Associated Capital Group, Inc.
US ˙ OTCPK ˙ US0455281065

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Mario J Gabelli. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Mario J Gabelli reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:GAB / The Gabelli Equity Trust Inc. Director 925,844
US:GNT.PRA / GAMCO Natural Resources, Gold & Income Trust - Preferred Security 10% Owner 0
US:BATRA / Atlanta Braves Holdings, Inc. 10% Owner 11,500
US:GGT / The Gabelli Multimedia Trust Inc. Director 1,158,396
US:GDL / The GDL Fund Director, 10% Owner 2,747,977
US:GDV / The Gabelli Dividend & Income Trust Director 25,000
US:LGL / The LGL Group, Inc. 10% Owner 670,668
US:GRX / The Gabelli Healthcare & Wellness Trust Director 10,000
US:BCV / Bancroft Fund Ltd. Director 25,700
US:GCV / The Gabelli Convertible and Income Securities Fund Inc. 486,501
US:GGZ.RT / The Gabelli Global Small and Mid Cap Value Trust - Equity Right Director, 10% Owner 0
US:TG / Tredegar Corporation 10% Owner 0
US:ECF / Ellsworth Growth and Income Fund Ltd. Director 20,000
US:GLU.PRB / The Gabelli Global Utility & Income Trust - Preferred Stock 0
US:STRT / Strattec Security Corporation 10% Owner 300
US:MPTI / M-tron Industries, Inc. 10% Owner 110,171
US:GUT / The Gabelli Utility Trust Director 331,023
US:MACT / MachTen, Inc. 10% Owner 724,250
US:TSAT / Telesat Corporation 10% Owner 450
US:FWONA / Formula One Group 10% Owner 1,010
US:PMVC.U / PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-h 10% Owner 0
US:GBL / Gamco Investors Inc - Class A Chairman & CEO, Director, 10% Owner 1,597,891
US:GGO / Gabelli Go Anywhere Trust Director 0
US:AC / Associated Capital Group, Inc. Executive Chairman, Director, 10% Owner 5,000
US:INAP / Internap Corporation 10% Owner 4,112,732
US:GGN / GAMCO Global Gold, Natural Resources & Income Trust 151
US:TWIN / Twin Disc, Incorporated 10% Owner 14,750
US:MYE / Myers Industries, Inc. 10% Owner 0
US:AP / Ampco-Pittsburgh Corporation 10% Owner 41,500
US:BBGI / Beasley Broadcast Group, Inc. 10% Owner 4,900
US:GFF / Griffon Corporation 10% Owner 25,519
US:KAMN / Kaman Corporation 10% Owner 0
10% Owner 17,200
US:JRN / Journal Communications, Inc. 10% Owner 4,000
10% Owner 17,782
US:WHG / Westwood Holdings Group, Inc. 10% Owner 800,430
US:GET / GetnetAdquirencia e Servicos para Meios de Pagamento S.A. - Instituica - ADR 10% Owner 1,000
US:CW / Curtiss-Wright Corporation 10% Owner 23,400
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Mario J Gabelli. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas ACGP / Associated Capital Group, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2020-04-03 AC GABELLI MARIO J 2,663 26.0500 2,663 26.0500 69,371 55 43.7100 47,029 67.79
2020-04-01 AC GABELLI MARIO J 5,000 25.9319 5,000 25.9319 129,660
2020-03-23 AC GABELLI MARIO J 1,831 26.0000 1,831 26.0000 47,606
2020-03-12 AC GABELLI MARIO J 1,671 33.9957 1,671 33.9957 56,807
2019-12-16 AC GABELLI MARIO J 900 35.9210 900 35.9210 32,329
2019-12-10 AC GABELLI MARIO J 1,794 35.9222 1,794 35.9222 64,444
2019-12-09 AC GABELLI MARIO J 500 36.0000 500 36.0000 18,000
2019-12-06 AC GABELLI MARIO J 19 36.1200 19 36.1200 686
2019-12-04 AC GABELLI MARIO J 2,264 35.9935 2,264 35.9935 81,489
2019-12-02 AC GABELLI MARIO J 506 36.0508 506 36.0508 18,242
2019-11-29 AC GABELLI MARIO J 65 36.1000 65 36.1000 2,346
2019-11-26 AC GABELLI MARIO J 12,998 36.0706 12,998 36.0706 468,846
2019-11-22 AC GABELLI MARIO J 1,204 35.7517 1,204 35.7517 43,045
2019-11-21 AC GABELLI MARIO J 859 35.4375 859 35.4375 30,441
2019-11-19 AC GABELLI MARIO J 81 35.6658 81 35.6658 2,889
2019-11-18 AC GABELLI MARIO J 1,000 35.4419 1,000 35.4419 35,442
2019-09-06 AC GABELLI MARIO J 28,000 33.0388 28,000 33.0388 925,086
2019-09-05 AC GABELLI MARIO J 2,200 34.8569 2,200 34.8569 76,685
2019-09-04 AC GABELLI MARIO J 1,116 34.1748 1,116 34.1748 38,139
2019-09-03 AC GABELLI MARIO J 2,125 34.6994 2,125 34.6994 73,736
2019-08-26 AC GABELLI MARIO J 530 34.3400 530 34.3400 18,200
2019-08-23 AC GABELLI MARIO J 1,306 34.1700 1,306 34.1700 44,626
2019-08-19 AC GABELLI MARIO J 195 36.3600 195 36.3600 7,090
2019-06-27 AC GABELLI MARIO J 6,200 34.9120 6,200 34.9120 216,454
2019-06-24 AC GABELLI MARIO J 2,700 35.4143 2,700 35.4143 95,619
2019-06-21 AC GABELLI MARIO J 331 35.1848 331 35.1848 11,646
2019-06-20 AC GABELLI MARIO J 3,442 35.5940 3,442 35.5940 122,515
2019-06-19 AC GABELLI MARIO J 102 35.8500 102 35.8500 3,657
2019-06-18 AC GABELLI MARIO J 642 35.7187 642 35.7187 22,931
2018-12-13 AC GABELLI MARIO J 1,105 33.9159 1,105 33.9159 37,477
2018-12-12 AC GABELLI MARIO J 993 33.0482 993 33.0482 32,817
2016-06-13 AC GABELLI MARIO J 1,851 28.4853 1,851 28.4853 52,726

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ACGP / Associated Capital Group, Inc. Insider Trades
Vendas Internas ACGP / Associated Capital Group, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ACGP / Associated Capital Group, Inc. Insider Trades
Compras Internas AP / Ampco-Pittsburgh Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2015-05-06 AP GAMCO INVESTORS, INC. ET AL 1,000 15.7860 1,000 15.7860 15,786 359 19.0900 3,304 20.93

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AP / Ampco-Pittsburgh Corporation Insider Trades
Vendas Internas AP / Ampco-Pittsburgh Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2016-02-23 AP GAMCO INVESTORS, INC. ET AL 400 11.7625 400 11.7625 4,705 209 9.6100 -861 -18.30
2016-02-05 AP GAMCO INVESTORS, INC. ET AL 600 10.7167 600 10.7167 6,430
2016-02-04 AP GAMCO INVESTORS, INC. ET AL 500 10.5280 500 10.5280 5,264
2016-02-03 AP GAMCO INVESTORS, INC. ET AL 200 10.3510 200 10.3510 2,070
2015-10-22 AP GAMCO INVESTORS, INC. ET AL 500 11.6740 500 11.6740 5,837
2015-10-07 AP GAMCO INVESTORS, INC. ET AL 300 12.1800 300 12.1800 3,654

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AP / Ampco-Pittsburgh Corporation Insider Trades
Compras Internas BATRA / Atlanta Braves Holdings, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2025-05-28 BATRA GABELLI MARIO J 1,549 43.4500 1,549 43.4500 67,304 344 55.3400 18,418 27.36
2025-05-23 BATRA GABELLI MARIO J 451 43.4500 451 43.4500 19,596
2025-01-10 BATRA Associated Capital Group, Inc. 2,000 39.1884 2,000 39.1884 78,377
2024-11-22 BATRA GAMCO INVESTORS, INC. ET AL 300 41.5000 300 41.5000 12,450
2024-10-11 BATRA GABELLI MARIO J 352 41.5000 352 41.5000 14,608
2024-09-30 BATRA Associated Capital Group, Inc. 2,000 42.1000 2,000 42.1000 84,200
2024-08-30 BATRA Associated Capital Group, Inc. 1,000 45.5600 1,000 45.5600 45,560
2024-07-03 BATRA GABELLI MARIO J 500 42.2945 500 42.2945 21,147
2024-06-25 BATRA GABELLI MARIO J 500 39.8800 500 39.8800 19,940
2024-06-24 BATRA Associated Capital Group, Inc. 2,000 39.9600 2,000 39.9600 79,920
2024-05-31 BATRA GABELLI MARIO J 500 41.4000 500 41.4000 20,700
2024-05-22 BATRA Associated Capital Group, Inc. 3,000 41.6267 3,000 41.6267 124,880
2024-04-02 BATRA GABELLI MARIO J 500 41.2500 500 41.2500 20,625
2023-11-02 BATRA Associated Capital Group, Inc. 40 38.9900 40 38.9900 1,560
2023-10-23 BATRA Associated Capital Group, Inc. 1,000 37.7500 1,000 37.7500 37,750
2023-10-12 BATRA GAMCO INVESTORS, INC. ET AL 500 39.6500 500 39.6500 19,825
2023-08-23 BATRA GAMCO INVESTORS, INC. ET AL 800 41.9100 800 41.9100 33,528

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BATRA / Atlanta Braves Holdings, Inc. Insider Trades
Vendas Internas BATRA / Atlanta Braves Holdings, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2026-03-02 BATRA GAMCO INVESTORS, INC. ET AL 500 48.2000 500 48.2000 24,100 18 46.0300 -1,085 -4.50
2025-09-29 BATRA GAMCO INVESTORS, INC. ET AL 500 45.3500 500 45.3500 22,675
2025-09-26 BATRA GAMCO INVESTORS, INC. ET AL 500 45.5100 500 45.5100 22,755
2025-09-25 BATRA GAMCO INVESTORS, INC. ET AL 800 45.4100 800 45.4100 36,328
2025-09-19 BATRA GAMCO INVESTORS, INC. ET AL 1,100 45.1945 1,100 45.1945 49,714
2025-09-18 BATRA GAMCO INVESTORS, INC. ET AL 800 45.4888 800 45.4888 36,391
2025-06-20 BATRA GAMCO INVESTORS, INC. ET AL 100 48.1200 100 48.1200 4,812
2024-01-22 BATRA GAMCO INVESTORS, INC. ET AL 200 43.0000 200 43.0000 8,600

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BATRA / Atlanta Braves Holdings, Inc. Insider Trades
Compras Internas BBGI / Beasley Broadcast Group, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2014-09-19 BBGI GAMCO INVESTORS, INC. ET AL 4,000 5.2800 200 105.6000 21,120 66 5.6700 -19,986 -94.63

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BBGI / Beasley Broadcast Group, Inc. Insider Trades
Vendas Internas BBGI / Beasley Broadcast Group, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2016-08-01 BBGI GAMCO INVESTORS, INC. ET AL 400 5.7800 20 115.6000 2,312 92 4.7500 -2,217 -95.89
2016-07-25 BBGI GAMCO INVESTORS, INC. ET AL 400 5.6200 20 112.4000 2,248
2015-06-23 BBGI GAMCO INVESTORS, INC. ET AL 300 4.6300 15 92.6000 1,389
2014-11-17 BBGI GAMCO INVESTORS, INC. ET AL 1,000 4.8479 50 96.9580 4,848
2013-07-11 BBGI GAMCO INVESTORS, INC. ET AL 100 9.6600 5 193.2000 966
2013-07-10 BBGI GAMCO INVESTORS, INC. ET AL 1,500 9.1284 75 182.5680 13,693
2013-07-08 BBGI GAMCO INVESTORS, INC. ET AL 900 8.9689 45 179.3780 8,072
2012-06-27 BBGI GAMCO INVESTORS, INC. ET AL 500 5.5500 25 111.0000 2,775

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BBGI / Beasley Broadcast Group, Inc. Insider Trades
Compras Internas BCV.PRA / Bancroft Fund Ltd. - Preferred Stock - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2022-06-15 BCV GABELLI MARIO J 1,000 17.9329 1,000 17.9329 17,933 61 20.9400 3,008 16.77

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BCV.PRA / Bancroft Fund Ltd. - Preferred Stock Insider Trades
Vendas Internas BCV.PRA / Bancroft Fund Ltd. - Preferred Stock - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2026-01-05 BCV GABELLI MARIO J 1,300 22.2550 1,300 22.2550 28,932 84 21.2500 -1,306 -4.51
2025-10-20 BCV GABELLI MARIO J 1,000 23.4265 1,000 23.4265 23,426
2024-12-23 BCV GABELLI MARIO J 1,500 17.7382 1,500 17.7382 26,607
2024-08-29 BCV GABELLI MARIO J 4,000 16.3807 4,000 16.3807 65,523
2024-04-11 BCV GABELLI MARIO J 2,000 15.4580 2,000 15.4580 30,916
2024-03-28 BCV GABELLI MARIO J 2,000 15.8981 2,000 15.8981 31,796
2024-03-28 BCV GABELLI MARIO J 4,000 15.8981 4,000 15.8981 63,592
2024-02-02 BCV GABELLI MARIO J 2,000 15.4042 2,000 15.4042 30,808
2023-12-28 BCV GABELLI MARIO J 1,732 16.2592 1,732 16.2592 28,161
2023-12-07 BCV GABELLI MARIO J 1,000 15.1500 1,000 15.1500 15,150
2023-10-26 BCV GABELLI MARIO J 4,000 14.2242 4,000 14.2242 56,897
2023-06-08 BCV GABELLI MARIO J 3,000 16.9784 3,000 16.9784 50,935
2023-05-01 BCV GABELLI MARIO J 2,000 16.3605 2,000 16.3605 32,721
2023-04-14 BCV GABELLI MARIO J 12,000 16.5814 12,000 16.5814 198,977
2022-10-19 BCV GABELLI MARIO J 3,000 16.7080 3,000 16.7080 50,124
2021-08-06 BCV GABELLI MARIO J 2,000 31.0623 2,000 31.0623 62,125
2021-04-26 BCV GABELLI MARIO J 1,300 31.3518 1,300 31.3518 40,757
2021-02-16 BCV GABELLI MARIO J 500 35.9387 500 35.9387 17,969
2021-02-11 BCV GABELLI MARIO J 500 35.2805 500 35.2805 17,640
2021-02-10 BCV GABELLI MARIO J 1,000 35.1786 1,000 35.1786 35,179
2021-02-09 BCV GABELLI MARIO J 1,205 35.0033 1,205 35.0033 42,179
2021-02-08 BCV GABELLI MARIO J 800 34.8200 800 34.8200 27,856
2021-02-05 BCV GABELLI MARIO J 500 34.5500 500 34.5500 17,275
2021-02-04 BCV GABELLI MARIO J 2,000 33.9480 2,000 33.9480 67,896
2021-02-03 BCV GABELLI MARIO J 1,000 33.1000 1,000 33.1000 33,100
2021-02-02 BCV GABELLI MARIO J 4,000 32.8484 4,000 32.8484 131,394
2021-01-15 BCV GABELLI MARIO J 2,000 30.1804 2,000 30.1804 60,361
2020-12-21 BCV GABELLI MARIO J 4,000 29.6960 4,000 29.6960 118,784
2020-08-13 BCV GABELLI MARIO J 966 26.7887 966 26.7887 25,878
2020-02-07 BCV GABELLI MARIO J 1,000 26.5300 1,000 26.5300 26,530
2020-02-03 BCV GABELLI MARIO J 1,500 26.6309 1,500 26.6309 39,946
2020-01-24 BCV GABELLI MARIO J 684 26.3100 684 26.3100 17,996
2020-01-23 BCV GABELLI MARIO J 800 26.3100 800 26.3100 21,048
2020-01-16 BCV GABELLI MARIO J 450 26.8500 450 26.8500 12,082
2020-01-09 BCV GABELLI MARIO J 600 26.3500 600 26.3500 15,810
2019-12-31 BCV GABELLI MARIO J 2,500 26.2117 2,500 26.2117 65,529
2019-12-30 BCV GABELLI MARIO J 1,500 26.0194 1,500 26.0194 39,029
2019-12-27 BCV GABELLI MARIO J 1,061 25.8264 1,061 25.8264 27,402
2019-12-26 BCV GABELLI MARIO J 1,039 25.7500 1,039 25.7500 26,754
2019-12-23 BCV GABELLI MARIO J 1,383 25.6855 1,383 25.6855 35,523
2019-12-20 BCV GABELLI MARIO J 1,000 25.6302 1,000 25.6302 25,630
2019-12-19 BCV GABELLI MARIO J 5,117 25.4854 5,117 25.4854 130,409
2019-11-22 BCV GABELLI MARIO J 19,500 26.0921 19,500 26.0921 508,796
2019-11-21 BCV GABELLI MARIO J 600 26.0313 600 26.0313 15,619
2019-11-20 BCV GABELLI MARIO J 2,267 26.0482 2,267 26.0482 59,051
2018-06-11 BCV GABELLI MARIO J 446 22.2600 446 22.2600 9,928
2018-01-05 BCV GABELLI MARIO J 1,000 22.1003 1,000 22.1003 22,100
2017-12-14 BCV GABELLI MARIO J 100 21.6100 100 21.6100 2,161
2017-12-04 BCV GABELLI MARIO J 2,800 21.5000 2,800 21.5000 60,200

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

BCV.PRA / Bancroft Fund Ltd. - Preferred Stock Insider Trades
Compras Internas CW / Curtiss-Wright Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CW / Curtiss-Wright Corporation Insider Trades
Vendas Internas CW / Curtiss-Wright Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2003-12-24 CWB GGCP, INC. 700 45.4514 700 45.4514 31,816 731

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

CW / Curtiss-Wright Corporation Insider Trades
Compras Internas ECF / Ellsworth Growth and Income Fund Ltd. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ECF / Ellsworth Growth and Income Fund Ltd. Insider Trades
Vendas Internas ECF / Ellsworth Growth and Income Fund Ltd. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ECF / Ellsworth Growth and Income Fund Ltd. Insider Trades
Compras Internas FWONA / Formula One Group - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2023-07-07 BATRA GAMCO INVESTORS, INC. ET AL 500 39.9600 509 39.2541 19,980 24 64.2800 12,674 63.43
2023-04-17 BATRA GAMCO INVESTORS, INC. ET AL 700 35.9500 713 35.3150 25,165
2023-03-13 BATRA GAMCO INVESTORS, INC. ET AL 500 32.3200 509 31.7491 16,160
2023-01-05 BATRA GAMCO INVESTORS, INC. ET AL 200 32.8000 204 32.2206 6,560
2022-12-28 BATRA GAMCO INVESTORS, INC. ET AL 7,200 32.5800 7,329 32.0045 234,576
2022-12-23 BATRA GAMCO INVESTORS, INC. ET AL 800 32.5800 814 32.0045 26,064
2022-10-13 BATRA GAMCO INVESTORS, INC. ET AL 1,000 29.3133 1,018 28.7955 29,313
2022-09-01 BATRA GAMCO INVESTORS, INC. ET AL 1,818 28.0000 1,851 27.5054 50,904
2022-08-31 BATRA GAMCO INVESTORS, INC. ET AL 182 28.0200 185 27.5250 5,100
2022-08-25 BATRA GAMCO INVESTORS, INC. ET AL 800 29.1800 814 28.6646 23,344
2022-08-24 BATRA GAMCO INVESTORS, INC. ET AL 2,000 28.8000 2,036 28.2913 57,600
2022-08-23 BATRA GAMCO INVESTORS, INC. ET AL 1,000 28.9400 1,018 28.4288 28,940
2022-08-15 BATRA GAMCO INVESTORS, INC. ET AL 300 28.5400 305 28.0359 8,562
2022-07-08 BATRA GAMCO INVESTORS, INC. ET AL 500 26.2600 509 25.7961 13,130
2022-06-27 BATRA GAMCO INVESTORS, INC. ET AL 2,000 25.0000 2,036 24.5584 50,000
2022-05-11 BATRA GAMCO INVESTORS, INC. ET AL 1,000 25.5500 1,018 25.0987 25,550
2022-05-05 BATRA GAMCO INVESTORS, INC. ET AL 1,000 26.0500 1,018 25.5898 26,050
2022-04-25 BATRA GAMCO INVESTORS, INC. ET AL 1,000 27.1000 1,018 26.6213 27,100
2022-04-25 BATRA GAMCO INVESTORS, INC. ET AL 5,000 27.1856 5,090 26.7054 135,928
2022-04-21 BATRA GAMCO INVESTORS, INC. ET AL 3,000 27.9600 3,054 27.4661 83,880
2022-04-20 BATRA GAMCO INVESTORS, INC. ET AL 5,000 28.0211 5,090 27.5261 140,106
2022-04-12 BATRA GAMCO INVESTORS, INC. ET AL 5,000 27.1184 5,090 26.6394 135,592
2022-04-06 BATRA GAMCO INVESTORS, INC. ET AL 500 28.7000 509 28.1930 14,350
2022-04-01 BATRA GAMCO INVESTORS, INC. ET AL 2,500 28.9440 2,545 28.4327 72,360
2022-03-31 BATRA GAMCO INVESTORS, INC. ET AL 2,000 28.9841 2,036 28.4721 57,968
2022-03-15 BATRA GAMCO INVESTORS, INC. ET AL 5,000 26.7521 5,090 26.2795 133,760
2022-02-16 BATRA GAMCO INVESTORS, INC. ET AL 1,500 26.5600 1,527 26.0908 39,840
2022-02-16 BATRA GAMCO INVESTORS, INC. ET AL 3,000 26.6582 3,054 26.1873 79,975
2022-01-21 BATRA GAMCO INVESTORS, INC. ET AL 2,000 26.2443 2,036 25.7807 52,489
2022-01-20 BATRA GAMCO INVESTORS, INC. ET AL 1,000 26.1500 1,018 25.6881 26,150
2022-01-04 BATRA GAMCO INVESTORS, INC. ET AL 500 28.6007 509 28.0955 14,300
2021-12-28 BATRA GAMCO INVESTORS, INC. ET AL 500 28.6300 509 28.1243 14,315
2021-12-28 BATRA GAMCO INVESTORS, INC. ET AL 2,000 28.5951 2,036 28.0900 57,190
2021-12-23 BATRA GAMCO INVESTORS, INC. ET AL 500 28.7141 509 28.2069 14,357
2021-07-02 BATRA GAMCO INVESTORS, INC. ET AL 100 27.9200 102 27.4268 2,792
2020-07-21 BATRA GAMCO INVESTORS, INC. ET AL 600 19.5842 611 19.2383 11,751
2020-07-15 BATRA GAMCO INVESTORS, INC. ET AL 1,000 19.5048 1,018 19.1603 19,505
2020-07-07 BATRA GAMCO INVESTORS, INC. ET AL 200 18.3400 204 18.0160 3,668
2020-04-09 BATRA GAMCO INVESTORS, INC. ET AL 6,494 18.0750 6,611 17.7557 117,379
2020-03-18 BATRA GAMCO INVESTORS, INC. ET AL 4,000 15.5000 4,072 15.2262 62,000
2020-03-11 BATRA GAMCO INVESTORS, INC. ET AL 1,000 20.2095 1,018 19.8525 20,210
2020-01-24 BATRA GAMCO INVESTORS, INC. ET AL 1,200 29.5500 1,222 29.0280 35,460
2020-01-22 BATRA GAMCO INVESTORS, INC. ET AL 1,000 29.2500 1,018 28.7333 29,250
2019-12-30 BATRA GAMCO INVESTORS, INC. ET AL 4,000 29.7500 4,072 29.2245 119,000
2019-12-05 BATRA GAMCO INVESTORS, INC. ET AL 4,000 27.9538 4,072 27.4600 111,815
2019-12-03 BATRA GAMCO INVESTORS, INC. ET AL 6 27.0500 6 26.5722 162
2019-11-22 BATRA GAMCO INVESTORS, INC. ET AL 1,000 26.9500 1,018 26.4739 26,950
2019-11-22 BATRA GAMCO INVESTORS, INC. ET AL 1,000 27.0500 1,018 26.5722 27,050
2018-12-31 BATRA GAMCO INVESTORS, INC. ET AL 1,000 24.8172 1,018 24.3788 24,817
2018-11-27 BATRA GAMCO INVESTORS, INC. ET AL 6,400 24.5899 6,515 24.1555 157,375
2018-11-20 BATRA GAMCO INVESTORS, INC. ET AL 5,600 23.8558 5,701 23.4344 133,592
2018-11-07 BATRA GAMCO INVESTORS, INC. ET AL 8,000 25.8864 8,144 25.4291 207,091

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

FWONA / Formula One Group Insider Trades
Vendas Internas FWONA / Formula One Group - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2021-05-10 BATRA GAMCO INVESTORS, INC. ET AL 2,000 27.3965 2,036 26.9126 54,793 100 42.05 30,779 56.17
2021-02-17 BATRA GAMCO INVESTORS, INC. ET AL 1,000 28.4800 1,018 27.9769 28,480

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

FWONA / Formula One Group Insider Trades
Compras Internas GAB.RT / The Gabelli Equity Trust Inc. - Equity Right - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GAB.RT / The Gabelli Equity Trust Inc. - Equity Right Insider Trades
Vendas Internas GAB.RT / The Gabelli Equity Trust Inc. - Equity Right - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2024-11-25 GAB GABELLI MARIO J 5,000 5.7310 5,000 5.7310 28,655 134 4.9700 -3,805 -13.28
2014-12-09 GAB GABELLI MARIO J 20,000 6.8240 20,000 6.8240 136,480

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GAB.RT / The Gabelli Equity Trust Inc. - Equity Right Insider Trades
Compras Internas GCV / The Gabelli Convertible and Income Securities Fund Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2025-11-10 GCV GABELLI MARIO J 50,000 4.2860 50,000 4.2860 214,300 204 4.7400 22,700 10.59

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GCV / The Gabelli Convertible and Income Securities Fund Inc. Insider Trades
Vendas Internas GCV / The Gabelli Convertible and Income Securities Fund Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2025-07-11 GCV GABELLI MARIO J 3,100 3.8614 3,100 3.8614 11,970 3 3.8450 -50 -0.42
2025-07-01 GCV GABELLI MARIO J 5,000 3.8155 5,000 3.8155 19,078
2025-02-10 GCV GABELLI MARIO J 999 3.9054 999 3.9054 3,901
2024-10-15 GCV GABELLI MARIO J 3,000 3.7300 3,000 3.7300 11,190
2024-09-05 GCV GABELLI MARIO J 8,000 4.0029 8,000 4.0029 32,023
2024-08-29 GCV GABELLI MARIO J 1,669 3.8100 1,669 3.8100 6,359
2024-07-29 GCV GABELLI MARIO J 1,424 3.7219 1,424 3.7219 5,300
2024-04-11 GCV GABELLI MARIO J 576 3.6100 576 3.6100 2,079
2023-12-07 GCV GABELLI MARIO J 4,000 3.4712 4,000 3.4712 13,885
2023-11-22 GCV GABELLI MARIO J 5,000 3.4188 5,000 3.4188 17,094
2023-07-28 GCV GABELLI MARIO J 10,000 4.2625 10,000 4.2625 42,625
2022-12-05 GCV GABELLI MARIO J 5,000 5.3551 5,000 5.3551 26,776
2022-12-01 GCV GABELLI MARIO J 5,000 5.0502 5,000 5.0502 25,251
2022-06-13 GCV GABELLI MARIO J 7,501 5.7235 7,501 5.7235 42,932
2022-01-10 GCV GABELLI MARIO J 5,000 6.5156 5,000 6.5156 32,578
2021-11-15 GCV GABELLI MARIO J 9,000 6.5762 9,000 6.5762 59,186
2021-11-12 GCV GABELLI MARIO J 8,000 6.6817 8,000 6.6817 53,454
2021-11-01 GCV GABELLI MARIO J 343 6.5400 343 6.5400 2,243
2021-01-15 GCV GABELLI MARIO J 988 6.2800 988 6.2800 6,205
2020-11-30 GCV GABELLI MARIO J 4,000 5.8657 4,000 5.8657 23,463
2020-08-20 GCV GABELLI MARIO J 4,198 5.5652 4,198 5.5652 23,363
2020-07-23 GCV GABELLI MARIO J 2,000 5.3848 2,000 5.3848 10,770
2020-07-16 GCV GABELLI MARIO J 6,000 5.2659 6,000 5.2659 31,595
2020-01-30 GCV GABELLI MARIO J 4,000 5.8959 4,000 5.8959 23,584
2020-01-27 GCV GABELLI MARIO J 6,000 5.9147 6,000 5.9147 35,488
2020-01-24 GCV GABELLI MARIO J 802 6.0400 802 6.0400 4,844
2020-01-21 GCV GABELLI MARIO J 6,732 5.9758 6,732 5.9758 40,229
2020-01-15 GCV GABELLI MARIO J 4,782 5.9141 4,782 5.9141 28,281
2019-12-23 GCV GABELLI MARIO J 618 5.8900 618 5.8900 3,640
2019-12-19 GCV GABELLI MARIO J 100 5.8700 100 5.8700 587
2019-12-13 GCV GABELLI MARIO J 2,500 5.8701 2,500 5.8701 14,675
2019-12-11 GCV GABELLI MARIO J 456 5.9946 456 5.9946 2,734
2019-11-18 GCV GABELLI MARIO J 2,869 5.6615 2,869 5.6615 16,243
2019-09-20 GCV GABELLI MARIO J 10,000 5.2652 10,000 5.2652 52,652
2018-11-12 GCV GABELLI MARIO J 197 4.9400 197 4.9400 973
2018-10-10 GCV'R GABELLI MARIO J 143,208 0.0678 143,208 0.0678 9,710
2018-10-10 GCV'R GABELLI MARIO J 10,002 0.0678 10,002 0.0678 678
2018-10-10 GCV GABELLI MARIO J 5,000 5.7500 5,000 5.7500 28,750
2015-12-30 GCV GABELLI MARIO J 10,000 4.8590 10,000 4.8590 48,590
2015-12-29 GCV GABELLI MARIO J 10,000 4.8709 10,000 4.8709 48,709
2014-09-30 GCV GABELLI MARIO J 4,110 6.0639 4,110 6.0639 24,923
2014-02-28 GCV GABELLI MARIO J 900 6.2800 900 6.2800 5,652
2014-02-21 GCV GABELLI MARIO J 2,014 6.2300 2,014 6.2300 12,547
2014-02-19 GCV GABELLI MARIO J 5,459 6.1427 5,459 6.1427 33,533

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GCV / The Gabelli Convertible and Income Securities Fund Inc. Insider Trades
Compras Internas GDL / The GDL Fund - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2023-08-07 GDL GABELLI MARIO J 120 7.9300 120 7.9300 952 141 8.0800 19 1.96
2023-07-31 GDL GABELLI MARIO J 500 7.9320 500 7.9320 3,966
2023-02-10 GDL GABELLI MARIO J 2,000 8.1200 2,000 8.1200 16,240
2022-10-24 GDL GABELLI MARIO J 221 7.9900 221 7.9900 1,766
2022-10-07 GDL GABELLI MARIO J 1,200 7.8900 1,200 7.8900 9,468
2022-10-04 GDL GABELLI MARIO J 2,736 8.0000 2,736 8.0000 21,888
2022-10-03 GDL GABELLI MARIO J 170 8.0000 170 8.0000 1,360
2022-07-18 GDL GABELLI MARIO J 900 8.2500 900 8.2500 7,425
2021-02-16 GDL GABELLI MARIO J 3,500 8.9800 3,500 8.9800 31,430
2021-01-29 GDL GABELLI MARIO J 302 8.8100 302 8.8100 2,661
2021-01-28 GDL GABELLI MARIO J 5,990 8.7828 5,990 8.7828 52,609
2020-12-04 GDL GABELLI MARIO J 2,400 8.7542 2,400 8.7542 21,010
2020-07-15 GDL GABELLI MARIO J 1,870 3.3100 1,870 3.3100 6,190
2020-05-22 GDL GABELLI MARIO J 10,987 8.3088 10,987 8.3088 91,289
2020-05-08 GDL GABELLI MARIO J 4,959 8.1700 4,959 8.1700 40,515
2020-05-07 GDL GABELLI MARIO J 5,638 8.1213 5,638 8.1213 45,788
2020-05-06 GDL GABELLI MARIO J 1,021 8.1594 1,021 8.1594 8,331
2020-05-05 GDL GABELLI MARIO J 4,587 8.1233 4,587 8.1233 37,262
2020-05-04 GDL GABELLI MARIO J 2,415 7.9547 2,415 7.9547 19,211
2019-12-24 GDL GABELLI MARIO J 4,700 9.2728 4,700 9.2728 43,582
2018-12-13 GDL GABELLI MARIO J 800 9.1600 800 9.1600 7,328
2018-12-12 GDL GABELLI MARIO J 3,781 9.1900 3,781 9.1900 34,747
2018-12-11 GDL GABELLI MARIO J 1,000 9.0800 1,000 9.0800 9,080
2018-10-29 GDL GABELLI MARIO J 25,765 8.9641 25,765 8.9641 230,960
2018-10-29 GDL GABELLI MARIO J 10,000 8.9200 10,000 8.9200 89,200
2018-10-26 GDL GABELLI MARIO J 23,139 8.9018 23,139 8.9018 205,979
2018-10-25 GDL GABELLI MARIO J 66,658 8.8842 66,658 8.8842 592,203
2018-10-25 GDL GABELLI MARIO J 1,096 8.8842 1,096 8.8842 9,737
2018-05-11 GDL GABELLI MARIO J 2,000,000 10.0000 2,000,000 10.0000 20,000,000
2018-05-10 GDL GABELLI MARIO J 7,700 9.3848 7,700 9.3848 72,263
2018-05-09 GDL GABELLI MARIO J 9,100 9.3309 9,100 9.3309 84,911
2018-05-08 GDL GABELLI MARIO J 1,519 9.3295 1,519 9.3295 14,172
2018-05-07 GDL GABELLI MARIO J 2,800 9.3781 2,800 9.3781 26,259
2018-05-04 GDL GABELLI MARIO J 6,290 9.3530 6,290 9.3530 58,830
2018-05-03 GDL GABELLI MARIO J 8,000 9.3083 8,000 9.3083 74,466
2018-05-02 GDL GABELLI MARIO J 3,200 9.3428 3,200 9.3428 29,897
2018-05-01 GDL GABELLI MARIO J 4,361 9.3479 4,361 9.3479 40,766
2018-04-30 GDL GABELLI MARIO J 1,800 9.3356 1,800 9.3356 16,804
2018-04-27 GDL GABELLI MARIO J 3,135 9.3636 3,135 9.3636 29,355
2018-04-26 GDL GABELLI MARIO J 5,009 9.3809 5,009 9.3809 46,989
2018-04-24 GDL GABELLI MARIO J 26,053 9.3523 26,053 9.3523 243,655
2018-04-20 GDL GABELLI MARIO J 200 9.3600 200 9.3600 1,872
2018-04-18 GDL GABELLI MARIO J 4,300 9.4400 4,300 9.4400 40,592
2018-04-17 GDL GABELLI MARIO J 3,864 9.4000 3,864 9.4000 36,322
2018-04-13 GDL GABELLI MARIO J 3,100 9.3519 3,100 9.3519 28,991
2018-03-12 GDL GABELLI MARIO J 10,000 9.6071 10,000 9.6071 96,071
2018-02-20 GDL GABELLI MARIO J 18,658 9.6873 18,658 9.6873 180,746
2018-01-16 GDL GABELLI MARIO J 9,000 9.9100 9,000 9.9100 89,190
2017-12-04 GDL GABELLI MARIO J 32,982 9.9950 32,982 9.9950 329,655
2017-12-01 GDL GABELLI MARIO J 34,712 9.9825 34,712 9.9825 346,513
2017-11-30 GDL GABELLI MARIO J 50,000 10.0040 50,000 10.0040 500,200
2017-08-08 GDL GABELLI MARIO J 4,000 10.2965 4,000 10.2965 41,186
2017-05-11 GDL GABELLI MARIO J 223 10.0000 223 10.0000 2,230
2017-02-21 GDL GABELLI MARIO J 1,500 10.0500 1,500 10.0500 15,075
2015-08-17 GDL GABELLI MARIO J 1,844 10.1800 1,844 10.1800 18,772
2015-08-12 GDL GABELLI MARIO J 5,000 10.2200 5,000 10.2200 51,100
2015-08-11 GDL GABELLI MARIO J 5,223 10.2400 5,223 10.2400 53,484
2015-08-10 GDL GABELLI MARIO J 4,777 10.2400 4,777 10.2400 48,916
2015-08-07 GDL GABELLI MARIO J 5,393 10.2500 5,393 10.2500 55,278
2015-08-06 GDL GABELLI MARIO J 7,181 10.2592 7,181 10.2592 73,671
2015-08-05 GDL GABELLI MARIO J 3,801 10.2600 3,801 10.2600 38,998
2015-08-04 GDL GABELLI MARIO J 1,100 10.2400 1,100 10.2400 11,264
2015-08-03 GDL GABELLI MARIO J 2,525 10.2400 2,525 10.2400 25,856
2015-05-26 GDL GABELLI MARIO J 10,000 10.4500 10,000 10.4500 104,500
2015-05-07 GDL GABELLI MARIO J 2,000 10.4227 2,000 10.4227 20,845
2015-04-28 GDL GABELLI MARIO J 748 10.3800 748 10.3800 7,764
2015-04-20 GDL GABELLI MARIO J 5,000 10.3300 5,000 10.3300 51,650
2015-04-17 GDL GABELLI MARIO J 500 10.3400 500 10.3400 5,170
2015-04-14 GDL GABELLI MARIO J 2,100 10.3546 2,100 10.3546 21,745
2014-11-13 GDL GABELLI MARIO J 500 10.3200 500 10.3200 5,160
2014-10-21 GDL GABELLI MARIO J 1,788 10.2107 1,788 10.2107 18,257
2014-05-29 GDL GABELLI MARIO J 14,435 10.8500 14,435 10.8500 156,620
2014-05-28 GDL GABELLI MARIO J 10,000 10.8525 10,000 10.8525 108,525
2014-05-27 GDL GABELLI MARIO J 11,000 10.8500 11,000 10.8500 119,350
2014-05-23 GDL GABELLI MARIO J 11,700 10.8389 11,700 10.8389 126,815
2014-02-10 GDL GABELLI MARIO J 2,000 11.0900 2,000 11.0900 22,180
2013-11-27 GDL GABELLI MARIO J 2,000 11.3505 2,000 11.3505 22,701
2013-11-22 GDL GABELLI MARIO J 2,662 11.3552 2,662 11.3552 30,228
2013-11-19 GDL GABELLI MARIO J 1,000 11.3500 1,000 11.3500 11,350
2013-10-22 GDL GABELLI MARIO J 900 11.2900 900 11.2900 10,161
2013-05-09 GDL GABELLI MARIO J 1,600 11.7720 1,600 11.7720 18,835
2012-08-13 GDL GABELLI MARIO J 2,000 11.9560 2,000 11.9560 23,912

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GDL / The GDL Fund Insider Trades
Vendas Internas GDL / The GDL Fund - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2026-02-23 GDL GABELLI MARIO J 800 8.5200 800 8.5200 6,816 25 8.2400 -224 -3.29
2026-01-09 GDL GABELLI MARIO J 800 8.3900 800 8.3900 6,712
2024-11-26 GDL GABELLI MARIO J 2,500 8.0400 2,500 8.0400 20,100
2024-08-29 GDL GABELLI MARIO J 307 8.0900 307 8.0900 2,484
2023-12-11 GDL GABELLI MARIO J 2,000 8.0100 2,000 8.0100 16,020
2023-04-17 GDL GABELLI MARIO J 2,000 7.8500 2,000 7.8500 15,700
2021-10-22 GDL GABELLI MARIO J 3,591 8.9912 3,591 8.9912 32,287
2021-09-30 GDL GABELLI MARIO J 7,407 8.9696 7,407 8.9696 66,438
2019-10-30 GDL GABELLI MARIO J 1,000 9.1862 1,000 9.1862 9,186

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GDL / The GDL Fund Insider Trades
Compras Internas GDV.PRK / The Gabelli Dividend & Income Trust - Preferred Stock - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2026-02-17 GDV GABELLI MARIO J 4,500 29.0933 4,500 29.0933 130,920 73 29.4100 1,426 1.09
2026-01-27 GDV GABELLI MARIO J 5,500 28.7174 5,500 28.7174 157,946
2025-11-18 GDV GABELLI MARIO J 5,000 26.4894 5,000 26.4894 132,447
2025-01-17 GDV GABELLI MARIO J 2,000 24.8287 2,000 24.8287 49,657
2025-01-17 GDV GABELLI MARIO J 300 24.8100 300 24.8100 7,443
2024-10-16 GDV GABELLI MARIO J 200 24.9359 200 24.9359 4,987
2024-10-15 GDV GABELLI MARIO J 2,000 24.9000 2,000 24.9000 49,800
2024-09-04 GDV GABELLI MARIO J 8,000 23.7952 8,000 23.7952 190,362
2024-08-05 GDV GABELLI MARIO J 720 21.9900 720 21.9900 15,833
2024-08-02 GDV GABELLI MARIO J 3,280 22.9134 3,280 22.9134 75,156

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GDV.PRK / The Gabelli Dividend & Income Trust - Preferred Stock Insider Trades
Vendas Internas GDV.PRK / The Gabelli Dividend & Income Trust - Preferred Stock - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2023-06-08 GDV GABELLI MARIO J 4,000 20.9196 4,000 20.9196 83,678 141 18.1700 -10,998 -13.14
2022-11-07 GDV GABELLI MARIO J 1,500 20.4139 1,500 20.4139 30,621
2022-08-19 GDV GABELLI MARIO J 2,063 22.6568 2,063 22.6568 46,741
2022-06-14 GDV GABELLI MARIO J 5,218 20.2603 5,218 20.2603 105,718
2020-12-30 GDV GABELLI MARIO J 7,556 21.4264 7,556 21.4264 161,898
2020-01-15 GDV GABELLI MARIO J 500 22.2280 500 22.2280 11,114
2019-11-13 GDV.RT GABELLI MARIO J 800 0.0584 800 0.0584 47
2019-11-12 GDV.RT GABELLI MARIO J 4,305 0.8940 4,305 0.8940 3,849
2019-11-12 GDV.RT GABELLI MARIO J 490 0.0898 490 0.0898 44
2018-11-12 GDV GABELLI MARIO J 233 21.6100 233 21.6100 5,035
2017-11-13 GDV GABELLI MARIO J 224 22.2300 224 22.2300 4,980
2016-10-11 GDV GABELLI MARIO J 700 19.0900 700 19.0900 13,363
2014-09-02 GDV GABELLI MARIO J 500 22.1200 500 22.1200 11,060
2014-08-29 GDV GABELLI MARIO J 5,000 22.0500 5,000 22.0500 110,250
2014-07-24 GDV GABELLI MARIO J 10,137 22.2110 10,137 22.2110 225,153
2014-07-23 GDV GABELLI MARIO J 1,963 22.1839 1,963 22.1839 43,547
2014-06-25 GDV GABELLI MARIO J 1,000 21.6560 1,000 21.6560 21,656
2014-06-20 GDV GABELLI MARIO J 2,500 23.0220 2,500 23.0220 57,555
2014-06-19 GDV GABELLI MARIO J 7,300 22.9600 7,300 22.9600 167,608
2014-06-18 GDV GABELLI MARIO J 12,700 22.9292 12,700 22.9292 291,201
2014-06-13 GDV GABELLI MARIO J 1,000 22.7650 1,000 22.7650 22,765
2014-06-11 GDV GABELLI MARIO J 30,000 22.9097 30,000 22.9097 687,291
2014-06-10 GDV GABELLI MARIO J 20,000 22.8970 20,000 22.8970 457,940
2014-06-09 GDV GABELLI MARIO J 3,600 22.9149 3,600 22.9149 82,494
2014-06-06 GDV GABELLI MARIO J 4,402 22.8191 4,402 22.8191 100,450
2014-05-30 GDV GABELLI MARIO J 14,098 22.6978 14,098 22.6978 319,994
2014-05-29 GDV GABELLI MARIO J 6,500 22.6500 6,500 22.6500 147,225
2014-05-28 GDV GABELLI MARIO J 2,300 22.5261 2,300 22.5261 51,810
2014-05-27 GDV GABELLI MARIO J 800 22.5700 800 22.5700 18,056
2014-03-31 GDV GABELLI MARIO J 5,016 21.9602 5,016 21.9602 110,152
2014-03-28 GDV GABELLI MARIO J 2,284 21.8000 2,284 21.8000 49,791
2014-03-05 GDV GABELLI MARIO J 1,000 22.2100 1,000 22.2100 22,210
2014-03-04 GDV GABELLI MARIO J 24,000 22.1572 24,000 22.1572 531,773
2014-02-28 GDV GABELLI MARIO J 2,500 22.0560 2,500 22.0560 55,140
2014-02-21 GDV GABELLI MARIO J 2,000 21.8725 2,000 21.8725 43,745
2014-02-20 GDV GABELLI MARIO J 1,000 21.7700 1,000 21.7700 21,770
2014-02-11 GDV GABELLI MARIO J 9,900 21.1118 9,900 21.1118 209,007
2014-02-10 GDV GABELLI MARIO J 2,000 20.9060 2,000 20.9060 41,812
2014-01-31 GDV GABELLI MARIO J 5,000 20.7700 5,000 20.7700 103,850
2014-01-28 GDV GABELLI MARIO J 1,100 21.2091 1,100 21.2091 23,330
2014-01-21 GDV GABELLI MARIO J 500 21.7140 500 21.7140 10,857
2014-01-17 GDV GABELLI MARIO J 2,000 21.7050 2,000 21.7050 43,410
2014-01-16 GDV GABELLI MARIO J 1,000 21.7100 1,000 21.7100 21,710
2014-01-14 GDV GABELLI MARIO J 2,000 21.9075 2,000 21.9075 43,815
2014-01-10 GDV GABELLI MARIO J 500 21.9261 500 21.9261 10,963
2014-01-07 GDV GABELLI MARIO J 4,000 21.8250 4,000 21.8250 87,300
2014-01-06 GDV GABELLI MARIO J 1,500 21.6167 1,500 21.6167 32,425
2014-01-02 GDV GABELLI MARIO J 1,000 21.8800 1,000 21.8800 21,880
2013-12-05 GDV GABELLI MARIO J 500 21.2000 500 21.2000 10,600
2013-12-04 GDV GABELLI MARIO J 600 21.2200 600 21.2200 12,732
2013-12-03 GDV GABELLI MARIO J 500 21.2720 500 21.2720 10,636
2013-12-02 GDV GABELLI MARIO J 15,100 21.4160 15,100 21.4160 323,382
2013-11-29 GDV GABELLI MARIO J 4,000 21.4100 4,000 21.4100 85,640
2013-11-27 GDV GABELLI MARIO J 6,500 21.4278 6,500 21.4278 139,281
2013-11-26 GDV GABELLI MARIO J 20,100 21.4171 20,100 21.4171 430,484
2013-11-25 GDV GABELLI MARIO J 15,500 21.5323 15,500 21.5323 333,751
2013-11-18 GDV GABELLI MARIO J 500 21.3500 500 21.3500 10,675
2013-11-15 GDV GABELLI MARIO J 2,500 21.2660 2,500 21.2660 53,165
2013-11-11 GDV GABELLI MARIO J 2,100 21.2500 2,100 21.2500 44,625
2013-10-31 GDV GABELLI MARIO J 1,400 21.4200 1,400 21.4200 29,988
2013-10-28 GDV GABELLI MARIO J 1,000 21.3600 1,000 21.3600 21,360
2013-10-24 GDV GABELLI MARIO J 1,600 21.1650 1,600 21.1650 33,864
2013-10-23 GDV GABELLI MARIO J 4,300 20.9777 4,300 20.9777 90,204
2013-10-22 GDV GABELLI MARIO J 10,400 20.9030 10,400 20.9030 217,391
2013-10-18 GDV GABELLI MARIO J 6,000 20.7200 6,000 20.7200 124,320
2013-09-27 GDV GABELLI MARIO J 1,000 20.2780 1,000 20.2780 20,278
2013-09-26 GDV GABELLI MARIO J 5,000 20.2692 5,000 20.2692 101,346
2013-09-25 GDV GABELLI MARIO J 39,440 20.1828 39,440 20.1828 796,010
2013-09-23 GDV GABELLI MARIO J 4,000 20.0029 4,000 20.0029 80,012
2013-09-19 GDV GABELLI MARIO J 3,000 20.2800 3,000 20.2800 60,840
2013-09-18 GDV GABELLI MARIO J 33,000 20.1856 33,000 20.1856 666,125
2013-09-16 GDV GABELLI MARIO J 3,000 19.8823 3,000 19.8823 59,647
2013-09-11 GDV GABELLI MARIO J 15,000 19.9200 15,000 19.9200 298,800
2013-09-10 GDV GABELLI MARIO J 5,000 19.6659 5,000 19.6659 98,330
2013-09-09 GDV GABELLI MARIO J 50,000 19.5074 50,000 19.5074 975,370
2013-09-06 GDV GABELLI MARIO J 46,300 19.4797 46,300 19.4797 901,910
2013-08-28 GDV GABELLI MARIO J 20,000 19.3565 20,000 19.3565 387,130
2013-08-20 GDV GABELLI MARIO J 56,000 19.5024 56,000 19.5024 1,092,134
2013-08-19 GDV GABELLI MARIO J 50,000 19.5116 50,000 19.5116 975,580
2013-08-16 GDV GABELLI MARIO J 37,600 19.9325 37,600 19.9325 749,462
2013-08-15 GDV GABELLI MARIO J 10,000 19.8717 10,000 19.8717 198,717
2013-08-13 GDV GABELLI MARIO J 9,800 20.1026 9,800 20.1026 197,005
2013-08-12 GDV GABELLI MARIO J 52,000 20.1406 52,000 20.1406 1,047,311
2013-08-09 GDV GABELLI MARIO J 35,000 20.1700 35,000 20.1700 705,950
2013-06-04 GDV GABELLI MARIO J 20,000 19.3613 20,000 19.3613 387,226
2013-06-03 GDV GABELLI MARIO J 64,000 19.3206 64,000 19.3206 1,236,518
2013-05-31 GDV GABELLI MARIO J 62,000 19.7459 62,000 19.7459 1,224,246
2013-05-30 GDV GABELLI MARIO J 62,000 19.8759 62,000 19.8759 1,232,306
2013-05-29 GDV GABELLI MARIO J 62,000 19.7703 62,000 19.7703 1,225,759
2013-05-28 GDV GABELLI MARIO J 62,000 20.0568 62,000 20.0568 1,243,522
2013-05-23 GDV GABELLI MARIO J 50,000 19.9889 50,000 19.9889 999,445
2013-05-22 GDV GABELLI MARIO J 50,000 20.2248 50,000 20.2248 1,011,240
2013-05-21 GDV GABELLI MARIO J 50,000 20.1048 50,000 20.1048 1,005,240
2013-05-20 GDV GABELLI MARIO J 45,000 20.1728 45,000 20.1728 907,776
2013-05-15 GDV GABELLI MARIO J 50,000 19.9498 50,000 19.9498 997,490
2013-05-14 GDV GABELLI MARIO J 50,000 19.8803 50,000 19.8803 994,015
2013-05-13 GDV GABELLI MARIO J 50,000 19.8365 50,000 19.8365 991,825
2013-05-10 GDV GABELLI MARIO J 50,000 19.7967 50,000 19.7967 989,835
2013-05-09 GDV GABELLI MARIO J 50,000 19.7861 50,000 19.7861 989,305
2013-05-08 GDV GABELLI MARIO J 31,600 19.6928 31,600 19.6928 622,292

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GDV.PRK / The Gabelli Dividend & Income Trust - Preferred Stock Insider Trades
Compras Internas GFF / Griffon Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GFF / Griffon Corporation Insider Trades
Vendas Internas GFF / Griffon Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GFF / Griffon Corporation Insider Trades
Compras Internas GGN / GAMCO Global Gold, Natural Resources & Income Trust - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGN / GAMCO Global Gold, Natural Resources & Income Trust Insider Trades
Vendas Internas GGN / GAMCO Global Gold, Natural Resources & Income Trust - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2019-04-26 GGN GABELLI MARIO J 13,169 4.3542 13,169 4.3542 57,340 327 2.0600 -30,212 -52.69
2013-04-17 GGN GABELLI MARIO J 3,000 10.4114 3,000 10.4114 31,234

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGN / GAMCO Global Gold, Natural Resources & Income Trust Insider Trades
Compras Internas GGT.PRE / The Gabelli Multimedia Trust Inc. - Preferred Security - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2026-02-24 GGT GABELLI MARIO J 25,000 4.0584 25,000 4.0584 101,460 94 4.3400 7,040 6.94
2025-10-27 GGT GABELLI MARIO J 31,000 4.0367 31,000 4.0367 125,138
2025-09-02 GGT GABELLI MARIO J 152 4.2400 152 4.2400 644
2025-05-13 GGT GABELLI MARIO J 40,000 4.3400 40,000 4.3400 173,600
2024-11-04 GGT GABELLI MARIO J 501 4.6100 501 4.6100 2,310
2024-10-15 GGT GABELLI MARIO J 527 4.7600 527 4.7600 2,509
2024-07-29 GGT GABELLI MARIO J 500 4.9800 500 4.9800 2,490
2024-07-16 GGT.RT GABELLI MARIO J 38,638 0.0040 38,638 0.0040 155
2023-09-25 GGT GABELLI MARIO J 167 6.3100 167 6.3100 1,054
2021-08-30 GGT GABELLI MARIO J 3,900 9.4400 3,900 9.4400 36,816
2012-05-21 GGT GABELLI MARIO J 5,000 6.5834 5,000 6.5834 32,917
2012-05-14 GGT GABELLI MARIO J 4,200 6.9250 4,200 6.9250 29,085
2012-03-13 GGT GABELLI MARIO J 500 7.2880 500 7.2880 3,644

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGT.PRE / The Gabelli Multimedia Trust Inc. - Preferred Security Insider Trades
Vendas Internas GGT.PRE / The Gabelli Multimedia Trust Inc. - Preferred Security - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2025-12-11 GGT GABELLI MARIO J 9,000 4.2000 9,000 4.2000 37,800 99 3.9300 -2,430 -6.43
2025-12-10 GGT GABELLI MARIO J 2,000 4.1800 2,000 4.1800 8,360
2025-12-10 GGT GABELLI MARIO J 9,000 4.1800 9,000 4.1800 37,620
2025-12-09 GGT GABELLI MARIO J 2,000 4.1817 2,000 4.1817 8,363
2025-12-09 GGT GABELLI MARIO J 9,000 4.1817 9,000 4.1817 37,635
2024-07-17 GGT.RT GABELLI MARIO J 17,000 0.0050 17,000 0.0050 85
2024-07-17 GGT.RT GABELLI MARIO J 7,476 0.0050 7,476 0.0050 37
2024-07-17 GGT.RT GABELLI MARIO J 33,500 0.0050 33,500 0.0050 168
2024-07-17 GGT.RT GABELLI MARIO J 435,000 0.0050 435,000 0.0050 2,175
2024-07-15 GGT.RT GABELLI MARIO J 38,638 0.0041 38,638 0.0041 158
2023-12-11 GGT GABELLI MARIO J 4,508 5.7902 4,508 5.7902 26,102
2023-11-07 GGT GABELLI MARIO J 4,377 4.7660 4,377 4.7660 20,861
2023-06-20 GGT GABELLI MARIO J 6,604 6.2735 6,604 6.2735 41,430
2022-12-06 GGT GABELLI MARIO J 4,000 6.4216 4,000 6.4216 25,686
2022-12-01 GGT GABELLI MARIO J 748 6.4355 748 6.4355 4,814
2021-11-03 GGT GABELLI MARIO J 2,000 9.2540 2,000 9.2540 18,508
2021-11-01 GGT GABELLI MARIO J 437 9.1600 437 9.1600 4,003
2021-08-30 GGT GABELLI MARIO J 3,900 9.4400 3,900 9.4400 36,816
2021-08-27 GGT GABELLI MARIO J 400 9.4400 400 9.4400 3,776
2020-01-22 GGT GABELLI MARIO J 4,076 8.2045 4,076 8.2045 33,442
2019-12-04 GGT GABELLI MARIO J 8,461 8.1523 8,461 8.1523 68,977
2017-12-27 GGT GABELLI MARIO J 10,000 9.0996 10,000 9.0996 90,996
2017-11-13 GGT GABELLI MARIO J 1,100 8.7554 1,100 8.7554 9,631
2014-02-28 GGT GABELLI MARIO J 2,800 11.2568 2,800 11.2568 31,519
2014-02-21 GGT GABELLI MARIO J 1,500 11.2060 1,500 11.2060 16,809
2014-02-19 GGT GABELLI MARIO J 2,496 11.1537 2,496 11.1537 27,840
2013-11-19 GGT GABELLI MARIO J 1,815 10.4682 1,815 10.4682 19,000

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGT.PRE / The Gabelli Multimedia Trust Inc. - Preferred Security Insider Trades
Compras Internas GGZ.RT / The Gabelli Global Small and Mid Cap Value Trust - Equity Right - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2025-01-13 GGZ GABELLI MARIO J 6,300 11.6623 6,300 11.6623 73,472 364 15.3600 23,296 31.71
2025-01-10 GGZ GABELLI MARIO J 7,700 11.6697 7,700 11.6697 89,857
2020-03-10 GGZ GABELLI MARIO J 280 9.4100 280 9.4100 2,635
2020-01-15 GGZ GABELLI MARIO J 500 11.9229 500 11.9229 5,961
2019-06-10 GGZ GABELLI MARIO J 5,000 11.5462 5,000 11.5462 57,731
2019-05-29 GGZ GABELLI MARIO J 4,000 11.1803 4,000 11.1803 44,721
2019-05-28 GGZ GABELLI MARIO J 5,000 11.3643 5,000 11.3643 56,822
2015-11-30 GGZ GABELLI MARIO J 5,000 10.5000 5,000 10.5000 52,500
2015-11-17 GGZ GABELLI MARIO J 1,600,000 11.5000 1,600,000 11.5000 18,400,000
2014-12-30 GGZ GABELLI MARIO J 2,000 10.4800 2,000 10.4800 20,960
2014-12-29 GGZ GABELLI MARIO J 3,197 10.4800 3,197 10.4800 33,505
2014-12-26 GGZ GABELLI MARIO J 1,889 10.4800 1,889 10.4800 19,797
2014-12-24 GGZ GABELLI MARIO J 1,000 10.4600 1,000 10.4600 10,460
2014-12-23 GGZ GABELLI MARIO J 2,476 10.4272 2,476 10.4272 25,818
2014-12-22 GGZ GABELLI MARIO J 1,438 10.4000 1,438 10.4000 14,955
2014-12-09 GGZ GABELLI MARIO J 1,000 10.2860 1,000 10.2860 10,286
2014-09-23 GGZ GABELLI MARIO J 7,000 10.2779 7,000 10.2779 71,945
2014-09-22 GGZ GABELLI MARIO J 5,000 10.3800 5,000 10.3800 51,900
2014-08-25 GGZ GABELLI MARIO J 3,808 10.5000 3,808 10.5000 39,984
2014-08-06 GGZ GABELLI MARIO J 8,905 10.3697 8,905 10.3697 92,342
2014-08-05 GGZ GABELLI MARIO J 95 10.3700 95 10.3700 985
2014-07-31 GGZ GABELLI MARIO J 5,498 10.5300 5,498 10.5300 57,894
2014-07-25 GGZ GABELLI MARIO J 9,000 10.7100 9,000 10.7100 96,390
2014-06-30 GGZ GABELLI MARIO J 1,064 10.7398 1,064 10.7398 11,427

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGZ.RT / The Gabelli Global Small and Mid Cap Value Trust - Equity Right Insider Trades
Vendas Internas GGZ.RT / The Gabelli Global Small and Mid Cap Value Trust - Equity Right - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2015-11-24 GGZ GABELLI MARIO J 1,300 10.3100 1,300 10.3100 13,403 57 8.9132 -1,816 -13.55

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GGZ.RT / The Gabelli Global Small and Mid Cap Value Trust - Equity Right Insider Trades
Compras Internas GLU.PRB / The Gabelli Global Utility & Income Trust - Preferred Stock - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2018-12-06 GLU GABELLI MARIO J 1,011 17.8000 1,011 17.8000 17,996 141 18.618 828 4.60
2013-04-29 GLU GABELLI MARIO J 200 23.9886 200 23.9886 4,798
2013-04-29 GLU GABELLI MARIO J 300 23.9886 300 23.9886 7,197
2013-04-29 GLU GABELLI MARIO J 600 23.9883 600 23.9883 14,393
2013-04-29 GLU GABELLI MARIO J 600 23.9886 600 23.9886 14,393
2013-04-29 GLU GABELLI MARIO J 300 23.9886 300 23.9886 7,197
2013-04-26 GLU GABELLI MARIO J 200 23.4700 200 23.4700 4,694
2013-04-24 GLU GABELLI MARIO J 800 23.5800 800 23.5800 18,864

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GLU.PRB / The Gabelli Global Utility & Income Trust - Preferred Stock Insider Trades
Vendas Internas GLU.PRB / The Gabelli Global Utility & Income Trust - Preferred Stock - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2023-05-30 GLU GABELLI MARIO J 1,900 13.2076 1,900 13.2076 25,094 150 11.7250 -2,816 -11.22
2016-11-29 GLU GABELLI MARIO J 1 16.3950 1 16.3950 10
2016-11-28 GLU GABELLI MARIO J 3,753 16.4247 3,753 16.4247 61,642
2015-08-28 GLU GABELLI MARIO J 1,403 16.9018 1,403 16.9018 23,708
2014-12-26 GLU GABELLI MARIO J 2,100 19.4810 2,100 19.4810 40,910
2014-12-17 GLU GABELLI MARIO J 2 18.5300 2 18.5300 37
2014-12-16 GLU GABELLI MARIO J 422 18.5024 422 18.5024 7,808

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GLU.PRB / The Gabelli Global Utility & Income Trust - Preferred Stock Insider Trades
Compras Internas GNT.PRA / GAMCO Natural Resources, Gold & Income Trust - Preferred Security - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2013-04-17 GNT GABELLI MARIO J 3,000 11.2587 3,000 11.2587 33,776 20 13.132 5,620 16.64

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GNT.PRA / GAMCO Natural Resources, Gold & Income Trust - Preferred Security Insider Trades
Vendas Internas GNT.PRA / GAMCO Natural Resources, Gold & Income Trust - Preferred Security - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GNT.PRA / GAMCO Natural Resources, Gold & Income Trust - Preferred Security Insider Trades
Compras Internas GRX / The Gabelli Healthcare & Wellness Trust - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2026-01-12 GRX GABELLI MARIO J 3,800 9.5800 3,800 9.5800 36,404 44 9.9800 1,520 4.18
2026-01-12 GRX GABELLI MARIO J 1,010 9.5800 1,010 9.5800 9,676
2026-01-08 GRX GABELLI MARIO J 990 9.5800 990 9.5800 9,484
2025-12-03 GRX GABELLI MARIO J 2,500 9.6877 2,500 9.6877 24,219
2025-02-20 GRX GABELLI MARIO J 1,000 10.2020 1,000 10.2020 10,202
2025-01-22 GRX GABELLI MARIO J 1,000 9.9500 1,000 9.9500 9,950
2025-01-16 GRX GABELLI MARIO J 4,000 9.8000 4,000 9.8000 39,200
2024-12-31 GRX GABELLI MARIO J 2,000 9.7000 2,000 9.7000 19,400
2024-12-30 GRX GABELLI MARIO J 4,000 9.8000 4,000 9.8000 39,200
2024-12-13 GRX GABELLI MARIO J 544 10.1200 544 10.1200 5,505
2024-12-12 GRX GABELLI MARIO J 3,456 10.3000 3,456 10.3000 35,597
2024-12-04 GRX GABELLI MARIO J 137 10.5000 137 10.5000 1,438
2024-12-04 GRX GABELLI MARIO J 1,000 10.5500 1,000 10.5500 10,550
2024-12-04 GRX GABELLI MARIO J 2,000 10.5000 2,000 10.5000 21,000
2024-12-03 GRX GABELLI MARIO J 7,863 10.5000 7,863 10.5000 82,562
2024-11-27 GRX GABELLI MARIO J 112 10.3050 112 10.3050 1,154
2024-11-25 GRX GABELLI MARIO J 3,000 10.1800 3,000 10.1800 30,540
2024-11-21 GRX GABELLI MARIO J 4,000 10.1400 4,000 10.1400 40,560
2024-08-19 GRX GABELLI MARIO J 5,000 10.7561 5,000 10.7561 53,780
2023-12-11 GRX GABELLI MARIO J 6,000 9.0448 6,000 9.0448 54,269
2021-02-02 GRX GABELLI MARIO J 1,398 12.2000 1,398 12.2000 17,056
2020-11-30 GRX GABELLI MARIO J 5,000 11.2886 5,000 11.2886 56,443
2020-11-19 GRX GABELLI MARIO J 1,000 11.2948 1,000 11.2948 11,295
2020-03-10 GRX GABELLI MARIO J 500 10.0789 500 10.0789 5,039
2019-06-26 GRX GABELLI MARIO J 20,000 10.5000 20,000 10.5000 210,000
2019-06-14 GRX GABELLI MARIO J 8,000 10.3495 8,000 10.3495 82,796
2019-05-28 GRX GABELLI MARIO J 7,000 10.4905 7,000 10.4905 73,434

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GRX / The Gabelli Healthcare & Wellness Trust Insider Trades
Vendas Internas GRX / The Gabelli Healthcare & Wellness Trust - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2013-07-16 GRXRT GABELLI MARIO J 72,102 0.3807 72,102 0.3807 27,449 730 11.5400 804,608 2,931.28

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GRX / The Gabelli Healthcare & Wellness Trust Insider Trades
Compras Internas GUT.RT / The Gabelli Utility Trust - Equity Right - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GUT.RT / The Gabelli Utility Trust - Equity Right Insider Trades
Vendas Internas GUT.RT / The Gabelli Utility Trust - Equity Right - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2021-02-18 GUT GABELLI MARIO J 24,800 8.0143 24,800 8.0143 198,755 33 6.78 -30,610 -15.40
2020-04-30 GUT GABELLI MARIO J 4,000 6.8602 4,000 6.8602 27,441
2020-01-21 GUT GABELLI MARIO J 5,000 7.8739 5,000 7.8739 39,370
2019-12-20 GUT GABELLI MARIO J 4,000 7.6592 4,000 7.6592 30,637
2019-12-18 GUT GABELLI MARIO J 4,000 7.3054 4,000 7.3054 29,222
2019-12-16 GUT GABELLI MARIO J 4,000 7.3299 4,000 7.3299 29,320
2019-12-03 GUT GABELLI MARIO J 8,000 7.6962 8,000 7.6962 61,570
2019-12-02 GUT GABELLI MARIO J 7,000 7.7234 7,000 7.7234 54,064
2018-05-14 GUTRT GABELLI MARIO J 272,000 0.0526 272,000 0.0526 14,307
2017-11-27 GUT GABELLI MARIO J 1,149 7.0432 1,149 7.0432 8,093

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GUT.RT / The Gabelli Utility Trust - Equity Right Insider Trades
Compras Internas LGL.RTWI / The LGL Group, Inc. - Equity Right - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2025-12-30 LGL GABELLI MARIO J 95,387 4.7500 95,387 4.7500 453,088 114 7.5696 268,953 59.36
2020-07-15 LGL GABELLI MARIO J 1,539 8.5144 1,539 8.5144 13,104
2019-04-03 LGL GABELLI MARIO J 20,070 6.9492 20,070 6.9492 139,470
2019-04-02 LGL GABELLI MARIO J 2,666 6.7892 2,666 6.7892 18,100
2018-08-03 LGL GABELLI MARIO J 18,100 5.8512 18,100 5.8512 105,907
2017-05-23 LGL GABELLI MARIO J 2,300 4.8783 2,300 4.8783 11,220
2016-12-06 LGL GABELLI MARIO J 1,100 5.2381 1,100 5.2381 5,762
2014-12-30 LGL GABELLI MARIO J 3,600 3.3792 3,600 3.3792 12,165
2014-06-10 LGL GABELLI MARIO J 1,000 4.4015 1,000 4.4015 4,402
2014-06-09 LGL GABELLI MARIO J 1,900 4.3676 1,900 4.3676 8,298
2013-05-17 LGL GABELLI MARIO J 18,100 5.1076 18,100 5.1076 92,448
2013-05-16 LGL GABELLI MARIO J 2,500 5.0324 2,500 5.0324 12,581
2012-12-19 LGL GABELLI MARIO J 200 5.0973 200 5.0973 1,019
2012-12-17 LGL GABELLI MARIO J 670 5.1121 670 5.1121 3,425
2012-12-14 LGL GABELLI MARIO J 100 5.1100 100 5.1100 511
2012-12-12 LGL GABELLI MARIO J 200 5.1200 200 5.1200 1,024
2012-12-11 LGL GABELLI MARIO J 100 5.1100 100 5.1100 511
2012-12-07 LGL GABELLI MARIO J 800 5.0400 800 5.0400 4,032
2012-12-05 LGL GABELLI MARIO J 850 5.0600 850 5.0600 4,301
2012-12-04 LGL GABELLI MARIO J 250 5.0400 250 5.0400 1,260
2012-12-03 LGL GABELLI MARIO J 230 5.0400 230 5.0400 1,159
2012-11-28 LGL GABELLI MARIO J 300 5.0167 300 5.0167 1,505
2012-11-27 LGL GABELLI MARIO J 1,000 5.0260 1,000 5.0260 5,026
2012-11-26 LGL GABELLI MARIO J 1,700 5.0010 1,700 5.0010 8,502
2012-09-10 LGL GABELLI MARIO J 100 5.4600 100 5.4600 546
2012-09-07 LGL GABELLI MARIO J 1,006 5.5150 1,006 5.5150 5,548
2012-08-16 LGL GABELLI MARIO J 114 5.6400 114 5.6400 643
2012-08-14 LGL GABELLI MARIO J 500 5.7200 500 5.7200 2,860
2012-07-17 LGL GABELLI MARIO J 100 6.3100 100 6.3100 631
2012-07-13 LGL GABELLI MARIO J 1,780 6.3500 1,780 6.3500 11,303
2012-07-12 LGL GABELLI MARIO J 400 6.4400 400 6.4400 2,576
2012-07-11 LGL GABELLI MARIO J 300 6.4800 300 6.4800 1,944
2012-06-19 LGL GABELLI MARIO J 300 6.4800 300 6.4800 1,944
2012-06-18 LGL GABELLI MARIO J 200 6.4800 200 6.4800 1,296
2012-06-15 LGL GABELLI MARIO J 100 6.5200 100 6.5200 652
2012-06-08 LGL GABELLI MARIO J 2,300 6.5874 2,300 6.5874 15,151
2012-05-31 LGL GABELLI MARIO J 600 6.8200 600 6.8200 4,092
2012-05-24 LGL GABELLI MARIO J 200 6.7700 200 6.7700 1,354
2012-05-22 LGL GABELLI MARIO J 1,100 6.8485 1,100 6.8485 7,533
2012-05-21 LGL GABELLI MARIO J 300 6.7700 300 6.7700 2,031
2012-05-18 LGL GABELLI MARIO J 1,600 6.7837 1,600 6.7837 10,854
2012-05-17 LGL GABELLI MARIO J 2,000 6.9350 2,000 6.9350 13,870
2012-04-20 LGL GABELLI MARIO J 6,900 7.2896 6,900 7.2896 50,298
2012-04-18 LGL GABELLI MARIO J 200 7.4200 200 7.4200 1,484
2012-04-13 LGL GABELLI MARIO J 200 7.4700 200 7.4700 1,494
2012-04-05 LGL GABELLI MARIO J 1,800 7.4798 1,800 7.4798 13,464
2012-04-04 LGL GABELLI MARIO J 1,800 7.4161 1,800 7.4161 13,349
2012-04-03 LGL GABELLI MARIO J 1,900 7.2479 1,900 7.2479 13,771
2012-04-02 LGL GABELLI MARIO J 2,200 7.2496 2,200 7.2496 15,949

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

LGL.RTWI / The LGL Group, Inc. - Equity Right Insider Trades
Vendas Internas LGL.RTWI / The LGL Group, Inc. - Equity Right - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2019-12-30 LGL GABELLI MARIO J 3,071 15.0365 3,071 15.0365 46,177 79 3.3368 -35,930 -77.81
2018-12-24 LGL GABELLI MARIO J 42,000 5.9500 42,000 5.9500 249,900

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

LGL.RTWI / The LGL Group, Inc. - Equity Right Insider Trades
Compras Internas MACT / MachTen, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2023-10-10 MACT GGCP, INC. 467 5.7500 467 5.7500 2,685 64 8.7 1,378 51.32
2023-10-09 MACT GGCP, INC. 183 5.7500 183 5.7500 1,052

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MACT / MachTen, Inc. Insider Trades
Vendas Internas MACT / MachTen, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MACT / MachTen, Inc. Insider Trades
Compras Internas MPTI.RT / M-tron Industries, Inc. - Equity Right - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2023-09-13 MPTI GABELLI MARIO J 200 18.8300 200 18.8300 3,766 156 43.4400 4,922 130.70

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MPTI.RT / M-tron Industries, Inc. - Equity Right Insider Trades
Vendas Internas MPTI.RT / M-tron Industries, Inc. - Equity Right - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2024-11-14 MPTI GABELLI MARIO J 7,500 60.1088 7,500 60.1088 450,816 102 35.0000 -188,316 -41.77
2024-11-13 MPTI GABELLI MARIO J 1,500 52.5768 1,500 52.5768 78,865
2024-09-30 MPTI GABELLI MARIO J 171 41.5987 171 41.5987 7,113
2024-09-09 MPTI GABELLI MARIO J 800 33.4879 800 33.4879 26,790
2024-06-25 MPTI GABELLI MARIO J 200 33.3800 200 33.3800 6,676
2024-06-24 MPTI GABELLI MARIO J 700 31.8514 700 31.8514 22,296
2024-06-13 MPTI GABELLI MARIO J 500 35.7000 500 35.7000 17,850
2024-04-09 MPTI GABELLI MARIO J 500 26.5493 500 26.5493 13,275
2023-08-23 MPTI GABELLI MARIO J 468 16.6100 468 16.6100 7,773
2023-04-14 MPTI GABELLI MARIO J 500 11.6000 500 11.6000 5,800
2022-12-28 MPTI GABELLI MARIO J 9,000 9.0087 9,000 9.0087 81,078

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MPTI.RT / M-tron Industries, Inc. - Equity Right Insider Trades
Compras Internas MYE / Myers Industries, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MYE / Myers Industries, Inc. Insider Trades
Vendas Internas MYE / Myers Industries, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2017-06-08 MYE GAMCO INVESTORS, INC. ET AL 1,100 19.0000 1,100 19.0000 20,900 57 16 -3,300 -15.79
2017-06-07 MYE GAMCO INVESTORS, INC. ET AL 900 19.2367 900 19.2367 17,313
2017-05-10 MYE GAMCO INVESTORS, INC. ET AL 1,000 17.1150 1,000 17.1150 17,115
2017-05-08 MYE GAMCO INVESTORS, INC. ET AL 500 16.8700 500 16.8700 8,435
2017-04-05 MYE GAMCO INVESTORS, INC. ET AL 400 16.8875 400 16.8875 6,755
2017-03-21 MYE GAMCO INVESTORS, INC. ET AL 1,400 14.8500 1,400 14.8500 20,790
2016-11-22 MYE GAMCO INVESTORS, INC. ET AL 500 14.8000 500 14.8000 7,400
2016-07-15 MYE GAMCO INVESTORS, INC. ET AL 700 15.7186 700 15.7186 11,003
2016-07-13 MYE GAMCO INVESTORS, INC. ET AL 500 15.7000 500 15.7000 7,850
2016-05-13 MYE GAMCO INVESTORS, INC. ET AL 500 14.3937 500 14.3937 7,197

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MYE / Myers Industries, Inc. Insider Trades
Compras Internas STRT / Strattec Security Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

STRT / Strattec Security Corporation Insider Trades
Vendas Internas STRT / Strattec Security Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2024-12-10 STRT GAMCO INVESTORS, INC. ET AL 200 41.7725 200 41.7725 8,354 132 32.5300 -1,848 -22.12
2024-12-03 STRT GAMCO INVESTORS, INC. ET AL 500 41.7790 500 41.7790 20,890
2024-11-19 STRT GAMCO INVESTORS, INC. ET AL 200 40.5000 200 40.5000 8,100
2024-11-12 STRT GAMCO INVESTORS, INC. ET AL 200 40.1400 200 40.1400 8,028
2024-09-19 STRT GAMCO INVESTORS, INC. ET AL 200 38.7059 200 38.7059 7,741
2024-08-12 STRT GAMCO INVESTORS, INC. ET AL 300 34.3250 300 34.3250 10,298
2024-08-09 STRT GAMCO INVESTORS, INC. ET AL 600 28.4000 600 28.4000 17,040
2024-01-22 STRT GAMCO INVESTORS, INC. ET AL 200 23.2300 200 23.2300 4,646
2023-12-26 STRT GAMCO INVESTORS, INC. ET AL 100 30.1000 100 30.1000 3,010
2023-12-22 STRT GAMCO INVESTORS, INC. ET AL 100 26.6200 100 26.6200 2,662

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

STRT / Strattec Security Corporation Insider Trades
Compras Internas TG / Tredegar Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2025-03-12 TG GAMCO INVESTORS, INC. ET AL 300 7.0700 300 7.0700 2,121 355 9.5500 744 35.08
2024-12-31 TG GAMCO INVESTORS, INC. ET AL 500 7.7149 500 7.7149 3,857
2024-12-12 TG GAMCO INVESTORS, INC. ET AL 500 7.9500 500 7.9500 3,975
2024-11-19 TG GAMCO INVESTORS, INC. ET AL 500 7.0097 500 7.0097 3,505

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TG / Tredegar Corporation Insider Trades
Vendas Internas TG / Tredegar Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2025-09-29 TG GAMCO INVESTORS, INC. ET AL 1,100 8.0200 1,100 8.0200 8,822 38 6.2900 -1,903 -21.57
2025-09-26 TG GAMCO INVESTORS, INC. ET AL 1,100 7.9575 1,100 7.9575 8,753
2025-09-24 TG GAMCO INVESTORS, INC. ET AL 800 8.0245 800 8.0245 6,420
2025-09-19 TG GAMCO INVESTORS, INC. ET AL 2,700 8.1556 2,700 8.1556 22,020
2025-09-16 TG GAMCO INVESTORS, INC. ET AL 800 8.0863 800 8.0863 6,469
2025-09-15 TG GAMCO INVESTORS, INC. ET AL 1,500 8.0853 1,500 8.0853 12,128
2017-10-02 TG GAMCO INVESTORS, INC. ET AL 1,500 18.2500 1,500 18.2500 27,375
2017-08-24 TG GAMCO INVESTORS, INC. ET AL 700 16.3000 700 16.3000 11,410
2016-07-15 TG GAMCO INVESTORS, INC. ET AL 300 18.5400 300 18.5400 5,562
2016-06-23 TG GAMCO INVESTORS, INC. ET AL 500 17.3085 500 17.3085 8,654
2016-03-04 TG GAMCO INVESTORS, INC. ET AL 300 15.4400 300 15.4400 4,632
2016-02-29 TG GAMCO INVESTORS, INC. ET AL 900 14.0658 900 14.0658 12,659
2015-10-22 TG GAMCO INVESTORS, INC. ET AL 500 14.8618 500 14.8618 7,431
2015-10-08 TG GAMCO INVESTORS, INC. ET AL 500 15.1700 500 15.1700 7,585

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TG / Tredegar Corporation Insider Trades
Compras Internas TWIN / Twin Disc, Incorporated - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TWIN / Twin Disc, Incorporated Insider Trades
Vendas Internas TWIN / Twin Disc, Incorporated - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TWIN / Twin Disc, Incorporated Insider Trades
Compras Internas WHG / Westwood Holdings Group, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ACGP / Associated Capital Group, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2003-12-30 WHG GAMCO INVESTORS, INC. ET AL 2,200 17.1500 2,200 17.1500 37,730 731

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

WHG / Westwood Holdings Group, Inc. Insider Trades
Vendas Internas WHG / Westwood Holdings Group, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ACGP / Associated Capital Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2013-02-22 WHG GAMCO INVESTORS, INC. ET AL 200 43.9600 200 43.9600 8,792 59 40.66 -660 -7.51
2013-02-21 WHG GAMCO INVESTORS, INC. ET AL 100 43.9200 100 43.9200 4,392
2013-02-12 WHG GAMCO INVESTORS, INC. ET AL 4,300 43.6354 4,300 43.6354 187,632
2013-02-05 WHG GAMCO INVESTORS, INC. ET AL 1,000 42.5700 1,000 42.5700 42,570
2013-01-04 WHG GAMCO INVESTORS, INC. ET AL 400 42.0050 400 42.0050 16,802
2013-01-02 WHG GAMCO INVESTORS, INC. ET AL 8,100 41.4901 8,100 41.4901 336,070
2012-12-20 WHG GAMCO INVESTORS, INC. ET AL 500 40.8306 500 40.8306 20,415
2012-12-18 WHG GAMCO INVESTORS, INC. ET AL 500 40.2160 500 40.2160 20,108
2012-10-11 WHG GAMCO INVESTORS, INC. ET AL 800 39.8726 800 39.8726 31,898
2012-10-10 WHG GAMCO INVESTORS, INC. ET AL 200 39.4400 200 39.4400 7,888
2012-10-05 WHG GAMCO INVESTORS, INC. ET AL 200 39.4400 200 39.4400 7,888
2012-10-03 WHG GAMCO INVESTORS, INC. ET AL 600 39.2567 600 39.2567 23,554
2012-10-02 WHG GAMCO INVESTORS, INC. ET AL 100 38.9700 100 38.9700 3,897
2012-09-26 WHG GAMCO INVESTORS, INC. ET AL 200 39.7400 200 39.7400 7,948
2012-09-25 WHG GAMCO INVESTORS, INC. ET AL 1,200 39.4872 1,200 39.4872 47,385
2012-09-24 WHG GAMCO INVESTORS, INC. ET AL 3,700 39.1914 3,700 39.1914 145,008
2012-09-21 WHG GAMCO INVESTORS, INC. ET AL 3,800 38.5279 3,800 38.5279 146,406
2012-09-19 WHG GAMCO INVESTORS, INC. ET AL 1,100 38.3183 1,100 38.3183 42,150
2012-09-17 WHG GAMCO INVESTORS, INC. ET AL 1,000 38.1543 1,000 38.1543 38,154
2012-09-14 WHG GAMCO INVESTORS, INC. ET AL 600 37.8917 600 37.8917 22,735
2012-09-13 WHG GAMCO INVESTORS, INC. ET AL 2,900 37.6790 2,900 37.6790 109,269
2012-09-12 WHG GAMCO INVESTORS, INC. ET AL 800 37.3187 800 37.3187 29,855
2012-09-11 WHG GAMCO INVESTORS, INC. ET AL 1,100 37.4512 1,100 37.4512 41,196
2012-09-06 WHG GAMCO INVESTORS, INC. ET AL 1,700 37.3550 1,700 37.3550 63,504
2012-09-05 WHG GAMCO INVESTORS, INC. ET AL 100 37.3769 100 37.3769 3,738
2012-09-04 WHG GAMCO INVESTORS, INC. ET AL 700 37.2431 700 37.2431 26,070
2012-08-29 WHG GAMCO INVESTORS, INC. ET AL 200 37.4700 200 37.4700 7,494
2012-08-28 WHG GAMCO INVESTORS, INC. ET AL 2,300 37.3485 2,300 37.3485 85,902
2012-08-27 WHG GAMCO INVESTORS, INC. ET AL 400 37.3700 400 37.3700 14,948
2012-08-24 WHG GAMCO INVESTORS, INC. ET AL 1,400 37.0957 1,400 37.0957 51,934
2012-08-23 WHG GAMCO INVESTORS, INC. ET AL 200 37.2300 200 37.2300 7,446
2012-08-21 WHG GAMCO INVESTORS, INC. ET AL 300 36.9860 300 36.9860 11,096
2012-08-20 WHG GAMCO INVESTORS, INC. ET AL 400 36.7838 400 36.7838 14,714
2012-08-07 WHG GAMCO INVESTORS, INC. ET AL 1,300 38.0808 1,300 38.0808 49,505
2012-08-03 WHG GAMCO INVESTORS, INC. ET AL 3,500 38.0460 3,500 38.0460 133,161
2012-08-01 WHG GAMCO INVESTORS, INC. ET AL 2,500 37.1542 2,500 37.1542 92,886
2012-07-31 WHG GAMCO INVESTORS, INC. ET AL 1,200 37.0000 1,200 37.0000 44,400
2012-07-26 WHG GAMCO INVESTORS, INC. ET AL 500 36.9862 500 36.9862 18,493
2012-07-25 WHG GAMCO INVESTORS, INC. ET AL 5,100 36.5011 5,100 36.5011 186,156
2012-07-24 WHG GAMCO INVESTORS, INC. ET AL 1,000 36.5846 1,000 36.5846 36,585
2012-07-18 WHG GAMCO INVESTORS, INC. ET AL 400 37.5800 400 37.5800 15,032
2012-07-16 WHG GAMCO INVESTORS, INC. ET AL 1,000 37.4380 1,000 37.4380 37,438
2012-07-13 WHG GAMCO INVESTORS, INC. ET AL 1,200 37.2019 1,200 37.2019 44,642
2012-07-12 WHG GAMCO INVESTORS, INC. ET AL 200 37.0000 200 37.0000 7,400
2012-07-10 WHG GAMCO INVESTORS, INC. ET AL 800 37.3743 800 37.3743 29,899
2012-07-03 WHG GAMCO INVESTORS, INC. ET AL 800 38.1200 800 38.1200 30,496
2012-07-02 WHG GAMCO INVESTORS, INC. ET AL 1,100 37.7859 1,100 37.7859 41,564
2012-06-27 WHG GAMCO INVESTORS, INC. ET AL 200 37.4000 200 37.4000 7,480
2012-06-18 WHG GAMCO INVESTORS, INC. ET AL 200 37.1200 200 37.1200 7,424
2012-06-14 WHG GAMCO INVESTORS, INC. ET AL 300 36.2400 300 36.2400 10,872
2012-05-18 WHG GAMCO INVESTORS, INC. ET AL 900 36.7155 900 36.7155 33,044
2012-05-17 WHG GAMCO INVESTORS, INC. ET AL 400 36.6711 400 36.6711 14,668
2012-05-15 WHG GAMCO INVESTORS, INC. ET AL 1,500 37.3021 1,500 37.3021 55,953
2012-05-14 WHG GAMCO INVESTORS, INC. ET AL 1,000 36.6039 1,000 36.6039 36,604
2012-05-04 WHG GAMCO INVESTORS, INC. ET AL 200 36.6900 200 36.6900 7,338
2012-05-03 WHG GAMCO INVESTORS, INC. ET AL 200 36.4300 200 36.4300 7,286
2012-04-18 WHG GAMCO INVESTORS, INC. ET AL 1,900 38.9879 1,900 38.9879 74,077
2012-02-24 WHG GAMCO INVESTORS, INC. ET AL 300 39.2833 300 39.2833 11,785
2012-02-13 WHG GAMCO INVESTORS, INC. ET AL 200 40.9200 200 40.9200 8,184
2012-02-03 WHG GAMCO INVESTORS, INC. ET AL 300 41.1800 300 41.1800 12,354
2012-02-02 WHG GAMCO INVESTORS, INC. ET AL 300 40.8800 300 40.8800 12,264
2012-02-01 WHG GAMCO INVESTORS, INC. ET AL 1,700 40.4988 1,700 40.4988 68,848
2012-01-31 WHG GAMCO INVESTORS, INC. ET AL 300 40.1833 300 40.1833 12,055
2012-01-27 WHG GAMCO INVESTORS, INC. ET AL 800 40.0746 800 40.0746 32,060
2012-01-26 WHG GAMCO INVESTORS, INC. ET AL 200 40.1200 200 40.1200 8,024
2012-01-18 WHG GAMCO INVESTORS, INC. ET AL 2,100 40.2438 2,100 40.2438 84,512
2012-01-17 WHG GAMCO INVESTORS, INC. ET AL 4,200 39.2775 4,200 39.2775 164,966
2012-01-13 WHG GAMCO INVESTORS, INC. ET AL 1,700 38.1626 1,700 38.1626 64,876
2012-01-12 WHG GAMCO INVESTORS, INC. ET AL 1,000 37.6500 1,000 37.6500 37,650
2012-01-03 WHG GAMCO INVESTORS, INC. ET AL 200 37.5850 200 37.5850 7,517

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

WHG / Westwood Holdings Group, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Mario J Gabelli conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2026-04-29 2026-04-28 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 84,168 925,844 10.00 5.00 420,840 4,629,220
2026-04-29 2026-04-28 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 156,197 1,718,169 10.00 5.00 780,985 8,590,845
2026-03-23 2026-03-20 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		J - Other -250,000 0 -100.00 10.00 -2,500,000
2026-03-23 2026-03-20 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		J - Other -190,000 0 -100.00 10.00 -1,900,000
2026-03-03 2026-03-02 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -500 11,500 -4.17 48.20 -24,100 554,300
2026-02-25 2026-02-24 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 25,000 1,158,396 2.21 4.06 101,460 4,701,234
2026-02-24 2026-02-23 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -800 2,747,977 -0.03 8.52 -6,816 23,412,764
2026-02-18 2026-02-17 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 4,500 25,000 21.95 29.09 130,920 727,332
2026-01-28 2026-01-27 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 5,500 20,500 36.67 28.72 157,946 588,707
2026-01-22 2026-01-16 4 LGL LGL GROUP INC
Common Stock 		M - Exercise 169,993 670,668 33.95 4.75 807,467 3,185,673
2026-01-14 2026-01-12 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,010 10,000 11.23 9.58 9,676 95,800
2026-01-14 2026-01-12 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 3,800 316,026 1.22 9.58 36,404 3,027,529
2026-01-13 2026-01-09 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -800 2,748,777 -0.03 8.39 -6,712 23,062,239
2026-01-12 2026-01-08 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 990 8,990 12.38 9.58 9,484 86,124
2026-01-07 2026-01-05 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,300 25,700 -4.81 22.26 -28,932 571,954
2026-01-02 2025-12-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2026-01-02 2025-12-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 1,000,000 1,000,000 10.00 10,000,000 10,000,000
2026-01-02 2025-12-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		J - Other -200,000 0 -100.00 10.00 -2,000,000
2026-01-02 2025-12-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2026-01-02 2025-12-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 500,000 700,000 250.00 10.00 5,000,000 7,000,000
2025-12-31 2025-12-30 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 95,387 572,324 20.00 4.75 453,088 2,718,539
2025-12-31 2025-12-26 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 2,218,500 5,350,000 70.84 10.00 22,185,000 53,500,000
2025-12-31 2025-12-26 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 200,000 1,700,000 13.33 10.00 2,000,000 17,000,000
2025-12-31 2025-12-26 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 3,000,000 3,600,000 500.00 10.00 30,000,000 36,000,000
2025-12-31 2025-12-26 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 400,000 3,500,000 12.90 10.00 4,000,000 35,000,000
2025-12-30 2025-12-26 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Stock 		J - Other -50,000 0 -100.00 100.00 -5,000,000
2025-12-30 2025-12-26 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Stock 		J - Other -16,750 0 -100.00 100.00 -1,675,000
2025-12-30 2025-12-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		J - Other -500,000 1,500,000 -25.00 10.00 -5,000,000 15,000,000
2025-12-30 2025-12-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 100,000 500,000 25.00 10.00 1,000,000 5,000,000
2025-12-30 2025-12-26 4 GAB.Q GABELLI EQUITY TRUST INC
Series Q Cumulative Preferred Shares 		P - Purchase 167,500 167,500 10.00 1,675,000 1,675,000
2025-12-30 2025-12-26 4 GAB.Q GABELLI EQUITY TRUST INC
Series Q Cumulative Preferred Shares 		P - Purchase 500,000 500,000 10.00 5,000,000 5,000,000
2025-12-15 2025-12-11 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -9,000 1,133,396 -0.79 4.20 -37,800 4,760,263
2025-12-12 2025-12-10 4/A GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -9,000 1,142,396 -0.78 4.18 -37,620 4,775,215
2025-12-12 2025-12-09 4/A GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -9,000 1,151,396 -0.78 4.18 -37,635 4,814,793
2025-12-11 2025-12-10 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,000 1,156,396 -0.17 4.18 -8,360 4,833,735
2025-12-11 2025-12-09 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,000 1,158,396 -0.17 4.18 -8,363 4,844,065
2025-12-09 2025-12-08 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -9,000 1,160,396 -0.77 4.17 -37,564 4,843,261
2025-12-09 2025-12-05 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,000 1,169,396 -0.17 4.15 -8,308 4,857,437
2025-12-04 2025-12-03 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 2,500 239,425 1.06 9.69 24,219 2,319,478
2025-11-20 2025-11-18 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 5,000 15,000 50.00 26.49 132,447 397,341
2025-11-19 2025-11-10 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		P - Purchase 50,000 486,501 11.45 4.29 214,300 2,085,143
2025-11-05 2025-10-30 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 1,800,000 2,000,000 900.00 10.18 18,322,380 20,358,200
2025-10-28 2025-10-27 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 31,000 31,000 4.04 125,138 125,138
2025-10-21 2025-10-20 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 27,000 -3.57 23.43 -23,426 632,516
2025-09-30 2025-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -88,200 0 -100.00 10.00 -882,000
2025-09-30 2025-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -70,600 0 -100.00 10.00 -706,000
2025-09-30 2025-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -473,596 0 -100.00 10.00 -4,735,960
2025-09-30 2025-09-29 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -500 0 -100.00 45.35 -22,675
2025-09-30 2025-09-26 4 GGZ.E Gabelli Global Small & Mid Cap Value Trust
Series E Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2025-09-30 2025-09-26 4 GGZ.E Gabelli Global Small & Mid Cap Value Trust
Series E Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2025-09-30 2025-09-26 4 GGZ.E Gabelli Global Small & Mid Cap Value Trust
Series E Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2025-09-30 2025-09-26 4 GGZ.E Gabelli Global Small & Mid Cap Value Trust
Series E Cumulative Preferred Shares 		P - Purchase 750,000 750,000 10.00 7,500,000 7,500,000
2025-09-29 2025-09-29 4 TG TREDEGAR CORP
Common Stock 		S - Sale -1,100 0 -100.00 8.02 -8,822
2025-09-29 2025-09-26 4 TG TREDEGAR CORP
Common Stock 		S - Sale -1,100 1,100 -50.00 7.96 -8,753 8,753
2025-09-26 2025-09-26 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -500 500 -50.00 45.51 -22,755 22,755
2025-09-26 2025-09-25 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -800 1,000 -44.44 45.41 -36,328 45,410
2025-09-25 2025-09-24 4 TG TREDEGAR CORP
Common Stock 		S - Sale -800 2,200 -26.67 8.02 -6,420 17,654
2025-09-22 2025-09-19 4 TG TREDEGAR CORP
Common Stock 		S - Sale -2,700 3,000 -47.37 8.16 -22,020 24,467
2025-09-19 2025-09-19 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -1,100 1,800 -37.93 45.19 -49,714 81,350
2025-09-19 2025-09-18 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -800 2,900 -21.62 45.49 -36,391 131,918
2025-09-17 2025-09-16 4 TG TREDEGAR CORP
Common Stock 		S - Sale -800 5,700 -12.31 8.09 -6,469 46,092
2025-09-16 2025-09-15 4 TG TREDEGAR CORP
Common Stock 		S - Sale -1,500 6,500 -18.75 8.09 -12,128 52,554
2025-09-04 2025-09-02 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 152 1,020,654 0.01 4.24 644 4,327,573
2025-07-15 2025-07-11 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -3,100 323,325 -0.95 3.86 -11,970 1,248,487
2025-07-02 2025-07-01 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 481,501 -1.03 3.82 -19,078 1,837,167
2025-07-01 2025-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -320,000 20,000 -94.12 10.00 -3,200,000 200,000
2025-06-30 2025-06-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		J - Other -830,000 200,000 -80.58 10.00 -8,300,000 2,000,000
2025-06-30 2025-06-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		J - Other -10,000 200,000 -4.76 10.00 -100,000 2,000,000
2025-06-30 2025-06-26 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		J - Other -280,000 0 -100.00 10.00 -2,800,000
2025-06-27 2025-06-26 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Stock 		J - Other -5,000 16,750 -22.99 100.00 -500,000 1,675,000
2025-06-23 2025-06-20 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -100 3,700 -2.63 48.12 -4,812 178,044
2025-05-29 2025-05-28 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 1,549 27,152 6.05 43.45 67,304 1,179,754
2025-05-29 2025-05-23 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 451 25,603 1.79 43.45 19,596 1,112,450
2025-05-19 2025-05-13 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 40,000 1,020,502 4.08 4.34 173,600 4,428,979
2025-03-13 2025-03-12 4 TG TREDEGAR CORP
Common Stock 		P - Purchase 300 300 7.07 2,121 2,121
2025-02-24 2025-02-20 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 236,925 0.42 10.20 10,202 2,417,109
2025-02-12 2025-02-10 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -999 486,501 -0.20 3.91 -3,901 1,899,981
2025-01-24 2025-01-22 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 3,000 50.00 9.95 9,950 29,850
2025-01-22 2025-01-17 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 300 145,812 0.21 24.81 7,443 3,617,596
2025-01-22 2025-01-17 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 2,000 145,512 1.39 24.83 49,657 3,612,874
2025-01-21 2025-01-16 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 4,000 235,872 1.73 9.80 39,200 2,311,546
2025-01-14 2025-01-13 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 6,300 45,586 16.04 11.66 73,472 531,638
2025-01-14 2025-01-10 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 7,700 39,286 24.38 11.67 89,857 458,456
2025-01-13 2025-01-10 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 2,000 12,550 18.96 39.19 78,377 491,814
2025-01-02 2024-12-31 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 2,000 231,872 0.87 9.70 19,400 2,249,158
2025-01-02 2024-12-30 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 4,000 229,872 1.77 9.80 39,200 2,252,746
2025-01-02 2024-12-31 4 TG TREDEGAR CORP
Common Stock 		P - Purchase 500 8,000 6.67 7.71 3,857 61,719
2024-12-27 2024-12-26 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Share 		J - Other -70,000 0 -100.00 50.00 -3,500,000
2024-12-26 2024-12-23 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,500 28,000 -5.08 17.74 -26,607 496,670
2024-12-16 2024-12-13 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 544 225,872 0.24 10.12 5,505 2,285,825
2024-12-16 2024-12-12 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 3,456 225,328 1.56 10.30 35,597 2,320,878
2024-12-13 2024-12-12 4 TG TREDEGAR CORP
Common Stock 		P - Purchase 500 7,500 7.14 7.95 3,975 59,625
2024-12-11 2024-12-10 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -200 300 -40.00 41.77 -8,354 12,532
2024-12-05 2024-12-04 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 2,000 2,000 10.50 21,000 21,000
2024-12-05 2024-12-04 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 221,872 0.45 10.55 10,550 2,340,750
2024-12-05 2024-12-04 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 137 8,000 1.74 10.50 1,438 84,000
2024-12-04 2024-12-03 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 7,863 7,863 10.50 82,562 82,562
2024-12-04 2024-12-03 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -500 500 -50.00 41.78 -20,890 20,890
2024-12-03 2024-12-02 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Share 		S - Sale -1,725 70,000 -2.41 50.40 -86,940 3,528,000
2024-12-02 2024-11-27 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 112 220,872 0.05 10.30 1,154 2,276,086
2024-12-02 2024-11-29 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Share 		S - Sale -4,275 71,725 -5.62 50.40 -215,460 3,614,940
2024-11-27 2024-11-26 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -2,500 242,000 -1.02 8.04 -20,100 1,945,680
2024-11-26 2024-11-25 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 3,000 312,226 0.97 10.18 30,540 3,178,461
2024-11-26 2024-11-25 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		S - Sale -5,000 841,676 -0.59 5.73 -28,655 4,823,645
2024-11-25 2024-11-22 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 300 2,800 12.00 41.50 12,450 116,200
2024-11-22 2024-11-21 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 4,000 220,760 1.85 10.14 40,560 2,238,506
2024-11-20 2024-11-19 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -200 1,000 -16.67 40.50 -8,100 40,500
2024-11-20 2024-11-19 4 TG TREDEGAR CORP
Common Stock 		P - Purchase 500 7,000 7.69 7.01 3,505 49,068
2024-11-20 2024-11-19 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,500 110,171 -3.08
2024-11-18 2024-11-18 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -4,000 113,671 -3.40
2024-11-18 2024-11-15 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -8,800 117,671 -6.96
2024-11-15 2024-11-14 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -7,500 126,471 -5.60 60.11 -450,816 7,602,020
2024-11-14 2024-11-13 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -1,500 133,971 -1.11 52.58 -78,865 7,043,766
2024-11-13 2024-11-12 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -200 1,200 -14.29 40.14 -8,028 48,168
2024-11-12 2024-11-08 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -19,200 135,471 -12.41
2024-11-08 2024-11-07 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -4,000 154,671 -2.52
2024-11-07 2024-11-06 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -4,000 158,671 -2.46
2024-11-07 3 TG TREDEGAR CORP
Common Stock 		4,000
2024-11-07 3 TG TREDEGAR CORP
Common Stock 		6,500
2024-11-07 3 TG TREDEGAR CORP
Common Stock 		4,000
2024-11-05 2024-11-04 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 501 980,502 0.05 4.61 2,310 4,520,114
2024-10-29 2024-10-25 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 55,170 331,023 20.00 5.00 275,850 1,655,115
2024-10-29 2024-10-25 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 50,000 953,866 5.53 5.00 250,000 4,769,330
2024-10-18 2024-10-16 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 200 143,512 0.14 24.94 4,987 3,578,601
2024-10-18 2024-10-11 4/A GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 3,131,500 3,131,500 10.00 31,315,000 31,315,000
2024-10-18 2024-10-11 4/A GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 80,000 80,000 10.00 800,000 800,000
2024-10-18 2024-10-11 4/A GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2024-10-18 2024-10-11 4/A GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 600,000 600,000 10.00 6,000,000 6,000,000
2024-10-18 2024-10-11 4/A GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 3,100,000 3,100,000 10.00 31,000,000 31,000,000
2024-10-17 2024-10-15 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 527 980,001 0.05 4.76 2,509 4,664,805
2024-10-16 2024-10-15 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -3,000 1,089,000 -0.27 3.73 -11,190 4,061,970
2024-10-16 2024-10-15 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 2,000 10,000 25.00 24.90 49,800 249,000
2024-10-15 2024-10-11 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 352 25,152 1.42 41.50 14,608 1,043,808
2024-10-15 2024-10-10 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,829 162,671 -2.30
2024-10-15 2024-10-11 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 3,131,500 3,131,500 10.00 31,315,000 31,315,000
2024-10-15 2024-10-11 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 80,000 80,000 10.00 800,000 800,000
2024-10-15 2024-10-11 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2024-10-15 2024-10-11 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 600,000 600,000 10.00 6,000,000 6,000,000
2024-10-15 2024-10-11 4 GDV.M GABELLI DIVIDEND & INCOME TRUST
Series M Cumulative Preferred Shares 		P - Purchase 310,000 310,000 10.00 3,100,000 3,100,000
2024-10-01 2024-09-30 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -171 166,500 -0.10 41.60 -7,113 6,926,184
2024-10-01 2024-09-30 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -4,000 166,671 -2.34
2024-10-01 2024-09-30 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 2,000 10,550 23.39 42.10 84,200 444,155
2024-09-20 2024-09-19 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -200 1,400 -12.50 38.71 -7,741 54,188
2024-09-16 2024-09-13 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,000 170,671 -1.73
2024-09-10 2024-09-09 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -800 171,200 -0.47 33.49 -26,790 5,733,128
2024-09-06 2024-09-05 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -8,000 1,092,000 -0.73 4.00 -32,023 4,371,167
2024-09-05 2024-09-04 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 8,000 8,000 23.80 190,362 190,362
2024-09-03 2024-08-30 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 1,000 8,550 13.25 45.56 45,560 389,538
2024-09-03 2024-08-29 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -307 1,846,636 -0.02 8.09 -2,484 14,939,285
2024-08-30 2024-08-29 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -1,669 487,500 -0.34 3.81 -6,359 1,857,375
2024-08-29 2024-08-28 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,000 173,671 -1.70
2024-08-29 2024-08-29 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -4,000 131,000 -2.96 16.38 -65,523 2,145,872
2024-08-27 2024-08-26 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,000 172,000 -1.71
2024-08-21 2024-08-19 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 309,226 1.64 10.76 53,780 3,326,066
2024-08-20 2024-08-19 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,100 175,000 -1.74
2024-08-14 2024-08-12 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -300 1,600 -15.79 34.32 -10,298 54,920
2024-08-12 2024-08-09 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -600 1,900 -24.00 28.40 -17,040 53,960
2024-08-07 2024-08-05 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 720 143,312 0.50 21.99 15,833 3,151,431
2024-08-05 2024-08-02 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 3,280 142,592 2.35 22.91 75,156 3,267,268
2024-07-31 2024-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 500 432,582 0.12 4.98 2,490 2,154,258
2024-07-31 2024-03-28 4/A BCV BANCROFT FUND LTD
Common Shares 		S - Sale -4,000 135,000 -2.88 15.90 -63,592 2,146,244
2024-07-31 2024-07-29 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,500 29,500 -4.84 16.31 -24,465 481,145
2024-07-30 2024-07-29 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -1,424 326,425 -0.43 3.72 -5,300 1,214,921
2024-07-26 2024-07-25 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 30,000 1,171,396 2.63 5.00 150,000 5,856,980
2024-07-26 2024-07-25 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 40,000 979,474 4.26 5.00 200,000 4,897,370
2024-07-19 2024-07-17 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		S - Sale -435,000 0 -100.00 0.00 -2,175
2024-07-19 2024-07-17 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		S - Sale -33,500 0 -100.00 0.00 -168
2024-07-19 2024-07-17 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		S - Sale -7,476 915,000 -0.81 0.00 -37 4,575
2024-07-19 2024-07-17 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		S - Sale -17,000 922,476 -1.81 0.00 -85 4,612
2024-07-19 2024-07-16 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		P - Purchase 38,638 939,476 4.29 0.00 155 3,758
2024-07-19 2024-07-15 4 GGT.RT GABELLI MULTIMEDIA TRUST INC.
Subscription Rights for Common Stock 		S - Sale -38,638 900,838 -4.11 0.00 -158 3,693
2024-07-05 2024-07-03 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 500 24,800 2.06 42.29 21,147 1,048,904
2024-06-28 2024-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -50,000 100,000 -33.33 10.00 -500,000 1,000,000
2024-06-28 2024-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -50,000 100,000 -33.33 10.00 -500,000 1,000,000
2024-06-28 2024-06-26 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Shares 		P - Purchase 11,750 16,750 235.00 100.00 1,175,000 1,675,000
2024-06-28 2024-06-26 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		J - Other -370,000 900,000 -29.13 10.00 -3,700,000 9,000,000
2024-06-27 2024-06-25 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 500 24,300 2.10 39.88 19,940 969,084
2024-06-27 2024-06-26 4 GDV.B GABELLI DIVIDEND & INCOME TRUST
Series B Auction Rate Preferred Shares 		J - Other -8 0 -100.00 25,000.00 -200,000
2024-06-25 2024-06-24 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 2,000 7,550 36.04 39.96 79,920 301,698
2024-06-25 2024-06-25 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -200 178,100 -0.11 33.38 -6,676 5,944,978
2024-06-25 2024-06-24 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -700 178,300 -0.39 31.85 -22,296 5,679,105
2024-06-25 2024-06-13 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -500 177,171 -0.28 35.70 -17,850 6,325,005
2024-06-13 2024-06-13 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -1,500 179,000 -0.83
2024-06-13 2024-06-10 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -6,839 177,171 -3.72
2024-06-03 2024-05-31 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 500 23,800 2.15 41.40 20,700 985,320
2024-05-29 2024-05-28 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -1,500 180,500 -0.82
2024-05-29 2024-04-08 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -8,000 182,000 -4.21
2024-05-23 2024-05-22 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 3,000 5,550 117.65 41.63 124,880 231,028
2024-04-15 2024-04-11 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -576 327,849 -0.18 3.61 -2,079 1,183,535
2024-04-12 2024-04-11 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 31,000 -6.06 15.46 -30,916 479,198
2024-04-10 2024-04-09 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -500 184,010 -0.27 26.55 -13,275 4,885,337
2024-04-10 2024-03-18 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -5,000 184,510 -2.64
2024-04-03 2024-04-02 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 500 23,300 2.19 41.25 20,625 961,125
2024-04-03 2024-02-22 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		P - Purchase 250,000 250,000 10.00 2,500,000 2,500,000
2024-04-03 2024-02-22 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		P - Purchase 250,000 250,000 10.00 2,500,000 2,500,000
2024-04-03 2024-02-22 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		P - Purchase 150,000 150,000 10.00 1,500,000 1,500,000
2024-04-03 2024-02-22 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		P - Purchase 30,000 30,000 10.00 300,000 300,000
2024-04-03 2024-02-22 4 GNT.B GAMCO Natural Resources, Gold & Income Trust
Series B Cumulative Preferred Shares 		P - Purchase 190,000 190,000 10.00 1,900,000 1,900,000
2024-04-01 2024-03-28 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 137,000 -1.44 15.90 -31,796 2,178,040
2024-03-28 2024-03-26 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		J - Other -200,000 0 -100.00 10.00 -2,000,000
2024-03-28 2024-03-26 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		J - Other -240,000 0 -100.00 10.00 -2,400,000
2024-03-28 2024-03-26 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		J - Other -300,000 0 -100.00 10.00 -3,000,000
2024-03-28 2024-03-26 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		J - Other -250,000 0 -100.00 10.00 -2,500,000
2024-03-14 2024-03-13 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,500 189,510 -1.81
2024-03-14 2024-03-04 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -4,661 193,010 -2.36
2024-03-01 2024-02-29 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Shares 		P - Purchase 10,000 10,000 100.00 1,000,000 1,000,000
2024-03-01 2024-02-29 4 GAB.N GABELLI EQUITY TRUST INC
Series N Cumulative Preferred Shares 		P - Purchase 50,000 50,000 100.00 5,000,000 5,000,000
2024-03-01 2024-02-29 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 10,000 210,000 5.00 10.00 100,000 2,100,000
2024-03-01 2024-02-29 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2024-03-01 2024-02-29 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 400,000 400,000 10.00 4,000,000 4,000,000
2024-02-22 2024-02-20 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -6,000 190,000 -3.06
2024-02-06 2024-02-02 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 33,000 -5.71 15.40 -30,808 508,339
2024-01-23 2024-01-22 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -200 2,500 -7.41 23.23 -4,646 58,075
2024-01-23 2024-01-22 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		S - Sale -200 3,800 -5.00 43.00 -8,600 163,400
2024-01-08 2024-01-04 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -2,000 196,000 -1.01
2024-01-04 2024-01-03 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -2,000 198,000 -1.00
2024-01-02 2023-12-28 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,732 139,000 -1.23 16.26 -28,161 2,260,029
2023-12-29 2023-12-28 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -5,366 197,671 -2.64
2023-12-29 2023-12-22 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -8,000 200,000 -3.85
2023-12-29 2023-12-07 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -18,200 208,000 -8.05
2023-12-28 2023-12-26 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -100 2,700 -3.57 30.10 -3,010 81,270
2023-12-28 2023-12-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		J - Other -50,000 0 -100.00 10.00 -500,000
2023-12-28 2023-12-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		J - Other -461,000 200,000 -69.74 10.00 -4,610,000 2,000,000
2023-12-28 2023-12-26 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		J - Other -100,000 0 -100.00 10.00 -1,000,000
2023-12-27 2023-12-26 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -59,886 0 -100.00 50.00 -2,994,300
2023-12-27 2023-12-26 4 GCV.G GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series G Cumulative Preferred Stock 		J - Other -150,000 0 -100.00 10.00 -1,500,000
2023-12-27 2023-12-26 4 GCV.G GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series G Cumulative Preferred Stock 		J - Other -200,000 0 -100.00 10.00 -2,000,000
2023-12-26 2023-12-22 4 STRT STRATTEC SECURITY CORP
Common Stock 		S - Sale -100 2,800 -3.45 26.62 -2,662 74,536
2023-12-13 2023-12-11 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -4,508 972,974 -0.46 5.79 -26,102 5,633,714
2023-12-13 2023-12-11 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 6,000 233,141 2.64 9.04 54,269 2,108,714
2023-12-13 2023-12-11 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -2,000 2,797,577 -0.07 8.01 -16,020 22,408,592
2023-12-11 2023-12-07 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,000 328,425 -1.20 3.47 -13,885 1,140,029
2023-12-08 2023-12-07 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 35,000 -2.78 15.15 -15,150 530,250
2023-12-08 2023-12-07 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -18,200 208,000 -8.05
2023-12-07 2023-12-05 4 MACT MachTen, Inc.
Common Stock 		G - Gift -11,500 724,250 -1.56
2023-12-07 2023-12-06 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -8,000 203,037 -3.79
2023-12-07 2023-12-05 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -3,000 211,037 -1.40
2023-11-27 2023-11-22 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 332,425 -1.48 3.42 -17,094 1,136,495
2023-11-22 2023-11-20 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -2,298 76,000 -2.93 50.35 -115,704 3,826,600
2023-11-21 2023-11-21 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -9,000 214,037 -4.04
2023-11-21 2023-11-20 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -6,000 223,037 -2.62
2023-11-16 2023-11-15 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -6,000 229,037 -2.55
2023-11-14 2023-11-13 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -6,000 235,037 -2.49
2023-11-08 2023-11-07 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -4,377 432,082 -1.00 4.77 -20,861 2,059,303
2023-11-03 2023-11-02 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 40 2,550 1.59 38.99 1,560 99,424
2023-10-27 2023-10-26 4 BCV BANCROFT FUND LTD
Common Shares, Par Value $0.001 		S - Sale -4,000 36,000 -10.00 14.22 -56,897 512,071
2023-10-24 2023-10-23 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 1,000 2,510 66.23 37.75 37,750 94,752
2023-10-13 2023-10-12 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 500 1,510 49.50 39.65 19,825 59,872
2023-10-11 2023-10-10 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -1,800 226,200 -0.79
2023-10-10 2023-10-10 4 MACT MachTen, Inc.
Common Stock 		P - Purchase 467 227,000 0.21 5.75 2,685 1,305,250
2023-10-10 2023-10-09 4 MACT MachTen, Inc.
Common Stock 		P - Purchase 183 226,533 0.08 5.75 1,052 1,302,565
2023-09-28 2023-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -329,901 473,596 -41.06 10.00 -3,299,010 4,735,960
2023-09-28 2023-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -109,993 88,200 -55.50 10.00 -1,099,930 882,000
2023-09-28 2023-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -87,954 70,600 -55.47 10.00 -879,540 706,000
2023-09-27 2023-09-25 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 167 977,482 0.02 6.31 1,054 6,167,913
2023-09-15 2023-09-15 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 59,886 59,886 50.31 3,012,865 3,012,865
2023-09-15 2023-09-15 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -59,886 0 -100.00 50.31 -3,012,865
2023-09-13 2023-09-12 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -3,202 78,298 -3.93 50.31 -161,093 3,939,172
2023-09-13 2023-09-11 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -2,500 81,500 -2.98 50.30 -125,746 4,099,320
2023-09-13 2023-09-13 4 MPTI M-tron Industries, Inc.
Common Stock 		P - Purchase 200 241,037 0.08 18.83 3,766 4,538,727
2023-09-12 2023-09-11 4 MPTI M-tron Industries, Inc.
Common Stock 		G - Gift -10,000 228,000 -4.20
2023-09-05 2023-08-31 4 MACT MachTen, Inc.
Common Stock 		J - Other 4,200 605,980 0.70
2023-09-05 2023-07-31 4/A MACT MachTen, Inc.
Common Stock 		J - Other 601,780 601,780
2023-09-05 2023-07-31 4/A MACT MachTen, Inc.
Common Stock 		J - Other 226,350 226,350
2023-09-05 2023-07-31 4/A MACT MachTen, Inc.
Common Stock 		J - Other 735,750 735,750
2023-08-24 2023-08-23 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -468 238,000 -0.20 16.61 -7,773 3,953,180
2023-08-24 2023-08-23 4 BATRA Atlanta Braves Holdings, Inc.
Series A Common Stock 		P - Purchase 800 22,800 3.64 41.91 33,528 955,548
2023-08-14 3 TSAT Telesat Corp
Common Shares 		450
2023-08-14 3 TSAT Telesat Corp
Common Shares 		11,100
2023-08-14 3 TSAT Telesat Corp
Common Shares 		10,000
2023-08-14 3 TSAT Telesat Corp
Common Shares 		15,700
2023-08-14 3 TSAT Telesat Corp
Common Shares 		38,982
2023-08-14 3 TSAT Telesat Corp
Common Shares 		3,000
2023-08-14 3 TSAT Telesat Corp
Common Shares 		1,625
2023-08-14 3 TSAT Telesat Corp
Common Shares 		24,760
2023-08-14 3 TSAT Telesat Corp
Common Shares 		7,269
2023-08-14 3 TSAT Telesat Corp
Common Shares 		25,000
2023-08-14 3 TSAT Telesat Corp
Common Shares 		12,000
2023-08-14 3 TSAT Telesat Corp
Common Shares 		2,600
2023-08-08 2023-08-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 120 57,282 0.21 7.93 952 454,246
2023-08-02 2023-07-31 4 MACT MachTen, Inc.
Common Stock 		J - Other 602,757 602,757
2023-08-02 2023-07-31 4 MACT MachTen, Inc.
Common Stock 		J - Other 149,250 149,250
2023-08-02 2023-07-31 4 MACT MachTen, Inc.
Common Stock 		J - Other 226,350 226,350
2023-08-02 2023-07-31 4 MACT MachTen, Inc.
Common Stock 		J - Other 586,500 586,500
2023-08-01 2023-07-28 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -10,000 1,100,000 -0.90 4.26 -42,625 4,688,750
2023-08-01 2023-07-31 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 500 2,751,577 0.02 7.93 3,966 21,825,509
2023-07-10 2023-07-07 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 1,010 98.04 39.96 19,980 40,360
2023-06-29 2023-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -100,000 0 -100.00 10.00 -1,000,000
2023-06-29 2023-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -50,000 150,000 -25.00 10.00 -500,000 1,500,000
2023-06-29 2023-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other 150,000 0 -100.00 10.00 1,500,000
2023-06-29 2023-06-26 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		J - Other -25,000 125,000 -16.67 10.00 -250,000 1,250,000
2023-06-22 2023-06-20 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -6,604 1,141,396 -0.58 6.27 -41,430 7,160,548
2023-06-21 2023-06-08 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 626,000 -0.63 20.92 -83,678 13,095,670
2023-06-16 3 STRT STRATTEC SECURITY CORP
Common Stock 		2,900
2023-06-12 2023-06-08 4 BCV BANCROFT FUND LTD
Common Shares, Par Value $0.001 		S - Sale -3,000 40,000 -6.98 16.98 -50,935 679,136
2023-06-01 2023-05-30 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,900 4,703 -28.78 13.21 -25,094 62,112
2023-05-03 2023-05-01 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 43,000 -4.44 16.36 -32,721 703,502
2023-04-18 2023-04-17 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 700 22,000 3.29 35.95 25,165 790,900
2023-04-18 2023-04-17 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -2,000 48,000 -4.00 7.85 -15,700 376,800
2023-04-17 2023-04-14 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -500 240,837 -0.21 11.60 -5,800 2,793,709
2023-04-17 2023-04-14 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -12,000 45,000 -21.05 16.58 -198,977 746,163
2023-03-28 2023-03-27 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		J - Other -250,000 250,000 -50.00 10.00 -2,500,000 2,500,000
2023-03-14 2023-03-13 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 2,500 25.00 32.32 16,160 80,800
2023-02-16 2023-02-10 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000 50,000 4.17 8.12 16,240 406,000
2023-01-20 2023-01-18 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 50,000 50,000 10.00 500,000 500,000
2023-01-20 2023-01-18 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2023-01-20 2023-01-18 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2023-01-20 2023-01-18 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2023-01-20 2023-01-18 4 GRX.G Gabelli Healthcare & WellnessRx Trust
Series G Cumulative Preferred Shares 		P - Purchase 61,000 61,000 10.00 610,000 610,000
2023-01-06 2023-01-05 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 200 2,000 11.11 32.80 6,560 65,600
2023-01-05 2022-12-29 4 GCV.G GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series G Cumulative Preferred Stock 		P - Purchase 150,000 150,000 10.00 1,500,000 1,500,000
2023-01-05 2022-12-29 4 GCV.G GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series G Cumulative Preferred Stock 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2022-12-30 2022-12-28 4 MPTI M-tron Industries, Inc.
Common Stock 		S - Sale -9,000 241,337 -3.60 9.01 -81,078 2,174,133
2022-12-29 2022-12-28 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 7,200 20,000 56.25 32.58 234,576 651,600
2022-12-29 2022-12-27 4 PMVC.U PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		J - Other -340,000 0 -100.00 10.10 -3,434,306
2022-12-29 2022-12-27 4 PMVC.U PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		J - Other -200,000 0 -100.00 10.10 -2,020,180
2022-12-29 2022-12-27 4 PMVC.U PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		J - Other -1,000,000 0 -100.00 10.10 -10,100,900
2022-12-28 2022-12-27 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		J - Other -100,000 0 -100.00 20.00 -2,000,000
2022-12-28 2022-12-27 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		J - Other -100,000 0 -100.00 20.00 -2,000,000
2022-12-28 2022-12-27 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		J - Other -190,000 0 -100.00 20.00 -3,800,000
2022-12-28 2022-12-27 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		J - Other -175,000 0 -100.00 20.00 -3,500,000
2022-12-27 2022-12-23 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 800 12,800 6.67 32.58 26,064 417,024
2022-12-09 2022-12-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -218 1,597,891 -0.01 16.00 -3,488 25,566,256
2022-12-08 2022-12-06 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -4,000 1,148,000 -0.35 6.42 -25,686 7,371,997
2022-12-07 2022-12-05 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 1,110,000 -0.45 5.36 -26,776 5,944,161
2022-12-05 2022-12-01 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -748 1,152,000 -0.06 6.44 -4,814 7,413,696
2022-12-05 2022-12-01 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 1,115,000 -0.45 5.05 -25,251 5,630,973
2022-11-14 2022-11-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,482 1,598,109 -0.22 17.00 -59,194 27,167,853
2022-11-09 2022-11-07 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,500 139,313 -1.07 20.41 -30,621 2,843,922
2022-10-31 2022-10-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -800 1,601,591 -0.05 16.92 -13,535 27,096,998
2022-10-27 2022-10-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,500 1,602,391 -0.09 16.50 -24,750 26,439,452
2022-10-27 2022-10-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,000 1,603,891 -0.19 15.43 -46,285 24,745,312
2022-10-26 2022-10-24 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 221 241,078 0.09 7.99 1,766 1,926,213
2022-10-24 2022-10-21 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,500 1,606,891 -0.09 15.00 -22,500 24,103,365
2022-10-21 2022-10-19 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -3,000 57,000 -5.00 16.71 -50,124 952,356
2022-10-20 2022-10-17 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		P - Purchase 50,000 175,000 40.00 20.00 1,000,000 3,500,000
2022-10-20 2022-10-17 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		S - Sale -50,000 0 -100.00 20.00 -1,000,000
2022-10-19 2022-10-17 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 200,000 500,000 66.67 10.00 2,000,000 5,000,000
2022-10-19 2022-10-17 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		S - Sale -200,000 0 -100.00 10.00 -2,000,000
2022-10-19 2022-10-17 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 230,000 700,000 48.94 10.00 2,300,000 7,000,000
2022-10-19 2022-10-17 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		S - Sale -230,000 0 -100.00 10.00 -2,300,000
2022-10-18 2022-10-17 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 158,554 288,174 122.32 10.00 1,585,540 2,881,740
2022-10-18 2022-10-17 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		S - Sale -158,554 0 -100.00 10.00 -1,585,540
2022-10-17 2022-10-13 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 30,000 3.45 29.31 29,313 879,399
2022-10-14 3 MPTI M-tron Industries, Inc.
Common Stock 		250,337
2022-10-14 3 MPTI M-tron Industries, Inc.
Common Stock 		238,468
2022-10-11 2022-10-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,200 48,000 2.56 7.89 9,468 378,720
2022-10-05 2022-10-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,736 2,510,000 0.11 8.00 21,888 20,080,001
2022-10-05 2022-10-03 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 170 46,800 0.36 8.00 1,360 374,400
2022-10-03 3 PMVC PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		1,000,000
2022-10-03 3 PMVC PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		200,000
2022-10-03 3 PMVC PMV Consumer Acquisition Corp.
Class A common stock, $0.0001 par value 		340,000
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -33,880 129,620 -20.72 10.00 -338,800 1,296,200
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -72,530 277,470 -20.72 10.00 -725,300 2,774,700
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -41,446 158,554 -20.72 10.00 -414,460 1,585,540
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -41,446 158,554 -20.72 10.00 -414,460 1,585,540
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -20,722 79,278 -20.72 10.00 -207,220 792,780
2022-09-29 2022-09-26 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		J - Other -51,807 198,193 -20.72 10.00 -518,070 1,981,930
2022-09-20 2022-09-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,300 22,306 6.19 17.76 23,082 396,054
2022-09-06 2022-09-01 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,818 42,000 4.52 28.00 50,904 1,176,000
2022-09-01 2022-08-31 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 182 40,182 0.46 28.02 5,100 1,125,900
2022-08-26 2022-08-25 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 800 1,800 80.00 29.18 23,344 52,524
2022-08-25 2022-08-24 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,000 21,300 10.36 28.80 57,600 613,440
2022-08-24 2022-08-23 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 1,000 28.94 28,940 28,940
2022-08-23 2022-08-19 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,063 140,813 -1.44 22.66 -46,741 3,190,362
2022-08-16 2022-08-15 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 300 19,300 1.58 28.54 8,562 550,822
2022-07-26 2022-07-25 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Preferred Shares 		S - Sale -2,000 84,000 -2.33 50.10 -100,208 4,208,736
2022-07-20 2022-07-18 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 900 240,857 0.38 8.25 7,425 1,987,070
2022-07-11 2022-07-08 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 19,000 2.70 26.26 13,130 498,940
2022-07-07 2022-07-01 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2022-07-07 2022-07-01 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2022-07-07 2022-07-01 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		P - Purchase 150,000 150,000 10.00 1,500,000 1,500,000
2022-07-07 2022-07-01 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		P - Purchase 150,000 150,000 10.00 1,500,000 1,500,000
2022-07-07 2022-07-01 4 ECF.B ELLSWORTH GROWTH & INCOME FUND LTD
Series B Cumulative Preferred Shares 		P - Purchase 190,000 190,000 10.00 1,900,000 1,900,000
2022-07-01 2022-06-30 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 1,182 5,908 25.01 16.00 18,912 94,524
2022-07-01 2022-06-30 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 97,362 486,810 25.00 16.00 1,557,792 7,788,960
2022-07-01 2022-06-30 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 15,611 78,054 25.00 16.00 249,776 1,248,862
2022-06-28 2022-06-27 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,000 12,000 20.00 25.00 50,000 300,000
2022-06-17 2022-06-15 4 BCV BANCROFT FUND LTD
Common Shares 		P - Purchase 1,000 140,732 0.72 17.93 17,933 2,523,740
2022-06-16 2022-06-14 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,218 630,000 -0.82 20.26 -105,718 12,763,989
2022-06-15 2022-06-13 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -7,501 489,169 -1.51 5.72 -42,932 2,799,759
2022-05-12 2022-05-11 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 18,500 5.71 25.55 25,550 472,675
2022-05-06 2022-05-05 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 17,500 6.06 26.05 26,050 455,875
2022-04-27 2022-04-25 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 34,482 275,853 14.29 5.50 189,651 1,517,192
2022-04-27 2022-04-25 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 2,977 23,815 14.29 5.50 16,374 130,982
2022-04-27 2022-04-25 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 112,984 903,866 14.29 5.50 621,412 4,971,263
2022-04-26 2022-04-25 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 5,000 10,000 100.00 27.19 135,928 271,856
2022-04-26 2022-04-25 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 16,500 6.45 27.10 27,100 447,150
2022-04-22 2022-04-21 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 3,000 15,000 25.00 27.96 83,880 419,400
2022-04-21 2022-04-20 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 5,000 5,000 28.02 140,106 140,106
2022-04-21 2022-04-12 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 5,000 40,000 14.29 27.12 135,592 1,084,736
2022-04-07 2022-04-06 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 15,500 3.33 28.70 14,350 444,850
2022-04-04 2022-04-01 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,500 12,500 25.00 28.94 72,360 361,800
2022-04-04 2022-03-31 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,000 12,000 20.00 28.98 57,968 347,809
2022-03-30 2022-03-28 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2022-03-30 2022-03-28 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2022-03-30 2022-03-28 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 240,000 240,000 10.00 2,400,000 2,400,000
2022-03-30 2022-03-28 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 300,000 300,000 10.00 3,000,000 3,000,000
2022-03-30 2022-03-28 4 GDL.E GDL FUND
Series E Cumulative Preferred Shares 		P - Purchase 300,000 300,000 10.00 3,000,000 3,000,000
2022-03-16 2022-03-15 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 5,000 35,000 16.67 26.75 133,760 936,324
2022-02-17 2022-02-16 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 3,000 10,000 42.86 26.66 79,975 266,582
2022-02-17 2022-02-16 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,500 10,000 17.65 26.56 39,840 265,600
2022-01-25 2022-01-21 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,000 4,000 100.00 26.24 52,489 104,977
2022-01-21 2022-01-20 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 15,000 7.14 26.15 26,150 392,250
2022-01-12 2022-01-10 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 496,670 -1.00 6.52 -32,578 3,236,103
2022-01-05 2022-01-04 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 7,000 7.69 28.60 14,300 200,205
2022-01-05 2021-12-28 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 2,000 14,000 16.67 28.60 57,190 400,331
2022-01-03 2021-12-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,608,391 -0.03 25.22 -12,610 40,564,425
2022-01-03 2021-12-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,000 1,608,891 -0.06 25.60 -25,598 41,184,874
2021-12-29 2021-12-28 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 6,500 8.33 28.63 14,315 186,095
2021-12-27 2021-12-23 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 500 2,000 33.33 28.71 14,357 57,428
2021-12-21 2021-12-17 4 GAB.M GABELLI EQUITY TRUST INC
Series M Cumulative Preferred Stock 		P - Purchase 20,000 20,000 100.00 2,000,000 2,000,000
2021-12-21 2021-12-17 4 GAB.M GABELLI EQUITY TRUST INC
Series M Cumulative Preferred Stock 		P - Purchase 40,000 40,000 100.00 4,000,000 4,000,000
2021-12-09 2021-12-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -800 1,609,891 -0.05 24.88 -19,907 40,059,884
2021-11-24 2021-11-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -4,239 1,610,691 -0.26 27.53 -116,708 44,345,545
2021-11-24 2021-11-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -720 1,614,930 -0.04 28.16 -20,278 45,483,534
2021-11-22 2021-11-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -8,546 1,615,650 -0.53 28.94 -247,326 46,757,719
2021-11-22 2021-11-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -7,244 1,624,196 -0.44 28.76 -208,351 46,714,963
2021-11-18 2021-11-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,269 1,631,440 -0.20 27.99 -91,514 45,671,184
2021-11-18 2021-11-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -351 1,634,709 -0.02 27.41 -9,621 44,806,556
2021-11-16 2021-11-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -8,645 1,635,060 -0.53 27.62 -238,809 45,166,734
2021-11-16 2021-11-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,887 1,643,705 -0.24 27.81 -108,101 45,712,915
2021-11-16 2021-11-15 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -9,000 1,120,000 -0.80 6.58 -59,186 7,365,344
2021-11-16 2021-11-12 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -8,000 501,670 -1.57 6.68 -53,454 3,352,008
2021-11-12 2021-11-12 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,936 1,647,592 -0.36 27.50 -163,247 45,310,592
2021-11-12 2021-11-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,622 1,653,528 -0.22 27.51 -99,649 45,492,028
2021-11-12 2021-11-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -6,760 1,657,150 -0.41 27.33 -184,758 45,291,567
2021-11-09 2021-11-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,481 1,663,910 -0.33 26.88 -147,346 44,731,059
2021-11-04 2021-11-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,500 1,669,391 -0.15 27.31 -68,265 45,584,391
2021-11-03 2021-11-03 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,000 943,982 -0.21 9.25 -18,508 8,735,611
2021-11-03 2021-11-01 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -437 945,982 -0.05 9.16 -4,003 8,665,197
2021-11-03 2021-11-01 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -343 509,670 -0.07 6.54 -2,243 3,333,242
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 350,000 350,000 10.00 3,500,000 3,500,000
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 100,000 100,000 10.00 1,000,000 1,000,000
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 163,500 163,500 10.00 1,635,000 1,635,000
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 250,000 250,000 10.00 2,500,000 2,500,000
2021-11-02 2021-11-01 4 GGZ.B Gabelli Global Small & Mid Cap Value Trust
Series B Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2021-11-02 2021-11-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,671,891 -0.03 26.60 -13,300 44,472,301
2021-11-02 2021-11-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,472 1,672,391 -0.09 26.60 -39,160 44,491,287
2021-10-29 2021-10-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,028 1,673,863 -0.06 26.60 -27,342 44,519,902
2021-10-29 2021-10-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -869 1,674,891 -0.05 26.59 -23,107 44,536,357
2021-10-26 2021-10-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -531 1,675,760 -0.03 27.50 -14,602 46,083,400
2021-10-26 2021-10-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,676,291 -0.03 27.50 -13,750 46,098,002
2021-10-26 2021-10-22 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -3,591 2,441,900 -0.15 8.99 -32,287 21,955,611
2021-10-19 2021-10-15 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 370,000 370,000 10.00 3,700,000 3,700,000
2021-10-19 2021-10-15 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 230,000 230,000 10.00 2,300,000 2,300,000
2021-10-19 2021-10-15 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 130,000 130,000 10.00 1,300,000 1,300,000
2021-10-19 2021-10-15 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2021-10-19 2021-10-15 4 GRX.E Gabelli Healthcare & WellnessRx Trust
Series E Cumulative Preferred Shares 		P - Purchase 470,000 470,000 10.00 4,700,000 4,700,000
2021-10-04 2021-09-30 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		J - Other -278,000 0 -100.00 16.76 -4,658,724
2021-10-04 2021-09-30 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		J - Other -563,899 0 -100.00 16.76 -9,449,819
2021-10-04 2021-09-30 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		J - Other -3,000 0 -100.00 16.76 -50,274
2021-10-04 2021-09-30 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		J - Other -111,486 0 -100.00 16.76 -1,868,282
2021-10-04 2021-09-30 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -7,407 1,822,732 -0.40 8.97 -66,438 16,349,177
2021-09-29 2021-09-27 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other -29,200 0 -100.00 40.00 -1,168,000
2021-09-28 2021-09-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,400 1,676,791 -0.08 26.16 -36,628 43,869,045
2021-09-15 2021-09-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -700 1,678,191 -0.04 27.77 -19,442 46,610,580
2021-09-15 2021-09-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,678,891 -0.03 27.04 -13,520 45,397,213
2021-09-13 2021-09-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,679,391 -0.03 27.02 -13,511 45,379,496
2021-09-02 2021-09-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,400 1,679,891 -0.08 27.01 -37,820 45,380,743
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 6,666 33,333 25.00 9.50 63,327 316,664
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 221,352 1,106,763 25.00 9.50 2,102,844 10,514,248
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 583 2,918 24.97 9.50 5,538 27,721
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 116,549 436,459 36.43 9.50 1,107,216 4,146,360
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 4,925 24,627 25.00 9.50 46,788 233,956
2021-09-02 2021-08-31 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 189,364 946,419 25.01 9.50 1,798,958 8,990,983
2021-09-01 2021-08-30 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 3,900 757,055 0.52 9.44 36,816 7,146,601
2021-09-01 2021-08-30 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -3,900 757,055 -0.51 9.44 -36,816 7,146,601
2021-08-31 2021-08-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -910 1,681,291 -0.05 27.77 -25,275 46,697,521
2021-08-31 2021-08-27 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -400 757,055 -0.05 9.44 -3,776 7,146,601
2021-08-25 2021-08-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,000 1,682,201 -0.12 27.90 -55,795 46,929,202
2021-08-23 2021-08-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,900 1,684,201 -0.23 27.18 -106,018 45,783,488
2021-08-23 2021-08-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,037 1,688,101 -0.06 26.98 -27,973 45,537,031
2021-08-10 2021-08-06 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 60,000 -3.23 31.06 -62,125 1,863,738
2021-08-05 2021-08-04 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,042 1,689,138 -0.12 27.54 -56,236 46,518,185
2021-08-03 2021-08-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -249 1,691,180 -0.01 28.00 -6,972 47,353,040
2021-07-30 2021-07-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,600 1,691,429 -0.09 27.70 -44,318 46,850,554
2021-07-26 2021-07-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,400 1,693,029 -0.08 27.62 -38,669 46,762,138
2021-07-22 2021-07-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 6,967 76,642 10.00 5.50 38,318 421,531
2021-07-22 2021-07-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 76,971 846,676 10.00 5.50 423,340 4,656,718
2021-07-22 2021-07-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 141,997 1,561,972 10.00 5.50 780,984 8,590,847
2021-07-22 2021-07-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,001 1,694,429 -0.12 27.69 -55,402 46,914,164
2021-07-22 2021-07-21 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,938 1,696,430 -0.11 28.02 -54,299 47,530,576
2021-07-02 2021-07-02 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 100 510 24.39 27.92 2,792 14,239
2021-07-02 2021-07-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,106 1,698,368 -0.07 26.18 -28,957 44,465,652
2021-07-02 2021-07-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -300 1,699,474 -0.02 26.24 -7,872 44,594,198
2021-06-25 2021-06-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -9,810 1,699,774 -0.57 26.10 -256,022 44,360,872
2021-06-25 2021-06-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,383 1,709,584 -0.08 25.11 -34,727 42,927,654
2021-06-17 2021-06-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -742 1,710,967 -0.04 25.06 -18,592 42,871,358
2021-06-15 2021-06-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,579 1,711,709 -0.09 25.09 -39,624 42,954,139
2021-06-15 2021-06-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -402 1,713,288 -0.02 24.91 -10,014 42,680,574
2021-06-09 2021-06-07 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -400 563,899 -0.07 16.51 -6,604 9,309,972
2021-06-01 2021-05-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,302 1,713,690 -0.19 27.21 -89,844 46,627,620
2021-05-27 2021-05-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -9,107 1,716,992 -0.53 29.69 -270,428 50,985,219
2021-05-27 2021-05-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -8,441 1,726,099 -0.49 29.10 -245,669 50,236,731
2021-05-26 2021-05-25 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -1,701 564,299 -0.30 16.40 -27,896 9,254,334
2021-05-25 2021-05-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -12,190 1,734,540 -0.70 28.90 -352,253 50,122,829
2021-05-25 2021-05-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -37,769 1,746,730 -2.12 28.16 -1,063,413 49,180,406
2021-05-21 2021-05-21 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -18,935 1,784,499 -1.05 27.41 -518,950 48,907,586
2021-05-21 2021-05-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,762 1,803,434 -0.32 26.68 -153,725 48,113,996
2021-05-19 2021-05-17 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -433 566,000 -0.08 15.06 -6,523 8,526,167
2021-05-19 2020-12-28 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -800 566,433 -0.14 11.89 -9,513 6,735,455
2021-05-19 2021-05-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -27,633 1,809,196 -1.50 27.81 -768,471 50,313,560
2021-05-19 2021-05-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,822 1,836,829 -0.21 26.23 -100,236 48,172,861
2021-05-17 2021-05-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -14,870 1,840,651 -0.80 25.56 -380,004 47,038,020
2021-05-17 2021-05-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -10,208 1,855,521 -0.55 25.29 -258,135 46,921,487
2021-05-13 2021-05-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -22,000 1,865,729 -1.17 25.03 -550,759 46,707,593
2021-05-13 2021-05-12 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -9,191 1,887,729 -0.48 24.29 -223,259 45,854,825
2021-05-11 2021-05-10 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		S - Sale -2,000 6,000 -25.00 27.40 -54,793 164,379
2021-05-11 2021-05-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,600 1,896,920 -0.19 23.33 -83,975 44,248,315
2021-05-11 2021-05-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,779 1,900,520 -0.15 23.09 -64,176 43,889,279
2021-05-07 2021-05-07 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -200 1,903,299 -0.01 22.30 -4,460 42,443,568
2021-05-07 2021-05-06 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,173 1,903,499 -0.06 21.27 -24,944 40,478,287
2021-05-04 2021-05-04 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -600 1,904,672 -0.03 21.05 -12,633 40,102,678
2021-05-04 2021-05-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -700 1,905,272 -0.04 20.09 -14,063 38,276,914
2021-04-28 2021-04-26 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,300 62,000 -2.05 31.35 -40,757 1,943,812
2021-04-26 2021-03-31 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,483 29,200 -4.83 40.50 -60,062 1,182,600
2021-04-26 2021-03-30 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,000 30,683 -3.16 40.50 -40,500 1,242,662
2021-04-26 2021-03-26 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -402 31,683 -1.25 40.54 -16,296 1,284,343
2021-04-22 2021-04-20 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 2,604 20,838 14.28 5.50 14,322 114,609
2021-04-22 2021-04-20 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 30,171 241,371 14.29 5.50 165,940 1,327,540
2021-04-22 2021-04-20 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 98,860 790,882 14.29 5.50 543,730 4,349,851
2021-03-12 2021-03-12 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -300 1,905,972 -0.02 21.31 -6,393 40,616,263
2021-03-12 2021-03-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,103 1,906,272 -0.11 21.21 -44,607 40,433,935
2021-03-10 2021-03-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -675 1,908,375 -0.04 21.02 -14,188 40,114,042
2021-03-10 2021-03-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,909,050 -0.03 20.50 -10,251 39,138,389
2021-02-26 2021-02-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -4,000 1,909,550 -0.21 19.40 -77,600 37,045,270
2021-02-22 2021-02-18 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -24,800 211,200 -10.51 8.01 -198,755 1,692,620
2021-02-19 2021-02-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -8,010 1,913,550 -0.42 20.10 -161,018 38,466,373
2021-02-19 2021-02-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -800 1,921,560 -0.04 19.75 -15,800 37,950,810
2021-02-18 2021-02-17 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		S - Sale -1,000 29,000 -3.33 28.48 -28,480 825,920
2021-02-18 2021-02-16 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,500 231,960 1.53 8.98 31,430 2,083,001
2021-02-17 2021-02-16 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -500 124,495 -0.40 35.94 -17,969 4,474,188
2021-02-16 2021-02-11 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -500 124,995 -0.40 35.28 -17,640 4,409,886
2021-02-11 2021-02-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -4,163 1,922,360 -0.22 20.64 -85,938 39,683,662
2021-02-11 2021-02-10 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 125,495 -0.79 35.18 -35,179 4,414,738
2021-02-11 2021-02-09 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,205 126,495 -0.94 35.00 -42,179 4,427,742
2021-02-09 2021-02-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,400 1,926,523 -0.07 20.32 -28,447 39,145,599
2021-02-09 2021-02-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,500 1,927,923 -0.08 20.02 -30,024 38,589,114
2021-02-09 2021-02-08 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -800 127,700 -0.62 34.82 -27,856 4,446,514
2021-02-09 2021-02-05 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -500 128,500 -0.39 34.55 -17,275 4,439,675
2021-02-09 2021-02-04 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 129,000 -1.53 33.95 -67,896 4,379,292
2021-02-09 2021-02-03 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 131,000 -0.76 33.10 -33,100 4,336,100
2021-02-09 2021-02-02 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -4,000 132,000 -2.94 32.85 -131,394 4,335,989
2021-02-09 2021-01-15 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,000 136,000 -1.45 30.18 -60,361 4,104,534
2021-02-05 2021-02-04 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -500 1,929,423 -0.03 19.55 -9,775 37,720,220
2021-02-05 2021-01-29 4/A GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 302 227,639 0.13 8.81 2,661 2,005,495
2021-02-05 2021-01-28 4/A GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,990 227,337 2.71 8.78 52,609 1,996,651
2021-02-05 2020-10-30 4/A GDL GDL FUND
Common Shares, Par Value $0.001 		J - Other -2,350,000 221,347 -91.39
2021-02-04 2021-02-02 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,398 201,412 0.70 12.20 17,056 2,457,232
2021-02-03 2021-02-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -800 1,929,923 -0.04 19.42 -15,536 37,479,105
2021-02-03 2021-02-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,200 1,930,723 -0.17 19.07 -61,023 36,818,308
2021-02-01 2021-01-29 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 302 199,240 0.15 8.81 2,661 1,755,305
2021-02-01 2021-01-28 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,990 198,938 3.10 8.78 52,609 1,747,233
2021-02-01 2020-10-30 4 GDL GDL FUND
Common Shares, Par Value $0.001 		J - Other -2,350,000 190,348 -92.51
2021-01-26 2021-01-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,452 1,933,923 -0.13 18.75 -45,970 36,257,188
2021-01-20 2021-01-15 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Shares, Par Value $0.001 		S - Sale -988 337,425 -0.29 6.28 -6,205 2,119,029
2021-01-08 2021-01-05 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -567 567,233 -0.10 12.00 -6,804 6,806,796
2021-01-08 2020-12-31 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -5,000 567,800 -0.87 12.01 -60,028 6,816,723
2021-01-07 2021-01-06 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -4,000 1,936,375 -0.21 19.00 -76,000 36,791,125
2021-01-04 2020-12-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -833 1,940,375 -0.04 18.03 -15,022 34,990,976
2021-01-04 2020-12-30 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -7,556 634,964 -1.18 21.43 -161,898 13,604,993
2020-12-30 2020-12-24 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -1,749 572,800 -0.30 11.83 -20,699 6,779,031
2020-12-29 2020-12-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -4,100 1,941,208 -0.21 18.54 -76,003 35,984,949
2020-12-29 2020-12-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,000 1,945,308 -0.26 18.07 -90,354 35,153,272
2020-12-23 2020-12-21 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -4,000 138,000 -2.82 29.70 -118,784 4,098,048
2020-12-23 2020-12-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -16,864 1,950,308 -0.86 18.34 -309,318 35,772,354
2020-12-23 2020-12-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -24,981 1,967,172 -1.25 17.45 -435,951 34,329,709
2020-12-22 2020-12-18 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		P - Purchase 100,000 100,000 20.00 2,000,000 2,000,000
2020-12-22 2020-12-18 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		P - Purchase 100,000 100,000 20.00 2,000,000 2,000,000
2020-12-22 2020-12-18 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		P - Purchase 190,000 190,000 20.00 3,800,000 3,800,000
2020-12-22 2020-12-18 4 GRX.C Gabelli Healthcare & WellnessRx Trust
Series C Cumulative Preferred Shares 		P - Purchase 125,000 125,000 20.00 2,500,000 2,500,000
2020-12-18 2020-12-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,700 1,992,153 -0.29 17.13 -97,626 34,120,401
2020-12-18 2020-12-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -6,100 1,997,853 -0.30 16.04 -97,860 32,050,956
2020-12-16 2020-12-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -10,400 2,003,953 -0.52 15.76 -163,928 31,586,908
2020-12-16 2020-12-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -10,639 2,014,353 -0.53 15.43 -164,130 31,075,827
2020-12-15 2020-12-11 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -36,200 0 -100.00 40.75 -1,475,150
2020-12-11 2020-12-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,100 2,024,992 -0.15 15.33 -47,509 31,034,015
2020-12-11 2020-12-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -5,800 2,028,092 -0.29 15.19 -88,098 30,805,298
2020-12-09 2020-12-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,773 2,033,892 -0.09 15.21 -26,967 30,935,091
2020-12-09 2020-12-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -749 2,035,665 -0.04 15.11 -11,316 30,754,827
2020-12-08 2020-12-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,400 43,073 5.90 8.75 21,010 377,065
2020-12-04 2020-12-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -12,241 2,036,414 -0.60 15.12 -185,026 30,781,009
2020-12-02 2020-11-30 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,800 36,200 -4.74 40.94 -73,691 1,482,010
2020-12-02 2020-11-30 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 197,384 2.60 11.29 56,443 2,228,194
2020-12-02 2020-12-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -19,135 2,048,655 -0.93 15.61 -298,764 31,986,675
2020-12-02 2020-12-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -7,515 2,067,790 -0.36 14.68 -110,355 30,364,669
2020-12-01 2020-11-30 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,000 507,560 -0.78 5.87 -23,463 2,977,195
2020-11-30 2020-11-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -17,615 2,075,305 -0.84 14.28 -251,630 29,645,732
2020-11-30 2020-11-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -10,091 2,092,920 -0.48 14.08 -142,093 29,470,825
2020-11-30 2020-11-27 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,000 38,000 -2.56 40.85 -40,850 1,552,300
2020-11-25 2020-11-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -10,009 2,103,011 -0.47 14.14 -141,524 29,735,945
2020-11-25 2020-11-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -2,270 2,113,020 -0.11 13.94 -31,650 29,461,415
2020-11-23 2020-11-19 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 192,384 0.52 11.29 11,295 2,172,944
2020-11-18 2020-11-16 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		J - Other 476,937 476,937
2020-11-18 2020-11-16 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		J - Other 500,675 500,675
2020-08-24 2020-08-20 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,198 1,129,000 -0.37 5.57 -23,363 6,283,111
2020-08-17 2020-08-13 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -966 142,000 -0.68 26.79 -25,878 3,803,995
2020-08-13 2020-08-11 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -5,000 5,000 -50.00
2020-08-10 2020-03-10 4/A GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other -500 185,538 -0.27
2020-07-28 2020-07-27 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -2,500 10,000 -20.00
2020-07-27 2020-07-23 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -2,000 338,413 -0.59 5.38 -10,770 1,822,286
2020-07-23 2020-07-21 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 600 2,000 42.86 19.58 11,751 39,168
2020-07-21 2020-07-13 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -2,500 12,500 -16.67
2020-07-21 2020-06-05 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -5,000 15,000 -25.00
2020-07-20 2020-07-16 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -2,000 86,000 -2.27 51.50 -103,000 4,429,000
2020-07-20 2020-07-16 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -6,000 510,170 -1.16 5.27 -31,595 2,686,504
2020-07-17 2020-07-15 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 5,000 25.00 19.50 19,505 97,524
2020-07-17 2020-07-07 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 200 1,400 16.67 18.34 3,668 25,676
2020-07-17 2020-04-09 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 6,494 8,500 323.73 18.08 117,379 153,638
2020-07-17 2020-07-15 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,870 2,532,695 0.07 3.31 6,190 8,383,221
2020-07-16 2020-07-15 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,539 500,675 0.31 8.51 13,104 4,262,947
2020-07-08 2020-07-06 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,000 0 -100.00 51.06 -51,060
2020-06-29 2020-06-25 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -537 71,085 -0.75 41.00 -22,017 2,914,485
2020-06-18 2020-06-16 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -828 88,000 -0.93 51.70 -42,805 4,549,310
2020-06-18 2020-06-16 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -245 32,085 -0.76 40.90 -10,020 1,312,276
2020-06-09 2020-06-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -323 2,115,290 -0.02 15.91 -5,138 33,649,610
2020-06-09 2020-06-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -3,287 2,115,613 -0.16 15.38 -50,570 32,548,494
2020-06-09 2020-06-05 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -1,900 574,549 -0.33 9.60 -18,240 5,515,670
2020-06-05 2020-06-03 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -51 576,449 -0.01 9.10 -464 5,245,686
2020-06-02 2020-05-29 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -4,000 580,500 -0.68 8.85 -35,400 5,137,425
2020-05-29 2020-05-27 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -9,200 580,500 -1.56 8.90 -81,880 5,166,450
2020-05-29 2020-05-27 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -300 589,700 -0.05 8.70 -2,610 5,130,390
2020-05-29 2020-05-28 4 AC Associated Capital Group, Inc.
Class B Common Stock 		D - Sale to Issuer -20,000 18,705,673 -0.11
2020-05-29 2020-05-28 4 AC Associated Capital Group, Inc.
Class A Common Stock 		A - Award 20,000 20,000
2020-05-29 2020-04-29 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 0 -100.00
2020-05-29 2020-04-21 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 10,000 -50.00
2020-05-27 2020-05-22 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 10,987 2,530,825 0.44 8.31 91,289 21,028,121
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-18 3 INAP Internap Corp
Common Stock 		4,112,732
2020-05-12 2020-05-08 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,959 2,519,838 0.20 8.17 40,515 20,587,079
2020-05-08 2020-05-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,638 2,514,879 0.22 8.12 45,788 20,424,089
2020-05-08 2020-05-06 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,021 2,509,241 0.04 8.16 8,331 20,473,904
2020-05-06 2020-05-05 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,587 2,508,220 0.18 8.12 37,262 20,375,026
2020-05-06 2020-05-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,415 2,503,633 0.10 7.95 19,211 19,915,652
2020-05-04 2020-04-30 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 236,000 -1.67 6.86 -27,441 1,619,007
2020-04-29 2020-04-27 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -14,000 0 -100.00 40.10 -561,400
2020-04-27 2020-04-24 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -500 14,000 -3.45 40.25 -20,124 563,475
2020-04-27 2020-04-23 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -300 14,500 -2.03 40.25 -12,075 583,625
2020-04-23 2020-04-22 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -300 14,800 -1.99 40.25 -12,074 595,651
2020-04-23 2020-04-21 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100 15,100 -0.66 40.26 -4,026 607,926
2020-04-21 2020-04-20 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,200 15,200 -7.32 40.23 -48,276 611,502
2020-04-21 2020-04-17 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,600 16,400 -8.89 40.18 -64,288 658,952
2020-04-14 2020-04-09 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -2,000 18,000 -10.00 39.76 -79,527 715,739
2020-04-14 2020-04-14 4 AC Associated Capital Group, Inc.
Class B Common Stock 		D - Sale to Issuer -20,000 18,725,673 -0.11
2020-04-14 2020-04-14 4 AC Associated Capital Group, Inc.
Class A Common Stock 		A - Award 20,000 20,000
2020-04-14 2020-01-15 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -1,000 0 -100.00
2020-04-09 2020-04-07 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -80,000 590,000 -11.94 8.00 -640,000 4,720,000
2020-04-09 2019-10-25 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -14,992 670,000 -2.19 14.45 -216,634 9,681,500
2020-04-06 2020-04-03 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 2,663 77,615 3.55 26.05 69,371 2,021,871
2020-04-06 2020-04-02 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100,000 20,000 -83.33 39.35 -3,935,000 787,000
2020-04-02 2020-04-01 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 5,000 74,502 7.19 25.93 129,660 1,931,978
2020-03-30 2020-03-26 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other -40,000 0 -100.00 50.00 -2,000,000
2020-03-30 2020-03-26 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other -216,000 0 -100.00 50.00 -10,800,000
2020-03-24 2020-03-23 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,831 69,502 2.71 26.00 47,606 1,807,052
2020-03-19 2020-03-18 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 4,000 12,000 50.00 15.50 62,000 186,000
2020-03-12 2020-03-10 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 500 186,038 0.27 10.08 5,039 1,875,055
2020-03-12 2020-03-11 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 8,000 14.29 20.21 20,210 161,676
2020-03-12 2020-03-12 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,671 67,671 2.53 34.00 56,807 2,300,523
2020-03-12 2020-03-10 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 280 2,579,245 0.01 9.41 2,635 24,270,697
2020-03-11 2020-03-10 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -5,000 40,000 -11.11 51.50 -257,512 2,060,096
2020-03-11 2020-03-09 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -2,400 216,000 -1.10 50.51 -121,216 10,909,447
2020-02-25 2020-02-24 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -20,000 1,000 -95.24
2020-02-11 2020-02-07 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 142,966 -0.69 26.53 -26,530 3,792,888
2020-02-05 2020-02-03 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,500 143,966 -1.03 26.63 -39,946 3,833,944
2020-02-03 2020-01-30 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,000 1,133,198 -0.35 5.90 -23,584 6,681,222
2020-01-28 2020-01-24 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -684 145,466 -0.47 26.31 -17,996 3,827,210
2020-01-28 2020-01-27 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -6,000 1,137,198 -0.52 5.91 -35,488 6,726,185
2020-01-28 2020-01-24 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -802 1,143,198 -0.07 6.04 -4,844 6,904,916
2020-01-27 2020-01-24 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,200 1,200 29.55 35,460 35,460
2020-01-27 2020-01-23 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -800 146,150 -0.54 26.31 -21,048 3,845,206
2020-01-23 2020-01-21 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -6,732 1,144,000 -0.59 5.98 -40,229 6,836,315
2020-01-23 2020-01-22 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -4,076 736,000 -0.55 8.20 -33,442 6,038,512
2020-01-23 2020-01-23 4 AC Associated Capital Group, Inc.
Class B Common Stock 		D - Sale to Issuer -20,000 18,745,673 -0.11
2020-01-23 2020-01-23 4 AC Associated Capital Group, Inc.
Class A Common Stock 		A - Award 20,000 21,000 2,000.00
2020-01-23 2020-01-22 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -6,177 66,000 -8.56
2020-01-23 2020-01-22 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 30,000 3.45 29.25 29,250 877,500
2020-01-22 2020-01-21 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -5,000 240,000 -2.04 7.87 -39,370 1,889,736
2020-01-22 2019-12-02 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -7,000 245,000 -2.78 7.72 -54,064 1,892,233
2020-01-21 2020-01-16 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -450 146,950 -0.31 26.85 -12,082 3,945,608
2020-01-17 2020-01-15 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,782 512,862 -0.92 5.91 -28,281 3,033,117
2020-01-17 2020-01-15 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 142,647 -0.35 22.23 -11,114 3,170,762
2020-01-17 2020-01-15 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 500 2,578,965 0.02 11.92 5,961 30,748,744
2020-01-13 2020-01-09 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -600 147,400 -0.41 26.35 -15,810 3,883,990
2020-01-08 2020-01-06 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -741 0 -100.00 50.86 -37,687
2020-01-02 2019-12-31 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,500 148,000 -1.66 26.21 -65,529 3,879,332
2020-01-02 2019-12-30 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,500 150,500 -0.99 26.02 -39,029 3,915,920
2020-01-02 2019-12-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,200 8,642 16.12 19.43 23,318 167,928
2019-12-30 2019-12-30 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 4,000 7,000 133.33 29.75 119,000 208,250
2019-12-30 2019-12-05 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 4,000 4,000 27.95 111,815 111,815
2019-12-30 2019-12-03 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 6 2,006 0.30 27.05 162 54,262
2019-12-30 2019-12-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 702 7,442 10.42 19.43 13,639 144,585
2019-12-30 2019-12-30 4 LGL LGL GROUP INC
Common Stock 		S - Sale -3,071 499,136 -0.61 15.04 -46,177 7,505,258
2019-12-30 2019-12-27 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,061 152,000 -0.69 25.83 -27,402 3,925,613
2019-12-30 2019-12-26 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,039 153,061 -0.67 25.75 -26,754 3,941,321
2019-12-27 2019-12-24 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,700 2,500,636 0.19 9.27 43,582 23,187,900
2019-12-26 2019-12-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 500 6,740 8.01 19.59 9,795 132,043
2019-12-26 2019-12-23 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -618 516,437 -0.12 5.89 -3,640 3,041,814
2019-12-26 2019-12-23 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,383 154,100 -0.89 25.69 -35,523 3,958,136
2019-12-23 2019-12-20 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 155,483 -0.64 25.63 -25,630 3,985,060
2019-12-23 2019-12-19 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -5,117 156,483 -3.17 25.49 -130,409 3,988,032
2019-12-23 2019-12-19 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -100 517,055 -0.02 5.87 -587 3,035,113
2019-12-23 2019-12-20 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 252,000 -1.56 7.66 -30,637 1,930,118
2019-12-20 2019-12-18 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 256,000 -1.54 7.31 -29,222 1,870,182
2019-12-18 2019-12-16 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 260,000 -1.52 7.33 -29,320 1,905,774
2019-12-17 2019-12-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -80,000 2,118,900 -3.64 18.60 -1,488,000 39,411,540
2019-12-17 2019-12-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		S - Sale -1,100 2,198,900 -0.05 18.01 -19,814 39,607,246
2019-12-17 2019-12-16 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 900 72,177 1.26 35.92 32,329 2,592,670
2019-12-17 2019-12-13 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -2,500 517,155 -0.48 5.87 -14,675 3,035,752
2019-12-13 2019-12-11 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -456 519,655 -0.09 5.99 -2,734 3,115,124
2019-12-10 2019-12-10 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,794 71,277 2.58 35.92 64,444 2,560,427
2019-12-09 2019-12-09 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 500 69,483 0.72 36.00 18,000 2,501,388
2019-12-09 2019-12-06 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 19 68,983 0.03 36.12 686 2,491,666
2019-12-06 2019-12-04 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Shares, Par Value $0.001 		S - Sale -8,461 720,000 -1.16 8.15 -68,977 5,869,656
2019-12-05 2019-12-03 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -8,000 264,000 -2.94 7.70 -61,570 2,031,797
2019-12-05 2019-12-04 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 2,264 68,964 3.39 35.99 81,489 2,482,256
2019-12-05 2019-12-05 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,500 6,240 31.65 17.73 26,595 110,636
2019-12-02 2019-12-02 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 506 66,700 0.76 36.05 18,242 2,404,588
2019-12-02 2019-11-29 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 65 66,194 0.10 36.10 2,346 2,389,603
2019-12-02 2019-11-27 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		S - Sale -743 278,000 -0.27 15.50 -11,516 4,309,000
2019-11-26 2019-11-22 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -19,500 161,600 -10.77 26.09 -508,796 4,216,483
2019-11-26 2019-11-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,214 4,740 34.43 17.12 20,787 81,162
2019-11-26 2019-11-22 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 3,000 50.00 27.05 27,050 81,150
2019-11-26 2019-11-22 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 2,000 100.00 26.95 26,950 53,900
2019-11-26 2019-11-26 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 12,998 66,129 24.46 36.07 468,846 2,385,313
2019-11-25 2019-11-22 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,204 53,131 2.32 35.75 43,045 1,899,524
2019-11-22 2019-11-21 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -600 181,100 -0.33 26.03 -15,619 4,714,268
2019-11-22 2019-11-20 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,267 181,700 -1.23 26.05 -59,051 4,732,958
2019-11-21 2019-11-21 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 859 51,927 1.68 35.44 30,441 1,840,163
2019-11-21 2019-11-21 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 58,000 642,320 9.93 20.00 1,160,000 12,846,400
2019-11-21 2019-11-21 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 12,894 143,126 9.90 20.00 257,880 2,862,522
2019-11-20 2019-11-18 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -2,869 520,111 -0.55 5.66 -16,243 2,944,608
2019-11-19 2019-11-19 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 81 51,068 0.16 35.67 2,889 1,821,381
2019-11-19 2019-11-18 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,000 1,000 35.44 35,442 35,442
2019-11-19 2019-11-18 4 GCV.B GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series B Cumulative Preferred Stock 		J - Other -4,100 0 -100.00 25.22 -103,388
2019-11-14 2019-11-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 209 3,526 6.30 17.02 3,557 60,005
2019-11-14 2019-11-13 4 GDV.RT GABELLI DIVIDEND & INCOME TRUST
Rights for Common Shares 		S - Sale -800 128,940 -0.62 0.06 -47 7,530
2019-11-14 2019-11-12 4 GDV.RT GABELLI DIVIDEND & INCOME TRUST
Rights for Common Shares 		S - Sale -490 129,740 -0.38 0.09 -44 11,651
2019-11-14 2019-11-12 4 GDV.RT GABELLI DIVIDEND & INCOME TRUST
Rights for Common Shares 		S - Sale -4,305 580,000 -0.74 0.89 -3,849 518,520
2019-11-08 2019-11-07 4 INAP Internap Corp
Common Stock 		S - Sale -2,000 3,000 -40.00 2.28 -4,561 6,842
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-07 3 INAP Internap Corp
Common Stock 		25,000
2019-11-07 3 INAP Internap Corp
Common Stock 		20,000
2019-11-01 2019-10-30 4 GDL GDL FUND
Common Shares, Par Value $0.001 		S - Sale -1,000 2,495,936 -0.04 9.19 -9,186 22,928,170
2019-09-24 2019-09-20 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -10,000 1,150,732 -0.86 5.27 -52,652 6,058,834
2019-09-23 2019-09-20 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 27,630 39,537 232.05 41.35 1,142,500 1,634,855
2019-09-20 2019-09-18 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -49 11,907 -0.41 41.25 -2,021 491,164
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-19 3 INAP Internap Corp
Common Stock 		22,000
2019-09-19 3 INAP Internap Corp
Common Stock 		14,000
2019-09-09 2019-09-06 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 28,000 50,987 121.81 33.04 925,086 1,684,549
2019-09-05 2019-09-05 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 2,200 22,987 10.58 34.86 76,685 801,256
2019-09-05 2019-09-04 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,116 20,787 5.67 34.17 38,139 710,392
2019-09-04 2019-09-03 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 2,125 19,671 12.11 34.70 73,736 682,572
2019-09-03 2019-08-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 4,503 21,006 27.29 17.78 80,050 373,426
2019-08-26 2019-08-26 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 530 17,546 3.11 34.34 18,200 602,530
2019-08-26 2019-08-23 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,306 17,016 8.31 34.17 44,626 581,437
2019-08-20 2019-08-16 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100 32,330 -0.31 42.00 -4,200 1,357,860
2019-08-20 2019-08-19 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 195 15,710 1.26 36.36 7,090 571,216
2019-08-16 2019-08-15 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100 32,430 -0.31 42.00 -4,200 1,362,060
2019-08-16 2019-08-14 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -110 32,530 -0.34 42.00 -4,620 1,366,260
2019-08-15 2019-08-13 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -663 1,000 -39.87 52.00 -34,476 52,000
2019-08-08 2019-08-06 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 273 3,000 10.01 15.69 4,282 47,055
2019-08-05 2019-08-02 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 327 2,727 13.62 15.68 5,127 42,759
2019-08-05 2019-08-01 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 2,400 14.29 15.68 4,704 37,632
2019-07-23 2019-07-19 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 346 2,100 19.73 15.68 5,425 32,924
2019-07-19 2019-07-17 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 1,754 20.63 15.68 4,704 27,503
2019-07-17 2019-07-15 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 1,454 26.00 15.68 4,704 22,799
2019-07-12 2019-07-11 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 1,154 35.13 15.68 4,704 18,095
2019-07-12 2019-07-10 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 854 54.15 15.68 4,704 13,391
2019-07-10 2019-07-09 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 300 554 118.11 15.68 4,704 8,687
2019-07-10 2019-07-08 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 254 254 15.68 3,983 3,983
2019-07-03 2019-07-01 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 500 684,992 0.07 16.40 8,200 11,233,869
2019-06-28 2019-06-26 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 20,000 275,820 7.82 10.50 210,000 2,896,107
2019-06-27 2019-06-27 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 6,200 15,515 66.56 34.91 216,454 541,660
2019-06-24 2019-06-24 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 2,700 9,315 40.82 35.41 95,619 329,884
2019-06-24 2019-06-21 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 331 6,615 5.27 35.18 11,646 232,747
2019-06-20 2019-06-20 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 3,442 6,284 121.11 35.59 122,515 223,673
2019-06-20 2019-06-19 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 102 2,842 3.72 35.85 3,657 101,886
2019-06-18 2019-06-18 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 642 2,740 30.60 35.72 22,931 97,869
2019-06-18 2019-06-14 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 8,000 252,605 3.27 10.35 82,796 2,614,331
2019-06-12 2019-06-10 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 30,463 19.64 11.55 57,731 351,732
2019-06-07 2019-06-05 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -200 120,000 -0.17 41.27 -8,254 4,952,400
2019-06-05 2019-06-03 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -245 120,200 -0.20 41.12 -10,075 4,942,816
2019-06-05 2019-04-26 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 25,600 120,445 26.99 41.80 1,070,080 5,034,601
2019-06-03 2019-05-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,317 3,317 65.85 17.05 22,455 56,555
2019-05-31 2019-05-29 4 GCV.B GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Series B Cumulative Preferred Stock 		S - Sale -100 4,100 -2.38 26.40 -2,640 108,240
2019-05-30 2019-05-29 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 4,000 4,000 11.18 44,721 44,721
2019-05-30 2019-05-28 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 25,463 24.43 11.36 56,822 289,369
2019-05-30 2019-05-28 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		P - Purchase 7,000 244,605 2.95 10.49 73,434 2,566,024
2019-05-14 2019-04-16 4 INAP Internap Corp
Common Stock 		S - Sale -37 10,000 -0.37 4.68 -173 46,831
2019-04-30 2019-04-26 4 GGN GAMCO Global Gold, Natural Resources & Income Trust
Common Shares, Par Value $0.001 		S - Sale -13,169 151 -98.87 4.35 -57,340 657
2019-04-16 2019-04-15 4 INAP Internap Corp
Common Stock 		S - Sale -75 10,037 -0.74 4.63 -348 46,509
2019-04-04 2019-04-03 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 20,070 502,207 4.16 6.95 139,470 3,489,937
2019-04-02 2019-04-02 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,666 482,137 0.56 6.79 18,100 3,273,325
2019-03-08 2019-03-08 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -31,363 0 -100.00
2019-02-28 2019-02-27 4 AC Associated Capital Group, Inc.
Class B Common Stock 		D - Sale to Issuer -31,363 18,765,673 -0.17
2019-02-28 2019-02-27 4 AC Associated Capital Group, Inc.
Class A Common Stock 		A - Award 31,363 31,363
2019-02-26 2018-12-20 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other -120,000 11,956 -90.94
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-17 3 INAP Internap Corp
Common Stock 		22,224
2019-01-17 3 INAP Internap Corp
Common Stock 		14,112
2019-01-02 2018-12-31 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 1,000 1,000 24.82 24,817 24,817
2018-12-27 2018-12-24 4 LGL LGL GROUP INC
Common Stock 		S - Sale -42,000 479,471 -8.05 5.95 -249,900 2,852,852
2018-12-26 2018-12-20 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 1,663 4,663 55.43 17.50 29,102 81,607
2018-12-26 2018-12-20 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 88,828 358,370 32.96 17.50 1,554,490 6,271,482
2018-12-26 2018-12-20 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 59,886 61,767 3,183.73 17.50 1,048,005 1,080,922
2018-12-26 2018-12-20 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other 1,663 1,663 50.00 83,150 83,150
2018-12-26 2018-12-20 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other 88,828 88,828 50.00 4,441,400 4,441,400
2018-12-26 2018-12-20 4 GLU.B GABELLI GLOBAL UTILITY & INCOME TRUST
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other 59,886 59,886 50.00 2,994,300 2,994,300
2018-12-17 2018-12-13 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 800 210,800 0.38 9.16 7,328 1,930,928
2018-12-13 2018-12-13 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,105 2,098 111.28 33.92 37,477 71,156
2018-12-13 2018-12-12 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 993 993 33.05 32,817 32,817
2018-12-13 2018-12-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 1,503 16,503 10.02 18.97 28,508 313,014
2018-12-13 2018-12-12 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,781 210,000 1.83 9.19 34,747 1,929,900
2018-12-13 2018-12-11 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,000 206,219 0.49 9.08 9,080 1,872,469
2018-12-10 2018-12-06 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 1,011 3,000 50.82 17.80 17,996 53,404
2018-12-10 2018-12-06 4 GLU.RT GABELLI GLOBAL UTILITY & INCOME TRUST
Rights for Common Shares and Series B Preferred Shares 		P - Purchase 3,000 4,989 150.83 0.19 557 926
2018-11-28 2018-11-27 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 6,400 38,000 20.25 24.59 157,375 934,416
2018-11-20 2018-11-20 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 5,600 31,600 21.54 23.86 133,592 753,843
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-19 3 INAP Internap Corp
Common Stock 		22,224
2018-11-19 3 INAP Internap Corp
Common Stock 		14,112
2018-11-14 2018-11-12 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -233 130,111 -0.18 21.61 -5,035 2,811,698
2018-11-14 2018-11-12 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -197 517,592 -0.04 4.94 -973 2,556,904
2018-11-08 2018-11-07 4 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		P - Purchase 8,000 26,000 44.44 25.89 207,091 673,046
2018-11-01 2018-11-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		J - Other -709,749 816,501 -46.50
2018-10-29 2018-10-29 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 10,000 810,000 1.25 8.92 89,200 7,225,202
2018-10-29 2018-10-29 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 25,765 50,000 106.31 8.96 230,960 448,205
2018-10-29 2018-10-26 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 23,139 24,235 2,111.22 8.90 205,979 215,735
2018-10-26 2018-10-25 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,096 1,096 8.88 9,737 9,737
2018-10-26 2018-10-25 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 66,658 800,000 9.09 8.88 592,203 7,107,362
2018-10-26 2018-10-26 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		J - Other 106,387 340,413 45.46 5.25 558,532 1,787,168
2018-10-26 2018-10-26 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		J - Other 11,894 17,575 209.35 5.25 62,444 92,271
2018-10-26 2018-10-26 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		J - Other 290,183 1,160,732 33.33 5.25 1,523,461 6,093,843
2018-10-26 2018-10-26 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		J - Other 13,717 517,789 2.72 5.25 72,014 2,718,392
2018-10-12 2018-10-10 4 GCV'R GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Rights for Common Stock 		S - Sale -10,002 0 -100.00 0.07 -678
2018-10-12 2018-10-10 4 GCV'R GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Rights for Common Stock 		S - Sale -143,208 364,740 -28.19 0.07 -9,710 24,729
2018-10-12 2018-10-10 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,000 504,072 -0.98 5.75 -28,750 2,898,414
2018-09-10 2018-09-06 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -337 741 -31.26 52.22 -17,598 38,695
2018-08-06 2018-08-03 4 LGL LGL GROUP INC
Common Stock 		M - Exercise 50,661 521,471 10.76 7.50 379,958 3,911,032
2018-08-06 2018-08-03 4 LGL LGL GROUP INC
Common Stock 		M - Exercise 27,860 476,937 6.20 7.50 208,950 3,577,028
2018-08-06 2018-08-03 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 18,100 449,077 4.20 5.85 105,907 2,627,639
2018-07-19 2018-07-17 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -268 1,078 -19.91 52.31 -14,019 56,391
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		14,750
2018-07-02 3 TWIN TWIN DISC INC
Common Stock 		22,000
2018-06-27 2018-06-25 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other -38,964 0 -100.00 50.00 -1,948,200
2018-06-26 2018-06-26 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -8,000 0 -100.00
2018-06-25 2018-06-25 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -12,000 8,000 -60.00
2018-06-22 2018-06-22 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -7,000 20,000 -25.93
2018-06-15 2018-06-15 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -8,000 27,000 -22.86
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		47,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		63,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		70,410
2018-06-14 3 BATRA Liberty Media Corp
Liberty Braves Series A Common Stock 		45,820
2018-06-13 2018-06-11 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -446 56,000 -0.79 22.26 -9,928 1,246,560
2018-06-04 2018-06-01 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -30,000 35,000 -46.15
2018-05-31 2018-05-29 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 65,000 -13.33
2018-05-31 2018-05-25 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -5,000 75,000 -6.25
2018-05-25 2018-05-24 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 266,852 692,022 62.76 5.50 1,467,686 3,806,121
2018-05-25 2018-05-24 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		J - Other 7,221 18,234 65.57 5.50 39,716 100,287
2018-05-23 2018-05-22 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -268 0 -100.00 52.21 -13,992
2018-05-23 2018-05-22 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -539 38,400 -1.38 52.21 -28,141 2,004,883
2018-05-21 2018-05-21 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 80,000 -11.11
2018-05-16 2018-05-14 4 GUTRT GABELLI UTILITY TRUST
Subscription Rights for Common Shares 		S - Sale -272,000 0 -100.00 0.05 -14,307
2018-05-14 2018-05-11 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000,000 2,417,622 478.90 10.00 20,000,000 24,176,220
2018-05-14 2018-05-10 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 7,700 417,622 1.88 9.38 72,263 3,919,299
2018-05-10 2018-05-09 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 9,100 409,922 2.27 9.33 84,911 3,824,942
2018-05-10 2018-05-08 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,519 400,822 0.38 9.33 14,172 3,739,469
2018-05-08 2018-05-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,800 399,303 0.71 9.38 26,259 3,744,704
2018-05-08 2018-05-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 6,290 396,503 1.61 9.35 58,830 3,708,493
2018-05-07 2018-05-04 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 90,000 -10.00
2018-05-04 2018-05-03 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 8,000 390,213 2.09 9.31 74,466 3,632,220
2018-05-04 2018-05-02 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,200 382,213 0.84 9.34 29,897 3,570,940
2018-05-04 2018-05-02 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -268 268 -50.00 52.00 -13,936 13,936
2018-05-04 2018-05-02 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		S - Sale -268 268 -50.00 52.00 -13,936 13,936
2018-05-02 2018-05-01 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,361 379,013 1.16 9.35 40,766 3,542,976
2018-05-02 2018-04-30 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,800 374,652 0.48 9.34 16,804 3,497,602
2018-04-30 2018-04-27 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,135 372,852 0.85 9.36 29,355 3,491,237
2018-04-30 2018-04-26 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,009 369,717 1.37 9.38 46,989 3,468,279
2018-04-25 2018-04-24 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 26,053 364,708 7.69 9.35 243,655 3,410,859
2018-04-24 2018-04-20 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 200 338,655 0.06 9.36 1,872 3,169,811
2018-04-19 2018-04-18 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,300 338,455 1.29 9.44 40,592 3,195,016
2018-04-19 2018-04-17 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,864 334,155 1.17 9.40 36,322 3,141,057
2018-04-17 2018-04-13 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,100 330,291 0.95 9.35 28,991 3,088,849
2018-04-12 2018-04-10 4 AC Associated Capital Group, Inc.
Class B Common Stock 		D - Sale to Issuer -130,000 18,797,036 -0.69
2018-04-12 2018-04-10 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -31,851 100,000 -24.16
2018-04-12 2018-04-10 4 AC Associated Capital Group, Inc.
Class A Common Stock 		A - Award 130,000 131,851 7,023.23
2018-04-09 2018-04-06 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 153 684,492 0.02 18.70 2,861 12,800,000
2018-04-09 2018-04-05 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 3,936 684,339 0.58 18.63 73,320 12,747,867
2018-04-03 2018-03-29 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other 536 536 50.00 26,800 26,800
2018-04-03 2018-03-29 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other 268 268 50.00 13,400 13,400
2018-04-03 2018-03-29 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other 225,000 225,000 50.00 11,250,000 11,250,000
2018-04-03 2018-03-29 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other 1,346 1,346 50.00 67,300 67,300
2018-04-03 2018-03-29 4 GDL.C GDL FUND
Series C Cumulative Puttable and Callable Preferred Shares 		J - Other 38,939 38,939 50.00 1,946,950 1,946,950
2018-04-03 2018-03-29 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -200 0 -100.00 50.00 -10,000
2018-04-03 2018-03-29 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -500 0 -100.00 50.00 -25,000
2018-04-03 2018-03-29 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -450,000 0 -100.00 50.00 -22,500,000
2018-04-03 2018-03-29 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -100 0 -100.00 50.00 -5,000
2018-04-03 2018-03-29 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -38,600 0 -100.00 50.00 -1,930,000
2018-03-13 2018-03-12 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		J - Other -666,805 1,526,500 -30.40
2018-03-13 2018-03-12 4 GDL GDL FUND
Common Shares, Par value $0.001 		P - Purchase 10,000 198,722 5.30 9.61 96,071 1,909,142
2018-02-21 2018-02-20 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 18,658 188,722 10.97 9.69 180,746 1,828,207
2018-02-12 2017-11-09 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 131,956 131,956 43.50 5,740,086 5,740,086
2018-02-12 2017-09-07 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 20,618 0 -100.00
2018-02-12 2017-08-30 4 GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 30,927 0 -100.00
2018-02-06 2018-02-02 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 38,600 0.26 50.20 5,020 1,937,720
2018-01-18 2018-01-16 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 9,000 170,064 5.59 9.91 89,190 1,685,334
2018-01-09 2018-01-05 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -1,000 183,967 -0.54 22.10 -22,100 4,065,726
2018-01-08 2018-01-04 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 200 500 66.67 50.30 10,060 25,150
2018-01-02 2017-12-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 15,000 -25.00
2017-12-28 2017-12-27 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -10,000 591,240 -1.66 9.10 -90,996 5,380,048
2017-12-26 2017-12-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2017-12-21 2017-12-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 118,449 769,705 18.19 5.50 651,470 4,233,378
2017-12-21 2017-12-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 8,170 69,675 13.28 5.50 44,935 383,212
2017-12-21 2017-12-21 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 336,588 1,419,975 31.07 5.50 1,851,234 7,809,864
2017-12-18 2017-12-14 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -100 184,967 -0.05 21.61 -2,161 3,997,137
2017-12-14 2017-12-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 30,000 30,000
2017-12-14 2017-12-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -30,000 18,313,741 -0.16
2017-12-14 2017-12-14 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		J - Other 26,055 78,828 49.37 11.50 299,632 906,522
2017-12-14 2017-12-14 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		J - Other 5,055 20,222 33.33 11.50 58,132 232,553
2017-12-14 2017-12-14 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		J - Other 336 1,342 33.40 11.50 3,864 15,433
2017-12-14 2017-12-14 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		J - Other 821,729 2,486,671 49.35 11.50 9,449,884 28,596,714
2017-12-13 2017-12-11 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 100 278,743 0.04 17.00 1,700 4,738,631
2017-12-11 2017-12-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -7,000 0 -100.00
2017-12-08 2017-12-07 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 200 278,643 0.07 18.05 3,610 5,029,506
2017-12-08 2017-12-06 4 GGO Gabelli Go Anywhere Trust
Common Shares, Par Value $0.001 		P - Purchase 100 278,443 0.04 18.19 1,819 5,064,878
2017-12-06 2017-12-04 4 BCV BANCROFT FUND LTD
Common Shares 		S - Sale -2,800 185,067 -1.49 21.50 -60,200 3,978,940
2017-12-06 2017-12-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 32,982 320,561 11.47 10.00 329,655 3,204,005
2017-12-06 2017-12-04 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 300 50.00 50.65 5,065 15,195
2017-12-06 2017-11-22 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 100 50.76 5,076 5,076
2017-12-06 2017-11-22 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 100 50.76 5,076 5,076
2017-12-06 2017-11-22 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 200 200 50.76 10,153 10,153
2017-12-06 2017-11-22 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 200 200 50.76 10,153 10,153
2017-12-04 2017-12-01 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 34,712 287,579 13.73 9.98 346,513 2,870,756
2017-12-04 2017-11-30 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 50,000 252,867 24.65 10.00 500,200 2,529,680
2017-11-29 2017-11-27 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		S - Sale -1,149 272,000 -0.42 7.04 -8,093 1,915,750
2017-11-28 2017-11-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -8,000 7,000 -53.33
2017-11-28 2017-11-15 4/A LGL LGL GROUP INC
Common Stock 		X - Other 72,567 169,323 75.00 5.50 399,118 931,276
2017-11-28 2017-11-15 4/A LGL LGL GROUP INC
Common Stock 		X - Other 309,077 430,977 253.55 5.50 1,699,924 2,370,374
2017-11-28 2017-11-15 4/A LGL LGL GROUP INC
Common Stock 		X - Other 226,651 470,810 92.83 5.50 1,246,580 2,589,455
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Subscription Rights 		X - Other -290,268 0 -100.00
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Subscription Rights 		X - Other -365,700 0 -100.00
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Subscription Rights 		X - Other -732,483 0 -100.00
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Common Stock 		X - Other 72,567 169,323 75.00 5.50 399,118 931,276
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Common Stock 		X - Other 591,425 713,325 485.17 5.50 3,252,838 3,923,288
2017-11-16 2017-11-15 4 LGL LGL GROUP INC
Common Stock 		X - Other 283,119 527,280 115.96 5.50 1,557,154 2,900,040
2017-11-15 2017-11-13 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -224 130,227 -0.17 22.23 -4,980 2,894,950
2017-11-15 2017-11-13 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -1,100 752,448 -0.15 8.76 -9,631 6,587,980
2017-11-14 2017-11-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 15,000 -25.00
2017-11-01 2017-09-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		J - Other -66,900 0 -100.00
2017-10-31 2017-10-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2017-10-26 2017-09-07 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other -2,649 0 -100.00
2017-10-26 2017-09-07 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other -3,741 0 -100.00
2017-10-19 2017-10-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 30,000 30,000
2017-10-19 2017-10-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -30,000 18,343,741 -0.16
2017-10-10 2017-10-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2017-10-05 2017-10-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 10,000 -50.00
2017-10-03 2017-10-02 4 TG TREDEGAR CORP
Common Stock 		S - Sale -1,500 0 -100.00 18.25 -27,375
2017-09-25 2017-09-05 4 LGL LGL GROUP INC
Subscription Rights 		J - Other 290,268 290,268
2017-09-25 2017-09-05 4 LGL LGL GROUP INC
Subscription Rights 		J - Other 365,700 365,700
2017-09-25 2017-09-05 4 LGL LGL GROUP INC
Subscription Rights 		J - Other 732,483 732,483
2017-09-19 2017-09-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		17,150
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		23,200
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		17,150
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		23,200
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		17,150
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		23,200
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		17,150
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		23,200
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		17,150
2017-09-07 3 TWIN TWIN DISC INC
Common Stock 		23,200
2017-08-25 2017-08-24 4 TG TREDEGAR CORP
Common Stock 		S - Sale -700 1,500 -31.82 16.30 -11,410 24,450
2017-08-10 2017-08-08 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,000 197,059 2.07 10.30 41,186 2,029,017
2017-06-09 2017-06-08 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -1,100 0 -100.00 19.00 -20,900
2017-06-09 2017-06-07 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -900 1,100 -45.00 19.24 -17,313 21,160
2017-06-09 2017-05-10 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -1,000 2,000 -33.33 17.12 -17,115 34,230
2017-05-23 2017-05-23 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,300 244,161 0.95 4.88 11,220 1,191,091
2017-05-15 2017-05-11 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 223 37,000 0.61 10.00 2,230 370,000
2017-05-09 2017-05-08 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -500 3,000 -14.29 16.87 -8,435 50,610
2017-04-06 2017-04-05 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -400 3,500 -10.26 16.89 -6,755 59,106
2017-03-23 2017-03-21 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -1,400 3,900 -26.42 14.85 -20,790 57,915
2017-02-23 2017-02-21 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,500 35,094 4.47 10.05 15,075 352,695
2017-01-17 2017-01-12 4 INAP Internap Corp
Common Stock 		S - Sale -3,000 40,000 -6.98 1.92 -5,760 76,800
2016-12-06 2016-12-06 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,100 121,900 0.91 5.24 5,762 638,524
2016-11-30 2016-11-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1 0 -100.00 16.40 -10
2016-11-30 2016-11-28 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -3,753 1 -99.98 16.42 -61,642 10
2016-11-23 2016-11-22 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -500 5,300 -8.62 14.80 -7,400 78,440
2016-11-17 2016-11-16 4 AC Associated Capital Group, Inc.
Class A Common Stock 		G - Gift -10,000 0 -100.00
2016-11-10 2016-11-02 4/A GGO Gabelli Go Anywhere Trust
Common Shares 		S - Sale -92,781 0 -100.00 19.00 -1,762,839
2016-11-10 2016-11-02 4/A GGO Gabelli Go Anywhere Trust
Common Shares 		S - Sale -61,854 0 -100.00 19.00 -1,175,226
2016-11-10 2016-11-02 4/A GGO Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 674,211 958,746 236.95 19.00 12,810,009 18,216,174
2016-11-03 2016-11-02 4 GGO Gabelli Go Anywhere Trust
Common Shares 		S - Sale -92,781 0 -100.00 20.00 -1,855,620
2016-11-03 2016-11-02 4 GGO Gabelli Go Anywhere Trust
Common Shares 		S - Sale -61,854 0 -100.00 20.00 -1,237,080
2016-11-03 2016-11-02 4 GGO Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 674,211 958,746 236.95 20.00 13,484,220 19,174,920
2016-10-13 2016-10-11 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -700 130,306 -0.53 19.09 -13,363 2,487,541
2016-09-22 2016-09-20 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 168,400 488,400 52.62 50.40 8,487,360 24,615,360
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 30,927 30,927 40.00 1,237,080 1,237,080
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 30,927 30,927 40.00 1,237,080 1,237,080
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 92,781 92,781 19.00 1,762,839 1,762,839
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 92,781 92,781 19.00 1,762,839 1,762,839
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 94,845 94,845 40.00 3,793,800 3,793,800
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 284,535 284,535 19.00 5,406,165 5,406,165
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Series A Cumulative Puttable and Callable Preferred Shares 		P - Purchase 20,618 20,618 40.00 824,720 824,720
2016-09-09 2016-09-06 4 GGO/GGO.A Gabelli Go Anywhere Trust
Common Shares 		P - Purchase 61,854 61,854 19.00 1,175,226 1,175,226
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		41,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		31,000
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		45,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		41,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		31,000
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		45,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		41,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		31,000
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		45,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		41,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		31,000
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		45,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		41,500
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		31,000
2016-09-01 3 AP AMPCO PITTSBURGH CORP
Common Stock 		45,500
2016-08-10 2016-08-08 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,324 0 -100.00 51.12 -67,683
2016-08-02 2016-08-01 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -400 4,900 -7.55 5.78 -2,312 28,322
2016-07-26 2016-07-25 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -400 5,300 -7.02 5.62 -2,248 29,786
2016-07-18 2016-07-15 4 TG TREDEGAR CORP
Common Stock 		S - Sale -300 2,200 -12.00 18.54 -5,562 40,788
2016-07-18 2016-07-15 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -700 5,800 -10.77 15.72 -11,003 91,168
2016-07-18 2016-07-13 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -500 6,500 -7.14 15.70 -7,850 102,050
2016-07-13 2016-02-08 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other 320,000 320,000
2016-07-13 2014-12-18 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -105,000 0 -100.00
2016-07-07 2016-07-05 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -999 0 -100.00 51.05 -50,999
2016-06-27 2016-06-23 4 TG TREDEGAR CORP
Common Stock 		S - Sale -500 2,500 -16.67 17.31 -8,654 43,271
2016-06-14 2016-06-13 4 AC Associated Capital Group, Inc.
Class A Common Stock 		P - Purchase 1,851 1,851 28.49 52,726 52,726
2016-06-14 2016-06-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		P - Purchase 2,000 2,000 34.38 68,769 68,769
2016-05-16 2016-05-13 4 MYE MYERS INDUSTRIES INC
Common Stock 		S - Sale -500 7,000 -6.67 14.39 -7,197 100,756
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-05-12 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-04-28 2016-04-27 4 KAMN KAMAN Corp
Common Stock 		S - Sale -600 0 -100.00 42.70 -25,619
2016-04-25 2016-04-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2016-04-21 2016-04-20 4 KAMN KAMAN Corp
Common Stock 		S - Sale -400 600 -40.00 42.05 -16,820 25,230
2016-04-21 2016-04-19 4 INAP Internap Corp
Common Stock 		S - Sale -2,000 43,000 -4.44 2.63 -5,261 113,112
2016-04-21 2016-04-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -3,000 30,000 -9.09
2016-04-21 2016-04-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2016-04-21 2016-04-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 453,295 -2.16
2016-04-12 2016-04-11 4 KAMN KAMAN Corp
Common Stock 		S - Sale -400 1,000 -28.57 41.69 -16,675 41,688
2016-04-07 2016-04-05 4 KAMN KAMAN Corp
Common Stock 		S - Sale -400 1,400 -22.22 41.69 -16,676 58,366
2016-03-31 2016-03-30 4 KAMN KAMAN Corp
Common Stock 		S - Sale -700 1,800 -28.00 42.93 -30,050 77,271
2016-03-31 2016-03-30 4 INAP Internap Corp
Common Stock 		S - Sale -3,000 45,000 -6.25 2.75 -8,250 123,750
2016-03-31 2016-03-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -2,000 33,000 -5.71
2016-03-14 2016-03-10 4 KAMN KAMAN Corp
Common Stock 		S - Sale -500 2,500 -16.67 40.26 -20,130 100,650
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,400
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		21,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		16,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,400
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		21,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		16,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,400
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		21,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		16,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,400
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		21,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		16,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,400
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		21,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		14,200
2016-03-14 3 KAMN KAMAN Corp
Common Stock 		16,200
2016-03-07 2016-03-04 4 TG TREDEGAR CORP
Common Stock 		S - Sale -300 3,800 -7.32 15.44 -4,632 58,672
2016-03-07 2016-03-04 4 INAP Internap Corp
Common Stock 		S - Sale -2,000 48,000 -4.00 2.88 -5,760 138,240
2016-03-03 2016-03-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 35,000 -12.50
2016-03-01 2016-02-29 4 TG TREDEGAR CORP
Common Stock 		S - Sale -900 4,100 -18.00 14.07 -12,659 57,670
2016-02-29 2016-02-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 40,000 -11.11
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		25,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		26,538
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		27,519
2016-02-29 3 GFF GRIFFON CORP
Common Stock 		28,019
2016-02-25 2016-02-23 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -400 4,500 -8.16 11.76 -4,705 52,931
2016-02-24 2016-02-12 4 AC Associated Capital Group, Inc.
Class B Common Stock 		J - Other 160,000 18,927,036 0.85
2016-02-24 2016-02-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 45,000 -10.00
2016-02-24 2016-02-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 50,000 50,000
2016-02-24 2016-02-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -50,000 18,373,741 -0.27
2016-02-24 2016-02-12 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 160,000 463,295 52.75
2016-02-22 2016-02-19 4 INAP Internap Corp
Common Stock 		P - Purchase 18,000 50,000 56.25 1.93 34,740 96,500
2016-02-17 2016-02-16 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -325 999 -24.55 50.85 -16,526 50,799
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,500
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		23,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		20,400
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,500
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		23,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		20,400
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,500
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		23,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		20,400
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,500
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		23,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		20,400
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,500
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		23,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		16,300
2016-02-11 3 KAMN KAMAN Corp
Common Stock 		20,400
2016-02-08 2016-02-05 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -600 4,900 -10.91 10.72 -6,430 52,512
2016-02-08 2016-02-04 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -500 5,500 -8.33 10.53 -5,264 57,904
2016-02-04 2016-02-03 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -200 6,000 -3.23 10.35 -2,070 62,106
2016-01-28 3/A BCV BANCROFT FUND LTD
Common Shares 		187,867
2016-01-28 3/A BCV BANCROFT FUND LTD
Common Shares 		55,400
2016-01-04 2015-12-30 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -10,000 870,549 -1.14 4.86 -48,590 4,229,998
2015-12-31 2015-12-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -40,000 0 -100.00
2015-12-31 2015-12-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 40,000 40,000
2015-12-31 2015-12-30 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -40,000 303,295 -11.65
2015-12-30 2015-12-29 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -10,000 880,549 -1.12 4.87 -48,709 4,289,066
2015-12-08 2015-12-07 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2015-12-01 2015-11-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 4,393,055 4,393,055 34.14 149,999,984 149,999,984
2015-12-01 2015-11-30 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 15,000 50.00 10.50 52,500 157,500
2015-12-01 2015-11-12 4/A AC Associated Capital Group, Inc.
Class B Common Stock 		J - Other -19,196,792 18,767,036 -50.57
2015-12-01 2015-11-12 4/A AC Associated Capital Group, Inc.
Class A Common Stock 		J - Other -6,247,452 10,000 -99.84
2015-12-01 3/A AC Associated Capital Group, Inc.
Common Stock 		100
2015-11-25 2015-11-24 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		S - Sale -1,300 1,654,233 -0.08 10.31 -13,403 17,055,140
2015-11-17 2015-11-17 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,600,000 1,655,533 2,881.18 11.50 18,400,000 19,038,627
2015-11-16 2015-11-12 4 NONE Associated Capital Group, Inc.
Class B Common Stock 		J - Other -19,196,792 18,767,036 -50.57
2015-11-16 2015-11-12 4 NONE Associated Capital Group, Inc.
Class A Common Stock 		J - Other -6,247,452 10,000 -99.84
2015-11-10 2015-11-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 10,000 -33.33
2015-11-04 3 BCV BANCROFT FUND LTD
Common Shares 		455,400
2015-11-04 3 BCV BANCROFT FUND LTD
Common Shares 		310,800
2015-11-04 3 BCV BANCROFT FUND LTD
Common Shares 		455,400
2015-11-04 3 BCV BANCROFT FUND LTD
Common Shares 		310,800
2015-11-02 3 NONE Associated Capital Group, Inc.
Common Stock 		200
2015-11-02 3 NONE Associated Capital Group, Inc.
Common Stock 		200
2015-11-02 3 NONE Associated Capital Group, Inc.
Common Stock 		200
2015-10-30 2015-10-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 15,000 -25.00
2015-10-26 2015-10-22 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -500 6,200 -7.46 11.67 -5,837 72,379
2015-10-26 2015-10-22 4 TG TREDEGAR CORP
Common Stock 		S - Sale -500 5,000 -9.09 14.86 -7,431 74,309
2015-10-09 2015-10-08 4 TG TREDEGAR CORP
Common Stock 		S - Sale -500 5,500 -8.33 15.17 -7,585 83,435
2015-10-08 2015-10-07 4 AP AMPCO PITTSBURGH CORP
Common Stock 		S - Sale -300 6,700 -4.29 12.18 -3,654 81,606
2015-09-23 2015-09-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2015-09-14 2015-09-10 4 INAP Internap Corp
Common Stock 		P - Purchase 150 450 50.00 9.05 1,358 4,072
2015-09-10 2015-09-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 20,000 30,000 200.00
2015-09-10 2015-09-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -20,000 18,423,741 -0.11
2015-09-04 2015-09-01 4 INAP Internap Corp
Common Stock 		P - Purchase 7,200 32,000 29.03 8.93 64,296 285,760
2015-09-01 2015-08-31 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		G - Gift -32,000 343,295 -8.53
2015-09-01 2015-08-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -12,000 10,000 -54.55
2015-08-31 2015-08-28 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,403 0 -100.00 16.90 -23,708
2015-08-27 2015-08-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 75,465 375,295 25.17
2015-08-27 2015-08-25 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -100,000 18,443,741 -0.54
2015-08-24 2015-08-21 4 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		P - Purchase 2,200 17,200 14.67 10.86 23,883 186,721
2015-08-18 2015-08-17 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,844 172,867 1.08 10.18 18,772 1,759,781
2015-08-13 2015-08-12 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,000 171,023 3.01 10.22 51,100 1,747,850
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 TG TREDEGAR CORP
Common Stock 		18,000
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-08-13 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-08-12 2015-08-11 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,223 166,023 3.25 10.24 53,484 1,700,071
2015-08-11 2015-08-10 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 4,777 160,800 3.06 10.24 48,916 1,646,587
2015-08-10 2015-08-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,393 156,023 3.58 10.25 55,278 1,599,231
2015-08-07 2015-08-06 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 7,181 150,630 5.01 10.26 73,671 1,545,338
2015-08-06 2015-08-05 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 3,801 143,448 2.72 10.26 38,998 1,471,778
2015-08-05 2015-08-04 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,100 139,648 0.79 10.24 11,264 1,429,991
2015-08-04 2015-08-03 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,525 138,548 1.86 10.24 25,856 1,418,727
2015-08-03 2015-07-30 4 KAMN KAMAN Corp
Common Stock 		S - Sale -2,000 8,000 -20.00 39.81 -79,621 318,484
2015-07-27 2015-07-23 4 KAMN KAMAN Corp
Common Stock 		S - Sale -800 1,200 -40.00 40.55 -32,441 48,661
2015-06-25 2015-06-23 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -300 5,700 -5.00 4.63 -1,389 26,391
2015-06-25 2015-06-23 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -18,200 38,964 -31.84 50.17 -913,138 1,954,917
2015-06-17 2015-06-16 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -1,700 0 -100.00 50.50 -85,846
2015-06-17 2015-06-15 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100 1,700 -5.56 50.48 -5,048 85,816
2015-06-15 2015-06-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,000 0 -100.00
2015-06-15 2015-06-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -8,000 22,000 -26.67
2015-05-27 2015-05-26 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 10,000 135,797 7.95 10.45 104,500 1,419,079
2015-05-18 2015-05-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 74,888 299,830 33.29
2015-05-18 2015-05-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -100,000 18,543,741 -0.54
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		27,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		28,038
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		29,019
2015-05-11 3 GFF GRIFFON CORP
Common Stock 		31,019
2015-05-08 2015-05-07 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000 125,797 1.62 10.42 20,845 1,311,145
2015-05-07 2015-05-06 4 AP AMPCO PITTSBURGH CORP
Common Stock 		P - Purchase 1,000 7,000 16.67 15.79 15,786 110,502
2015-05-05 2015-04-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -2,000 30,000 -6.25
2015-04-29 2015-04-28 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 748 123,797 0.61 10.38 7,764 1,285,014
2015-04-21 2015-04-20 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 5,000 123,049 4.24 10.33 51,650 1,271,097
2015-04-20 2015-04-17 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 500 118,049 0.43 10.34 5,170 1,220,627
2015-04-20 2015-04-16 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 1,800 1,800 50.45 90,810 90,810
2015-04-20 2015-04-16 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other -1,800 0 -100.00 50.45 -90,808
2015-04-15 2015-04-14 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,100 136 -106.92 10.35 21,745 1,408
2015-03-25 2015-03-25 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -25,000 0 -100.00 50.00 -1,250,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		16,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		14,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		16,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		14,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		16,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		14,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		16,000
2015-03-19 3 TG TREDEGAR CORP
Common Stock 		14,000
2015-03-17 2015-03-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -3,000 32,000 -8.57
2015-03-17 2015-03-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -9,000 1,000 -90.00
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		48,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		33,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		32,000
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		38,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		48,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		33,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		32,000
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		38,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		48,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		33,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		32,000
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		38,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		48,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		33,500
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		32,000
2015-02-12 3 MYE MYERS INDUSTRIES INC
Common Stock 		38,500
2015-02-12 2015-02-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,000 35,000 -2.78
2015-02-10 2015-02-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2015-02-10 2015-02-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 224,942 -4.26
2015-02-10 2015-02-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2015-02-06 2015-02-05 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2015-02-06 2015-02-05 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 234,942 -4.08
2014-12-31 2014-12-30 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 3,600 247,861 1.47 3.38 12,165 837,572
2014-12-31 2014-12-30 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 2,000 55,533 3.74 10.48 20,960 581,983
2014-12-30 2014-12-29 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 3,197 10,000 46.99 10.48 33,505 104,800
2014-12-29 2014-12-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2014-12-29 2014-12-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 10,000 -33.33
2014-12-29 2014-12-23 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,200 36,000 -3.23
2014-12-29 2014-12-26 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,889 6,803 38.44 10.48 19,797 71,295
2014-12-29 2014-12-24 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 4,914 25.55 10.46 10,460 51,400
2014-12-29 2014-12-26 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,100 1,352 -60.83 19.48 -40,910 26,341
2014-12-29 2014-12-26 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -849 1,800 -32.05 50.36 -42,752 90,640
2014-12-23 2014-12-22 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,438 1,438 10.40 14,955 14,955
2014-12-23 2014-12-23 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 2,476 3,914 172.18 10.43 25,818 40,812
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		50,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		46,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		40,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		50,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		46,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		40,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		50,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		46,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		40,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		50,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		46,000
2014-12-23 3 AP AMPCO PITTSBURGH CORP
Common Stock 		40,000
2014-12-22 2014-12-18 4 GDL.B GDL FUND
Series B Cumulative Preferred Shares 		S - Sale -235,148 0 -100.00 50.16 -11,795,024
2014-12-19 2014-12-17 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2 3,452 -0.06 18.53 -37 63,968
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		27,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		18,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		23,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		27,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		18,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		23,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		27,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		18,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		23,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		27,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		18,000
2014-12-18 3 KAMN KAMAN Corp
Common Stock 		23,000
2014-12-18 2014-12-17 4 JRN JOURNAL COMMUNICATIONS INC
Class A Common Stock 		S - Sale -4,000 4,000 -50.00 10.84 -43,368 43,368
2014-12-18 2014-12-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		G - Gift -160,000 244,942 -39.51
2014-12-18 2014-12-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -800 37,200 -2.11
2014-12-16 2014-12-16 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -422 3,454 -10.89 18.50 -7,808 63,910
2014-12-16 2014-12-16 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		S - Sale -100 2,649 -3.64 50.27 -5,027 133,165
2014-12-10 2014-12-09 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		S - Sale -20,000 651,256 -2.98 6.82 -136,480 4,444,171
2014-12-10 2014-12-09 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,000 1,000 10.29 10,286 10,286
2014-12-09 2014-12-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 15,000 -40.00
2014-11-26 2014-11-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -7,000 25,000 -21.88
2014-11-26 2014-11-26 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -3,000 32,000 -8.57
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-11-20 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-11-18 2014-11-17 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -1,000 6,000 -14.29 4.85 -4,848 29,087
2014-11-18 2014-11-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 35,000 -12.50
2014-11-18 2014-11-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,000 38,000 -2.56
2014-11-17 2014-11-13 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 500 30,607 1.66 10.32 5,160 315,864
2014-11-13 2014-11-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 40,000 40,000
2014-11-13 2014-11-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -40,000 404,942 -8.99
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		154,472
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		178,987
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		162,071
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		171,823
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		187,989
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		160,057
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		154,472
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		178,987
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		162,071
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		171,823
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		187,989
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		160,057
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		154,472
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		178,987
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		162,071
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		171,823
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		187,989
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		160,057
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		154,472
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		178,987
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		162,071
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		171,823
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		187,989
2014-11-06 3 PBY PEP BOYS MANNY MOE & JACK
Common Stock 		160,057
2014-10-30 2014-10-27 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 23,607 60,965 63.19 5.75 135,740 350,549
2014-10-30 2014-10-27 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 83,908 671,256 14.29 5.75 482,471 3,859,722
2014-10-30 2014-10-27 4 GAB GABELLI EQUITY TRUST INC
Common Stock, Par Value $0.001 		J - Other 135,424 1,083,387 14.29 5.75 778,688 6,229,477
2014-10-29 2014-10-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,000 39,000 -2.50
2014-10-29 2014-10-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -4,000 0 -100.00
2014-10-23 2014-10-21 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,788 132,000 1.37 10.21 18,257 1,347,812
2014-10-16 2014-10-16 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -30,000 4,000 -88.24
2014-10-02 2014-09-30 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -4,110 199,999 -2.01 6.06 -24,923 1,212,776
2014-09-23 2014-09-23 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 7,000 53,533 15.04 10.28 71,945 550,204
2014-09-22 2014-09-19 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		P - Purchase 4,000 7,000 133.33 5.28 21,120 36,960
2014-09-22 2014-09-22 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 5,000 46,533 12.04 10.38 51,900 483,010
2014-09-17 2014-09-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 74,667 444,942 20.17
2014-09-17 2014-09-17 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -100,000 18,643,741 -0.53
2014-09-04 2014-09-04 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 34,000 -22.73
2014-09-04 2014-09-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 34,000 44,000 340.00
2014-09-04 2014-09-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -34,000 370,275 -8.41
2014-09-04 2014-09-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2014-09-04 2014-09-02 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 404,275 -2.41
2014-09-03 2014-09-02 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 504,300 -0.10 22.12 -11,060 11,155,116
2014-09-03 2014-08-29 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,000 504,800 -0.98 22.05 -110,250 11,130,840
2014-08-25 2014-08-25 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 3,808 41,533 10.09 10.50 39,984 436,094
2014-08-06 2014-08-06 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 8,905 37,725 30.90 10.37 92,342 391,194
2014-08-05 2014-08-05 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 95 28,820 0.33 10.37 985 298,861
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 6,667 26,667 33.34 9.00 60,003 240,003
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 4,926 19,702 33.34 9.00 44,334 177,318
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 39,252 157,006 33.33 9.00 353,268 1,413,052
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 103,271 419,927 32.61 9.00 929,439 3,779,343
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 20,460 81,838 33.33 9.00 184,140 736,539
2014-07-31 2014-07-29 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		J - Other 270,989 749,013 56.69 9.00 2,438,901 6,741,118
2014-07-31 2014-07-31 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 5,498 28,725 23.67 10.53 57,894 302,472
2014-07-28 2014-07-25 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 9,000 23,227 63.26 10.71 96,390 248,758
2014-07-25 2014-07-24 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -10,137 509,800 -1.95 22.21 -225,153 11,323,168
2014-07-25 2014-07-23 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,963 519,937 -0.38 22.18 -43,547 11,534,230
2014-07-24 2014-07-22 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -800 29,000 -2.68 22.85 -18,276 662,522
2014-07-21 2014-07-18 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 1,198 4,790 33.35 9.00 10,782 43,110
2014-07-21 2014-07-18 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 2,076 8,302 33.34 9.00 18,684 74,718
2014-07-21 2014-07-18 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 195,606 201,323 3,421.26 9.00 1,760,454 1,811,910
2014-07-21 2014-07-18 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 57,854 150,300 62.58 9.00 520,686 1,352,700
2014-07-01 2014-06-30 4 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		P - Purchase 1,064 14,227 8.08 10.74 11,427 152,792
2014-07-01 2014-07-01 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 0 -100.00
2014-06-27 3 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		78,516
2014-06-27 3 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		117,543
2014-06-27 3 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		78,516
2014-06-27 3 GGZ Gabelli Global Small & Mid Cap Value Trust
Common Shares, Par Value $0.001 		117,543
2014-06-27 2014-06-25 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 130,637 -0.76 21.66 -21,656 2,829,070
2014-06-27 2014-06-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 5,000 -50.00
2014-06-26 2014-06-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2014-06-26 2014-06-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 414,275 -2.36
2014-06-24 2014-06-20 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,500 521,900 -0.48 23.02 -57,555 12,015,182
2014-06-20 2014-06-19 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -7,300 524,400 -1.37 22.96 -167,608 12,040,224
2014-06-20 2014-06-18 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -12,700 531,700 -2.33 22.93 -291,201 12,191,456
2014-06-18 2014-06-09 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2014-06-17 2014-06-13 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 544,400 -0.18 22.76 -22,765 12,393,266
2014-06-12 2014-06-10 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,000 120,800 0.83 4.40 4,402 531,701
2014-06-12 2014-06-11 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -30,000 545,401 -5.21 22.91 -687,291 12,494,963
2014-06-12 2014-06-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -20,000 575,401 -3.36 22.90 -457,940 13,174,946
2014-06-10 2014-06-09 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,900 119,800 1.61 4.37 8,298 523,238
2014-06-10 2014-06-09 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -3,600 595,401 -0.60 22.91 -82,494 13,643,544
2014-06-10 2014-06-06 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,402 599,001 -0.73 22.82 -100,450 13,668,653
2014-06-02 2014-05-30 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -14,098 603,403 -2.28 22.70 -319,994 13,695,910
2014-06-02 2014-05-29 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -6,500 617,501 -1.04 22.65 -147,225 13,986,387
2014-06-02 2014-04-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		G - Gift -4,000 624,001 -0.64
2014-05-30 2014-05-29 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 14,435 109,257 15.22 10.85 156,620 1,185,435
2014-05-29 2014-05-28 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 10,000 94,822 11.79 10.85 108,525 1,029,052
2014-05-29 2014-05-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,300 628,001 -0.36 22.53 -51,810 14,146,403
2014-05-29 2014-05-27 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -800 630,301 -0.13 22.57 -18,056 14,225,883
2014-05-28 2014-05-27 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 11,000 84,822 14.90 10.85 119,350 920,315
2014-05-27 2014-05-23 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 11,700 73,822 18.83 10.84 126,815 800,145
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-05-15 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-05-12 2014-05-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 10,000 10,000
2014-05-12 2014-05-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -10,000 424,275 -2.30
2014-05-06 3 JRN JOURNAL COMMUNICATIONS INC
Class A Common Stock 		16,000
2014-05-06 3 JRN JOURNAL COMMUNICATIONS INC
Class A Common Stock 		16,000
2014-05-06 3 JRN JOURNAL COMMUNICATIONS INC
Class A Common Stock 		16,000
2014-05-06 3 JRN JOURNAL COMMUNICATIONS INC
Class A Common Stock 		16,000
2014-04-29 2014-04-28 4 INAP INTERNAP NETWORK SERVICES CORP
Common Stock 		P - Purchase 300 300 6.60 1,980 1,980
2014-04-01 2014-03-31 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,016 631,101 -0.79 21.96 -110,152 13,859,094
2014-04-01 2014-03-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,284 636,117 -0.36 21.80 -49,791 13,867,341
2014-03-28 2014-03-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		24,038
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		25,019
2014-03-25 3 GFF GRIFFON CORP
Common Stock 		27,019
2014-03-10 2014-03-07 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 10,000 -50.00
2014-03-06 2014-03-05 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 638,401 -0.16 22.21 -22,210 14,178,876
2014-03-06 2014-03-04 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -24,000 639,401 -3.62 22.16 -531,773 14,167,326
2014-03-06 2014-03-05 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2014-03-04 2014-02-28 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,800 117,754 -2.32 11.26 -31,519 1,325,531
2014-03-04 2014-02-28 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -900 204,109 -0.44 6.28 -5,652 1,281,807
2014-03-04 2014-02-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,500 663,401 -0.38 22.06 -55,140 14,631,963
2014-03-03 2014-02-28 4 INAP INTERNAP NETWORK SERVICES CORP
Common Stock 		S - Sale -1,000 25,000 -3.85 7.77 -7,770 194,250
2014-02-25 2014-02-21 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -1,500 120,554 -1.23 11.21 -16,809 1,350,925
2014-02-25 2014-02-21 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -2,014 205,009 -0.97 6.23 -12,547 1,277,208
2014-02-24 2014-02-21 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,000 665,901 -0.30 21.87 -43,745 14,564,910
2014-02-24 2014-02-20 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 667,901 -0.15 21.77 -21,770 14,540,195
2014-02-21 2014-02-19 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -2,496 122,054 -2.00 11.15 -27,840 1,361,351
2014-02-20 2014-02-19 4 GCV GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Common Stock, Par Value $0.001 		S - Sale -5,459 207,023 -2.57 6.14 -33,533 1,271,682
2014-02-12 2014-02-10 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000 61,737 3.35 11.09 22,180 684,667
2014-02-12 2014-02-11 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -9,900 668,901 -1.46 21.11 -209,007 14,121,695
2014-02-12 2014-02-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,000 678,801 -0.29 20.91 -41,812 14,191,004
2014-02-04 2014-01-31 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,000 680,801 -0.73 20.77 -103,850 14,140,227
2014-01-30 2014-01-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,100 685,801 -0.16 21.21 -23,330 14,545,212
2014-01-23 2014-01-21 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 686,901 -0.07 21.71 -10,857 14,915,359
2014-01-21 2014-01-17 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,000 687,401 -0.29 21.70 -43,410 14,920,029
2014-01-21 2014-01-16 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 689,401 -0.14 21.71 -21,710 14,966,886
2014-01-16 2014-01-14 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,000 690,401 -0.29 21.91 -43,815 15,124,950
2014-01-14 2014-01-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 692,401 -0.07 21.93 -10,963 15,181,644
2014-01-08 2014-01-07 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 692,901 -0.57 21.82 -87,300 15,122,555
2014-01-08 2014-01-06 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,500 696,901 -0.21 21.62 -32,425 15,064,690
2014-01-06 2014-01-02 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 698,401 -0.14 21.88 -21,880 15,281,004
2013-12-30 2013-12-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 148,915 434,275 52.18
2013-12-30 2013-12-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -200,000 18,743,741 -1.06
2013-12-16 2013-12-13 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 39,844 1,377,989 2.98 0.10 3,984 137,799
2013-12-16 2013-12-12 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 116,840 1,338,145 9.57 0.10 11,462 131,272
2013-12-06 2013-12-05 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 699,401 -0.07 21.20 -10,600 14,827,292
2013-12-06 2013-12-04 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -600 699,901 -0.09 21.22 -12,732 14,851,890
2013-12-04 2013-12-03 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 700,501 -0.07 21.27 -10,636 14,901,048
2013-12-04 2013-12-02 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -15,100 701,001 -2.11 21.42 -323,382 15,012,628
2013-12-02 2013-11-27 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000 51,014 4.08 11.35 22,701 579,034
2013-12-02 2013-11-29 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 716,101 -0.56 21.41 -85,640 15,331,713
2013-12-02 2013-11-27 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -6,500 720,101 -0.89 21.43 -139,281 15,430,171
2013-11-29 2013-11-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 40,000 -20.00
2013-11-29 2013-11-27 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 40,000 -20.00
2013-11-27 2013-11-26 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -20,100 726,601 -2.69 21.42 -430,484 15,561,677
2013-11-27 2013-11-25 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -15,500 746,701 -2.03 21.53 -333,751 16,078,180
2013-11-26 2013-11-22 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,662 123,000 2.21 11.36 30,228 1,396,690
2013-11-21 2013-11-19 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		S - Sale -1,815 20,000 -8.32 10.47 -19,000 209,364
2013-11-21 2013-11-19 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,000 27,313 3.80 11.35 11,350 310,003
2013-11-21 2013-11-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 40,000 40,000
2013-11-21 2013-11-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -40,000 285,360 -12.29
2013-11-19 2013-11-18 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -500 762,201 -0.07 21.35 -10,675 16,272,982
2013-11-19 2013-11-15 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,500 762,701 -0.33 21.27 -53,165 16,219,590
2013-11-15 2013-11-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 0 -100.00
2013-11-15 2013-11-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 10,000 -50.00
2013-11-13 2013-11-11 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -2,100 765,201 -0.27 21.25 -44,625 16,260,512
2013-11-04 2013-10-31 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,400 767,301 -0.18 21.42 -29,988 16,435,578
2013-10-30 2013-10-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 768,701 -0.13 21.36 -21,360 16,419,444
2013-10-28 2013-10-24 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,600 769,701 -0.21 21.16 -33,864 16,290,712
2013-10-24 2013-10-23 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,300 771,301 -0.55 20.98 -90,204 16,180,112
2013-10-24 2013-10-22 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -10,400 775,601 -1.32 20.90 -217,391 16,212,378
2013-10-23 2013-10-22 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 900 29,313 3.17 11.29 10,161 330,944
2013-10-22 2013-10-18 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -6,000 786,001 -0.76 20.72 -124,320 16,285,931
2013-10-10 2013-10-08 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -190,000 260,148 -42.21 50.18 -9,534,200 13,054,227
2013-10-02 2013-09-27 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -1,000 792,001 -0.13 20.28 -20,278 16,060,187
2013-09-27 2013-09-26 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,000 793,001 -0.63 20.27 -101,346 16,073,487
2013-09-27 2013-09-25 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -39,440 798,001 -4.71 20.18 -796,010 16,105,886
2013-09-25 2013-09-23 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -4,000 837,441 -0.48 20.00 -80,012 16,751,240
2013-09-24 2013-09-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 50,000 -16.67
2013-09-24 2013-09-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2013-09-20 2013-09-19 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -3,000 841,441 -0.36 20.28 -60,840 17,064,414
2013-09-20 2013-09-18 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -33,000 844,441 -3.76 20.19 -666,125 17,045,539
2013-09-19 2013-09-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 60,000 60,000
2013-09-19 2013-09-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -60,000 18,943,741 -0.32
2013-09-18 2013-09-16 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 18,000 696,500 2.65 0.12 2,146 83,023
2013-09-18 2013-09-16 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -3,000 877,441 -0.34 19.88 -59,647 17,445,536
2013-09-12 2013-09-11 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -15,000 880,441 -1.68 19.92 -298,800 17,538,376
2013-09-12 2013-09-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -5,000 895,441 -0.56 19.67 -98,330 17,609,644
2013-09-10 2013-09-09 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 900,441 -5.26 19.51 -975,370 17,565,254
2013-09-10 2013-09-06 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -46,300 950,441 -4.65 19.48 -901,910 18,514,297
2013-09-10 2013-09-10 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -20,000 30,000 -40.00
2013-09-06 2013-09-05 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 700 678,500 0.10 0.10 72 70,225
2013-09-04 2013-09-03 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 4,600 677,800 0.68 0.99 4,568 673,055
2013-08-30 2013-08-29 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 300 673,200 0.04 0.10 30 67,320
2013-08-30 2013-08-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -20,000 996,741 -1.97 19.36 -387,130 19,293,408
2013-08-27 2013-08-23 4 LGL LGL GROUP INC
Common Stock Warrants (right to purchase) 		P - Purchase 83,400 672,900 14.15 0.10 7,940 64,060
2013-08-22 2013-08-20 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -2,000 29,800 -6.29 21.47 -42,941 639,821
2013-08-21 2013-08-20 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -56,000 1,016,741 -5.22 19.50 -1,092,134 19,828,881
2013-08-21 2013-08-19 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,072,741 -4.45 19.51 -975,580 20,930,885
2013-08-20 2013-08-19 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,700 31,800 -5.07 21.61 -36,732 687,106
2013-08-20 2013-08-16 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 33,500 -4.29 21.94 -32,911 735,010
2013-08-19 2013-08-16 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -37,600 1,122,741 -3.24 19.93 -749,462 22,379,026
2013-08-19 2013-08-15 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -10,000 1,160,341 -0.85 19.87 -198,717 23,057,939
2013-08-16 2013-08-15 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 35,000 -4.11 22.23 -33,348 778,120
2013-08-16 2013-08-14 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 36,500 -3.95 22.57 -33,852 823,732
2013-08-15 2013-08-13 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -9,800 1,170,341 -0.83 20.10 -197,005 23,526,888
2013-08-14 2013-08-13 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 38,000 -3.80 22.70 -34,053 862,687
2013-08-14 2013-08-12 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 39,500 -3.66 23.36 -35,042 922,763
2013-08-13 2013-08-12 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -52,000 1,180,141 -4.22 20.14 -1,047,311 23,768,739
2013-08-13 2013-08-09 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -35,000 1,232,141 -2.76 20.17 -705,950 24,852,275
2013-08-12 2013-08-09 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 41,000 -3.53 23.43 -35,148 960,700
2013-08-12 2013-08-08 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 42,500 -3.41 23.49 -35,232 998,240
2013-08-08 2013-08-07 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 44,000 -3.30 23.57 -35,353 1,037,023
2013-08-08 2013-08-06 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 45,500 -3.19 23.75 -35,618 1,080,420
2013-08-06 2013-08-05 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 47,000 -3.09 23.91 -35,863 1,123,700
2013-08-06 2013-08-02 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		S - Sale -1,500 48,500 -3.00 23.97 -35,949 1,162,351
2013-07-31 2013-07-29 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 840 3,359 33.35 9.00 7,560 30,231
2013-07-31 2013-07-29 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 1,455 5,819 33.34 9.00 13,095 52,371
2013-07-31 2013-07-29 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 37,621 150,520 33.32 9.00 338,589 1,354,683
2013-07-31 2013-07-29 4 GRX Gabelli Healthcare & WellnessRx Trust
Common Shares, Par Value $0.001 		J - Other 3,569 86,376 4.31 9.00 32,121 777,385
2013-07-30 2013-07-29 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		P - Purchase 956 17,782 5.68 40.97 39,167 728,521
2013-07-25 2013-07-24 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		P - Purchase 4,026 16,826 31.45 41.12 165,535 691,825
2013-07-24 2013-07-23 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		P - Purchase 4,200 12,800 48.84 41.15 172,830 526,719
2013-07-18 2013-07-16 4 GRXRT Gabelli Healthcare & WellnessRx Trust
Subscription Rights for Common Shares 		S - Sale -72,102 10,707 -87.07 0.38 -27,449 4,076
2013-07-15 2013-07-11 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 105,000 105,000 50.21 5,272,144 5,272,144
2013-07-15 2013-07-11 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -105,000 0 -100.00 50.21 -5,272,050
2013-07-12 2013-07-11 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -100 3,000 -3.23 9.66 -966 28,980
2013-07-11 2013-07-10 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -1,500 3,100 -32.61 9.13 -13,693 28,298
2013-07-09 2013-07-08 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -900 4,600 -16.36 8.97 -8,072 41,257
2013-07-05 2013-07-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 50,000 50,000
2013-07-05 2013-07-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -50,000 325,360 -13.32
2013-06-25 2013-06-21 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 57,164 57,164 50.00 2,858,200 2,858,200
2013-06-25 2013-06-21 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 2,649 2,649 50.00 132,450 132,450
2013-06-25 2013-06-21 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 2,649 2,649 50.00 132,450 132,450
2013-06-25 2013-06-21 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 1,324 1,324 50.00 66,200 66,200
2013-06-25 2013-06-21 4 GLU.A GABELLI GLOBAL UTILITY & INCOME TRUST
Series A Cumulative Puttable and Callable Preferred Shares 		J - Other 4,073 4,073 50.00 203,650 203,650
2013-06-25 2013-06-21 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 57,164 228,655 33.33 18.50 1,057,534 4,230,114
2013-06-25 2013-06-21 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 2,649 3,249 441.50 18.50 49,006 60,106
2013-06-25 2013-06-21 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 2,649 3,249 441.50 18.50 49,006 60,106
2013-06-25 2013-06-21 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 1,324 1,624 441.33 18.50 24,494 30,044
2013-06-25 2013-06-21 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		J - Other 4,073 5,273 339.42 18.50 75,350 97,550
2013-06-18 2013-06-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -12,000 0 -100.00
2013-06-18 2013-06-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -8,000 12,000 -40.00
2013-06-18 2013-06-18 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 20,000 -33.33
2013-06-13 2013-06-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 30,000 30,000
2013-06-13 2013-06-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -30,000 375,360 -7.40
2013-06-10 2013-05-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -30,000 0 -100.00
2013-06-05 2013-06-04 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -20,000 1,267,141 -1.55 19.36 -387,226 24,533,488
2013-06-05 2013-06-03 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -64,000 1,287,141 -4.74 19.32 -1,236,518 24,868,328
2013-06-03 2013-05-31 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -62,000 1,351,141 -4.39 19.75 -1,224,246 26,679,486
2013-06-03 2013-05-30 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -62,000 1,413,141 -4.20 19.88 -1,232,306 28,087,440
2013-05-30 2013-05-29 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -62,000 1,475,141 -4.03 19.77 -1,225,759 29,163,971
2013-05-30 2013-05-28 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -62,000 1,537,141 -3.88 20.06 -1,243,522 30,830,121
2013-05-24 2013-05-23 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,599,141 -3.03 19.99 -999,445 31,965,061
2013-05-24 2013-05-22 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,649,141 -2.94 20.22 -1,011,240 33,353,538
2013-05-22 2013-05-21 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,699,141 -2.86 20.10 -1,005,240 34,160,881
2013-05-22 2013-05-20 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -45,000 1,749,141 -2.51 20.17 -907,776 35,285,062
2013-05-20 2013-05-17 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 18,100 117,900 18.14 5.11 92,448 602,186
2013-05-20 2013-05-16 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,500 99,800 2.57 5.03 12,581 502,234
2013-05-16 2013-05-15 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,794,141 -2.71 19.95 -997,490 35,792,745
2013-05-16 2013-05-14 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,844,141 -2.64 19.88 -994,015 36,662,067
2013-05-14 2013-05-13 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,894,141 -2.57 19.84 -991,825 37,573,119
2013-05-14 2013-05-10 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,944,141 -2.51 19.80 -989,835 38,487,567
2013-05-13 2013-05-09 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 1,600 117,037 1.39 11.77 18,835 1,377,760
2013-05-13 2013-05-09 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -50,000 1,994,141 -2.45 19.79 -989,305 39,456,264
2013-05-10 2013-05-08 4 GDV GABELLI DIVIDEND & INCOME TRUST
Common Shares, Par Value $0.001 		S - Sale -31,600 2,044,141 -1.52 19.69 -622,292 40,254,851
2013-05-01 2013-04-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 300 300 23.99 7,197 7,197
2013-05-01 2013-04-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 600 600 23.99 14,393 14,393
2013-05-01 2013-04-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 600 600 23.99 14,393 14,393
2013-05-01 2013-04-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 300 300 23.99 7,197 7,197
2013-05-01 2013-04-29 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 200 1,200 20.00 23.99 4,798 28,786
2013-04-30 2013-04-26 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 200 1,000 25.00 23.47 4,694 23,470
2013-04-26 2013-04-24 4 GLU GABELLI GLOBAL UTILITY & INCOME TRUST
Common Shares, Par Value $0.001 		P - Purchase 800 800 23.58 18,864 18,864
2013-04-19 3 GNT GAMCO Natural Resources, Gold & Income Trust by Gabelli
Common Stock, Par Value $0.001 		5,236
2013-04-19 2013-04-17 4 GNT GAMCO Natural Resources, Gold & Income Trust by Gabelli
Common Shares, Par Value $0.001 		P - Purchase 3,000 8,236 57.30 11.26 33,776 92,727
2013-04-19 2013-04-17 4 GGN GAMCO Global Gold, Natural Resources & Income Trust by Gabelli
Common Shares, Par Value $0.001 		S - Sale -3,000 8,166 -26.87 10.41 -31,234 85,018
2013-04-19 3 GGN GAMCO Global Gold, Natural Resources & Income Trust by Gabelli
Common Shares, Par Value $0.001 		5,236
2013-04-15 2013-04-11 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		P - Purchase 8,600 8,600 40.84 351,245 351,245
2013-04-15 2013-04-11 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		S - Sale -900 0 -100.00 40.73 -36,655
2013-04-04 2013-04-02 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		S - Sale -400 900 -30.77 39.07 -15,627 35,160
2013-04-03 2013-04-01 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 25,000 450,148 5.88 50.21 1,255,250 22,601,931
2013-04-03 2013-04-01 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale -25,000 105,000 -19.23 50.21 -1,255,250 5,272,050
2013-04-02 2013-04-01 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		S - Sale -400 1,300 -23.53 39.60 -15,840 51,480
2013-04-02 2013-03-28 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		S - Sale -3,300 1,700 -66.00 39.39 -129,971 66,955
2013-03-26 2013-03-25 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		J - Other -85,100 0 -100.00 50.00 -4,255,000
2013-03-26 2013-03-25 4 INAP INTERNAP NETWORK SERVICES CORP
Common Stock 		S - Sale -1,000 26,000 -3.70 9.46 -9,460 245,960
2013-03-22 2013-03-21 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		S - Sale 2,300 130,000 1.80 50.20 115,462 6,526,117
2013-03-15 2013-03-15 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -30,000 30,000 -50.00
2013-03-11 2013-03-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 60,000 60,000
2013-03-11 2013-03-11 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -60,000 405,360 -12.89
2013-02-26 2013-02-25 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -4,000 800,430 -0.50
2013-02-25 2013-02-22 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 804,430 -0.02 43.96 -8,792 35,362,743
2013-02-25 2013-02-21 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -100 804,630 -0.01 43.92 -4,392 35,339,350
2013-02-14 2013-02-12 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -2,000 804,730 -0.25
2013-02-14 2013-02-12 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -4,300 806,730 -0.53 43.64 -187,632 35,201,986
2013-02-07 2013-02-05 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 811,030 -0.12 42.57 -42,570 34,525,547
2013-01-08 2013-01-04 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -400 812,030 -0.05 42.00 -16,802 34,109,320
2013-01-04 2013-01-02 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -8,100 812,430 -0.99 41.49 -336,070 33,707,802
2012-12-28 2012-12-26 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		X - Other 1,836 11,013 20.01 6.00 11,016 66,078
2012-12-28 2012-12-26 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		X - Other 45,525 273,149 20.00 6.00 273,150 1,638,894
2012-12-28 2012-12-26 4 GUT GABELLI UTILITY TRUST
Common Shares, Par Value $0.001 		X - Other 70,862 425,171 20.00 6.00 425,172 2,551,025
2012-12-21 2012-12-20 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -500 820,530 -0.06 40.83 -20,415 33,502,732
2012-12-21 2012-12-19 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 97,300 0.21 5.10 1,019 495,967
2012-12-21 2012-12-21 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		P - Purchase 2,885 19,003,741 0.02 50.00 144,250 950,187,050
2012-12-20 2012-12-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -500 821,030 -0.06 40.22 -20,108 33,018,542
2012-12-18 2012-12-17 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 670 97,100 0.69 5.11 3,425 496,385
2012-12-18 2012-12-14 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 100 96,430 0.10 5.11 511 492,757
2012-12-17 2012-12-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		J - Other -391,644 0 -100.00 50.00 -19,582,200
2012-12-17 2012-12-13 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -28,000 0 -100.00
2012-12-13 2012-12-12 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 96,330 0.21 5.12 1,024 493,210
2012-12-13 2012-12-11 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 100 96,130 0.10 5.11 511 491,224
2012-12-11 2012-12-07 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 800 96,030 0.84 5.04 4,032 483,991
2012-12-07 2012-12-05 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 850 95,230 0.90 5.06 4,301 481,864
2012-12-05 2012-12-04 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 250 94,380 0.27 5.04 1,260 475,675
2012-12-05 2012-12-03 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 230 94,130 0.24 5.04 1,159 474,415
2012-11-29 2012-11-28 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 300 93,900 0.32 5.02 1,505 471,068
2012-11-29 2012-11-27 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,000 93,600 1.08 5.03 5,026 470,434
2012-11-27 2012-11-23 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -3,000 821,530 -0.36
2012-11-27 2012-11-26 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,700 92,600 1.87 5.00 8,502 463,093
2012-11-21 2012-11-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 295,644 295,644
2012-11-21 2012-11-19 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -295,644 19,000,856 -1.53
2012-10-12 2012-10-11 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -800 824,530 -0.10 39.87 -31,898 32,876,155
2012-10-12 2012-10-10 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 825,330 -0.02 39.44 -7,888 32,551,015
2012-10-09 2012-10-05 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 825,530 -0.02 39.44 -7,888 32,558,903
2012-10-09 3 INAP INTERNAP NETWORK SERVICES CORP
Common Stock 		27,000
2012-10-04 2012-10-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -600 825,730 -0.07 39.26 -23,554 32,415,435
2012-10-04 2012-10-02 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -100 826,330 -0.01 38.97 -3,897 32,202,080
2012-10-04 2012-10-03 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 96,000 -4.95
2012-10-01 2012-09-28 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -12,000 101,000 -10.62
2012-09-27 2012-09-26 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 826,430 -0.02 39.74 -7,948 32,842,328
2012-09-27 2012-09-26 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -5,000 826,630 -0.60
2012-09-27 2012-09-25 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,200 831,630 -0.14 39.49 -47,385 32,838,740
2012-09-25 2012-09-24 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -3,700 832,830 -0.44 39.19 -145,008 32,639,774
2012-09-25 2012-09-21 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -3,800 836,530 -0.45 38.53 -146,406 32,229,744
2012-09-24 2012-09-21 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -12,000 113,000 -9.60
2012-09-21 2012-09-19 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,100 840,330 -0.13 38.32 -42,150 32,200,017
2012-09-18 2012-09-17 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 841,430 -0.12 38.15 -38,154 32,104,173
2012-09-18 2012-09-14 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -600 842,430 -0.07 37.89 -22,735 31,921,105
2012-09-14 2012-09-13 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -2,900 843,030 -0.34 37.68 -109,269 31,764,527
2012-09-13 2012-09-12 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -800 845,930 -0.09 37.32 -29,855 31,569,008
2012-09-13 2012-09-11 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,100 846,730 -0.13 37.45 -41,196 31,711,055
2012-09-13 2012-09-11 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -270 847,830 -0.03
2012-09-11 2012-09-10 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 100 90,900 0.11 5.46 546 496,314
2012-09-11 2012-09-07 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,006 90,800 1.12 5.52 5,548 500,762
2012-09-10 2012-09-06 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,700 848,100 -0.20 37.36 -63,504 31,680,776
2012-09-06 2012-09-05 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -100 849,800 -0.01 37.38 -3,738 31,762,890
2012-09-06 2012-09-04 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -700 849,900 -0.08 37.24 -26,070 31,652,911
2012-08-31 2012-08-29 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 850,600 -0.02 37.47 -7,494 31,871,982
2012-08-29 2012-08-28 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -2,300 850,800 -0.27 37.35 -85,902 31,776,104
2012-08-29 2012-08-27 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -400 853,100 -0.05 37.37 -14,948 31,880,347
2012-08-27 2012-08-24 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,400 853,500 -0.16 37.10 -51,934 31,661,180
2012-08-27 2012-08-23 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 854,900 -0.02 37.23 -7,446 31,827,927
2012-08-27 2012-08-24 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -10,000 125,000 -7.41
2012-08-22 2012-08-21 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 855,100 -0.04 36.99 -11,096 31,626,729
2012-08-22 2012-08-20 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -400 855,400 -0.05 36.78 -14,714 31,464,863
2012-08-21 2012-08-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 100,000 135,000 285.71
2012-08-21 2012-08-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -100,000 19,296,500 -0.52
2012-08-21 2012-08-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 100,000 19,396,500 0.52
2012-08-21 2012-08-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -100,000 19,296,500 -0.52
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		1,000
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		3,000
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		500
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		20,000
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		13,000
2012-08-20 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		58,000
2012-08-20 2012-08-16 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 114 89,794 0.13 5.64 643 506,438
2012-08-16 2012-08-14 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 500 89,680 0.56 5.72 2,860 512,970
2012-08-15 2012-08-13 4 GDL GDL FUND
Common Shares, Par Value $0.001 		P - Purchase 2,000 52,098 3.99 11.96 23,912 622,887
2012-08-10 2012-08-09 4 GAB.G GABELLI EQUITY TRUST INC
Series G Cumulative Preferred Stock 		X - Other 50,000 50,000 25.00 1,250,000 1,250,000
2012-08-09 2012-08-07 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,300 855,800 -0.15 38.08 -49,505 32,589,549
2012-08-06 2012-08-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -3,500 857,100 -0.41 38.05 -133,161 32,609,227
2012-08-02 2012-08-01 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -2,500 860,600 -0.29 37.15 -92,886 31,974,905
2012-08-02 2012-07-31 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,200 863,100 -0.14 37.00 -44,400 31,934,700
2012-07-31 2012-07-30 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -2,800 864,300 -0.32
2012-07-31 2012-07-27 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -1,500 867,100 -0.17
2012-07-27 2012-07-26 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -500 868,600 -0.06 36.99 -18,493 32,126,213
2012-07-27 2012-07-25 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -5,100 869,100 -0.58 36.50 -186,156 31,723,106
2012-07-25 2012-07-23 4 GAB GABELLI EQUITY TRUST INC
Subscription Rights for Series G Cumulative Preferred Stock 		P - Purchase 50,000 50,000 0.02 955 955
2012-07-25 2012-07-24 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 874,200 -0.11 36.58 -36,585 31,982,257
2012-07-20 2012-07-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -400 875,200 -0.05 37.58 -15,032 32,890,016
2012-07-19 2012-07-17 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 100 89,180 0.11 6.31 631 562,726
2012-07-17 2012-07-16 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 875,600 -0.11 37.44 -37,438 32,780,713
2012-07-17 2012-07-13 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,200 876,600 -0.14 37.20 -44,642 32,611,186
2012-07-16 2012-07-13 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,780 89,080 2.04 6.35 11,303 565,658
2012-07-13 2012-07-12 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 877,800 -0.02 37.00 -7,400 32,478,600
2012-07-13 2012-07-12 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 400 87,300 0.46 6.44 2,576 562,212
2012-07-13 2012-07-11 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 300 86,900 0.35 6.48 1,944 563,112
2012-07-11 2012-07-10 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -800 878,000 -0.09 37.37 -29,899 32,814,635
2012-07-05 2012-07-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -800 878,800 -0.09 38.12 -30,496 33,499,856
2012-07-03 2012-07-02 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,100 879,600 -0.12 37.79 -41,564 33,236,478
2012-06-29 2012-06-27 4 BBGI BEASLEY BROADCAST GROUP INC
Class A Common Stock 		S - Sale -500 2,500 -16.67 5.55 -2,775 13,875
2012-06-29 2012-06-27 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 880,700 -0.02 37.40 -7,480 32,938,180
2012-06-29 2012-06-27 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -2,300 880,900 -0.26
2012-06-20 2012-06-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 883,200 -0.02 37.12 -7,424 32,784,384
2012-06-20 2012-06-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -1,000 883,400 -0.11
2012-06-20 2012-06-19 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 300 86,600 0.35 6.48 1,944 561,168
2012-06-20 2012-06-18 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 86,300 0.23 6.48 1,296 559,224
2012-06-18 2012-06-15 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -1,000 884,400 -0.11
2012-06-18 2012-06-15 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 100 86,100 0.12 6.52 652 561,372
2012-06-15 2012-06-14 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 885,400 -0.03 36.24 -10,872 32,086,896
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		4,500
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		2,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		7,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		8,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		2,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		2,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		20,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		10,000
2012-06-11 3 GET GAYLORD ENTERTAINMENT CO /DE
Common Stock 		66,800
2012-06-11 2012-06-08 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,300 86,000 2.75 6.59 15,151 566,516
2012-06-05 2012-06-01 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 500 132,300 0.38 50.40 25,200 6,667,920
2012-06-01 2012-05-31 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 600 83,700 0.72 6.82 4,092 570,834
2012-05-30 2012-05-25 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,800 131,800 1.38 50.40 90,720 6,642,720
2012-05-25 2012-05-24 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 83,100 0.24 6.77 1,354 562,587
2012-05-25 2012-05-24 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 300 130,000 0.23 50.40 15,120 6,552,000
2012-05-25 2012-05-23 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,800 129,700 1.41 50.44 90,793 6,542,146
2012-05-24 2012-05-22 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,100 82,900 1.34 6.85 7,533 567,741
2012-05-23 2012-05-21 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 5,000 255,283 2.00 6.58 32,917 1,680,630
2012-05-22 2012-05-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -900 885,700 -0.10 36.72 -33,044 32,518,918
2012-05-22 2012-05-21 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 300 81,800 0.37 6.77 2,031 553,786
2012-05-22 2012-05-18 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,600 81,500 2.00 6.78 10,854 552,872
2012-05-18 2012-05-17 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -400 886,600 -0.05 36.67 -14,668 32,512,597
2012-05-18 2012-05-17 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,000 79,900 2.57 6.94 13,870 554,106
2012-05-16 2012-05-14 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 4,200 250,283 1.71 6.92 29,085 1,733,210
2012-05-16 2012-05-15 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,500 887,000 -0.17 37.30 -55,953 33,086,963
2012-05-16 2012-05-14 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 888,500 -0.11 36.60 -36,604 32,522,565
2012-05-16 2012-05-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 150,934 465,360 48.00
2012-05-16 2012-05-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -200,000 19,396,500 -1.02
2012-05-14 2012-05-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -1,500 35,000 -4.11
2012-05-11 2012-05-09 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 127,900 0.08 50.38 5,038 6,443,602
2012-05-09 2012-05-08 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -2,500 36,500 -6.41
2012-05-04 2012-05-04 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 889,500 -0.02 36.69 -7,338 32,635,755
2012-05-04 2012-05-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 889,700 -0.02 36.43 -7,286 32,411,771
2012-04-30 2012-04-27 4 FSCI FISHER COMMUNICATIONS INC
Common Stock 		S - Sale -500 5,000 -9.09 33.79 -16,896 168,962
2012-04-25 2012-04-23 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,200 127,800 0.95 50.46 60,552 6,448,788
2012-04-24 2012-04-20 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 6,900 77,900 9.72 7.29 50,298 567,860
2012-04-23 2012-04-20 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,400 126,600 1.12 50.46 70,644 6,388,236
2012-04-23 2012-04-19 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,400 125,200 1.13 50.46 70,644 6,317,592
2012-04-20 2012-04-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,900 889,900 -0.21 38.99 -74,077 34,695,332
2012-04-20 2012-04-18 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 71,000 0.28 7.42 1,484 526,820
2012-04-19 2012-04-18 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,400 123,800 1.14 50.46 70,644 6,246,948
2012-04-19 2012-04-17 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,400 122,400 1.16 50.45 70,629 6,174,994
2012-04-17 2012-04-13 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 200 70,800 0.28 7.47 1,494 528,876
2012-04-17 2012-04-16 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,400 121,000 1.17 50.45 70,632 6,104,619
2012-04-17 2012-04-13 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,500 119,600 1.27 50.41 75,615 6,029,036
2012-04-13 2012-04-12 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 100 118,100 0.08 50.41 5,041 5,953,421
2012-04-13 2012-04-11 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,200 118,000 1.03 50.36 60,432 5,942,480
2012-04-10 2012-04-05 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 700 116,800 0.60 50.51 35,357 5,899,568
2012-04-09 2012-04-05 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,800 70,600 2.62 7.48 13,464 528,074
2012-04-05 2012-04-04 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,800 68,800 2.69 7.42 13,349 510,228
2012-04-04 2012-04-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -1,000 891,800 -0.11
2012-04-04 2012-04-03 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 1,900 67,000 2.92 7.25 13,771 485,609
2012-04-04 2012-04-02 4 LGL LGL GROUP INC
Common Stock 		P - Purchase 2,200 65,100 3.50 7.25 15,949 471,949
2012-04-03 2012-03-30 4 GDL.B GDL FUND
Series B Cumulative Puttable and Callable Preferred Shares 		P - Purchase 1,100 116,100 0.96 50.31 55,346 5,841,467
2012-04-02 2012-03-29 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -3,000 39,000 -7.14
2012-03-23 2012-03-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		A - Award 30,000 42,000 250.00
2012-03-23 2012-03-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		D - Sale to Issuer -30,000 19,596,500 -0.15
2012-03-23 2012-03-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other 30,000 19,626,500 0.15
2012-03-23 2012-03-22 4 GBL GAMCO INVESTORS, INC. ET AL
Class B Common Stock 		J - Other -30,000 19,596,500 -0.15
2012-03-21 2012-03-20 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -3,000 12,000 -20.00
2012-03-15 2012-03-13 4 GGT GABELLI MULTIMEDIA TRUST INC.
Common Stock, Par Value $0.001 		P - Purchase 500 429,071 0.12 7.29 3,644 3,127,067
2012-03-15 2012-03-14 4 GBL GAMCO INVESTORS, INC. ET AL
Class A Common Stock 		G - Gift -5,000 15,000 -25.00
2012-03-14 2012-03-13 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -3,000 892,800 -0.33
2012-02-28 2012-02-24 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 895,800 -0.03 39.28 -11,785 35,189,980
2012-02-15 2012-02-13 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 896,100 -0.02 40.92 -8,184 36,668,412
2012-02-06 2012-02-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 896,300 -0.03 41.18 -12,354 36,909,634
2012-02-06 2012-02-02 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 896,600 -0.03 40.88 -12,264 36,653,008
2012-02-02 2012-02-01 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,700 896,900 -0.19 40.50 -68,848 36,323,374
2012-02-02 2012-01-31 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -300 898,600 -0.03 40.18 -12,055 36,108,713
2012-01-30 2012-01-27 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -800 898,900 -0.09 40.07 -32,060 36,023,058
2012-01-30 2012-01-26 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 899,700 -0.02 40.12 -8,024 36,095,964
2012-01-19 2012-01-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -2,100 899,900 -0.23 40.24 -84,512 36,215,396
2012-01-19 2012-01-18 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		G - Gift -1,500 902,000 -0.17
2012-01-19 2012-01-17 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -4,200 903,500 -0.46 39.28 -164,966 35,487,221
2012-01-17 2012-01-13 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,700 907,700 -0.19 38.16 -64,876 34,640,192
2012-01-17 2012-01-12 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -1,000 909,400 -0.11 37.65 -37,650 34,238,910
2012-01-05 2012-01-03 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		S - Sale -200 910,400 -0.02 37.58 -7,517 34,217,384
2004-01-02 2003-12-30 4 WHG WESTWOOD HOLDINGS GROUP INC
Common Stock 		P - Purchase 2,200 650,350 0.34 17.15 37,730 11,153,502
2003-12-30 2003-12-24 4 CWB CURTISS WRIGHT CORP
Class B Common Stock 		S - Sale -700 23,400 -2.90 45.45 -31,816 1,063,563
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)