Susan L Ciciora - Insider Trading Tracker

Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF

US ˙ NasdaqGM ˙ US91917A1088

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Susan L Ciciora. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Susan L Ciciora reportou posses ou negociações nas seguintes empresas:

Ativo	Título	Últimas Posições Reportadas
US:BIF / Boulder Growth & Income Fund Inc	10% Owner	39,560
US:BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF	10% Owner	0
US:FOFI /	10% Owner	0
US:DNY /	10% Owner	0

Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Susan L Ciciora. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação	Ticker	Insider	Ações Reportadas	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custos	Dias para Máx	Preço em Máx	Lucro Máx ($)	Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Vendas Internas BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas Preço
Reportado Ações
Ajustadas Preço
Ajustado Base de Custos Dias para
Mín Preço em
Mín Máxima Perda
Evitada ($) Máxima Perda
Evitada (%)

2015-03-20 BTF CICIORA SUSAN L 6,267 1,253 731

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Compras Internas STEW / SRH Total Return Fund, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas Preço
Reportado Ações
Ajustadas Preço
Ajustado Base de Custos Dias para
Máx Preço em
Máx Lucro
Máx ($) Retorno Máx (%)

2015-03-20 BIF CICIORA SUSAN L 19,560 19,560 63 8.9100

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Vendas Internas STEW / SRH Total Return Fund, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em BTF / Valkyrie ETF Trust II - CoinShares Bitcoin and Ether ETF. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas Preço
Reportado Ações
Ajustadas Preço
Ajustado Base de Custos Dias para
Mín Preço em
Mín Máxima Perda
Evitada ($) Máxima Perda
Evitada (%)

2012-10-26 BIF ERNEST HOREJSI TRUST NO 1B 1,590,294 6.5700 1,590,294 6.5700 10,448,232 20 6.15 -667,923 -6.39

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Susan L Ciciora conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual Preço
da Ação Valor
da Transação Valor
Restante

2015-05-05 2015-03-20 4/A BIF BOULDER GROWTH & INCOME FUND
Common Stock P - Purchase 19,560 39,560 97.80

2015-03-25 2015-03-20 4 BTF BOULDER TOTAL RETURN FUND INC
Common Stock S - Sale -6,267 0 -100.00

2015-03-25 2015-03-20 4 BIF BOULDER GROWTH & INCOME FUND
Common Stock P - Purchase 19,560 39,560 97.80

2015-03-24 2015-03-20 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock S - Sale -2,725,929 0 -100.00

2015-03-24 2015-03-20 4 DNY DENALI FUND INC.
Common Stock S - Sale -1,030,344 0 -100.00

2015-03-24 3 BIF BOULDER GROWTH & INCOME FUND
Common Stock 11,087,392

2015-03-24 3 BIF BOULDER GROWTH & INCOME FUND
Common Stock 11,087,392

2015-03-24 3 BIF BOULDER GROWTH & INCOME FUND
Common Stock 11,087,392

2015-03-24 3 BIF BOULDER GROWTH & INCOME FUND
Common Stock 11,087,392

2013-01-09 2013-01-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 23 4,769,782 0.00 7.78 179 37,108,904

2013-01-09 2013-01-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,769,759 0.10 7.80 39,000 37,204,120

2013-01-09 2013-01-07 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 425 4,764,759 0.01 7.80 3,315 37,165,120

2013-01-04 2013-01-03 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,764,334 0.11 7.74 38,700 36,875,945

2013-01-04 2013-01-02 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,250 4,759,334 0.03 7.77 9,712 36,980,025

2012-12-28 2012-12-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,010 4,758,084 0.08 7.62 30,556 36,256,600

2012-12-28 2012-12-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,754,074 0.11 7.64 38,200 36,321,125

2012-12-28 2012-12-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,749,074 0.11 7.65 38,250 36,330,416

2012-12-21 2012-12-20 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,495 4,744,074 0.07 7.61 26,597 36,102,403

2012-12-21 2012-12-19 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,600 4,740,579 0.08 7.60 27,360 36,028,400

2012-12-19 2012-12-18 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 4,736,979 0.02 7.60 7,600 36,001,040

2012-12-19 2012-12-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 105 4,735,979 0.00 7.55 793 35,756,641

2012-12-19 2012-12-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,735,874 0.11 7.53 37,650 35,661,131

2012-12-17 2012-12-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,171 4,730,874 0.02 7.52 8,806 35,576,172

2012-12-17 2012-12-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,400 4,729,703 0.03 7.53 10,542 35,614,664

2012-12-17 2012-12-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 10,000 4,728,303 0.21 7.56 75,600 35,745,971

2012-12-13 2012-12-12 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,566 4,718,303 0.08 7.56 26,959 35,670,371

2012-12-13 2012-12-12 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,714,737 0.11 7.55 37,750 35,596,264

2012-10-30 3 BIF BOULDER GROWTH & INCOME FUND
Common Stock 1,590,294

2012-10-30 2012-10-26 4 BIF BOULDER GROWTH & INCOME FUND
Common Stock S - Sale -1,590,294 7,048,611 -18.41 6.57 -10,448,232 46,309,374

2012-05-11 2012-05-10 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,979 4,709,737 0.08 7.22 28,728 34,004,301

2012-05-11 2012-05-10 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 660 4,705,758 0.01 7.21 4,759 33,928,515

2012-05-11 2012-05-09 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,408 4,705,098 0.03 7.21 10,152 33,923,757

2012-04-26 2012-04-24 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 753 4,703,690 0.02 7.18 5,407 33,772,494

2012-04-18 2012-04-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,087 4,702,937 0.02 7.35 7,989 34,566,587

2012-04-18 2012-04-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 500 4,701,850 0.01 7.37 3,685 34,652,634

2012-04-18 2012-04-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,701,350 0.11 7.42 37,100 34,884,017

2012-04-18 2012-04-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 73 4,696,350 0.00 7.15 522 33,578,902

2012-04-18 2012-04-16 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,482 4,696,277 0.03 7.26 10,759 34,094,971

2012-04-18 2012-04-16 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,500 4,694,795 0.12 7.21 39,655 33,849,472

2012-04-04 2012-04-03 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,900 4,689,295 0.10 7.34 35,966 34,419,425

2012-04-04 2012-04-03 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,600 4,684,395 0.10 7.47 34,362 34,992,431

2012-04-04 2012-04-02 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,400 4,679,795 0.09 7.23 31,812 33,834,918

2012-04-04 2012-04-02 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 600 4,675,395 0.01 7.11 4,266 33,242,058

2012-03-30 2012-03-29 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 10,000 4,674,795 0.21 7.15 71,500 33,424,784

2012-03-30 2012-03-29 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 163 4,664,795 0.00 6.93 1,130 32,327,029

2012-03-30 2012-03-28 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,377 4,664,632 0.09 6.95 30,420 32,419,192

2012-03-30 2012-03-28 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,500 4,660,255 0.12 6.96 38,280 32,435,375

2012-03-28 2012-03-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 20,000 4,654,755 0.43 6.95 139,000 32,350,547

2012-03-28 2012-03-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 10,000 4,634,755 0.22 6.96 69,600 32,257,895

2012-03-28 2012-03-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 4,624,755 0.02 6.94 6,940 32,095,800

2012-03-28 2012-03-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1 4,623,755 0.00 6.87 7 31,765,197

2012-03-23 2012-03-22 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,623,754 0.11 6.86 34,300 31,718,952

2012-03-23 2012-03-22 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,618,754 0.11 6.88 34,400 31,777,028

2012-03-23 2012-03-21 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2 4,613,754 0.00 6.87 14 31,696,490

2012-03-23 2012-03-21 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,902 4,613,752 0.11 6.88 33,726 31,742,614

2012-03-21 2012-03-20 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 500 4,608,850 0.01 6.86 3,430 31,616,711

2012-03-21 2012-03-19 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,000 4,608,350 0.09 6.81 27,240 31,382,864

2012-03-21 2012-03-19 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,604,350 0.11 6.85 34,250 31,539,798

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,599,350 0.11 6.82 34,100 31,367,567

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,594,350 0.11 6.85 34,250 31,471,298

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 728 4,589,350 0.02 6.78 4,936 31,115,793

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,747 4,588,622 0.04 6.77 11,827 31,064,971

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 17,000 4,586,875 0.37 6.80 115,600 31,190,750

2012-03-16 2012-03-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,400 4,569,875 0.10 6.79 29,876 31,029,451

2012-03-16 2012-03-14 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,565,475 0.11 6.77 33,850 30,908,266

2012-03-16 2012-03-14 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,560,475 0.11 6.76 33,800 30,828,811

2012-03-14 2012-03-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,000 4,555,475 0.07 6.77 20,310 30,840,566

2012-03-14 2012-03-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 4,552,475 0.13 6.70 40,200 30,501,582

2012-03-09 2012-03-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,546,475 0.11 6.68 33,400 30,370,453

2012-03-09 2012-03-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,000 4,541,475 0.07 6.69 20,070 30,382,468

2012-03-09 2012-03-07 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1 4,538,475 0.00 6.67 7 30,271,628

2012-03-07 2012-03-06 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 18,000 4,538,474 0.40 6.66 119,880 30,226,237

2012-03-07 2012-03-06 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,520,474 0.11 6.67 33,350 30,151,562

2012-03-07 2012-03-05 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,515,474 0.11 6.69 33,450 30,208,521

2012-03-05 2012-03-01 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 4,510,474 0.02 6.71 6,710 30,265,281

2012-03-05 2012-03-01 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 10,000 4,509,474 0.22 6.72 67,200 30,303,665

2012-02-29 2012-02-28 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 100 4,499,474 0.00 6.71 671 30,191,471

2012-02-29 2012-02-28 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,701 4,499,374 0.04 6.70 11,397 30,145,806

2012-02-29 2012-02-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 400 4,497,673 0.01 6.70 2,680 30,134,409

2012-02-29 2012-02-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 4,497,273 0.02 6.64 6,640 29,861,893

2012-02-29 2012-02-27 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 15,000 4,496,273 0.33 6.75 101,250 30,349,843

2012-02-27 2012-02-23 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,000 4,481,273 0.07 6.73 20,190 30,158,967

2012-02-27 2012-02-23 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 12,000 4,478,273 0.27 6.72 80,640 30,093,995

2012-02-27 2012-02-23 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 17,000 4,466,273 0.38 6.71 114,070 29,968,692

2012-02-23 2012-02-22 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,449,273 0.11 6.73 33,650 29,943,607

2012-02-23 2012-02-22 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 10,000 4,444,273 0.23 6.75 67,500 29,998,843

2012-02-23 2012-02-21 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,434,273 0.11 6.77 33,850 30,020,028

2012-02-23 2012-02-21 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,429,273 0.11 6.76 33,800 29,941,885

2012-02-17 2012-02-16 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,500 4,424,273 0.03 6.76 10,140 29,908,085

2012-02-17 2012-02-16 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 370 4,422,773 0.01 6.74 2,494 29,809,490

2012-02-17 2012-02-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,591 4,422,403 0.08 6.74 24,203 29,806,996

2012-02-17 2012-02-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,418,812 0.11 6.76 33,800 29,871,169

2012-02-17 2012-02-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,500 4,413,812 0.12 6.80 37,400 30,013,922

2012-02-17 2012-02-15 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,408,312 0.11 6.75 33,750 29,756,106

2012-02-15 2012-02-14 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 9,776 4,403,312 0.22 6.70 65,499 29,502,190

2012-02-15 2012-02-14 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,393,536 0.11 6.71 33,550 29,480,627

2012-02-15 2012-02-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2,284 4,388,536 0.05 6.70 15,303 29,403,191

2012-02-15 2012-02-13 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,700 4,386,252 0.04 6.65 11,305 29,168,576

2012-02-13 2012-02-09 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,038 4,384,552 0.02 6.70 6,955 29,376,498

2012-02-13 2012-02-09 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,383,514 0.11 6.72 33,600 29,457,214

2012-02-13 2012-02-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,378,514 0.11 6.69 33,450 29,292,259

2012-02-13 2012-02-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,000 4,373,514 0.07 6.72 20,160 29,390,014

2012-02-13 2012-02-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,370,514 0.11 6.71 33,550 29,326,149

2012-02-13 2012-02-08 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,365,514 0.11 6.65 33,250 29,030,668

2012-02-08 2012-02-07 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,360,514 0.11 6.71 33,550 29,259,049

2012-02-08 2012-02-07 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 900 4,355,514 0.02 6.72 6,048 29,269,054

2012-02-08 2012-02-07 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2,100 4,354,614 0.05 6.65 13,965 28,958,183

2012-02-08 2012-02-06 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,629 4,352,514 0.15 6.65 44,083 28,944,218

2012-02-08 2012-02-06 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 201 4,345,885 0.00 6.59 1,325 28,639,382

2012-02-08 2012-02-06 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 170 4,345,684 0.00 6.56 1,115 28,507,687

2012-02-06 2012-02-02 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 4,345,514 0.14 6.53 39,180 28,376,206

2012-02-06 2012-02-02 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 26,700 4,339,514 0.62 6.55 174,885 28,423,817

2012-02-01 2012-01-30 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,500 4,312,814 0.13 6.45 35,475 27,817,650

2012-02-01 2012-01-30 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,969 4,307,314 0.14 6.48 38,679 27,911,395

2012-02-01 2012-01-30 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 4,301,345 0.14 6.47 38,820 27,829,702

2012-01-30 2012-01-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,361 4,295,345 0.03 6.44 8,765 27,662,022

2012-01-30 2012-01-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 4,293,984 0.14 6.48 38,880 27,825,016

2012-01-30 2012-01-26 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,866 4,287,984 0.14 6.45 37,836 27,657,497

2012-01-26 2012-01-24 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 4,282,118 0.12 6.42 32,100 27,491,198

2012-01-26 2012-01-24 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 389 4,277,118 0.01 6.43 2,501 27,501,869

2012-01-26 2012-01-24 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,611 4,276,729 0.11 6.44 29,695 27,542,135

2012-01-24 2012-01-23 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2,600 2,725,929 0.10 6.45 16,770 17,582,242

2012-01-24 2012-01-23 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 2,723,329 0.18 6.47 32,350 17,619,939

2012-01-23 2012-01-19 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2,783 2,718,329 0.10 6.40 17,811 17,397,306

2012-01-23 2012-01-19 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 2,715,546 0.04 6.37 6,370 17,298,028

2012-01-19 2012-01-18 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 2,050 2,714,546 0.08 6.34 12,997 17,210,222

2012-01-19 2012-01-18 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,628 2,712,496 0.06 6.33 10,305 17,170,100

2012-01-19 2012-01-18 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,000 2,710,868 0.15 6.35 25,400 17,214,012

2012-01-19 2012-01-18 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 3,000 2,706,868 0.11 6.36 19,080 17,215,680

2012-01-19 2012-01-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,000 2,703,868 0.04 6.32 6,320 17,088,446

2012-01-19 2012-01-17 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 2,702,868 0.22 6.33 37,980 17,109,154

2012-01-13 2012-01-12 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 7,968 2,696,868 0.30 6.30 50,198 16,990,268

2012-01-13 2012-01-11 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 4,667 2,688,900 0.17 6.30 29,402 16,940,070

2012-01-13 2012-01-11 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 6,000 2,684,233 0.22 6.31 37,860 16,937,510

2012-01-09 2012-01-05 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 1,400 2,672,631 0.05 6.24 8,736 16,677,217

2012-01-05 2012-01-04 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 2,671,231 0.19 6.20 31,000 16,561,632

2012-01-05 2012-01-04 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 5,000 2,666,231 0.19 6.22 31,100 16,583,957

2012-01-05 2012-01-03 4 FOFI FIRST OPPORTUNITY FUND INC
Common Stock P - Purchase 691 2,661,231 0.03 6.26 4,326 16,659,306

2012-01-05 2011-12-30 4 DNY DENALI FUND INC.
Common Stock S - Sale -1,154,404 949,751 -54.86 13.16 -15,191,957 12,498,723

P

Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo

S

Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo

A

Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)

C

Conversão de derivativo

D

Venda ou transferência de ativos de volta para a empresa

F

Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa

G

Doação de ativos pelo ou para o insider

K

Swaps de capital e transações de hedge similares

M

Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)

V

Uma transação voluntariamente reportada no Formulário 4

J

Outro (acompanhado de uma nota explicativa descrevendo a transação)

Data do Arquivo	Data da Transação	Formulário	Ticker	Ativo	Código	Ações	Ações Restantes	Variação Percentual	Preço da Ação	Valor da Transação	Valor Restante
2015-05-05	2015-03-20	4/A	BIF	BOULDER GROWTH & INCOME FUND Common Stock	P - Purchase	19,560	39,560	97.80
2015-03-25	2015-03-20	4	BTF	BOULDER TOTAL RETURN FUND INC Common Stock	S - Sale	-6,267	0	-100.00
2015-03-25	2015-03-20	4	BIF	BOULDER GROWTH & INCOME FUND Common Stock	P - Purchase	19,560	39,560	97.80
2015-03-24	2015-03-20	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	S - Sale	-2,725,929	0	-100.00
2015-03-24	2015-03-20	4	DNY	DENALI FUND INC. Common Stock	S - Sale	-1,030,344	0	-100.00
2015-03-24		3	BIF	BOULDER GROWTH & INCOME FUND Common Stock			11,087,392
2015-03-24		3	BIF	BOULDER GROWTH & INCOME FUND Common Stock			11,087,392
2015-03-24		3	BIF	BOULDER GROWTH & INCOME FUND Common Stock			11,087,392
2015-03-24		3	BIF	BOULDER GROWTH & INCOME FUND Common Stock			11,087,392
2013-01-09	2013-01-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	23	4,769,782	0.00	7.78	179	37,108,904
2013-01-09	2013-01-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,769,759	0.10	7.80	39,000	37,204,120
2013-01-09	2013-01-07	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	425	4,764,759	0.01	7.80	3,315	37,165,120
2013-01-04	2013-01-03	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,764,334	0.11	7.74	38,700	36,875,945
2013-01-04	2013-01-02	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,250	4,759,334	0.03	7.77	9,712	36,980,025
2012-12-28	2012-12-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,010	4,758,084	0.08	7.62	30,556	36,256,600
2012-12-28	2012-12-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,754,074	0.11	7.64	38,200	36,321,125
2012-12-28	2012-12-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,749,074	0.11	7.65	38,250	36,330,416
2012-12-21	2012-12-20	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,495	4,744,074	0.07	7.61	26,597	36,102,403
2012-12-21	2012-12-19	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,600	4,740,579	0.08	7.60	27,360	36,028,400
2012-12-19	2012-12-18	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	4,736,979	0.02	7.60	7,600	36,001,040
2012-12-19	2012-12-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	105	4,735,979	0.00	7.55	793	35,756,641
2012-12-19	2012-12-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,735,874	0.11	7.53	37,650	35,661,131
2012-12-17	2012-12-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,171	4,730,874	0.02	7.52	8,806	35,576,172
2012-12-17	2012-12-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,400	4,729,703	0.03	7.53	10,542	35,614,664
2012-12-17	2012-12-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	10,000	4,728,303	0.21	7.56	75,600	35,745,971
2012-12-13	2012-12-12	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,566	4,718,303	0.08	7.56	26,959	35,670,371
2012-12-13	2012-12-12	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,714,737	0.11	7.55	37,750	35,596,264
2012-10-30		3	BIF	BOULDER GROWTH & INCOME FUND Common Stock			1,590,294
2012-10-30	2012-10-26	4	BIF	BOULDER GROWTH & INCOME FUND Common Stock	S - Sale	-1,590,294	7,048,611	-18.41	6.57	-10,448,232	46,309,374
2012-05-11	2012-05-10	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,979	4,709,737	0.08	7.22	28,728	34,004,301
2012-05-11	2012-05-10	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	660	4,705,758	0.01	7.21	4,759	33,928,515
2012-05-11	2012-05-09	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,408	4,705,098	0.03	7.21	10,152	33,923,757
2012-04-26	2012-04-24	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	753	4,703,690	0.02	7.18	5,407	33,772,494
2012-04-18	2012-04-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,087	4,702,937	0.02	7.35	7,989	34,566,587
2012-04-18	2012-04-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	500	4,701,850	0.01	7.37	3,685	34,652,634
2012-04-18	2012-04-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,701,350	0.11	7.42	37,100	34,884,017
2012-04-18	2012-04-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	73	4,696,350	0.00	7.15	522	33,578,902
2012-04-18	2012-04-16	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,482	4,696,277	0.03	7.26	10,759	34,094,971
2012-04-18	2012-04-16	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,500	4,694,795	0.12	7.21	39,655	33,849,472
2012-04-04	2012-04-03	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,900	4,689,295	0.10	7.34	35,966	34,419,425
2012-04-04	2012-04-03	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,600	4,684,395	0.10	7.47	34,362	34,992,431
2012-04-04	2012-04-02	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,400	4,679,795	0.09	7.23	31,812	33,834,918
2012-04-04	2012-04-02	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	600	4,675,395	0.01	7.11	4,266	33,242,058
2012-03-30	2012-03-29	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	10,000	4,674,795	0.21	7.15	71,500	33,424,784
2012-03-30	2012-03-29	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	163	4,664,795	0.00	6.93	1,130	32,327,029
2012-03-30	2012-03-28	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,377	4,664,632	0.09	6.95	30,420	32,419,192
2012-03-30	2012-03-28	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,500	4,660,255	0.12	6.96	38,280	32,435,375
2012-03-28	2012-03-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	20,000	4,654,755	0.43	6.95	139,000	32,350,547
2012-03-28	2012-03-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	10,000	4,634,755	0.22	6.96	69,600	32,257,895
2012-03-28	2012-03-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	4,624,755	0.02	6.94	6,940	32,095,800
2012-03-28	2012-03-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1	4,623,755	0.00	6.87	7	31,765,197
2012-03-23	2012-03-22	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,623,754	0.11	6.86	34,300	31,718,952
2012-03-23	2012-03-22	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,618,754	0.11	6.88	34,400	31,777,028
2012-03-23	2012-03-21	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2	4,613,754	0.00	6.87	14	31,696,490
2012-03-23	2012-03-21	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,902	4,613,752	0.11	6.88	33,726	31,742,614
2012-03-21	2012-03-20	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	500	4,608,850	0.01	6.86	3,430	31,616,711
2012-03-21	2012-03-19	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,000	4,608,350	0.09	6.81	27,240	31,382,864
2012-03-21	2012-03-19	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,604,350	0.11	6.85	34,250	31,539,798
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,599,350	0.11	6.82	34,100	31,367,567
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,594,350	0.11	6.85	34,250	31,471,298
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	728	4,589,350	0.02	6.78	4,936	31,115,793
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,747	4,588,622	0.04	6.77	11,827	31,064,971
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	17,000	4,586,875	0.37	6.80	115,600	31,190,750
2012-03-16	2012-03-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,400	4,569,875	0.10	6.79	29,876	31,029,451
2012-03-16	2012-03-14	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,565,475	0.11	6.77	33,850	30,908,266
2012-03-16	2012-03-14	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,560,475	0.11	6.76	33,800	30,828,811
2012-03-14	2012-03-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,000	4,555,475	0.07	6.77	20,310	30,840,566
2012-03-14	2012-03-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	4,552,475	0.13	6.70	40,200	30,501,582
2012-03-09	2012-03-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,546,475	0.11	6.68	33,400	30,370,453
2012-03-09	2012-03-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,000	4,541,475	0.07	6.69	20,070	30,382,468
2012-03-09	2012-03-07	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1	4,538,475	0.00	6.67	7	30,271,628
2012-03-07	2012-03-06	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	18,000	4,538,474	0.40	6.66	119,880	30,226,237
2012-03-07	2012-03-06	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,520,474	0.11	6.67	33,350	30,151,562
2012-03-07	2012-03-05	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,515,474	0.11	6.69	33,450	30,208,521
2012-03-05	2012-03-01	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	4,510,474	0.02	6.71	6,710	30,265,281
2012-03-05	2012-03-01	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	10,000	4,509,474	0.22	6.72	67,200	30,303,665
2012-02-29	2012-02-28	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	100	4,499,474	0.00	6.71	671	30,191,471
2012-02-29	2012-02-28	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,701	4,499,374	0.04	6.70	11,397	30,145,806
2012-02-29	2012-02-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	400	4,497,673	0.01	6.70	2,680	30,134,409
2012-02-29	2012-02-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	4,497,273	0.02	6.64	6,640	29,861,893
2012-02-29	2012-02-27	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	15,000	4,496,273	0.33	6.75	101,250	30,349,843
2012-02-27	2012-02-23	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,000	4,481,273	0.07	6.73	20,190	30,158,967
2012-02-27	2012-02-23	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	12,000	4,478,273	0.27	6.72	80,640	30,093,995
2012-02-27	2012-02-23	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	17,000	4,466,273	0.38	6.71	114,070	29,968,692
2012-02-23	2012-02-22	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,449,273	0.11	6.73	33,650	29,943,607
2012-02-23	2012-02-22	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	10,000	4,444,273	0.23	6.75	67,500	29,998,843
2012-02-23	2012-02-21	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,434,273	0.11	6.77	33,850	30,020,028
2012-02-23	2012-02-21	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,429,273	0.11	6.76	33,800	29,941,885
2012-02-17	2012-02-16	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,500	4,424,273	0.03	6.76	10,140	29,908,085
2012-02-17	2012-02-16	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	370	4,422,773	0.01	6.74	2,494	29,809,490
2012-02-17	2012-02-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,591	4,422,403	0.08	6.74	24,203	29,806,996
2012-02-17	2012-02-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,418,812	0.11	6.76	33,800	29,871,169
2012-02-17	2012-02-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,500	4,413,812	0.12	6.80	37,400	30,013,922
2012-02-17	2012-02-15	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,408,312	0.11	6.75	33,750	29,756,106
2012-02-15	2012-02-14	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	9,776	4,403,312	0.22	6.70	65,499	29,502,190
2012-02-15	2012-02-14	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,393,536	0.11	6.71	33,550	29,480,627
2012-02-15	2012-02-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2,284	4,388,536	0.05	6.70	15,303	29,403,191
2012-02-15	2012-02-13	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,700	4,386,252	0.04	6.65	11,305	29,168,576
2012-02-13	2012-02-09	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,038	4,384,552	0.02	6.70	6,955	29,376,498
2012-02-13	2012-02-09	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,383,514	0.11	6.72	33,600	29,457,214
2012-02-13	2012-02-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,378,514	0.11	6.69	33,450	29,292,259
2012-02-13	2012-02-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,000	4,373,514	0.07	6.72	20,160	29,390,014
2012-02-13	2012-02-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,370,514	0.11	6.71	33,550	29,326,149
2012-02-13	2012-02-08	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,365,514	0.11	6.65	33,250	29,030,668
2012-02-08	2012-02-07	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,360,514	0.11	6.71	33,550	29,259,049
2012-02-08	2012-02-07	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	900	4,355,514	0.02	6.72	6,048	29,269,054
2012-02-08	2012-02-07	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2,100	4,354,614	0.05	6.65	13,965	28,958,183
2012-02-08	2012-02-06	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,629	4,352,514	0.15	6.65	44,083	28,944,218
2012-02-08	2012-02-06	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	201	4,345,885	0.00	6.59	1,325	28,639,382
2012-02-08	2012-02-06	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	170	4,345,684	0.00	6.56	1,115	28,507,687
2012-02-06	2012-02-02	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	4,345,514	0.14	6.53	39,180	28,376,206
2012-02-06	2012-02-02	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	26,700	4,339,514	0.62	6.55	174,885	28,423,817
2012-02-01	2012-01-30	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,500	4,312,814	0.13	6.45	35,475	27,817,650
2012-02-01	2012-01-30	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,969	4,307,314	0.14	6.48	38,679	27,911,395
2012-02-01	2012-01-30	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	4,301,345	0.14	6.47	38,820	27,829,702
2012-01-30	2012-01-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,361	4,295,345	0.03	6.44	8,765	27,662,022
2012-01-30	2012-01-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	4,293,984	0.14	6.48	38,880	27,825,016
2012-01-30	2012-01-26	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,866	4,287,984	0.14	6.45	37,836	27,657,497
2012-01-26	2012-01-24	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	4,282,118	0.12	6.42	32,100	27,491,198
2012-01-26	2012-01-24	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	389	4,277,118	0.01	6.43	2,501	27,501,869
2012-01-26	2012-01-24	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,611	4,276,729	0.11	6.44	29,695	27,542,135
2012-01-24	2012-01-23	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2,600	2,725,929	0.10	6.45	16,770	17,582,242
2012-01-24	2012-01-23	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	2,723,329	0.18	6.47	32,350	17,619,939
2012-01-23	2012-01-19	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2,783	2,718,329	0.10	6.40	17,811	17,397,306
2012-01-23	2012-01-19	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	2,715,546	0.04	6.37	6,370	17,298,028
2012-01-19	2012-01-18	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	2,050	2,714,546	0.08	6.34	12,997	17,210,222
2012-01-19	2012-01-18	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,628	2,712,496	0.06	6.33	10,305	17,170,100
2012-01-19	2012-01-18	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,000	2,710,868	0.15	6.35	25,400	17,214,012
2012-01-19	2012-01-18	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	3,000	2,706,868	0.11	6.36	19,080	17,215,680
2012-01-19	2012-01-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,000	2,703,868	0.04	6.32	6,320	17,088,446
2012-01-19	2012-01-17	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	2,702,868	0.22	6.33	37,980	17,109,154
2012-01-13	2012-01-12	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	7,968	2,696,868	0.30	6.30	50,198	16,990,268
2012-01-13	2012-01-11	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	4,667	2,688,900	0.17	6.30	29,402	16,940,070
2012-01-13	2012-01-11	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	6,000	2,684,233	0.22	6.31	37,860	16,937,510
2012-01-09	2012-01-05	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	1,400	2,672,631	0.05	6.24	8,736	16,677,217
2012-01-05	2012-01-04	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	2,671,231	0.19	6.20	31,000	16,561,632
2012-01-05	2012-01-04	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	5,000	2,666,231	0.19	6.22	31,100	16,583,957
2012-01-05	2012-01-03	4	FOFI	FIRST OPPORTUNITY FUND INC Common Stock	P - Purchase	691	2,661,231	0.03	6.26	4,326	16,659,306
2012-01-05	2011-12-30	4	DNY	DENALI FUND INC. Common Stock	S - Sale	-1,154,404	949,751	-54.86	13.16	-15,191,957	12,498,723