EIDP, Inc. - Preferred Stock
US ˙ NYSE

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Alexander M Cutler. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Alexander M Cutler reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:DD / DuPont de Nemours, Inc. Director 81,794
US:KEY / KeyCorp Director 298,416
US:CTA.PRA / EIDP, Inc. - Preferred Stock Director 0
US:ETN / Eaton Corporation plc See Remarks below., Director 138,761
Chairman and CEO, Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Alexander M Cutler. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas CTA.PRA / EIDP, Inc. - Preferred Stock - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em CTA.PRA / EIDP, Inc. - Preferred Stock. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CTA.PRA / EIDP, Inc. - Preferred Stock Insider Trades
Vendas Internas CTA.PRA / EIDP, Inc. - Preferred Stock - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em CTA.PRA / EIDP, Inc. - Preferred Stock. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CTA.PRA / EIDP, Inc. - Preferred Stock Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Alexander M Cutler conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-06-02 2026-05-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 1,033 81,794 1.28 48.42 50,000 3,960,485
2026-05-28 2026-05-21 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 4,030 80,762 5.25
2026-03-03 2026-02-27 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 999 76,609 1.32 50.04 50,000 3,833,514
2025-12-02 2025-11-26 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 1,268 75,473 1.71 39.44 50,000 2,976,664
2025-09-03 2025-08-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 650 73,879 0.89 76.92 50,000 5,682,773
2025-07-02 2025-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 13,983 298,416 4.92
2025-06-03 2025-05-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 749 72,865 1.04 66.80 50,000 4,867,407
2025-05-27 2025-05-22 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,794 72,117 4.03
2025-03-04 2025-02-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 611 68,975 0.89 81.77 50,000 5,640,123
2024-12-03 2024-11-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 598 68,059 0.89 83.59 50,000 5,689,028
2024-09-04 2024-08-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 593 67,167 0.89 84.25 50,000 5,658,785
2024-07-02 2024-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 10,781 284,433 3.94
2024-06-07 2024-06-05 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,109 66,288 3.29
2024-06-04 2024-05-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 609 64,179 0.96 82.16 50,000 5,272,910
2024-03-01 2024-02-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 723 63,263 1.16 69.19 50,000 4,377,135
2023-12-04 2023-11-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 699 62,253 1.14 71.54 50,000 4,453,559
2023-09-05 2023-08-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 650 61,276 1.07 76.89 50,000 4,711,529
2023-07-05 2023-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 21,099 273,652 8.35
2023-06-01 2023-05-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 744 60,334 1.25 67.19 50,000 4,053,870
2023-05-25 2023-05-24 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,566 59,590 4.50
2023-03-02 2023-02-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 685 56,743 1.22 73.03 50,000 4,143,972
2022-12-02 2022-11-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 709 55,806 1.29 70.51 50,000 3,934,875
2022-09-02 2022-08-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 899 54,793 1.67 55.64 50,000 3,048,680
2022-08-05 2022-08-04 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 1,000 53,894 1.89
2022-07-05 2022-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 37,418 252,553 17.39
2022-06-02 2022-05-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 685 52,622 1.32 67.85 46,495 3,570,404
2022-05-31 2022-05-26 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,524 51,937 5.11 67.37 170,042 3,498,979
2022-05-16 2022-05-12 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 7,285 74,285 10.87
2022-04-04 2022-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 893 67,000 1.35 22.38 19,985 1,499,460
2022-03-02 2022-02-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 598 49,199 1.23 77.37 46,250 3,806,558
2022-01-04 2021-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 810 65,571 1.25 23.13 18,735 1,516,657
2021-12-02 2021-11-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 625 48,427 1.31 73.96 46,250 3,581,643
2021-10-05 2021-10-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -8,247 64,219 -11.38
2021-10-05 2021-10-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 8,247 215,135 3.99
2021-10-04 2021-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 867 72,466 1.21 21.62 18,745 1,566,715
2021-09-02 2021-08-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 625 47,609 1.33 74.02 46,250 3,524,036
2021-07-02 2021-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 907 70,974 1.29 20.65 18,730 1,465,613
2021-06-01 2021-05-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 547 46,822 1.18 84.59 46,250 3,960,678
2021-05-17 2021-05-13 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 5,654 69,474 8.86
2021-04-30 2021-04-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,207 46,275 5.01 77.05 170,049 3,565,512
2021-04-02 2021-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 938 63,820 1.49 19.98 18,741 1,275,124
2021-03-02 2021-02-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 658 43,908 1.52 70.32 46,250 3,087,577
2021-01-05 2020-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,142 62,330 1.87 16.41 18,740 1,022,835
2020-12-02 2020-11-30 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 729 43,073 1.72 63.44 46,250 2,732,520
2020-10-05 2020-10-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -11,307 60,475 -15.75
2020-10-05 2020-10-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 11,307 206,888 5.78
2020-10-02 2020-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,571 71,782 2.24 11.93 18,742 856,359
2020-09-02 2020-08-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 829 42,146 2.01 55.76 46,250 2,350,066
2020-07-02 2020-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,539 69,189 2.27 12.18 18,745 842,722
2020-06-02 2020-05-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 912 41,097 2.27 50.73 46,250 2,084,855
2020-05-29 2020-05-27 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 3,438 40,185 9.36 49.46 170,043 1,987,570
2020-05-26 2020-05-21 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 12,138 66,727 22.24
2020-04-02 2020-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,808 54,589 3.43 10.37 18,749 566,088
2020-03-03 2020-02-28 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 1,078 36,456 3.05 42.90 46,250 1,563,972
2020-01-03 2019-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 926 52,025 1.81 20.24 18,742 1,052,986
2019-12-03 2019-11-29 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 714 35,228 2.07 64.81 46,250 2,283,143
2019-10-03 2019-10-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -10,107 50,632 -16.64
2019-10-03 2019-10-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 10,107 195,581 5.45
2019-10-02 2019-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,051 60,739 1.76 17.84 18,750 1,083,584
2019-09-04 2019-08-31 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 681 34,386 2.02 67.93 46,250 2,335,830
2019-07-02 2019-07-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -9,706 59,089 -14.11
2019-07-02 2019-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 9,706 185,474 5.52
2019-07-02 2019-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,056 68,795 1.56 17.75 18,744 1,221,111
2019-06-05 2019-06-03 4 DD DuPont de Nemours, Inc.
Common Stock
A - Award 2,240 33,705 7.12 76.10 170,464 2,564,950
2019-06-03 2019-05-30 4 DWDP DuPont de Nemours, Inc.
Common Stock
A - Award 495 94,379 0.53 31.17 15,417 2,941,793
2019-05-28 2019-05-23 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 7,869 67,074 13.29
2019-04-02 2019-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,190 59,205 2.05 15.75 18,742 932,479
2019-03-04 2019-02-28 4 DWDP DowDuPont Inc.
Common Stock
A - Award 869 92,900 0.94 53.23 46,250 4,945,047
2019-01-03 2018-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,099 57,453 1.95 14.78 16,243 849,155
2018-12-04 2018-11-30 4 DWDP DowDuPont Inc.
Common Stock
A - Award 799 91,424 0.88 57.85 46,250 5,288,903
2018-10-02 2018-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 816 55,728 1.49 19.89 16,230 1,108,430
2018-09-18 2018-09-14 4 DWDP DowDuPont Inc.
Common Stock
A - Award 460 90,625 0.51 65.58 30,195 5,943,184
2018-09-04 2018-08-31 4 DWDP DowDuPont Inc.
Common Stock
A - Award 659 90,165 0.74 70.13 46,204 6,323,238
2018-07-02 2018-07-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -92,941 0 -100.00
2018-07-02 2018-07-01 4 KEY KEYCORP /NEW/
Deferred Shares
M - Exercise -27,828 54,448 -33.82
2018-07-02 2018-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 92,941 175,769 112.21
2018-07-02 2018-07-01 4 KEY KEYCORP /NEW/
Common Shares
M - Exercise 27,828 82,828 50.60
2018-07-02 2018-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 831 82,276 1.02 19.54 16,238 1,607,673
2018-06-19 2018-06-15 4 DWDP DowDuPont Inc.
Common Stock
A - Award 459 89,506 0.52 67.75 31,128 6,064,010
2018-06-04 2018-05-31 4 DWDP DowDuPont Inc.
Common Stock
A - Award 721 89,046 0.82 64.11 46,250 5,708,754
2018-05-14 2018-05-10 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 5,917 80,968 7.88
2018-04-26 2018-04-25 4 DWDP DowDuPont Inc.
Common Stock
A - Award 2,680 88,325 3.13
2018-04-03 2018-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 831 75,051 1.12 19.55 16,246 1,467,247
2018-03-16 2018-03-15 4 DWDP DowDuPont Inc.
Common Stock
A - Award 437 85,645 0.51 67.88 29,693 5,813,571
2018-03-02 2018-02-28 4 DWDP DowDuPont Inc.
Common Stock
A - Award 658 85,207 0.78 70.30 46,250 5,990,080
2018-01-03 2017-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 805 73,849 1.10 20.17 16,237 1,489,534
2017-12-19 2017-12-15 4 DWDP DowDuPont Inc.
Common Stock
A - Award 418 84,549 0.50 70.00 29,272 5,918,465
2017-12-04 2017-11-30 4 DWDP DowDuPont Inc.
Common Stock
A - Award 689 84,154 0.83 71.96 49,583 6,055,723
2017-11-08 2017-11-06 4 DWDP DowDuPont Inc.
Common Stock
A - Award 190 83,465 0.23
2017-10-03 2017-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 863 72,658 1.20 18.82 16,242 1,367,424
2017-10-03 2017-09-29 4 DWDP DowDuPont Inc.
Common Stock
A - Award 348 83,275 0.42 69.23 24,065 5,765,127
2017-09-11 3 DWDP DowDuPont Inc.
Common Stock
165,855
2017-09-11 3 DWDP DowDuPont Inc.
Common Stock
165,855
2017-09-05 2017-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
D - Sale to Issuer -64,683 0 -100.00
2017-09-05 2017-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 491 64,683 0.77 83.93 41,250 5,428,816
2017-07-26 2017-07-25 4 KEY KEYCORP /NEW/
Common Shares
P - Purchase 5,000 55,000 10.00 18.55 92,750 1,020,250
2017-07-05 2017-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 867 71,417 1.23 18.74 16,248 1,338,355
2017-06-14 2017-06-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 261 64,191 0.41 82.14 21,465 5,272,663
2017-06-02 2017-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 523 63,930 0.82 78.92 41,250 5,045,344
2017-05-25 2017-05-24 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 1,920 63,407 3.12
2017-05-22 2017-05-18 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 6,787 70,193 10.70
2017-04-04 2017-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 913 63,406 1.46 17.78 16,233 1,127,359
2017-03-16 2017-03-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 263 61,487 0.43 80.42 21,166 4,944,798
2017-03-02 2017-02-28 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 525 61,224 0.87 78.54 41,250 4,808,532
2017-01-04 2016-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 821 62,204 1.34 18.27 15,000 1,136,467
2016-12-16 2016-12-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 283 60,699 0.47 73.71 20,845 4,474,107
2016-12-02 2016-11-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 560 60,419 0.94 73.61 41,250 4,447,467
2016-10-04 2016-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,232 61,100 2.06 12.17 14,993 743,587
2016-09-14 2016-09-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 304 59,859 0.51 68.17 20,734 4,080,584
2016-09-01 2016-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 593 59,555 1.01 69.60 41,250 4,145,013
2016-07-05 2016-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,357 59,460 2.34 11.05 14,995 657,033
2016-07-05 2016-06-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
J - Other 933 58,962 1.61 64.80 60,479 3,820,745
2016-06-14 2016-06-10 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 293 58,025 0.51 67.56 19,799 3,920,200
2016-06-02 2016-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 631 57,732 1.10 65.41 41,250 3,776,276
2016-05-23 2016-05-19 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 8,878 57,682 18.19
2016-05-18 2016-05-16 4 KEY KEYCORP /NEW/
Common Shares
P - Purchase 15,000 50,000 42.86 11.86 177,900 593,000
2016-05-13 2016-05-11 4 ETN Eaton Corp plc
Stock Option
M - Exercise -138,762 138,761 -50.00
2016-05-13 2016-05-11 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -138,762 497,177 -21.82 62.33 -8,649,188 30,989,589
2016-05-13 2016-05-11 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 138,762 635,939 27.91 40.40 5,606,679 25,695,115
2016-04-29 2016-04-27 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 2,230 57,102 4.06
2016-04-04 2016-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,358 48,804 2.86 11.04 14,992 538,796
2016-03-16 2016-03-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 294 54,868 0.54 63.30 18,581 3,473,163
2016-03-02 2016-02-29 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 678 54,575 1.26 60.87 41,250 3,321,965
2016-02-26 2016-02-25 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -9,593 9,884 -49.25
2016-02-26 2016-02-25 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -3,496 497,177 -0.70 56.71 -198,258 28,194,908
2016-02-26 2016-02-25 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 9,593 500,673 1.95
2016-02-25 2016-02-24 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -10,497 21,313 -33.00
2016-02-25 2016-02-24 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -3,440 491,080 -0.70 55.92 -192,365 27,461,194
2016-02-25 2016-02-24 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 10,497 494,520 2.17
2016-02-25 2016-02-23 4 ETN Eaton Corp plc
Stock Option
A - Award 225,800 225,800
2016-02-25 2016-02-23 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 41,885 41,885
2016-01-27 2016-01-25 4 KEY KEYCORP /NEW/
Common Shares
P - Purchase 15,000 35,000 75.00 11.21 168,150 392,350
2016-01-05 2015-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,326 47,130 2.89 13.19 17,490 621,645
2015-12-16 2015-12-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 272 53,897 0.51 67.92 18,465 3,660,689
2015-12-02 2015-11-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 613 53,625 1.16 67.34 41,250 3,611,122
2015-10-02 2015-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,460 45,544 3.31 13.01 18,995 592,527
2015-09-15 2015-09-11 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 368 52,935 0.70 48.44 17,802 2,564,167
2015-09-02 2015-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 874 52,567 1.69 51.50 45,000 2,707,221
2015-07-27 2015-07-23 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -10,673 10,997 -49.25
2015-07-27 2015-07-23 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -5,065 484,023 -1.04 63.34 -320,817 30,658,017
2015-07-27 2015-07-23 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 10,673 489,088 2.23
2015-07-01 2015-06-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,286 43,846 3.02 15.02 19,316 658,567
2015-06-16 2015-06-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 320 51,694 0.62 69.12 22,141 3,573,063
2015-06-09 2015-06-05 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 290 51,373 0.57
2015-06-02 2015-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 528 51,083 1.04 71.01 37,500 3,627,424
2015-05-22 2015-05-21 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 6,032 42,353 16.61
2015-05-15 2015-05-13 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 1,880 50,555 3.86
2015-04-02 2015-03-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,015 36,321 2.87 14.16 14,372 514,305
2015-03-17 2015-03-13 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 248 48,675 0.51 80.50 20,000 3,918,353
2015-03-17 2015-02-17 4 ETN Eaton Corp plc
Ordinary Shares
G - Gift -35,050 478,415 -6.83
2015-03-03 2015-02-28 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 503 48,427 1.05 77.85 39,167 3,770,022
2015-02-26 2015-02-25 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -9,593 19,477 -33.00
2015-02-26 2015-02-25 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -4,552 513,465 -0.88 71.43 -325,149 36,676,805
2015-02-26 2015-02-25 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 9,593 518,017 1.89
2015-02-26 2015-02-24 4 ETN Eaton Corp plc
Stock Option
A - Award 145,250 145,250
2015-02-26 2015-02-24 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 31,810 31,810
2015-02-24 2015-02-22 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -11,350 0 -100.00
2015-02-24 2015-02-22 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -5,386 508,424 -1.05 71.95 -387,523 36,581,107
2015-02-24 2015-02-22 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 11,350 513,810 2.26
2015-02-24 2015-02-21 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -13,912 0 -100.00
2015-02-24 2015-02-21 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -6,593 502,460 -1.30 71.95 -474,366 36,151,997
2015-02-24 2015-02-21 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 13,912 509,053 2.81
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Stock Option
M - Exercise -330,000 0 -100.00
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Stock Option
M - Exercise -2,477 277,523 -0.88
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -330,000 495,141 -39.99 69.23 -22,844,613 34,276,680
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 330,000 825,141 66.65 34.31 11,322,300 28,310,588
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -1,442 495,141 -0.29 69.37 -100,032 34,347,931
2015-02-09 2015-02-05 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 2,477 496,583 0.50 40.41 100,096 20,066,919
2015-01-05 2014-12-31 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 890 35,148 2.60 13.90 12,371 488,557
2014-12-16 2014-12-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 283 47,375 0.60 69.35 19,610 3,285,461
2014-12-02 2014-11-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 549 47,641 1.16 71.40 39,167 3,401,558
2014-10-01 2014-09-30 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,153 34,089 3.50 13.33 15,369 454,406
2014-09-16 2014-09-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 296 47,092 0.63 64.78 19,192 3,050,640
2014-09-03 2014-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 592 46,796 1.28 66.11 39,167 3,093,686
2014-07-25 2014-07-23 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -10,672 21,670 -33.00
2014-07-25 2014-07-23 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -5,064 494,106 -1.01 78.14 -395,701 38,609,443
2014-07-25 2014-07-23 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 10,672 499,170 2.18
2014-07-01 2014-07-01 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 863 32,782 2.70 14.33 12,367 469,766
2014-06-19 2014-06-14 4 ETN Eaton Corp plc
Ordinary Shares
G - Gift -915 488,498 -0.19
2014-06-16 2014-06-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 264 46,204 0.58 68.08 18,002 3,145,540
2014-06-03 2014-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 565 45,939 1.25 69.31 39,167 3,184,043
2014-06-02 2014-05-20 4 ETN Eaton Corp plc
Ordinary Shares
G - Gift -31,811 489,413 -6.10
2014-05-27 2014-05-22 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 6,019 31,774 23.37
2014-04-24 2014-04-23 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 1,940 45,374 4.47
2014-04-02 2014-04-01 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,097 25,755 4.45 14.24 15,621 366,751
2014-03-18 2014-03-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 255 43,434 0.59 65.77 16,795 2,856,658
2014-03-07 2014-03-07 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -29,280 521,224 -5.32 75.55 -2,212,104 39,378,473
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Stock Option
M - Exercise -199,535 0 -100.00
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Stock Option
M - Exercise -2,930 199,535 -1.45
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -199,535 550,504 -26.60 74.32 -14,829,441 40,913,457
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 199,535 750,039 36.25 34.11 6,806,139 25,583,830
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -1,345 550,504 -0.24 74.27 -99,893 40,885,932
2014-03-06 2014-03-04 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 2,930 551,849 0.53 34.11 99,942 18,823,569
2014-03-03 2014-02-28 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 488 43,179 1.14 66.62 32,500 2,876,566
2014-02-27 2014-02-25 4 ETN Eaton Corp plc
Stock Option
A - Award 105,750 105,750
2014-02-27 2014-02-25 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 29,070 29,070
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -13,502 13,912 -49.25
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -11,350 11,350 -50.00
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -27,086 0 -100.00
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -4,427 548,919 -0.80 73.59 -325,783 40,394,949
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 13,502 553,346 2.50
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -5,378 539,844 -0.99 73.59 -395,767 39,727,120
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 11,350 545,222 2.13
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -12,853 533,872 -2.35 73.59 -945,852 39,287,640
2014-02-25 2014-02-21 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 27,086 546,725 5.21
2014-01-03 2014-01-01 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 922 84,395 1.10 13.42 12,373 1,132,581
2013-12-17 2013-12-13 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 642 42,691 1.53 60.24 38,704 2,571,698
2013-12-03 2013-11-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 489 42,048 1.18 61.38 30,000 2,580,929
2013-10-01 2013-10-01 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 1,393 83,132 1.70 11.40 15,880 947,705
2013-09-16 2013-09-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 277 41,560 0.67 58.06 16,089 2,412,951
2013-09-04 2013-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 530 41,283 1.30 56.62 30,000 2,337,416
2013-08-21 2013-08-20 4 KEY KEYCORP /NEW/
Common Shares
P - Purchase 5,000 20,000 33.33 11.95 59,750 239,000
2013-08-12 2013-08-12 4 KEY KEYCORP /NEW/
Common Shares
P - Purchase 5,000 15,000 50.00 12.18 60,900 182,700
2013-07-25 2013-07-23 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise 32,342 32,342
2013-07-25 2013-07-23 4 ETN Eaton Corp plc
Stock Option
M - Exercise 110,644 110,644 68.65 7,595,711 7,595,711
2013-07-25 2013-03-11 4 ETN Eaton Corp plc
Ordinary Shares
G - Gift -21,040 519,639 -3.89
2013-07-24 2013-07-22 4 KEY KEYCORP /NEW/
Deferred Shares
A - Award 6,467 32,799 24.56
2013-07-02 2013-07-01 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,098 72,666 1.53
2013-06-14 2013-06-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 290 40,753 0.72 54.23 15,716 2,210,017
2013-06-04 2013-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 538 40,463 1.35 55.79 30,000 2,257,422
2013-05-02 2013-04-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 183 39,925 0.46 54.51 10,000 2,176,318
2013-04-26 2013-04-24 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 2,470 39,742 6.63
2013-04-02 2013-03-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 203 37,272 0.55 49.16 10,000 1,832,275
2013-04-01 2013-03-31 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,468 71,213 2.10
2013-03-18 2013-03-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 272 37,068 0.74 49.92 13,583 1,850,447
2013-03-04 2013-02-28 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 209 36,796 0.57 47.90 10,000 1,762,536
2013-02-26 2013-02-25 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -32,107 540,679 -5.61 60.65 -1,947,296 32,792,289
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -9,168 0 -100.00
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -27,084 27,086 -50.00
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -11,350 22,700 -33.33
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -5,386 572,786 -0.93 60.02 -323,268 34,378,616
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 11,350 578,172 2.00
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -12,852 566,822 -2.22 60.02 -771,377 34,020,656
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 27,084 579,674 4.90
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -4,351 552,590 -0.78 60.02 -261,147 33,166,452
2013-02-25 2013-02-22 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 9,168 556,941 1.67
2013-02-25 2013-02-21 4 ETN Eaton Corp plc
Restricted Stock Units
M - Exercise -13,501 27,414 -33.00
2013-02-25 2013-02-21 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -6,407 547,773 -1.16 59.79 -383,075 32,751,348
2013-02-25 2013-02-21 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 13,501 554,180 2.50
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Stock Option
M - Exercise -8,462 0 -100.00
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Stock Option
M - Exercise -199,535 202,465 -49.64
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Ordinary Shares
F - Taxes -4,071 540,679 -0.75 61.38 -249,878 33,186,877
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 8,462 544,750 1.58 29.54 249,925 16,089,191
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Ordinary Shares
S - Sale -199,535 536,288 -27.12 61.02 -12,176,344 32,726,224
2013-02-22 2013-02-20 4 ETN Eaton Corp plc
Ordinary Shares
M - Exercise 199,535 735,823 37.21 34.11 6,806,139 25,098,923
2013-02-04 2013-01-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 211 36,587 0.58 47.45 10,000 1,736,072
2013-01-02 2012-12-31 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,440 69,396 2.12
2013-01-02 2012-12-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 222 36,377 0.61 44.97 9,998 1,635,858
2012-12-18 2012-12-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 299 36,154 0.83 44.09 13,168 1,594,044
2012-12-04 2012-11-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 232 35,856 0.65 43.14 10,000 1,546,813
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -237,400 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -280,000 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -330,000 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -402,000 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -8,462 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -154,700 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Stock Option
D - Sale to Issuer -151,300 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Restricted Stock Units
D - Sale to Issuer -40,915 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Restricted Stock Units
D - Sale to Issuer -34,050 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Restricted Stock Units
D - Sale to Issuer -54,170 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Restricted Stock Units
D - Sale to Issuer -9,168 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Common Stock
D - Sale to Issuer -2,000 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Common Stock
D - Sale to Issuer -38,290 0 -100.00
2012-12-03 2012-11-30 4 ETN EATON CORP
Common Stock
D - Sale to Issuer -577,708 0 -100.00
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 237,400 237,400
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 280,000 280,000
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 330,000 330,000
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 402,000 402,000
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 8,462 8,462
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 154,700 154,700
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Stock Option
A - Award 151,300 151,300
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 40,915 40,915
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 34,050 34,050
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 54,170 54,170
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Restricted Stock Units
A - Award 9,168 9,168
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Ordinary Shares
A - Award 2,000 2,000
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Ordinary Shares
A - Award 38,290 38,290
2012-12-03 2012-11-30 4 ETN Eaton Corp plc
Ordinary Shares
A - Award 577,708 577,708
2012-11-02 2012-10-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 225 35,624 0.63 44.52 10,000 1,585,974
2012-10-01 2012-09-30 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,588 67,555 2.41
2012-10-01 2012-09-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 199 35,399 0.57 50.27 10,000 1,779,519
2012-09-14 2012-09-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 255 35,200 0.73 50.23 12,790 1,768,111
2012-09-04 2012-08-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 201 34,946 0.58 49.75 10,000 1,738,547
2012-08-02 2012-07-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 201 34,745 0.58 49.70 10,000 1,726,810
2012-07-24 2012-07-23 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 9,009 39,050 29.99 7.77 70,000 303,418
2012-07-03 2012-06-30 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,405 52,643 2.74
2012-07-03 2012-06-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 198 34,543 0.58 50.57 10,000 1,746,863
2012-06-14 2012-06-12 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 249 34,346 0.73 49.89 12,422 1,713,508
2012-06-04 2012-05-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 207 34,097 0.61 48.26 10,000 1,645,508
2012-05-09 2012-05-08 4 ETN EATON CORP
Restricted Stock Units
M - Exercise -183,330 0 -100.00
2012-05-09 2012-05-08 4 ETN EATON CORP
Common Shares
F - Taxes -75,917 577,708 -11.61 45.13 -3,426,134 26,071,962
2012-05-09 2012-05-08 4 ETN EATON CORP
Common Shares
M - Exercise 183,330 653,625 38.98
2012-05-02 2012-04-30 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 187 33,890 0.56 53.46 10,000 1,811,733
2012-04-03 2012-03-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 189 33,702 0.56 52.90 10,000 1,782,860
2012-04-02 2012-03-31 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,279 50,909 2.58
2012-03-16 2012-03-14 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 219 33,513 0.66 52.66 11,520 1,764,816
2012-03-02 2012-02-29 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 197 33,295 0.59 50.85 10,000 1,693,033
2012-02-28 2012-02-27 4 ETN EATON CORP
Stock Option
M - Exercise -475,538 8,462 -98.25
2012-02-28 2012-02-27 4 ETN EATON CORP
Stock Option
M - Exercise -5,772 0 -100.00
2012-02-28 2012-02-27 4 ETN EATON CORP
Common Shares
S - Sale -505,090 470,038 -51.80 52.05 -26,289,934 24,465,478
2012-02-28 2012-02-27 4 ETN EATON CORP
Common Shares
M - Exercise 475,538 975,128 95.19 29.54 14,045,015 28,800,405
2012-02-28 2012-02-27 4 ETN EATON CORP
Common Shares
F - Taxes -1,908 499,590 -0.38 52.40 -99,975 26,177,517
2012-02-28 2012-02-27 4 ETN EATON CORP
Common Shares
M - Exercise 5,772 501,498 1.16 17.32 100,000 8,688,453
2012-02-28 2012-02-24 4 ETN EATON CORP
Restricted Stock Units
M - Exercise -9,166 9,168 -49.99
2012-02-28 2012-02-24 4 ETN EATON CORP
Common Shares
F - Taxes -3,846 495,726 -0.77 52.09 -200,338 25,822,367
2012-02-28 2012-02-24 4 ETN EATON CORP
Common Shares
M - Exercise 9,166 499,572 1.87
2012-02-27 2012-02-23 4 ETN EATON CORP
Restricted Stock Units
M - Exercise -27,086 54,170 -33.33
2012-02-27 2012-02-23 4 ETN EATON CORP
Common Shares
F - Taxes -10,577 490,406 -2.11 51.77 -547,571 25,388,319
2012-02-27 2012-02-23 4 ETN EATON CORP
Common Shares
M - Exercise 27,086 500,983 5.72
2012-02-23 2012-02-22 4 ETN EATON CORP
Restricted Stock Units
M - Exercise -11,350 34,050 -25.00
2012-02-23 2012-02-22 4 ETN EATON CORP
Common Shares
F - Taxes -3,627 473,897 -0.76 52.24 -189,474 24,756,379
2012-02-23 2012-02-22 4 ETN EATON CORP
Common Shares
M - Exercise 11,350 477,524 2.43
2012-02-23 2012-02-21 4 ETN EATON CORP
Restricted Stock Units
A - Award 40,915 40,915
2012-02-23 2012-02-21 4 ETN EATON CORP
Stock Option
A - Award 151,300 151,300 51.94 7,858,522 7,858,522
2012-02-08 2012-02-06 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 2,520 33,098 8.24
2012-02-02 2012-01-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 197 30,578 0.65 50.89 10,000 1,556,114
2012-01-03 2011-12-31 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 1,089 49,455 2.25
2012-01-03 2011-12-31 4 DD DUPONT E I DE NEMOURS & CO
Common Stock
A - Award 218 30,381 0.72 45.78 10,000 1,390,865
2008-05-09 3 DD DUPONT E I DE NEMOURS & CO
Common Stock
2,000
2007-10-01 2007-09-28 4 KEY KEYCORP /NEW/
Phantom Shares
A - Award 290 11,910 2.50
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)