AllianceBernstein Holding L.P. - Limited Partnership
US ˙ NYSE ˙ US01881G1067

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de James A Gingrich. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que James A Gingrich reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:AB / AllianceBernstein Holding L.P. - Limited Partnership Chief Operating Officer 67,090
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por James A Gingrich. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas AB / AllianceBernstein Holding L.P. - Limited Partnership - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em AB / AllianceBernstein Holding L.P. - Limited Partnership. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AB / AllianceBernstein Holding L.P. - Limited Partnership Insider Trades
Vendas Internas AB / AllianceBernstein Holding L.P. - Limited Partnership - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em AB / AllianceBernstein Holding L.P. - Limited Partnership. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2020-06-05 AB Gingrich James A 2,344 27.3700 2,344 27.3700 64,155 6 24.5000 -6,727 -10.49
2020-06-03 AB Gingrich James A 30,000 26.6000 30,000 26.6000 798,000
2020-06-02 AB Gingrich James A 30,000 26.0400 30,000 26.0400 781,200
2020-03-04 AB Gingrich James A 75,000 32.2800 75,000 32.2800 2,421,000
2020-03-03 AB Gingrich James A 22,522 32.5000 22,522 32.5000 731,965
2020-03-02 AB Gingrich James A 75,000 32.0200 75,000 32.0200 2,401,500
2020-02-25 AB Gingrich James A 2,643 33.4300 2,643 33.4300 88,355
2020-02-21 AB Gingrich James A 31,273 34.5400 31,273 34.5400 1,080,169
2020-02-20 AB Gingrich James A 50,000 35.8400 50,000 35.8400 1,792,000
2020-02-19 AB Gingrich James A 50,000 35.5900 50,000 35.5900 1,779,500
2020-02-18 AB Gingrich James A 50,000 35.3000 50,000 35.3000 1,765,000
2020-02-14 AB Gingrich James A 25,000 34.3500 25,000 34.3500 858,750
2020-02-13 AB Gingrich James A 13,209 34.8600 13,209 34.8600 460,466
2019-02-26 AB Gingrich James A 24,909 29.0400 24,909 29.0400 723,357
2019-02-25 AB Gingrich James A 20,000 29.3800 20,000 29.3800 587,600
2019-02-22 AB Gingrich James A 25,000 29.7600 25,000 29.7600 744,000
2019-02-21 AB Gingrich James A 25,000 30.3500 25,000 30.3500 758,750
2019-02-20 AB Gingrich James A 25,000 30.1500 25,000 30.1500 753,750
2019-02-19 AB Gingrich James A 15,000 30.1100 15,000 30.1100 451,650

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

AB / AllianceBernstein Holding L.P. - Limited Partnership Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por James A Gingrich conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2020-06-09 2020-06-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -2,344 67,090 -3.38 27.37 -64,155 1,836,253
2020-06-04 2020-06-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -30,000 69,434 -30.17 26.60 -798,000 1,846,944
2020-06-04 2020-06-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -30,000 99,434 -23.18 26.04 -781,200 2,589,261
2020-03-06 2020-03-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -75,000 129,434 -36.69 32.28 -2,421,000 4,178,130
2020-03-04 2020-03-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -22,522 204,434 -9.92 32.50 -731,965 6,644,105
2020-03-04 2020-03-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -75,000 226,956 -24.84 32.02 -2,401,500 7,267,131
2020-02-26 2020-02-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -2,643 301,956 -0.87 33.43 -88,355 10,094,389
2020-02-24 2020-02-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -31,273 304,599 -9.31 34.54 -1,080,169 10,520,849
2020-02-24 2020-02-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -50,000 335,872 -12.96 35.84 -1,792,000 12,037,652
2020-02-19 2020-02-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -50,000 385,872 -11.47 35.59 -1,779,500 13,733,184
2020-02-19 2020-02-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -50,000 435,872 -10.29 35.30 -1,765,000 15,386,282
2020-02-18 2020-02-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -25,000 485,872 -4.89 34.35 -858,750 16,689,703
2020-02-18 2020-02-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -13,209 510,872 -2.52 34.86 -460,466 17,808,998
2020-02-04 2020-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		F - Taxes -12,923 658,881 -1.92 32.75 -423,228 21,578,353
2019-12-03 2019-11-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		F - Taxes -423,836 698,629 -37.76 28.97 -12,278,529 20,239,282
2019-02-27 2019-02-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -24,909 0 -100.00 29.04 -723,357
2019-02-27 2019-02-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -20,000 24,909 -44.53 29.38 -587,600 731,826
2019-02-25 2019-02-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -25,000 44,909 -35.76 29.76 -744,000 1,336,492
2019-02-25 2019-02-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -25,000 69,909 -26.34 30.35 -758,750 2,121,738
2019-02-21 2019-02-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -25,000 94,909 -20.85 30.15 -753,750 2,861,506
2019-02-21 2019-02-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		S - Sale -15,000 119,909 -11.12 30.11 -451,650 3,610,460
2019-02-21 2019-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		F - Taxes -30,277 1,619,721 -1.83 30.49 -923,146 49,385,293
2018-12-04 2018-11-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Units 		F - Taxes -27,286 1,695,216 -1.58 30.21 -824,310 51,212,475
2018-04-30 2018-04-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 531,310 1,751,528 43.54 26.35 14,000,018 46,152,763
2018-02-02 2018-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -5,986 1,220,218 -0.49 27.30 -163,418 33,311,951
2017-12-08 2017-12-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -50,816 1,239,148 -3.94 24.85 -1,262,778 30,792,828
2017-10-17 2017-10-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -5,659 0 -100.00 25.00 -141,475
2017-10-16 2017-10-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -6,500 5,659 -53.46 25.00 -162,500 141,475
2017-10-16 2017-10-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 12,159 -22.35 24.90 -87,150 302,759
2017-10-16 2017-10-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 15,659 -38.97 25.00 -250,000 391,475
2017-10-16 2017-10-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 25,659 -28.04 25.05 -250,500 642,758
2017-10-11 2017-10-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -6,500 35,659 -15.42 25.00 -162,500 891,475
2017-10-11 2017-10-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 42,159 -7.67 24.85 -86,975 1,047,651
2017-10-11 2017-10-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -6,500 45,659 -12.46 25.00 -162,500 1,141,475
2017-10-11 2017-10-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 52,159 -6.29 24.95 -87,325 1,301,367
2017-10-11 2017-10-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 55,659 -5.92 24.70 -86,450 1,374,777
2017-10-06 2017-10-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 59,159 -5.59 24.70 -86,450 1,461,227
2017-10-06 2017-10-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 62,659 -5.29 24.70 -86,450 1,547,677
2017-10-04 2017-10-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 66,159 -5.02 24.45 -85,575 1,617,588
2017-10-04 2017-10-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 69,659 -4.78 24.10 -84,350 1,678,782
2017-10-04 2017-10-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 73,159 -4.57 24.40 -85,400 1,785,080
2017-09-29 2017-09-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 76,659 -4.37 24.35 -85,225 1,866,647
2017-09-29 2017-09-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 80,159 -4.18 24.35 -85,225 1,951,872
2017-09-29 2017-09-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 83,659 -4.02 24.35 -85,225 2,037,097
2017-09-26 2017-09-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 87,159 -3.86 24.45 -85,575 2,131,038
2017-09-26 2017-09-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 90,659 -3.72 24.30 -85,050 2,203,014
2017-09-26 2017-09-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 94,159 -3.58 23.80 -83,300 2,240,984
2017-09-21 2017-09-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 97,659 -3.46 24.15 -84,525 2,358,465
2017-09-21 2017-09-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 101,159 -3.34 24.30 -85,050 2,458,164
2017-09-21 2017-09-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 104,659 -3.24 24.35 -85,225 2,548,447
2017-09-18 2017-09-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 108,159 -3.13 24.20 -84,700 2,617,448
2017-09-18 2017-09-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 111,659 -3.04 23.80 -83,300 2,657,484
2017-09-18 2017-09-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 115,159 -2.95 23.85 -83,475 2,746,542
2017-09-13 2017-09-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 118,659 -2.87 23.70 -82,950 2,812,218
2017-09-13 2017-09-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 122,159 -2.79 23.65 -82,775 2,889,060
2017-09-13 2017-09-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 125,659 -2.71 23.50 -82,250 2,952,986
2017-09-08 2017-09-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -2,784 0 -100.00
2017-09-08 2017-09-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -2,784 129,159 -2.11 23.25 -64,728 3,002,947
2017-09-08 2017-09-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 2,784 131,943 2.16 17.05 47,467 2,249,628
2017-09-08 2017-09-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 129,159 -2.64 23.25 -81,375 3,002,947
2017-09-08 2017-09-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 2,784 -55.70
2017-09-08 2017-09-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 132,659 -2.57 23.55 -82,425 3,124,119
2017-09-08 2017-09-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 132,659 -2.57 23.55 -82,425 3,124,119
2017-09-08 2017-09-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 136,159 2.64 17.05 59,675 2,321,511
2017-09-08 2017-09-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 6,284 -35.77
2017-09-08 2017-09-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 136,159 -2.51 23.40 -81,900 3,186,121
2017-09-08 2017-09-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 136,159 -2.51 23.40 -81,900 3,186,121
2017-09-08 2017-09-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 139,659 2.57 17.05 59,675 2,381,186
2017-09-05 2017-09-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 9,784 -26.35
2017-09-05 2017-09-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 139,659 -2.44 23.35 -81,725 3,261,038
2017-09-05 2017-09-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 139,659 -2.44 23.35 -81,725 3,261,038
2017-09-05 2017-09-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 143,159 2.51 17.05 59,675 2,440,861
2017-09-05 2017-09-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 13,284 -20.85
2017-09-05 2017-09-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 143,159 -2.39 23.35 -81,725 3,342,763
2017-09-05 2017-09-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 143,159 -2.39 23.35 -81,725 3,342,763
2017-09-05 2017-09-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 146,659 2.44 17.05 59,675 2,500,536
2017-09-05 2017-08-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 16,784 -17.25
2017-09-05 2017-08-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 146,659 -2.33 23.25 -81,375 3,409,822
2017-09-05 2017-08-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 146,659 -2.33 23.25 -81,375 3,409,822
2017-09-05 2017-08-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 150,159 2.39 17.05 59,675 2,560,211
2017-08-30 2017-08-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 20,284 -14.72
2017-08-30 2017-08-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 150,159 -2.28 23.10 -80,850 3,468,673
2017-08-30 2017-08-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 150,159 -2.28 23.10 -80,850 3,468,673
2017-08-30 2017-08-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 153,659 2.33 17.05 59,675 2,619,886
2017-08-30 2017-08-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 23,784 -12.83
2017-08-30 2017-08-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 153,659 -2.23 23.00 -80,500 3,534,157
2017-08-30 2017-08-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 153,659 -2.23 23.00 -80,500 3,534,157
2017-08-30 2017-08-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 157,159 2.28 17.05 59,675 2,679,561
2017-08-30 2017-08-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 27,284 -11.37
2017-08-30 2017-08-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 157,159 -2.18 23.35 -81,725 3,669,663
2017-08-30 2017-08-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 157,159 -2.18 23.35 -81,725 3,669,663
2017-08-30 2017-08-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 160,659 2.23 17.05 59,675 2,739,236
2017-08-25 2017-08-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 30,784 -10.21
2017-08-25 2017-08-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 160,659 -2.13 23.30 -81,550 3,743,355
2017-08-25 2017-08-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 160,659 -2.13 23.30 -81,550 3,743,355
2017-08-25 2017-08-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 164,159 2.18 17.05 59,675 2,798,911
2017-08-25 2017-08-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 34,284 -9.26
2017-08-25 2017-08-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 164,159 -2.09 23.65 -82,775 3,882,360
2017-08-25 2017-08-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 164,159 -2.09 23.65 -82,775 3,882,360
2017-08-25 2017-08-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 167,659 2.13 17.05 59,675 2,858,586
2017-08-25 2017-08-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 37,784 -8.48
2017-08-25 2017-08-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 167,659 -2.04 23.25 -81,375 3,898,072
2017-08-25 2017-08-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 167,659 -2.04 23.25 -81,375 3,898,072
2017-08-25 2017-08-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 171,159 2.09 17.05 59,675 2,918,261
2017-08-22 2017-08-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 41,284 -7.82
2017-08-22 2017-08-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 171,159 -2.00 23.20 -81,200 3,970,889
2017-08-22 2017-08-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 171,159 -2.00 23.20 -81,200 3,970,889
2017-08-22 2017-08-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 174,659 2.04 17.05 59,675 2,977,936
2017-08-22 2017-08-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 44,784 -7.25
2017-08-22 2017-08-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 174,659 -1.96 23.05 -80,675 4,025,890
2017-08-22 2017-08-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 174,659 -1.96 23.05 -80,675 4,025,890
2017-08-22 2017-08-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 178,159 2.00 17.05 59,675 3,037,611
2017-08-22 2017-08-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 48,284 -6.76
2017-08-22 2017-08-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 178,159 -1.93 23.00 -80,500 4,097,657
2017-08-22 2017-08-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 178,159 -1.93 23.00 -80,500 4,097,657
2017-08-22 2017-08-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 181,659 1.96 17.05 59,675 3,097,286
2017-08-17 2017-08-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 51,784 -6.33
2017-08-17 2017-08-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 181,659 -1.89 23.45 -82,075 4,259,904
2017-08-17 2017-08-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 181,659 -1.89 23.45 -82,075 4,259,904
2017-08-17 2017-08-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 185,159 1.93 17.05 59,675 3,156,961
2017-08-17 2017-08-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 55,284 -5.95
2017-08-17 2017-08-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 185,159 -1.86 23.80 -83,300 4,406,784
2017-08-17 2017-08-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 185,159 -1.86 23.80 -83,300 4,406,784
2017-08-17 2017-08-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 188,659 1.89 17.05 59,675 3,216,636
2017-08-17 2017-08-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 58,784 -5.62
2017-08-17 2017-08-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 188,659 -1.82 24.00 -84,000 4,527,816
2017-08-17 2017-08-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 188,659 -1.82 24.00 -84,000 4,527,816
2017-08-17 2017-08-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 192,159 1.86 17.05 59,675 3,276,311
2017-08-14 2017-08-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 62,284 -5.32
2017-08-14 2017-08-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 192,159 -1.79 23.90 -83,650 4,592,600
2017-08-14 2017-08-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 192,159 -1.79 23.90 -83,650 4,592,600
2017-08-14 2017-08-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 195,659 1.82 17.05 59,675 3,335,986
2017-08-14 2017-08-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 65,784 -5.05
2017-08-14 2017-08-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 195,659 -1.76 23.40 -81,900 4,578,421
2017-08-14 2017-08-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 195,659 -1.76 23.40 -81,900 4,578,421
2017-08-14 2017-08-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 199,159 1.79 17.05 59,675 3,395,661
2017-08-14 2017-08-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 69,284 -4.81
2017-08-14 2017-08-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 199,159 -1.73 24.45 -85,575 4,869,438
2017-08-14 2017-08-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 199,159 -1.73 24.45 -85,575 4,869,438
2017-08-14 2017-08-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 202,659 1.76 17.05 59,675 3,455,336
2017-08-09 2017-08-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 72,784 -4.59
2017-08-09 2017-08-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 202,659 -1.70 24.50 -85,750 4,965,146
2017-08-09 2017-08-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 202,659 -1.70 24.50 -85,750 4,965,146
2017-08-09 2017-08-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 206,159 1.73 17.05 59,675 3,515,011
2017-08-09 2017-08-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 76,284 -4.39
2017-08-09 2017-08-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 206,159 -1.67 24.65 -86,275 5,081,819
2017-08-09 2017-08-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 206,159 -1.67 24.65 -86,275 5,081,819
2017-08-09 2017-08-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 209,659 1.70 17.05 59,675 3,574,686
2017-08-09 2017-08-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 79,784 -4.20
2017-08-09 2017-08-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 209,659 -1.64 24.20 -84,700 5,073,748
2017-08-09 2017-08-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 209,659 -1.64 24.20 -84,700 5,073,748
2017-08-09 2017-08-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 213,159 1.67 17.05 59,675 3,634,361
2017-08-04 2017-08-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 83,284 -4.03
2017-08-04 2017-08-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 213,159 -1.62 24.30 -85,050 5,179,764
2017-08-04 2017-08-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 213,159 -1.62 24.30 -85,050 5,179,764
2017-08-04 2017-08-04 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 216,659 1.64 17.05 59,675 3,694,036
2017-08-04 2017-08-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 86,784 -3.88
2017-08-04 2017-08-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 216,659 -1.59 24.05 -84,175 5,210,649
2017-08-04 2017-08-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 216,659 -1.59 24.05 -84,175 5,210,649
2017-08-04 2017-08-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 220,159 1.62 17.05 59,675 3,753,711
2017-08-04 2017-08-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 90,284 -3.73
2017-08-04 2017-08-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 220,159 -1.56 24.85 -86,975 5,470,951
2017-08-04 2017-08-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 220,159 -1.56 24.85 -86,975 5,470,951
2017-08-04 2017-08-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 223,659 1.59 17.05 59,675 3,813,386
2017-08-01 2017-08-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -8,499 93,784 -8.31
2017-08-01 2017-08-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -8,499 223,659 -3.66 24.90 -211,600 5,568,438
2017-08-01 2017-08-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 8,499 232,158 3.80 17.05 144,908 3,958,294
2017-08-01 2017-08-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -4,922 223,659 -2.15 24.82 -122,175 5,551,708
2017-08-01 2017-07-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 102,283 -3.31
2017-08-01 2017-07-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 228,581 -1.51 24.25 -84,875 5,543,089
2017-08-01 2017-07-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 228,581 -1.51 24.25 -84,875 5,543,089
2017-08-01 2017-07-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 232,081 1.53 17.05 59,675 3,956,981
2017-08-01 2017-07-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 105,783 -3.20
2017-08-01 2017-07-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 232,081 -1.49 24.15 -84,525 5,604,756
2017-08-01 2017-07-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 232,081 -1.49 24.15 -84,525 5,604,756
2017-08-01 2017-07-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 235,581 1.51 17.05 59,675 4,016,656
2017-07-27 2017-07-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -10,000 109,283 -8.38
2017-07-27 2017-07-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 235,581 -4.07 25.00 -250,000 5,889,525
2017-07-27 2017-07-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 235,581 -4.07 25.00 -250,000 5,889,525
2017-07-27 2017-07-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 10,000 245,581 4.24 17.05 170,500 4,187,156
2017-07-27 2017-07-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -10,000 119,283 -7.73
2017-07-27 2017-07-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 245,581 -3.91 25.00 -250,000 6,139,525
2017-07-27 2017-07-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 245,581 -3.91 25.00 -250,000 6,139,525
2017-07-27 2017-07-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 10,000 255,581 4.07 17.05 170,500 4,357,656
2017-07-27 2017-07-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -10,000 129,283 -7.18
2017-07-27 2017-07-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 255,581 -3.77 24.91 -249,125 6,367,162
2017-07-27 2017-07-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -10,000 255,581 -3.77 24.91 -249,125 6,367,162
2017-07-27 2017-07-25 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 10,000 265,581 3.91 17.05 170,500 4,528,156
2017-07-24 2017-07-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 139,283 -2.45
2017-07-24 2017-07-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 265,581 -1.30 25.65 -89,775 6,812,153
2017-07-24 2017-07-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 269,081 1.32 17.05 59,675 4,587,831
2017-07-24 2017-07-24 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 265,581 -1.30 24.65 -86,275 6,546,572
2017-07-24 2017-07-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 142,783 -2.39
2017-07-24 2017-07-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 269,081 -1.28 24.60 -86,100 6,619,393
2017-07-24 2017-07-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 269,081 -1.28 24.60 -86,100 6,619,393
2017-07-24 2017-07-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 272,581 1.30 17.05 59,675 4,647,506
2017-07-24 2017-07-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 146,283 -2.34
2017-07-24 2017-07-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 272,581 -1.27 24.50 -85,750 6,678,234
2017-07-24 2017-07-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 272,581 -1.27 24.50 -85,750 6,678,234
2017-07-24 2017-07-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 276,081 1.28 17.05 59,675 4,707,181
2017-07-19 2017-07-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 149,783 -2.28
2017-07-19 2017-07-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 276,081 -1.25 24.65 -86,275 6,805,397
2017-07-19 2017-07-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 276,081 -1.25 24.65 -86,275 6,805,397
2017-07-19 2017-07-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 279,581 1.27 17.05 59,675 4,766,856
2017-07-19 2017-07-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 153,283 -2.23
2017-07-19 2017-07-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 279,581 -1.24 24.50 -85,750 6,849,734
2017-07-19 2017-07-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 279,581 -1.24 24.50 -85,750 6,849,734
2017-07-19 2017-07-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 283,081 1.25 17.05 59,675 4,826,531
2017-07-19 2017-07-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 156,783 -2.18
2017-07-19 2017-07-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 283,081 -1.22 24.30 -85,050 6,878,868
2017-07-19 2017-07-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 283,081 -1.22 24.30 -85,050 6,878,868
2017-07-19 2017-07-17 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 286,581 1.24 17.05 59,675 4,886,206
2017-07-14 2017-07-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 160,283 -2.14
2017-07-14 2017-07-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 286,581 -1.21 24.45 -85,575 7,006,905
2017-07-14 2017-07-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 286,581 -1.21 24.45 -85,575 7,006,905
2017-07-14 2017-07-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 290,081 1.22 17.05 59,675 4,945,881
2017-07-14 2017-07-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 163,783 -2.09
2017-07-14 2017-07-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 290,081 -1.19 24.25 -84,875 7,034,464
2017-07-14 2017-07-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 290,081 -1.19 24.25 -84,875 7,034,464
2017-07-14 2017-07-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 293,581 1.21 17.05 59,675 5,005,556
2017-07-14 2017-07-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 167,283 -2.05
2017-07-14 2017-07-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 293,581 -1.18 24.05 -84,175 7,060,623
2017-07-14 2017-07-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 293,581 -1.18 24.05 -84,175 7,060,623
2017-07-14 2017-07-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 297,081 1.19 17.05 59,675 5,065,231
2017-07-11 2017-07-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 170,783 -2.01
2017-07-11 2017-07-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 297,081 -1.16 24.05 -84,175 7,144,798
2017-07-11 2017-07-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 297,081 -1.16 24.05 -84,175 7,144,798
2017-07-11 2017-07-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 300,581 1.18 17.05 59,675 5,124,906
2017-07-11 2017-07-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 174,283 -1.97
2017-07-11 2017-07-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 300,581 -1.15 23.90 -83,650 7,183,886
2017-07-11 2017-07-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 300,581 -1.15 23.90 -83,650 7,183,886
2017-07-11 2017-07-10 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 304,081 1.16 17.05 59,675 5,184,581
2017-07-11 2017-07-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 177,783 -1.93
2017-07-11 2017-07-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 304,081 -1.14 23.55 -82,425 7,161,108
2017-07-11 2017-07-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 304,081 -1.14 23.55 -82,425 7,161,108
2017-07-11 2017-07-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 307,581 1.15 17.05 59,675 5,244,256
2017-07-06 2017-07-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 181,283 -1.89
2017-07-06 2017-07-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 307,581 -1.13 23.50 -82,250 7,228,154
2017-07-06 2017-07-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 307,581 -1.13 23.50 -82,250 7,228,154
2017-07-06 2017-07-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 311,081 1.14 17.05 59,675 5,303,931
2017-07-06 2017-07-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 184,783 -1.86
2017-07-06 2017-07-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 311,081 -1.11 23.75 -83,125 7,388,174
2017-07-06 2017-07-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 311,081 -1.11 23.75 -83,125 7,388,174
2017-07-06 2017-07-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 314,581 1.13 17.05 59,675 5,363,606
2017-07-06 2017-07-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 188,283 -1.82
2017-07-06 2017-07-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 314,581 -1.10 23.60 -82,600 7,424,112
2017-07-06 2017-07-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 314,581 -1.10 23.60 -82,600 7,424,112
2017-07-06 2017-07-03 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 318,081 1.11 17.05 59,675 5,423,281
2017-06-30 2017-06-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 191,783 -1.79
2017-06-30 2017-06-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 318,081 -1.09 23.25 -81,375 7,395,383
2017-06-30 2017-06-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 318,081 -1.09 23.25 -81,375 7,395,383
2017-06-30 2017-06-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 321,581 1.10 17.05 59,675 5,482,956
2017-06-30 2017-06-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 195,283 -1.76
2017-06-30 2017-06-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 321,581 -1.08 23.35 -81,725 7,508,916
2017-06-30 2017-06-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 321,581 -1.08 23.35 -81,725 7,508,916
2017-06-30 2017-06-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 325,081 1.09 17.05 59,675 5,542,631
2017-06-30 2017-06-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 198,783 -1.73
2017-06-30 2017-06-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 325,081 -1.07 23.25 -81,375 7,558,133
2017-06-30 2017-06-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 325,081 -1.07 23.25 -81,375 7,558,133
2017-06-30 2017-06-28 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 328,581 1.08 17.05 59,675 5,602,306
2017-06-27 2017-06-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 202,283 -1.70
2017-06-27 2017-06-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 328,581 -1.05 23.55 -82,425 7,738,083
2017-06-27 2017-06-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 328,581 -1.05 23.55 -82,425 7,738,083
2017-06-27 2017-06-27 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 332,081 1.07 17.05 59,675 5,661,981
2017-06-27 2017-06-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 205,783 -1.67
2017-06-27 2017-06-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 332,081 -1.04 23.65 -82,775 7,853,716
2017-06-27 2017-06-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 332,081 -1.04 23.65 -82,775 7,853,716
2017-06-27 2017-06-26 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 335,581 1.05 17.05 59,675 5,721,656
2017-06-27 2017-06-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 209,283 -1.64
2017-06-27 2017-06-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 335,581 -1.03 23.45 -82,075 7,869,374
2017-06-27 2017-06-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 335,581 -1.03 23.45 -82,075 7,869,374
2017-06-27 2017-06-23 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 339,081 1.04 17.05 59,675 5,781,331
2017-06-22 2017-06-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 212,783 -1.62
2017-06-22 2017-06-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 339,081 -1.02 23.25 -81,375 7,883,633
2017-06-22 2017-06-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 339,081 -1.02 23.25 -81,375 7,883,633
2017-06-22 2017-06-22 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 342,581 1.03 17.05 59,675 5,841,006
2017-06-22 2017-06-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 216,283 -1.59
2017-06-22 2017-06-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 342,581 -1.01 23.20 -81,200 7,947,879
2017-06-22 2017-06-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 342,581 -1.01 23.20 -81,200 7,947,879
2017-06-22 2017-06-21 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 346,081 1.02 17.05 59,675 5,900,681
2017-06-22 2017-06-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 219,783 -1.57
2017-06-22 2017-06-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 346,081 -1.00 22.95 -80,325 7,942,559
2017-06-22 2017-06-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 346,081 -1.00 22.95 -80,325 7,942,559
2017-06-22 2017-06-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 349,581 1.01 17.05 59,675 5,960,356
2017-06-19 2017-06-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 223,283 -1.54
2017-06-19 2017-06-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 349,581 -0.99 23.30 -81,550 8,145,237
2017-06-19 2017-06-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 349,581 -0.99 23.30 -81,550 8,145,237
2017-06-19 2017-06-19 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 353,081 1.00 17.05 59,675 6,020,031
2017-06-19 2017-06-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 226,783 -1.52
2017-06-19 2017-06-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 353,081 -0.98 23.00 -80,500 8,120,863
2017-06-19 2017-06-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 353,081 -0.98 23.00 -80,500 8,120,863
2017-06-19 2017-06-16 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 356,581 0.99 17.05 59,675 6,079,706
2017-06-19 2017-06-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 230,283 -1.50
2017-06-19 2017-06-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 356,581 -0.97 23.10 -80,850 8,237,021
2017-06-19 2017-06-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 356,581 -0.97 23.10 -80,850 8,237,021
2017-06-19 2017-06-15 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 360,081 0.98 17.05 59,675 6,139,381
2017-06-14 2017-06-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 233,783 -1.48
2017-06-14 2017-06-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 360,081 -0.96 23.10 -80,850 8,317,871
2017-06-14 2017-06-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 360,081 -0.96 23.10 -80,850 8,317,871
2017-06-14 2017-06-14 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 363,581 0.97 17.05 59,675 6,199,056
2017-06-14 2017-06-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 237,283 -1.45
2017-06-14 2017-06-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 363,581 -0.95 23.05 -80,675 8,380,542
2017-06-14 2017-06-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 363,581 -0.95 23.05 -80,675 8,380,542
2017-06-14 2017-06-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 367,081 0.96 17.05 59,675 6,258,731
2017-06-14 2017-06-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 240,783 -1.43
2017-06-14 2017-06-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 367,081 -0.94 23.10 -80,850 8,479,571
2017-06-14 2017-06-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 367,081 -0.94 23.10 -80,850 8,479,571
2017-06-14 2017-06-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 370,581 0.95 17.05 59,675 6,318,406
2017-06-09 2017-06-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 244,283 -1.41
2017-06-09 2017-06-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 370,581 -0.94 23.00 -80,500 8,523,363
2017-06-09 2017-06-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 370,581 -0.94 23.00 -80,500 8,523,363
2017-06-09 2017-06-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 374,081 0.94 17.05 59,675 6,378,081
2017-06-09 2017-06-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 247,783 -1.39
2017-06-09 2017-06-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 374,081 -0.93 22.92 -80,238 8,575,807
2017-06-09 2017-06-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 374,081 -0.93 22.92 -80,238 8,575,807
2017-06-09 2017-06-08 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 377,581 0.94 17.05 59,675 6,437,756
2017-06-09 2017-06-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 251,283 -1.37
2017-06-09 2017-06-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 377,581 -0.92 22.88 -80,062 8,637,165
2017-06-09 2017-06-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 377,581 -0.92 22.88 -80,062 8,637,165
2017-06-09 2017-06-07 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 381,081 0.93 17.05 59,675 6,497,431
2017-06-07 2017-06-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -1,750 254,783 -0.68
2017-06-07 2017-06-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 381,081 -0.46 22.50 -39,375 8,574,322
2017-06-07 2017-06-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 381,081 -0.46 22.50 -39,375 8,574,322
2017-06-07 2017-06-06 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 1,750 382,831 0.46 17.05 29,838 6,527,269
2017-06-07 2017-06-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -1,750 256,533 -0.68
2017-06-07 2017-06-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 382,831 -0.46 22.75 -39,812 8,709,405
2017-06-07 2017-06-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 382,831 -0.46 22.75 -39,812 8,709,405
2017-06-07 2017-06-05 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 1,750 384,581 0.46 17.05 29,838 6,557,106
2017-06-05 2017-06-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -1,750 258,283 -0.67
2017-06-05 2017-06-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 384,581 -0.45 22.70 -39,725 8,729,989
2017-06-05 2017-06-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 1,750 386,331 0.46 17.05 29,838 6,586,944
2017-06-05 2017-06-02 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -1,750 384,581 -0.45 22.55 -39,462 8,672,302
2017-06-05 2017-06-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
AB Holding Unit option (right to buy) 		M - Exercise -3,500 260,033 -1.33
2017-06-05 2017-06-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 386,331 -0.90 22.78 -79,712 8,798,689
2017-06-05 2017-06-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		S - Sale X -3,500 386,331 -0.90 22.78 -79,712 8,798,689
2017-06-05 2017-06-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		M - Exercise 3,500 389,831 0.91 17.05 59,675 6,646,619
2017-02-22 2017-02-13 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 883,653 1,337,685 194.62 23.76 21,000,014 31,790,084
2017-02-02 2017-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -6,554 454,032 -1.42 23.35 -153,036 10,601,647
2016-12-13 2016-12-09 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 140,517 472,962 42.27 23.20 3,259,994 10,972,718
2016-12-05 2016-12-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -61,866 332,445 -15.69 22.90 -1,416,731 7,612,990
2016-02-02 2016-01-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -6,554 452,409 -1.43 18.44 -120,856 8,342,422
2015-12-15 2015-12-11 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 158,992 471,339 50.90 23.02 3,659,996 10,850,224
2015-12-03 2015-12-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -68,192 312,347 -17.92 24.06 -1,640,700 7,515,069
2015-02-03 2015-01-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -6,554 444,577 -1.45 24.16 -158,345 10,740,980
2014-12-16 2014-12-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 150,991 463,507 48.31 24.24 3,660,022 11,235,410
2014-12-03 2014-12-01 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -72,801 312,517 -18.89 26.43 -1,924,130 8,259,824
2014-02-04 2014-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -8,922 453,686 -1.93 22.34 -199,317 10,135,345
2013-12-16 2013-12-12 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 168,897 479,457 54.38 21.67 3,659,998 10,389,833
2013-12-03 2013-11-29 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -51,027 310,560 -14.11 22.19 -1,132,289 6,891,326
2013-02-04 2013-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -2,205 409,030 -0.54 20.36 -44,894 8,327,851
2013-01-22 2013-01-18 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 155,968 415,397 60.12 19.97 3,114,993 8,296,309
2012-12-04 2012-11-30 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -26,209 259,429 -9.18 17.58 -460,754 4,560,762
2012-05-17 2012-01-31 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		F - Taxes -2,075 318,725 -0.65 15.22 -31,582 4,850,994
2012-01-24 2012-01-20 4 AB ALLIANCEBERNSTEIN HOLDING L.P.
units rep. assignments of beneficial owner. of lp interests 		A - Award 128,558 324,622 65.57 14.90 1,915,000 4,835,569
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)