Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de William Crager. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que William Crager reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:ENV / Envestnet, Inc. Chief Executive Officer, Director 323,040
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por William Crager. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por William Crager conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2024-03-13 2024-03-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,210 323,040 -0.37 55.49 -67,143 17,925,490
2024-03-13 2024-03-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -4,021 324,250 -1.22 55.49 -223,125 17,992,632
2024-03-01 2024-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 9,462 328,271 2.97
2024-03-01 2024-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -3,287 318,809 -1.02 50.98 -167,571 16,252,883
2024-02-29 2024-02-27 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -12,336 322,096 -3.69 50.91 -628,026 16,397,907
2024-02-29 2024-02-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 14,100 334,432 4.40 41.84 589,944 13,992,635
2023-12-13 2023-12-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,210 320,332 -0.38 42.38 -51,280 13,575,670
2023-11-30 2023-11-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,302 321,542 -0.40 37.18 -48,408 11,954,932
2023-09-13 2023-09-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,210 322,844 -0.37 50.08 -60,597 16,168,028
2023-08-30 2023-08-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,302 324,054 -0.40 53.68 -69,891 17,395,219
2023-06-13 2023-06-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -7,250 325,356 -2.18 53.68 -389,180 17,465,110
2023-06-13 2023-06-09 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,210 332,606 -0.36 54.22 -65,606 18,033,897
2023-05-31 2023-05-26 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,302 333,816 -0.39 52.68 -68,589 17,585,427
2023-03-14 2023-03-10 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,209 335,118 -0.36 56.65 -68,490 18,984,435
2023-03-02 2023-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -10,053 336,327 -2.90 62.51 -628,413 21,023,801
2023-03-02 2023-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 10,772 346,380 3.21
2023-03-02 2023-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 26,674 335,608 8.63
2023-02-28 2023-02-27 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -6,137 308,934 -1.95 62.89 -385,956 19,428,859
2023-02-28 2023-02-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 13,500 315,071 4.48 15.34 207,090 4,833,189
2022-12-13 2022-12-09 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,209 301,571 -0.40 61.20 -73,991 18,456,145
2022-11-30 2022-11-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,126 302,780 -0.37 57.25 -64,464 17,334,155
2022-09-13 2022-09-09 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,209 303,906 -0.40 53.25 -64,379 16,182,994
2022-08-30 2022-08-26 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,126 305,115 -0.37 53.81 -60,590 16,418,238
2022-07-01 2022-06-29 4 ENV ENVESTNET, INC.
Common Stock 		P - Purchase 920 306,241 0.30 53.79 49,487 16,472,703
2022-06-14 2022-06-10 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,209 305,321 -0.39 59.69 -72,165 18,224,610
2022-06-01 2022-05-27 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,126 306,530 -0.37 67.09 -75,543 20,565,098
2022-03-16 2022-03-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -4,835 307,656 -1.55 72.86 -352,278 22,415,816
2022-03-02 2022-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -8,657 312,491 -2.70 74.82 -647,717 23,380,577
2022-03-02 2022-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 16,389 321,148 5.38
2022-03-02 2022-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 36,755 304,759 13.71
2022-01-21 2022-01-19 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -13,594 0 -100.00 12.45 -169,245
2022-01-21 2022-01-19 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 13,594 268,004 5.34 12.45 169,245 3,336,650
2021-11-30 2021-11-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,692 254,410 -0.66 76.90 -130,115 19,564,129
2021-08-31 2021-08-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,692 256,102 -0.66 79.45 -134,429 20,347,304
2021-08-03 2021-07-30 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,473 257,794 -0.95 75.23 -186,044 19,393,843
2021-06-02 2021-05-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,692 260,267 -0.65 71.97 -121,773 18,731,416
2021-04-16 2021-02-26 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 5,818 261,959 2.27
2021-03-17 2021-03-15 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -3,863 256,141 -1.49 71.01 -274,312 18,188,572
2021-03-17 2021-03-15 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 9,093 260,004 3.62
2021-03-15 2021-03-11 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 34,144 250,911 15.75
2021-03-02 2021-02-26 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -4,997 216,767 -2.25 64.02 -319,908 13,877,423
2020-12-18 2020-12-16 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -7,164 221,764 -3.13 82.85 -593,537 18,373,147
2020-12-18 2020-12-16 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -17,836 228,928 -7.23 82.17 -1,465,584 18,811,014
2020-12-01 2020-11-27 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,275 246,764 -0.51 79.85 -101,809 19,704,105
2020-09-02 2020-08-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,275 248,039 -0.51 82.39 -105,047 20,435,933
2020-06-01 2020-05-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,275 249,314 -0.51 71.99 -91,787 17,948,115
2020-05-14 2020-05-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -9,092 0 -100.00
2020-05-14 2020-05-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -100 250,589 -0.04 66.17 -6,617 16,581,474
2020-05-14 2020-05-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -4,200 250,689 -1.65 65.36 -274,512 16,385,033
2020-05-14 2020-05-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -4,792 254,889 -1.85 64.49 -309,036 16,437,792
2020-05-14 2020-05-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 9,092 259,681 3.63 9.00 81,828 2,337,129
2020-05-14 2020-04-13 4/A ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 9,092 -50.01
2020-05-14 2020-04-13 4/A ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,900 250,589 -1.14 55.96 -162,284 14,022,960
2020-05-14 2020-04-13 4/A ENV ENVESTNET, INC.
Common Stock 		S - Sale X -6,194 253,489 -2.39 55.54 -344,015 14,078,779
2020-05-14 2020-04-13 4/A ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 259,683 3.63 9.00 81,846 2,337,147
2020-04-15 2020-04-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,900 241,495 -1.19 55.96 -162,284 13,514,060
2020-04-15 2020-04-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -6,194 244,395 -2.47 55.54 -344,015 13,573,698
2020-03-31 2020-03-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -610 250,589 -0.24 56.98 -34,758 14,278,561
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 18,186 -33.34
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,000 251,199 -0.40 58.60 -58,600 14,720,261
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,000 252,199 -0.39 57.58 -57,580 14,521,618
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -805 253,199 -0.32 56.22 -45,257 14,234,848
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,838 254,004 -0.72 55.46 -101,935 14,087,062
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,656 255,842 -0.64 54.04 -89,490 13,825,702
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,195 257,498 -0.46 53.16 -63,526 13,688,594
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,600 258,693 -0.61 52.08 -83,328 13,472,731
2020-03-16 2020-03-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 260,293 3.62 9.00 81,846 2,342,637
2020-03-03 2020-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 31,797 251,199 14.49
2020-03-03 2020-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,972 219,402 -1.34 75.48 -224,327 16,560,463
2020-02-14 2020-02-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 27,280 -25.00
2020-02-14 2020-02-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,694 222,374 -2.50 83.54 -475,677 18,577,124
2020-02-14 2020-02-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,400 228,068 -1.47 82.39 -280,126 18,790,523
2020-02-14 2020-02-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 231,468 4.09 9.00 81,846 2,083,212
2020-01-15 2020-01-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 36,374 -20.00
2020-01-15 2020-01-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -290 222,374 -0.13 73.98 -21,454 16,451,229
2020-01-15 2020-01-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -8,804 222,664 -3.80 73.60 -647,974 16,388,070
2020-01-15 2020-01-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 231,468 4.09 9.00 81,846 2,083,212
2019-12-31 2019-12-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -610 222,374 -0.27 71.56 -43,652 15,913,083
2019-12-16 2019-12-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 45,468 -16.67
2019-12-16 2019-12-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,200 222,984 -0.54 72.24 -86,688 16,108,364
2019-12-16 2019-12-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,894 224,184 -3.40 71.45 -564,026 16,017,947
2019-12-16 2019-12-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 232,078 4.08 9.00 81,846 2,088,702
2019-12-02 2019-11-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -710 222,984 -0.32 71.08 -50,467 15,849,703
2019-11-14 2019-11-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 54,562 -14.29
2019-11-14 2019-11-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -9,094 223,694 -3.91 64.61 -587,563 14,452,869
2019-11-14 2019-11-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 232,788 4.07 9.00 81,846 2,095,092
2019-10-16 2019-10-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -9,094 63,656 -12.50
2019-10-16 2019-10-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -9,094 223,694 -3.91 59.45 -540,638 13,298,608
2019-10-16 2019-10-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 9,094 232,788 4.07 9.00 81,846 2,095,092
2019-10-01 2019-09-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -610 223,694 -0.27 56.97 -34,752 12,743,847
2019-09-16 2019-09-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -72,750 72,750 -50.00
2019-09-16 2019-09-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -5,142 224,304 -2.24 57.87 -297,568 12,980,472
2019-09-16 2019-09-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -67,608 229,446 -22.76 57.11 -3,861,093 13,103,661
2019-09-16 2019-09-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 72,750 297,054 32.43 9.00 654,750 2,673,486
2019-08-30 2019-08-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -708 224,304 -0.31 55.86 -39,549 12,529,621
2019-08-14 2019-08-12 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -18,500 145,500 -11.28
2019-08-14 2019-08-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -577 225,012 -0.26 58.87 -33,968 13,246,456
2019-08-14 2019-08-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -14,923 225,589 -6.20 58.28 -869,712 13,147,327
2019-08-14 2019-08-12 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -3,000 240,512 -1.23 57.26 -171,780 13,771,717
2019-08-14 2019-08-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 18,500 243,512 8.22 9.00 166,500 2,191,608
2019-07-03 2019-07-01 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -610 225,012 -0.27 68.37 -41,706 15,384,070
2019-05-30 2019-05-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -708 225,622 -0.31 68.86 -48,753 15,536,331
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise -16,667 0 -100.00
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -6,992 226,330 -3.00 68.27 -477,344 15,451,549
2019-05-14 2019-05-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 16,667 233,322 7.69
2019-04-01 2019-03-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -394 216,655 -0.18 64.65 -25,472 14,006,746
2019-03-04 2019-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,967 217,049 -0.90 61.01 -120,007 13,242,159
2019-03-04 2019-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 15,981 219,016 7.87
2019-01-02 2018-12-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -609 203,035 -0.30 48.94 -29,804 9,936,533
2018-12-03 2018-11-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -208 203,644 -0.10 54.66 -11,369 11,131,181
2018-10-02 2018-09-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -609 203,852 -0.30 60.95 -37,119 12,424,779
2018-09-28 2018-09-27 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -4,209 0 -100.00
2018-09-28 2018-09-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -4,209 204,461 -2.02 60.82 -255,991 12,435,318
2018-09-28 2018-09-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 4,209 208,670 2.06 7.15 30,094 1,491,990
2018-09-28 2018-09-26 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -7,791 4,209 -64.92
2018-09-28 2018-09-26 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -7,791 204,461 -3.67 61.08 -475,874 12,488,478
2018-09-28 2018-09-26 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 7,791 212,252 3.81 7.15 55,706 1,517,602
2018-08-31 2018-08-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -208 204,461 -0.10 62.85 -13,073 12,850,374
2018-07-02 2018-06-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -609 204,669 -0.30 56.20 -34,226 11,502,398
2018-05-31 2018-05-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -208 205,278 -0.10 54.55 -11,346 11,197,915
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise -16,667 16,667 -50.00
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -6,769 205,486 -3.19 56.15 -380,079 11,538,039
2018-05-15 2018-05-11 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 16,667 212,255 8.52
2018-03-30 2018-03-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,576 195,588 -0.80 57.35 -90,384 11,216,972
2018-03-02 2018-02-28 4 ENV ENVESTNET, INC.
Common Stock 		A - Award 20,000 197,164 11.29
2018-03-02 2018-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -832 177,164 -0.47 55.10 -45,843 9,761,736
2017-12-01 2017-11-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -221 177,996 -0.12 48.40 -10,696 8,615,006
2017-11-14 2017-11-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -4,000 0 -100.00
2017-11-14 2017-11-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -4,000 178,217 -2.20 51.48 -205,920 9,174,611
2017-11-14 2017-11-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 4,000 182,217 2.24 7.50 30,000 1,366,628
2017-11-09 2017-11-03 4/A ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -5,000 4,000 -55.56
2017-11-09 2017-11-03 4/A ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,000 178,217 -2.73 52.75 -263,750 9,400,947
2017-11-09 2017-11-03 4/A ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 5,000 183,217 2.81 7.50 37,500 1,374,128
2017-11-09 2017-10-27 4/A ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise X -5,000 9,000 -35.71
2017-11-09 2017-10-27 4/A ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,000 155,555 -3.11 53.31 -266,550 8,292,637
2017-11-09 2017-10-27 4/A ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 5,000 160,555 3.21 7.50 37,500 1,204,162
2017-11-07 2017-11-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,000 168,217 -2.89 52.75 -263,750 8,873,447
2017-10-31 2017-10-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,000 150,555 -3.21 53.31 -266,550 8,026,087
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -487 2,928 -14.26
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -220 155,555 -0.14 42.65 -9,383 6,634,421
2017-08-31 2017-08-29 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 487 155,775 0.31
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -487 3,415 -12.48
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -220 155,288 -0.14
2017-05-31 2017-05-29 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 487 155,508 0.31
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		M - Exercise 10,000 33,334 42.86
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -7,515 155,021 -4.62
2017-05-16 2017-05-12 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 16,666 162,536 11.43
2017-04-05 2017-04-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,352 0 -100.00
2017-04-05 2017-04-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,352 145,870 -1.59 32.32 -76,017 4,714,518
2017-04-05 2017-04-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,352 148,222 1.61 7.50 17,640 1,111,665
2017-03-30 2017-03-28 4 ENV ENVESTNET, INC.
Restricted Stock Units 		A - Award 17,200 17,200 31.70 545,240 545,240
2017-03-30 2017-03-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 5,733 5,733 31.70 181,736 181,736
2017-03-29 2017-03-27 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 2,352 -51.53
2017-03-29 2017-03-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 145,870 -1.68 31.33 -78,325 4,570,107
2017-03-29 2017-03-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 148,370 1.71 7.50 18,750 1,112,775
2017-03-22 2017-03-20 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 4,852 -34.00
2017-03-22 2017-03-20 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -512 145,870 -0.35 35.13 -17,987 5,124,413
2017-03-22 2017-03-20 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 512 146,382 0.35 7.50 3,840 1,097,865
2017-03-22 2017-03-20 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,988 145,870 -1.34 34.52 -68,626 5,035,432
2017-03-22 2017-03-20 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,988 147,858 1.36 7.50 14,910 1,108,935
2017-03-15 2017-03-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 7,352 -25.38
2017-03-15 2017-03-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,417 145,870 -0.96 35.16 -49,822 5,128,789
2017-03-15 2017-03-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,417 147,287 0.97 7.50 10,628 1,104,652
2017-03-15 2017-03-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,083 145,870 -0.74 34.96 -37,862 5,099,615
2017-03-15 2017-03-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,083 146,953 0.74 7.50 8,122 1,102,148
2017-03-08 2017-03-06 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 9,852 -20.24
2017-03-08 2017-03-06 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 145,870 -1.68 36.65 -91,625 5,346,136
2017-03-08 2017-03-06 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 148,370 1.71 7.50 18,750 1,112,775
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -1,950 3,902 -33.32
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -2,533 2,534 -49.99
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Units 		M - Exercise -2,967 0 -100.00
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -880 145,870 -0.60
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 1,950 146,750 1.35
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,124 144,800 -0.77
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 2,533 145,924 1.77
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -905 143,391 -0.63
2017-03-02 2017-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 2,967 144,296 2.10
2017-03-01 2017-02-27 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 12,352 -16.83
2017-03-01 2017-02-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 141,329 -1.74 38.67 -96,675 5,465,192
2017-03-01 2017-02-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 143,829 1.77 7.50 18,750 1,078,718
2017-02-23 2017-02-21 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 14,852 -14.41
2017-02-23 2017-02-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,200 141,329 -1.53 38.26 -84,172 5,407,248
2017-02-23 2017-02-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,200 143,529 1.56 7.50 16,500 1,076,468
2017-02-23 2017-02-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -300 141,329 -0.21 37.90 -11,370 5,356,369
2017-02-23 2017-02-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 300 141,629 0.21 7.50 2,250 1,062,218
2017-02-14 2017-02-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 17,352 -12.59
2017-02-14 2017-02-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,301 141,329 -0.91 38.17 -49,659 5,394,528
2017-02-14 2017-02-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,301 142,630 0.92 7.50 9,758 1,069,725
2017-02-14 2017-02-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,199 141,329 -0.84 37.73 -45,238 5,332,343
2017-02-14 2017-02-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,199 142,528 0.85 7.50 8,992 1,068,960
2017-02-08 2017-02-06 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 19,852 -11.18
2017-02-08 2017-02-06 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -700 141,329 -0.49 38.04 -26,628 5,376,155
2017-02-08 2017-02-06 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 700 142,029 0.50 7.50 5,250 1,065,218
2017-02-08 2017-02-06 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,800 141,329 -1.26 37.90 -68,220 5,356,369
2017-02-08 2017-02-06 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,800 143,129 1.27 7.50 13,500 1,073,468
2017-02-01 2017-01-30 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 22,352 -10.06
2017-02-01 2017-01-30 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -507 141,329 -0.36 3,702.00 -1,876,914 523,199,958
2017-02-01 2017-01-30 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 507 143,836 0.35 7.50 3,802 1,078,770
2017-02-01 2017-01-30 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,993 141,329 -1.39 36.87 -73,482 5,210,800
2017-02-01 2017-01-30 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,993 143,322 1.41 7.50 14,948 1,074,915
2017-01-25 2017-01-23 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 24,582 -9.23
2017-01-25 2017-01-23 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 141,329 -1.74 36.72 -91,800 5,189,601
2017-01-25 2017-01-23 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 143,829 1.77 7.50 18,750 1,078,718
2017-01-19 2017-01-17 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 27,352 -8.37
2017-01-19 2017-01-17 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -58 141,329 -0.04 37.50 -2,175 5,299,838
2017-01-19 2017-01-17 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 58 141,387 0.04 7.50 435 1,060,402
2017-01-19 2017-01-17 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,442 141,329 -1.70 36.58 -89,328 5,169,815
2017-01-19 2017-01-17 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,442 143,771 1.73 7.50 18,315 1,078,282
2017-01-11 2017-01-09 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 29,582 -7.79
2017-01-11 2017-01-09 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 141,329 -1.74 36.72 -91,800 5,189,601
2017-01-11 2017-01-09 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 143,829 1.77 7.50 18,750 1,078,718
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 32,082 -7.23
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -65 141,329 -0.05 36.15 -2,350 5,109,043
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 65 141,394 0.05 7.50 488 1,060,455
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -700 141,329 -0.49 35.30 -24,710 4,988,914
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 700 142,029 0.50 7.50 5,250 1,065,218
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,735 141,329 -1.21 34.83 -60,430 4,922,489
2017-01-05 2017-01-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,735 143,064 1.23 7.50 13,012 1,072,980
2016-12-29 2016-12-27 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 34,852 -6.69
2016-12-29 2016-12-27 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 141,329 -1.74 35.33 -88,325 4,993,154
2016-12-29 2016-12-27 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 143,829 1.77 7.50 18,750 1,078,718
2016-12-20 2016-12-19 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,500 37,352 -6.27
2016-12-20 2016-12-19 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,500 141,329 -1.74 36.30 -90,750 5,130,243
2016-12-20 2016-12-19 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,500 143,829 1.77 7.50 18,750 1,078,718
2016-11-04 2016-11-04 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,854 141,329 -1.98 34.35 -98,035 4,854,651
2016-11-04 2016-11-04 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,854 144,183 2.02 7.50 21,405 1,081,372
2016-11-04 2016-11-04 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -100 141,329 -0.07 33.95 -3,395 4,798,120
2016-11-04 2016-11-04 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 100 141,429 0.07 7.50 750 1,060,718
2016-11-04 2016-11-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -12,954 39,852 -24.53
2016-11-04 2016-11-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 141,329 -6.61 33.76 -337,600 4,771,267
2016-11-04 2016-11-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 161,329 6.61 7.50 75,000 1,209,968
2016-11-02 2016-11-02 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -10,000 141,329 -6.61 34.79 -347,900 4,916,836
2016-11-02 2016-11-02 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 10,000 151,329 7.08 7.50 75,000 1,134,968
2016-11-02 2016-11-01 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -27,194 52,806 -33.99
2016-11-02 2016-11-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -17,194 141,329 -10.85 35.24 -605,917 4,980,434
2016-11-02 2016-11-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 17,194 161,329 11.93 7.50 128,955 1,209,968
2016-11-02 2016-11-01 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,806 141,329 -1.95 35.24 -98,883 4,980,434
2016-11-02 2016-11-01 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,806 144,135 1.99 1.08 3,016 154,945
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -20,000 0 -100.00
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2,806 0 -100.00
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -17,194 141,329 -10.85 34.96 -601,102 4,940,862
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 17,194 161,329 11.93 1.08 18,484 173,429
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2,806 141,329 -1.95 35.00 -98,210 4,946,515
2016-11-02 2016-10-31 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2,806 144,135 1.99 0.11 300 15,408
2016-05-13 2016-05-12 4 ENV ENVESTNET, INC.
Performance Stock Unit Award 		A - Award 50,000 50,000 31.03 1,551,500 1,551,500
2016-03-02 2016-02-29 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 5,852 5,852 20.51 120,025 120,025
2016-03-02 2016-02-29 4 ENV ENVESTNET, INC.
Restricted Stock Awared 		A - Award 5,852 5,852 20.51 120,025 120,025
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -2,533 5,067 -33.33
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -2,967 2,967 -50.00
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,880 0 -100.00
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,251 141,329 -1.57
2016-03-01 2016-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 7,380 143,580 5.42
2015-09-25 2015-09-25 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -32,704 0 -100.00
2015-09-25 2015-09-25 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -4,691 136,200 -3.33 31.85 -149,408 4,337,970
2015-09-25 2015-09-25 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 4,691 140,891 3.44 5.00 23,455 704,455
2015-09-25 2015-09-25 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -28,013 136,200 -17.06 32.09 -898,937 4,370,658
2015-09-25 2015-09-25 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 28,013 164,213 20.57 5.00 140,065 821,065
2015-09-15 2015-09-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -1,333 32,704 -3.92
2015-09-15 2015-09-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,333 136,200 -0.97 30.02 -40,017 4,088,724
2015-09-15 2015-09-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,333 137,533 0.98 5.00 6,665 687,665
2015-08-14 2015-08-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -1,633 34,037 -4.58
2015-08-14 2015-08-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,633 136,200 -1.18 35.00 -57,155 4,767,000
2015-08-14 2015-08-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,633 137,833 1.20 5.00 8,165 689,165
2015-08-05 2015-08-05 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -4,300 35,670 -10.76
2015-08-05 2015-08-05 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -4,300 136,200 -3.06 45.16 -194,188 6,150,792
2015-08-05 2015-08-05 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 4,300 140,500 3.16 5.00 21,500 702,500
2015-08-05 2015-08-03 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -1,700 39,970 -4.08
2015-08-05 2015-08-03 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,700 136,200 -1.23 45.04 -76,568 6,134,448
2015-08-05 2015-08-03 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,700 137,900 1.25 5.00 8,500 689,500
2015-07-16 2015-07-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -7,333 41,670 -14.96
2015-07-16 2015-07-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,875 136,200 -2.77 42.77 -165,734 5,825,274
2015-07-16 2015-07-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,875 140,075 2.85 5.00 19,375 700,375
2015-07-16 2015-07-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,458 136,200 -2.48 43.30 -149,731 5,897,460
2015-07-16 2015-07-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,458 139,658 2.54 5.00 17,290 698,290
2015-06-15 2015-06-15 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -7,333 49,003 -13.02
2015-06-15 2015-06-15 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -6,033 136,200 -4.24 42.83 -258,393 5,833,446
2015-06-15 2015-06-15 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 6,033 142,233 4.43 5.00 30,165 711,165
2015-06-15 2015-06-15 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,300 136,200 -0.95 43.08 -56,004 5,867,496
2015-06-15 2015-06-15 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,300 137,500 0.95 5.00 6,500 687,500
2015-05-22 2015-05-21 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -3,000 56,336 -5.06
2015-05-22 2015-05-21 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,000 136,200 -2.16 45.32 -135,960 6,172,584
2015-05-22 2015-05-21 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,000 139,200 2.20 5.00 15,000 696,000
2015-05-15 2015-05-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -7,333 59,336 -11.00
2015-05-15 2015-05-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,333 136,200 -5.11 44.42 -325,732 6,050,004
2015-05-15 2015-05-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 7,333 143,533 5.38 5.00 36,665 717,665
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -2 0 -100.00
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -13,331 66,669 -16.66
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -2 136,200 0.00 55.00 -110 7,491,000
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 2 136,202 0.00 7.50 15 1,021,515
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -5,389 136,200 -3.81 54.81 -295,371 7,465,122
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 5,389 144,142 3.88 5.00 26,945 720,710
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -7,942 136,200 -5.51 55.53 -441,019 7,563,186
2015-04-16 2015-04-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 7,942 128,258 6.60 5.00 39,710 641,290
2015-03-13 2015-03-13 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -13,333 2 -99.99
2015-03-13 2015-03-13 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -13,333 136,200 -8.92 53.54 -713,849 7,292,148
2015-03-13 2015-03-13 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 13,333 149,533 9.79 7.50 99,998 1,121,498
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -39,999 13,335 -75.00
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -39,999 136,200 -22.70 51.95 -2,077,948 7,075,590
2015-03-12 2015-03-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 39,999 176,199 29.37 7.50 299,992 1,321,492
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 7,600 7,600 53.88 409,488 409,488
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -2,966 5,934 -33.33
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,881 1,880 -50.01
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,040 0 -100.00
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 11,400 11,400 53.88 614,232 614,232
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -2,177 136,200 -1.57
2015-03-03 2015-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 5,887 138,377 4.44
2015-02-13 2014-06-26 5 ENV ENVESTNET, INC.
Common Stock 		G - Gift -1,022 132,490 -0.77
2014-11-14 2014-11-14 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -13,333 53,334 -20.00
2014-11-14 2014-11-14 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -13,333 0 -100.00 54.22 -722,915
2014-11-14 2014-11-14 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 13,333 13,333 7.50 99,998 99,998
2014-11-13 2014-11-10 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -3,000 66,667 -4.31
2014-11-13 2014-11-10 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,000 0 -100.00 52.32 -156,960
2014-11-13 2014-11-10 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,000 3,000 7.50 22,500 22,500
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -1,067 69,667 -1.51
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,067 0 -100.00 49.32 -52,624
2014-11-07 2014-11-07 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,067 1,067 7.50 8,002 8,002
2014-11-07 2014-11-05 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -1,933 70,734 -2.66
2014-11-07 2014-11-05 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -1,933 0 -100.00 45.20 -87,372
2014-11-07 2014-11-05 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 1,933 1,933 7.50 14,498 14,498
2014-10-22 2014-10-20 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -3,000 0 -100.00 40.12 -120,360
2014-10-22 2014-10-20 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 3,000 3,000 7.50 22,500 22,500
2014-10-22 2014-10-15 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -3,000 72,667 -3.96
2014-10-15 2014-10-15 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		M - Exercise -4,333 75,667 -5.42
2014-10-15 2014-10-15 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale X -4,333 0 -100.00 38.74 -167,860
2014-10-15 2014-10-15 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise X 4,333 4,333 7.50 32,498 32,498
2014-03-26 2014-03-24 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -3,165 133,512 -2.32 42.83 -135,557 5,718,319
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 8,900 13,701 185.38 41.84 372,376 573,250
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 14,100 519,000 2.79 41.84 589,944 21,714,960
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -2,919 4,801 -37.81
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -1,077 136,677 -0.78
2014-03-04 2014-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 2,919 137,754 2.16
2013-10-15 2013-10-11 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -15,000 134,835 -10.01 29.25 -438,750 3,943,924
2013-03-05 2013-02-28 4/A ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 5,641 8,759 180.92 15.34 86,533 134,363
2013-03-05 2013-02-28 4/A ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 13,500 504,900 2.75 15.34 207,090 7,745,166
2013-03-05 2013-02-28 4/A ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,040 2,079 -33.34
2013-03-05 2013-02-28 4/A ENV ENVESTNET, INC.
Common Stock 		F - Taxes -376 149,835 -0.25
2013-03-05 2013-02-28 4/A ENV ENVESTNET, INC.
Common Stock 		M - Exercise 1,040 150,211 0.70
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 5,641 8,759 180.92 15.34 86,533 134,363
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 13,500 504,900 2.75 15.34 207,090 7,745,166
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Restricted Stock Award 		M - Exercise -1,040 2,079 -33.34
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Common Stock 		F - Taxes -376 149,835 -0.25
2013-03-04 2013-02-28 4 ENV ENVESTNET, INC.
Common Stock 		M - Exercise 1,040 150,211 0.70
2012-09-19 2012-09-18 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -4,000 149,171 -2.61 11.33 -45,320 1,690,107
2012-06-11 2012-06-11 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -1,700 153,171 -1.10 11.55 -19,635 1,769,125
2012-06-11 2012-06-08 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -3,098 154,871 -1.96 11.52 -35,689 1,784,114
2012-06-11 2012-06-07 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -8,202 157,969 -4.94 11.62 -95,307 1,835,600
2012-03-02 2012-02-29 4 ENV ENVESTNET, INC.
Restricted Stock Award 		A - Award 3,119 3,119 12.45 38,832 38,832
2012-03-02 2012-02-29 4 ENV ENVESTNET, INC.
Employee Stock Option (Right to Buy) 		A - Award 13,594 491,400 2.85 12.45 169,245 6,117,930
2012-03-01 2012-02-28 4 ENV ENVESTNET, INC.
Common Stock 		S - Sale -16,000 166,171 -8.78 12.60 -201,600 2,093,755
2010-07-28 3 ENV ENVESTNET, INC.
Common Stock 		138,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)