Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de John G Jr Finneran. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que John G Jr Finneran reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:COF / Capital One Financial Corporation 53,016
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por John G Jr Finneran. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por John G Jr Finneran conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2022-02-07 2022-02-03 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 5,999 53,016 12.76
2021-09-27 2021-09-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,000 47,017 -17.54 167.03 -1,670,300 7,853,250
2021-09-27 2021-09-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,000 57,017 -14.92 163.70 -1,637,000 9,333,683
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -5,960 67,017 -8.17 132.10 -787,316 8,852,946
2021-03-15 2021-03-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,144 72,977 26.19
2021-03-10 2021-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -9,710 0 -100.00 130.19 -1,264,145
2021-03-10 2021-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -24,275 9,710 -71.43 129.36 -3,140,214 1,256,086
2021-03-10 2021-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -11,542 33,985 -25.35 128.57 -1,483,955 4,369,451
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,399 0 -100.00
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,109 57,833 -1.88 117.75 -130,585 6,809,836
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,201 58,942 -3.60 117.75 -259,168 6,940,420
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,645 61,143 -2.62 117.75 -193,699 7,199,588
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,399 62,788 -3.68 109.60 -262,930 6,881,565
2021-02-17 2021-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,399 65,187 3.82
2021-02-08 2021-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 7,896 62,788 14.38
2020-11-03 2020-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
G - Gift -23,738 0 -100.00
2020-11-03 2020-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
G - Gift -30,246 0 -100.00
2020-11-03 2020-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
G - Gift -31,660 0 -100.00
2020-11-03 2020-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
G - Gift -29,783 0 -100.00
2020-11-03 2020-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
G - Gift -34,611 0 -100.00
2020-08-12 2020-08-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
J - Other 45,527 100,419 82.94 66.97 3,048,943 6,725,060
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -6,791 54,892 -11.01 85.08 -577,778 4,670,211
2020-03-09 2020-03-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,060 61,683 29.52
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,399 2,399 -50.00
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,852 0 -100.00
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,700 47,623 -5.37 102.64 -277,128 4,888,025
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,018 50,323 -3.86 102.64 -207,128 5,165,153
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,377 52,341 -4.34 102.64 -243,975 5,372,280
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,399 54,718 -4.20 102.03 -244,770 5,582,878
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,852 57,117 -4.76 102.03 -290,990 5,827,648
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,399 59,969 4.17
2020-02-19 2020-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,852 57,570 5.21
2020-02-03 2020-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 8,453 100,245 9.21
2019-11-26 2019-11-22 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -3,607 91,792 -3.78 98.02 -353,558 8,997,452
2019-11-20 2019-11-18 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -7,213 95,399 -7.03 97.16 -700,815 9,268,967
2019-11-12 2019-11-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,818 102,612 -9.54 98.23 -1,062,652 10,079,577
2019-11-06 2019-11-05 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -22,679 0 -100.00
2019-11-06 2019-11-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,821 113,430 -8.71 97.08 -1,050,503 11,011,784
2019-11-06 2019-11-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -18,740 124,251 -13.11 96.80 -1,814,032 12,027,497
2019-11-06 2019-11-05 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 22,679 142,991 18.85 45.75 1,037,564 6,541,838
2019-11-06 2019-11-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -20,000 22,679 -46.86
2019-11-06 2019-11-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -10,818 120,312 -8.25 96.01 -1,038,636 11,551,155
2019-11-06 2019-11-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -16,560 131,130 -11.21 95.81 -1,586,614 12,563,565
2019-11-06 2019-11-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 20,000 147,690 15.66 45.75 915,000 6,756,818
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,971 127,690 -6.56 81.28 -729,163 10,378,643
2019-03-11 2019-03-07 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 18,573 136,661 15.73
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
M - Exercise -2,399 4,798 -33.33
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,852 2,852 -50.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,754 0 -100.00
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,016 118,088 -1.68 81.57 -164,445 9,632,438
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,375 120,104 -1.94 81.57 -193,729 9,796,883
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,126 122,479 -2.49 81.57 -254,988 9,990,612
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,399 125,605 -1.87 79.85 -191,560 10,029,559
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,852 128,004 -2.18 79.85 -227,732 10,221,119
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,754 130,856 -2.79 79.85 -299,757 10,448,852
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,399 134,610 1.81
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,852 132,211 2.20
2019-02-20 2019-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,754 129,359 2.99
2019-02-04 2019-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,780 125,605 15.42
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -7,300 108,825 -6.29 98.15 -716,495 10,681,174
2018-03-12 2018-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,112 116,125 14.96
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -9,127 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
M - Exercise -2,851 5,704 -33.33
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,753 3,754 -49.99
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -4,302 0 -100.00
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,377 101,013 -2.30 98.67 -234,539 9,966,953
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,126 103,390 -2.93 98.67 -308,442 10,201,491
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,569 106,516 -2.36 98.67 -253,483 10,509,934
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -9,127 109,085 -7.72 99.52 -908,319 10,856,139
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -2,851 118,212 -2.35 99.52 -283,732 11,764,458
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,753 121,063 -3.01 99.52 -373,499 12,048,190
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,302 124,816 -3.33 99.52 -428,135 12,421,688
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 9,127 129,118 7.61
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,851 119,991 2.43
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,753 117,140 3.31
2018-02-20 2018-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,302 113,387 3.94
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
2018 Restricted Stock Units
A - Award 7,197 7,197
2018-02-05 2018-02-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 12,534 109,085 12.98
2018-01-31 2018-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -3,600 0 -100.00 105.55 -379,980
2018-01-31 2018-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -48,528 3,600 -93.09 104.95 -5,093,014 377,820
2018-01-31 2018-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -15,764 0 -100.00 105.17 -1,657,900
2018-01-04 2018-01-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -56,624 0 -100.00
2018-01-04 2018-01-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -2,029 96,551 -2.06 100.02 -202,941 9,657,031
2018-01-04 2018-01-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -45,700 98,580 -31.67 99.19 -4,532,983 9,778,150
2018-01-04 2018-01-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 56,624 144,280 64.60 48.28 2,733,807 6,965,838
2017-12-06 2017-12-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -6,490 15,764 -29.16 95.00 -616,550 1,497,580
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -8,113 139,784 -5.49 92.40 -749,641 12,916,042
2017-03-10 2017-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,939 147,897 12.08
2017-03-08 2017-03-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -9,429 22,254 -29.76 93.49 -881,517 2,080,526
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -12,004 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
M - Exercise -3,753 7,507 -33.33
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -4,302 4,302 -50.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,879 0 -100.00
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,294 131,958 -2.44 90.93 -299,523 11,998,941
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,965 135,252 -1.43 90.93 -178,677 12,298,464
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,040 137,217 -1.46 90.93 -185,497 12,477,142
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -12,004 139,257 -7.94 88.31 -1,060,073 12,297,786
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -3,753 151,261 -2.42 88.31 -331,427 13,357,859
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,302 155,014 -2.70 88.31 -379,910 13,689,286
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,879 159,316 -2.97 88.31 -430,864 14,069,196
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 12,004 164,195 7.89
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3,753 152,191 2.53
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,302 148,438 2.98
2017-02-17 2017-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,879 144,136 3.50
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 23,738 23,738
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 9,127 9,127
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
2017 Restricted Stock Units
A - Award 8,555 8,555
2017-02-06 2017-02-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 14,762 139,257 11.86
2017-02-03 2017-02-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -16,321 124,495 -11.59
2016-11-15 2016-11-11 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -88,510 0 -100.00
2016-11-15 2016-11-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -88,510 140,816 -38.60 80.85 -7,156,034 11,384,974
2016-11-15 2016-11-11 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 88,510 229,326 62.86 76.79 6,796,683 17,609,944
2016-11-15 2016-11-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -1,400 140,816 -0.98
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -9,997 142,216 -6.57 68.49 -684,695 9,740,374
2016-03-10 2016-03-08 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 19,640 152,213 14.81
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -9,912 0 -100.00
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
M - Exercise -4,302 8,604 -33.33
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,879 4,879 -50.00
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -9,912 132,573 -6.96 62.51 -619,599 8,287,138
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,879 142,485 -3.31 62.51 -304,986 8,906,737
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise -4,302 147,364 -2.84 62.51 -268,918 9,211,724
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,361 151,666 -1.53 62.54 -147,657 9,485,192
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,931 154,027 -1.24 62.54 -120,765 9,632,849
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,302 155,958 2.84
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,879 151,656 3.32
2016-02-17 2016-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 9,912 146,777 7.24
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,537 0 -100.00
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,537 136,865 -3.21 62.74 -284,651 8,586,910
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,496 141,402 -1.73 62.24 -155,351 8,800,860
2016-02-12 2016-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,537 143,898 3.26
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 30,246 30,246
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 12,004 12,004
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
2016 Restricted Stock Units
A - Award 11,260 11,260
2016-02-08 2016-02-04 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 19,411 139,361 16.18
2015-11-03 2015-10-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -2,102 119,950 -1.72
2015-07-17 2015-07-15 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -56,510 0 -100.00
2015-07-17 2015-07-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -56,510 122,052 -31.65 90.00 -5,085,900 10,984,680
2015-07-17 2015-07-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 56,510 178,562 46.30 88.81 5,018,653 15,858,091
2015-06-29 2015-06-25 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -7,140 56,510 -11.22
2015-06-29 2015-06-25 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -7,140 122,052 -5.53 90.00 -642,600 10,984,680
2015-06-29 2015-06-25 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 7,140 129,192 5.85 88.81 634,103 11,473,542
2015-06-24 2015-06-22 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -49,890 0 -100.00
2015-06-24 2015-06-22 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -49,890 122,052 -29.02 89.00 -4,440,210 10,862,628
2015-06-24 2015-06-22 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 49,890 171,942 40.88 48.95 2,442,116 8,416,561
2015-06-17 2015-06-15 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -100,000 49,890 -66.72
2015-06-17 2015-06-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -100,000 122,052 -45.03 87.30 -8,730,000 10,655,140
2015-06-17 2015-06-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 100,000 222,052 81.93 48.95 4,895,000 10,869,445
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -35,139 0 -100.00
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -17,886 122,052 -12.78 77.72 -1,390,100 9,485,881
2015-03-12 2015-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 35,139 139,938 33.53
2015-02-18 2015-02-17 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -57,760 0 -100.00
2015-02-18 2015-02-17 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -57,760 104,799 -35.53 79.36 -4,583,834 8,316,849
2015-02-18 2015-02-17 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 57,760 162,559 55.12 78.71 4,546,290 12,795,019
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -10,119 0 -100.00
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
M - Exercise -4,879 9,758 -33.33
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -10,119 104,799 -8.81 76.27 -771,776 7,993,020
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,879 114,918 -4.07 76.27 -372,121 8,764,796
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,861 119,797 -2.33 78.88 -225,676 9,449,587
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,879 122,658 4.14
2015-02-18 2015-02-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 10,119 117,779 9.40
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,873 0 -100.00
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,536 4,537 -49.99
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,873 107,660 -7.61 76.39 -677,808 8,224,147
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,536 116,533 -3.75 76.39 -346,505 8,901,956
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,429 121,069 -2.75 77.06 -264,239 9,329,577
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,054 124,498 -2.39 77.06 -235,341 9,593,816
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,536 127,552 3.69
2015-02-12 2015-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,873 123,016 7.77
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 31,660 31,660
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 9,912 9,912
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
2015 Restricted Stock Units
A - Award 12,906 12,906
2015-02-02 2015-01-29 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 15,956 114,143 16.25
2014-10-28 2014-10-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -2,160 98,187 -2.15
2014-08-15 2014-08-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -10,000 31,683 -23.99 79.52 -795,200 2,519,432
2014-05-15 2014-05-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift 25,919 33,221 354.96
2014-05-15 2014-05-13 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -25,919 100,347 -20.53
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
M - Exercise -14,836 0 -100.00
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -7,552 126,266 -5.64 75.15 -567,533 9,488,890
2014-03-12 2014-03-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 14,836 133,818 12.47
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,872 8,873 -50.00
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
M - Exercise -4,536 9,073 -33.33
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,872 118,982 -6.94 72.24 -640,913 8,595,260
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -4,810 127,854 -3.63 71.37 -343,290 9,124,940
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -4,536 132,664 -3.31 72.24 -327,681 9,583,647
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,499 137,200 -2.49 71.37 -249,724 9,791,964
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,536 140,699 3.33
2014-02-12 2014-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,872 136,163 6.97
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 29,783 29,783
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 10,119 10,119
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
2014 Restricted Stock Units
A - Award 14,637 14,637
2014-02-03 2014-01-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 16,855 127,291 15.26
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,939 0 -100.00
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,939 110,436 -6.71 75.66 -600,665 8,355,588
2014-01-28 2014-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,939 118,375 7.19
2013-12-26 2013-12-23 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -72,108 0 -100.00
2013-12-26 2013-12-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -72,108 110,436 -39.50 75.00 -5,408,100 8,282,700
2013-12-26 2013-12-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 72,108 182,544 65.29 18.28 1,318,134 3,336,904
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -12,749 0 -100.00
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -12,749 110,436 -10.35 71.13 -906,836 7,855,313
2013-12-16 2013-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 12,749 123,185 11.54
2013-12-09 2013-12-06 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -51,348 72,108 -41.59
2013-12-09 2013-12-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -51,348 110,436 -31.74 73.00 -3,748,404 8,061,828
2013-12-09 2013-12-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 51,348 161,784 46.50 18.28 938,641 2,957,412
2013-12-04 2013-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -20,758 123,456 -14.39
2013-12-04 2013-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -20,758 110,436 -15.82 73.00 -1,515,334 8,061,828
2013-12-04 2013-12-02 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 20,758 131,194 18.80 18.28 379,456 2,398,226
2013-08-05 2013-08-01 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
M - Exercise X -43,224 0 -100.00
2013-08-05 2013-08-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale X -43,224 110,436 -28.13 69.21 -2,991,533 7,643,276
2013-08-05 2013-08-01 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise X 43,224 153,660 39.14 56.28 2,432,647 8,647,985
2013-08-01 2013-07-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -21,650 41,683 -34.18 69.50 -1,504,675 2,896,968
2013-08-01 2013-07-30 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -20,000 63,333 -24.00 69.00 -1,380,000 4,369,977
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -8,872 17,745 -33.33
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -8,872 110,436 -7.44 57.87 -513,423 6,390,931
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -3,472 119,308 -2.83 57.27 -198,841 6,832,769
2013-02-12 2013-02-10 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 8,872 122,780 7.79
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 34,611 34,611
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 12,749 12,749
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2013 Restricted Stock Units
A - Award 13,609 13,609
2013-02-04 2013-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 20,619 113,908 22.10
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,938 7,939 -50.00
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,938 93,289 -7.84 59.86 -475,169 5,584,280
2013-01-29 2013-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,938 101,227 8.51
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -15,230 0 -100.00
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -15,230 93,290 -14.03 57.73 -879,228 5,385,632
2012-12-18 2012-12-15 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 15,230 108,520 16.33
2012-12-18 2012-10-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift 83,333 83,333
2012-12-18 2012-10-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -83,333 7,302 -91.94
2012-08-16 2012-08-14 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
S - Sale -90,635 0 -100.00 55.10 -4,993,988
2012-08-16 2012-07-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift 90,635 90,635
2012-08-16 2012-07-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift 90,635 90,635
2012-08-16 2012-07-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -90,635 93,290 -49.28
2012-08-16 2012-07-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
G - Gift -90,635 93,290 -49.28
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Stock Options
A - Award 42,679 42,679
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 15,230 15,230
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
A - Award 26,617 26,617
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Performance Share Units
A - Award 34,010 34,010
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
2009 Performance Share Units
M - Exercise -32,939 0 -100.00
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -14,872 274,560 -5.14 45.75 -680,394 12,561,120
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
A - Award 28,342 289,432 10.86
2012-02-02 2012-01-31 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 32,939 261,090 14.44
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Restricted Stock Units
M - Exercise -7,938 15,877 -33.33
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
D - Sale to Issuer -7,938 228,151 -3.36 45.81 -363,640 10,451,597
2012-01-30 2012-01-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 7,938 236,089 3.48
2008-01-25 2008-01-23 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -5,033 66,182 -7.07 41.16 -207,158 2,724,051
2005-12-07 2005-12-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,180 81,080 -1.43 84.70 -99,946 6,867,476
2005-12-07 2005-12-06 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,929 82,260 3.69 34.13 99,967 2,807,534
2004-04-28 2004-04-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -2,934 83,265 -3.40 68.16 -199,981 5,675,342
2004-04-28 2004-04-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
F - Taxes -1,465 86,199 -1.67 68.16 -99,854 5,875,324
2004-04-28 2004-04-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 3 87,664 0.00 12.52 38 1,097,553
2004-04-28 2004-04-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 4,076 87,661 4.88 49.07 200,009 4,301,525
2004-04-28 2004-04-26 4 COF CAPITAL ONE FINANCIAL CORP
Common Stock
M - Exercise 2,694 83,585 3.33 37.08 99,894 3,099,332
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)