Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Cohodes Jeffrey D.. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Cohodes Jeffrey D. reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NTRS / Northern Trust Corporation Executive Vice President 20,484
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Cohodes Jeffrey D.. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Cohodes Jeffrey D. conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2018-05-08 2018-05-07 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -14,979 20,484 -42.24 105.15 -1,575,042 2,153,893
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,415 35,463 18.02
2018-02-22 2018-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,302 30,048 -4.15 105.15 -136,905 3,159,547
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,898 13,795 -33.33
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,898 31,350 -18.03 105.27 -726,152 3,300,214
2018-02-20 2018-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,898 38,248 22.00 58.25 401,808 2,227,946
2018-02-14 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,502 31,350 -4.57 98.88 -148,518 3,099,888
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,898 20,693 -25.00
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,084 0 -100.00
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -500 32,852 -1.50 100.00 -50,000 3,285,200
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,282 33,352 -13.67 99.12 -523,552 3,305,850
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,200 38,634 -13.83 98.33 -609,646 3,798,881
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,898 44,834 18.18 58.25 401,808 2,611,580
2018-02-12 2018-02-12 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,084 37,936 15.48 60.85 309,361 2,308,406
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -9,793 9,792 -50.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -15,253 5,084 -75.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,871 0 -100.00
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -30,917 32,852 -48.48 105.29 -3,255,251 3,458,987
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 9,793 63,769 18.14 70.21 687,567 4,477,221
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 15,253 53,976 39.39 60.85 928,145 3,284,440
2018-01-30 2018-01-26 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,871 38,723 17.87 52.69 309,343 2,040,315
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,737 32,852 -12.60 106.71 -505,485 3,505,637
2018-01-25 2018-01-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 13,126 37,589 53.66 106.71 1,400,675 4,011,122
2018-01-25 2017-12-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -195 24,463 -0.79 97.29 -18,972 2,380,005
2017-04-28 2017-04-27 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 24,658 -37.82 91.67 -1,375,050 2,260,399
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 20,906 20,906
2017-02-23 2017-02-21 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 4,600 39,658 13.12
2017-02-14 2017-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,789 35,058 -4.86 86.30 -154,400 3,025,681
2017-02-14 2017-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,550 36,847 -4.04 85.66 -132,765 3,156,130
2017-01-20 2017-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 38,397 -28.09 83.72 -1,255,800 3,214,597
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -5,019 53,397 -8.59 88.92 -446,315 4,748,328
2017-01-18 2017-01-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 14,453 58,416 32.88
2016-11-16 2016-11-15 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -10,000 43,963 -18.53 81.23 -812,300 3,571,114
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -6,000 0 -100.00
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -6,000 53,963 -10.01 80.91 -485,460 4,366,146
2016-11-14 2016-11-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,000 59,963 11.12 71.23 427,380 4,271,164
2016-11-10 2016-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 53,963 -21.75 77.90 -1,168,500 4,203,718
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -7,616 5,871 -56.47
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -7,616 68,963 -9.95 72.35 -551,018 4,989,473
2016-10-11 2016-10-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 7,616 76,579 11.04 52.69 401,287 4,034,948
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 13,487 -42.58
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 71.35 -713,500 4,920,510
2016-09-02 2016-09-01 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 52.69 526,900 4,160,560
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 0 -100.00
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 69.00 -690,000 4,758,447
2016-08-24 2016-08-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 43.65 436,500 3,446,735
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -10,000 10,000 -50.00
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 68,963 -12.66 68.51 -685,100 4,724,655
2016-08-22 2016-08-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 10,000 78,963 14.50 43.65 436,500 3,446,735
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -14,365 20,000 -41.80
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -14,365 68,963 -17.24 68.00 -976,820 4,689,484
2016-08-18 2016-08-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 14,365 83,328 20.83 43.65 627,032 3,637,267
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 27,591 27,591
2016-02-18 2016-02-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,726 68,963 12.62
2016-02-16 2016-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,790 61,237 -2.84 55.16 -98,727 3,377,527
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -4,959 63,027 -7.29 64.43 -319,508 4,060,830
2016-01-21 2016-01-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 15,658 67,986 29.92
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -3,477 6,000 -36.69
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,477 52,328 -6.23 79.20 -275,378 4,144,378
2015-07-24 2015-07-23 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 3,477 55,805 6.64 71.23 247,667 3,974,990
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -21,372 0 -100.00
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -13,533 0 -100.00
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -34,905 52,328 -40.01 74.85 -2,612,737 3,916,897
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 21,372 87,233 32.45 52.64 1,125,022 4,591,945
2015-05-15 2015-05-14 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 13,533 65,861 25.86 50.99 690,048 3,358,252
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -3,000 0 -100.00
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -3,000 52,328 -5.42 71.60 -214,800 3,746,685
2015-02-25 2015-02-24 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 3,000 55,328 5.73 63.36 190,080 3,505,582
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 19,585 19,585
2015-02-19 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 5,876 52,328 12.65
2015-02-18 2015-02-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,215 46,452 -2.55 70.03 -85,086 3,253,034
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -5,000 0 -100.00
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -5,000 47,667 -9.49 69.20 -346,000 3,298,556
2015-02-09 2015-02-06 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 5,000 52,667 10.49 55.39 276,950 2,917,225
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -3,635 47,667 -7.09 62.26 -226,315 2,967,747
2015-01-22 2015-01-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 11,455 51,302 28.75
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -5,000 5,000 -50.00
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -5,000 21,677 -18.74 68.20 -341,000 1,478,371
2014-11-19 2014-11-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 5,000 26,677 23.07 55.39 276,950 1,477,639
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -100 9,900 -1.00
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		D - Sale to Issuer -100 21,677 -0.46 68.20 -6,820 1,478,371
2014-11-17 2014-11-13 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 100 21,777 0.46 55.39 5,539 1,206,228
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -6,610 10,000 -39.80
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -6,610 21,677 -23.37 67.20 -444,192 1,456,694
2014-11-10 2014-11-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 6,610 28,287 30.49 55.39 366,128 1,566,817
2014-10-24 2014-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,341 18,170 -11.41 63.84 -149,438 1,159,882
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,000 3,000 -50.00
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,000 19,033 -13.62 70.60 -211,800 1,343,730
2014-09-19 2014-09-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,000 22,033 15.76 63.36 190,080 1,396,011
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,470 6,000 -36.64
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,470 19,033 -15.42 69.60 -241,512 1,324,697
2014-09-03 2014-09-02 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,470 22,503 18.23 63.36 219,859 1,425,790
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -3,900 0 -100.00
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -3,900 19,033 -17.01 65.74 -256,386 1,251,229
2014-07-24 2014-07-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 3,900 22,933 20.49 52.10 203,170 1,194,695
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -100 3,900 -2.50
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -100 19,033 -0.52 65.74 -6,574 1,251,229
2014-07-18 2014-07-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 100 19,133 0.53 52.10 5,210 996,734
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -4,000 4,000 -50.00
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -4,954 8,000 -38.24
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -4,000 19,033 -17.37 64.74 -258,960 1,232,196
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 4,000 23,033 21.02 52.10 208,380 1,199,904
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -4,954 19,033 -20.65 63.74 -315,768 1,213,163
2014-06-19 2014-06-17 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 4,954 23,987 26.03 52.10 258,079 1,249,603
2014-02-21 2014-02-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -730 23,155 -3.06 62.02 -45,275 1,436,073
2014-02-20 2014-02-18 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -1,152 25,410 -4.34 62.07 -71,505 1,577,199
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 20,337 20,337
2014-02-12 2014-02-10 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 6,779 28,972 30.55
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -10,000 0 -100.00
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -10,000 15,098 -39.84 61.04 -610,356 921,515
2014-01-17 2014-01-16 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 10,000 25,098 66.23 49.12 491,200 1,232,814
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -2,341 22,193 -9.54 56.52 -132,325 1,254,459
2013-10-23 2013-10-22 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -650 27,179 -2.34 56.52 -36,741 1,536,293
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise -15,000 0 -100.00
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale -15,000 11,719 -56.14 59.01 -885,208 691,584
2013-07-22 2013-07-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 15,000 26,719 128.00 44.46 666,975 1,188,060
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		M - Exercise X -5,000 10,000 -33.33
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -5,000 11,719 -29.91 59.80 -299,000 700,796
2013-07-08 2013-07-05 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise X 5,000 16,719 42.67 49.12 245,600 821,237
2013-02-21 2013-02-20 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -730 28,563 -2.49 53.64 -39,157 1,532,119
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		A - Award 23,487 23,487
2013-02-13 2013-02-11 4 NTRS NORTHERN TRUST CORP
Common Stock 		A - Award 7,829 30,819 34.05
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -2,208 0 -100.00
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right to buy) 		M - Exercise -10,000 0 -100.00
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		S - Sale X -12,208 10,193 -54.50 51.42 -627,722 524,113
2013-01-30 2013-01-29 4 NTRS NORTHERN TRUST CORP
Common Stock 		M - Exercise 12,208 22,401 119.77 32.62 398,164 730,609
2012-10-23 2012-10-19 4 NTRS NORTHERN TRUST CORP
Common Stock 		F - Taxes -436 22,990 -1.86 47.72 -20,806 1,097,083
2012-02-15 2012-02-13 4 NTRS NORTHERN TRUST CORP
Employee Stock Option (right-to-buy) 		A - Award 34,365 34,365
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)