-01-17 2019-01-15 4 QMCO QUANTUM CORP /DE/
Common Stock 		P - Purchase 174,000 2,369,124 7.93 1.62 281,897 3,838,218
2019-01-15 2019-01-15 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 99 2,760,639 0.00 7.90 782 21,809,048
2019-01-15 2019-01-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,900 2,760,540 0.07 7.34 13,940 20,253,530
2019-01-15 2019-01-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 200 2,758,640 0.01 7.50 1,500 20,689,800
2019-01-11 2019-01-09 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 500,000 2,195,124 29.50 1.58 792,500 3,479,272
2019-01-10 2019-01-10 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 47 2,758,440 0.00 7.50 352 20,688,300
2019-01-10 2019-01-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 600 2,758,393 0.02 7.30 4,380 20,136,269
2019-01-03 2019-01-03 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 350 1,695,124 0.02 1.85 648 3,135,979
2019-01-03 2018-12-31 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 32,078 1,694,774 1.93 1.87 59,986 3,169,227
2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		J - Other -78,520 303,894 -20.53
2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		J - Other 78,520 2,757,793 2.93
2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 70,855 2,679,273 2.72 7.00 495,985 18,754,911
2019-01-02 2018-12-28 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 58,901 2,608,418 2.31 6.23 366,953 16,250,444
2018-12-28 2018-12-28 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 125,000 1,662,696 8.13 1.91 238,225 3,168,766
2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 100,000 1,537,696 6.96 1.20 120,000 1,845,235
2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 253,801 1,493,801 20.47 1.25 316,464 1,862,620
2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock 		P - Purchase 38,092 938,092 4.23 1.49 56,788 1,398,508
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,477,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		4,817,696
2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 		5,015,392
2018-12-27 2018-12-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 3,119 2,549,517 0.12 5.96 18,589 15,195,121
2018-12-27 2018-12-26 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 7,215 2,546,398 0.28 6.00 43,290 15,278,388
2018-12-27 2018-12-24 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 15,350 2,539,183 0.61 6.00 92,100 15,235,098
2018-12-26 2018-12-21 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 57,797 2,523,833 2.34 6.02 347,938 15,193,475
2018-12-26 2018-12-20 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 141,810 2,466,036 6.10 6.14 870,713 15,141,461
2018-12-26 2018-12-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 11,634 2,324,226 0.50 7.29 84,812 16,943,608
2018-12-26 2018-08-14 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 925 475,275 0.20 10.15 9,389 4,824,041
2018-12-26 2018-08-06 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 18,916 474,350 4.15 9.28 175,586 4,403,106
2018-12-26 2018-08-03 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 34,700 455,434 8.25 9.25 320,906 4,211,854
2018-12-26 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		S - Sale -115,000 420,734 -21.47 9.19 -1,056,666 3,865,872
2018-12-26 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 230,967 535,734 75.78 9.17 2,117,598 4,911,824
2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		2,005,353
2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		475,000
2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		150,000
2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		304,767
2018-12-18 2018-12-18 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 2,500 2,312,592 0.11 7.62 19,050 17,621,951
2018-12-18 2018-12-17 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 2,583 2,310,092 0.11 7.72 19,941 17,833,910
2018-12-18 2018-12-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 17 2,307,509 0.00 7.75 132 17,883,195
2018-12-10 2018-12-06 4/A SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 3,306 2,307,492 0.14 7.89 26,084 18,206,112
2018-12-10 2018-12-04 4/A SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 451 2,304,186 0.02 7.95 3,585 18,318,279
2018-12-07 2018-12-06 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 3,306 2,306,166 0.14 7.89 26,084 18,195,650
2018-12-07 2018-12-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 451 2,302,860 0.02 7.95 3,585 18,307,737
2018-11-23 2018-11-20 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,326 2,303,735 0.06 8.00 10,608 18,429,880
2018-11-19 2018-11-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 7,237 2,302,409 0.32 8.24 59,633 18,971,850
2018-11-19 2018-11-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 190 2,295,172 0.01 8.40 1,596 19,279,445
2018-11-19 2018-11-15 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 622 2,294,982 0.03 8.44 5,250 19,369,648
2018-11-14 2018-11-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 962 2,294,360 0.04 8.45 8,129 19,387,342
2018-11-14 2018-11-13 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 239 2,293,398 0.01 8.50 2,032 19,493,883
2018-11-14 2018-11-12 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,592 2,293,159 0.07 8.56 13,628 19,629,441
2018-11-09 2018-11-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 252 2,291,567 0.01 8.60 2,167 19,707,476
2018-11-09 2018-11-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5,540 2,291,315 0.24 8.71 48,253 19,957,354
2018-11-09 2018-11-07 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,700 2,285,775 0.07 8.86 15,062 20,251,966
2018-11-06 2018-11-06 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,345 2,284,075 0.06 8.92 11,997 20,373,949
2018-11-06 2018-11-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 4,515 2,282,730 0.20 9.03 40,770 20,613,052
2018-11-06 2018-11-02 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 1,245 2,278,215 0.05 9.15 11,392 20,845,667
2018-11-01 2018-10-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5,850 2,276,965 0.26 9.25 54,112 21,061,926
2018-11-01 2018-10-30 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 2,016 2,271,115 0.09 9.41 18,971 21,371,192
2018-11-01 2018-01-01 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5 2,276,970 0.00 9.15 46 20,834,276
2018-10-29 2018-10-29 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 4,959 2,269,099 0.22 9.55 47,358 21,669,895
2018-10-29 2018-10-26 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 6,865 2,264,140 0.30 9.79 67,208 22,165,931
2018-10-29 2018-10-25 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 511 2,257,275 0.02 9.90 5,059 22,347,022
2018-10-23 2018-10-22 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 83 2,256,764 0.00 9.90 822 22,341,964
2018-10-23 2018-10-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 16 2,256,681 0.00 9.90 158 22,341,142
2018-10-18 2018-10-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 13,734 2,256,665 0.61 10.23 140,444 23,076,656
2018-10-12 2018-10-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 3,518 2,242,931 0.16 10.24 36,024 22,967,613
2018-10-12 2018-10-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5,410 2,239,413 0.24 10.33 55,885 23,133,136
2018-10-12 2018-10-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		S - Sale -2,656 2,234,003 -0.12 10.36 -27,516 23,144,271
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		2,948,070
2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 		4,748,898
2018-10-09 2018-10-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 203 22,366,596 0.00 10.30 2,091 230,375,939
2018-10-09 2018-10-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 10,486 2,236,456 0.47 10.48 109,841 23,426,877
2018-10-09 2018-10-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		S - Sale -4,900 2,225,970 -0.22 10.42 -51,058 23,194,607
2018-10-09 2018-10-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5,483 2,230,870 0.25 10.47 57,396 23,352,747
2018-10-09 2018-10-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		S - Sale -4,800 2,225,432 -0.22 10.48 -50,318 23,329,204
2018-10-09 2018-10-03 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 3,018 2,230,232 0.14 10.46 31,580 23,337,148
2018-10-09 2018-10-03 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		S - Sale -3,017 2,227,214 -0.14 10.46 -31,570 23,305,567
2018-10-09 2018-10-02 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 15,000 2,230,231 0.68 10.45 156,750 23,305,914
2018-10-09 2018-10-01 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 14,503 2,215,231 0.66 10.55 153,036 23,375,118
2018-10-09 2018-09-28 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 11,803 2,200,728 0.54 10.71 126,457 23,578,600
2018-10-09 2018-09-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		P - Purchase 5,783 2,188,925 0.26 10.79 62,416 23,625,068
2018-10-09 2018-09-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock 		S - Sale -100 2,183,142 0.00 11.02 -1,102 24,069,141
2018-08-28 2018-08-14 4 TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 925 3,086,712 0.03 10.15 9,389 31,330,127
2018-08-08 2018-08-06 4 TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 18,916 3,334,703 0.57 9.28 175,586 30,954,047
2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		2,005,353
2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		475,000
2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		150,000
2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 		455,434
2018-08-08 2018-08-03 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 34,700 3,085,787 1.14 9.25 320,906 28,537,358
2018-08-08 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		S - Sale -115,000 3,051,087 -3.63 9.19 -1,056,666 28,034,608
2018-08-08 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock 		P - Purchase 230,967 3,166,087 7.87 9.17 2,117,598 29,027,952
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)