Chart Industries, Inc.
US ˙ NYSE ˙ US16115Q3083

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Ben A Guill. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Ben A Guill reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NOV / NOV Inc. Director 163,840
Director 15,625
US:RNGR / Ranger Energy Services, Inc. 10% Owner 1,214,966
US:PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 10% Owner 639
US:EOX / Emerald Oil, Inc. 10% Owner 732,495
US:CEP / Cantor Equity Partners, Inc. 10% Owner 2,700,000
US:GTLS / Chart Industries, Inc. Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Ben A Guill. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas GTLS / Chart Industries, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em GTLS / Chart Industries, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GTLS / Chart Industries, Inc. Insider Trades
Vendas Internas GTLS / Chart Industries, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em GTLS / Chart Industries, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

GTLS / Chart Industries, Inc. Insider Trades
Compras Internas PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em GTLS / Chart Industries, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
2013-12-13 PSTR Edelman & Guill Energy L.P. 1,051,443 1.3100 1,051,443 1.3100 1,377,390 730
2013-12-13 PSTR Edelman & Guill Energy L.P. 34,935 1.3100 34,935 1.3100 45,765
2013-12-13 PSTR Edelman & Guill Energy L.P. 37,603 1.3100 37,603 1.3100 49,260
2012-12-20 PSTR Edelman & Guill Energy L.P. 4,282,048 1.4200 4,282,048 1.4200 6,080,508
2012-12-20 PSTR Edelman & Guill Energy L.P. 142,276 1.4200 142,276 1.4200 202,032
2012-12-20 PSTR Edelman & Guill Energy L.P. 153,140 1.4200 153,140 1.4200 217,459
2012-08-01 PSTR Edelman & Guill Energy L.P. 2,878,347 1.9500 2,878,347 1.9500 5,612,777
2012-08-01 PSTR Edelman & Guill Energy L.P. 95,637 1.9500 95,637 1.9500 186,492
2012-08-01 PSTR Edelman & Guill Energy L.P. 102,939 1.9500 102,939 1.9500 200,731
2012-02-09 PSTR Edelman & Guill Energy L.P. 2,039,527 3.4400 2,039,527 3.4400 7,015,973
2012-02-09 PSTR Edelman & Guill Energy L.P. 67,766 3.4400 67,766 3.4400 233,115
2012-02-09 PSTR Edelman & Guill Energy L.P. 72,940 3.4400 72,940 3.4400 250,914

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF Insider Trades
Vendas Internas PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em GTLS / Chart Industries, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF Insider Trades
Compras Internas RNGR / Ranger Energy Services, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em GTLS / Chart Industries, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

RNGR / Ranger Energy Services, Inc. Insider Trades
Vendas Internas RNGR / Ranger Energy Services, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em GTLS / Chart Industries, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

RNGR / Ranger Energy Services, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Ben A Guill conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2025-05-22 2025-05-20 4 NOV NOV Inc.
Common Stock
A - Award 15,949 163,840 10.78
2025-01-22 2025-01-17 4 FLOC Flowco Holdings Inc.
Class A Common Stock
A - Award 15,625 15,625
2024-05-16 2024-05-15 4 NOV NOV Inc.
Common Stock
A - Award 9,550 147,891 6.90
2023-05-18 2023-05-17 4 NOV NOV Inc.
Common Stock
A - Award 12,000 138,341 9.50
2022-05-26 2022-05-24 4 NOV NOV Inc.
Common Stock
A - Award 8,473 126,341 7.19
2021-06-11 3 RNGR Ranger Energy Services, Inc.
Class A Common Stock
1,214,966
2021-05-20 2021-05-19 4 NOV NOV Inc.
Common Stock
A - Award 9,819 117,868 9.09
2020-05-21 2020-05-20 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 12,462 108,049 13.04
2019-05-29 2019-05-28 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 8,219 95,587 9.41
2018-05-14 2018-05-11 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 4,429 87,368 5.34
2017-05-18 2017-05-17 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 5,243 82,939 6.75
2016-05-19 2016-05-18 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 5,565 77,696 7.72
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 639 639
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 593 593
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 17,847 17,847
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 450 450
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 418 418
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 12,557 12,557
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 217,959 217,959
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 202,778 202,778
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 6,085,487 6,085,487
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 620 620
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 576 576
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 17,327 17,327
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 437 437
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 406 406
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 12,191 12,191
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 120,383 120,383
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 111,998 111,998
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,361,132 3,361,132
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 602 602
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 559 559
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 16,823 16,823
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 424 424
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 394 394
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,836 11,836
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,988 22,988
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,386 21,386
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 641,807 641,807
2015-05-14 2015-05-13 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 3,374 72,131 4.91
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 585 585
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 543 543
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 16,332 16,332
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 411 411
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 382 382
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,492 11,492
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 35,071 35,071
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 32,628 32,628
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 979,179 979,179
2015-02-17 2015-02-11 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 447,518 732,495 157.04 1.12 501,220 820,394
2015-02-17 2015-02-11 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 12,945,339 21,188,814 157.04 1.12 14,498,780 23,731,472
2015-02-17 2015-02-13 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 141,414 141,414 1.15 162,626 162,626
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
8,528,452
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
16,730,375
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
8,854,981
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
8,528,452
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
16,730,375
2015-02-03 3 EOX Emerald Oil, Inc.
Common Stock
8,854,981
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,673 5,673
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,268 5,268
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 158,570 158,570
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,991 3,991
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,708 3,708
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 111,573 111,573
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 217,949 217,949
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 202,768 202,768
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 6,085,204 6,085,204
2014-12-11 2014-12-11 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,248,000 4,148,000 43.03 52.20 65,145,600 216,525,600
2014-12-11 2014-12-11 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,000,000 2,900,000 52.63 52.00 52,000,000 150,800,000
2014-12-10 2014-12-08 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,900,000 1,900,000 52.70 100,130,000 100,130,000
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 1,074,527 1,441,149 293.09 1.09 1,171,234 1,570,852
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 998,096 1,338,710 293.03 1.09 1,087,925 1,459,194
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 30,041,159 40,292,524 293.05 1.09 32,744,863 43,918,851
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -73 170 -30.03
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -68 158 -30.06
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -2,034 4,747 -30.00
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,507 5,507
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,115 5,115
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 153,952 153,952
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,875 3,875
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,600 3,600
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 108,323 108,323
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 83,380 83,380
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 77,573 77,573
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,327,994 2,327,994
2014-08-07 2014-08-06 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -50,000 2,700,000 -1.82 2.72 -136,250 7,357,500
2014-08-07 2014-08-05 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -250,000 2,750,000 -8.33 2.73 -683,700 7,520,700
2014-08-05 2014-08-01 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -165,516 3,000,000 -5.23 2.73 -451,859 8,190,000
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,347 5,347
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,966 4,966
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 149,467 149,467
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,762 3,762
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,495 3,495
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 105,168 105,168
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 60,580 60,580
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 56,360 56,360
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,691,399 1,691,399
2014-08-01 2014-07-30 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -17,500 3,165,516 -0.55 2.80 -49,000 8,863,445
2014-07-28 2014-07-25 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,445 3,183,016 -0.05 2.80 -4,046 8,912,445
2014-07-28 2014-07-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -15,539 3,184,461 -0.49 2.80 -43,570 8,928,910
2014-07-23 2014-07-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -99,000 3,200,000 -3.00 2.75 -272,250 8,800,000
2014-07-23 2014-07-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,000 3,299,000 -0.03 2.75 -2,750 9,072,250
2014-07-21 2014-07-21 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 3,300,000 -2.94 2.72 -272,280 8,985,240
2014-07-21 2014-07-18 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -95,759 3,400,000 -2.74 2.72 -260,426 9,246,640
2014-07-17 2014-07-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,500 3,495,759 -0.10 2.75 -9,625 9,613,337
2014-07-17 2014-07-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -741 3,499,259 -0.02 2.75 -2,038 9,622,962
2014-07-14 2014-07-14 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -24,000 3,500,000 -0.68 2.74 -65,760 9,590,000
2014-07-14 2014-07-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,000 3,524,000 -0.03 2.78 -2,780 9,796,720
2014-07-14 2014-07-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -250,000 3,525,000 -6.62 2.73 -681,700 9,611,970
2014-07-09 2014-07-09 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -271,700 3,775,000 -6.71 2.70 -732,286 10,174,380
2014-07-09 2014-07-08 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -2,000 4,046,700 -0.05 2.69 -5,380 10,885,623
2014-07-07 2014-07-07 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -25,000 4,048,700 -0.61 2.68 -66,988 10,848,492
2014-07-07 2014-07-03 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,300 4,073,700 -0.03 2.71 -3,523 11,039,727
2014-07-02 2014-07-01 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -207,500 4,075,000 -4.85 2.65 -550,207 10,805,270
2014-07-02 2014-06-30 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -17,500 4,282,500 -0.41 2.66 -46,557 11,393,163
2014-07-02 2014-06-27 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 4,300,000 -2.27 2.55 -255,180 10,972,740
2014-06-26 2014-06-26 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -95,556 4,400,000 -2.13 2.49 -237,973 10,957,760
2014-06-26 2014-06-25 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -456 4,495,556 -0.01 2.49 -1,135 11,193,934
2014-06-24 2014-06-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -265 4,496,012 -0.01 2.49 -660 11,195,070
2014-06-24 2014-06-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,723 4,496,277 -0.08 2.50 -9,294 11,224,956
2014-06-24 2014-06-20 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -202,200 4,500,000 -4.30 2.41 -487,342 10,845,900
2014-06-19 2014-06-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -74,016 4,702,200 -1.55 2.41 -178,379 11,332,302
2014-06-19 2014-06-18 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -35,000 4,776,216 -0.73 2.41 -84,360 11,512,113
2014-06-18 2014-06-17 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -7,000 4,811,216 -0.15 2.41 -16,870 11,595,031
2014-06-18 2014-06-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -32,000 4,818,216 -0.66 2.41 -77,216 11,626,355
2014-06-18 2014-06-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,000 4,850,216 -0.06 2.43 -7,290 11,786,025
2014-06-13 2014-06-13 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -62,772 4,853,216 -1.28 2.41 -151,431 11,707,898
2014-06-13 2014-06-12 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -31,341 4,915,988 -0.63 2.43 -76,234 11,957,649
2014-06-11 2014-06-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,000 4,947,329 -0.12 2.43 -14,580 12,022,009
2014-06-11 2014-06-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,400 4,953,329 -0.03 2.43 -3,402 12,036,589
2014-06-09 2014-06-06 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -800 4,954,729 -0.02 2.43 -1,944 12,039,991
2014-06-09 2014-06-05 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -8,403 4,955,529 -0.17 2.43 -20,420 12,042,431
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 1,604 497,433 0.32 6.25 10,032 3,110,996
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 46,397 13,145,652 0.35 6.25 290,171 82,214,222
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 1,738 495,829 0.35 6.25 10,862 3,098,733
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 50,261 13,099,255 0.39 6.25 314,111 81,865,104
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,341 494,091 0.68 6.31 21,082 3,117,714
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 96,659 13,048,994 0.75 6.31 609,918 82,339,152
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 625 490,750 0.13 6.44 4,026 3,161,166
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 18,068 12,952,335 0.14 6.44 116,385 83,432,466
2014-06-02 2014-05-30 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 369 490,125 0.08 6.45 2,380 3,161,257
2014-06-02 2014-05-30 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 10,663 12,934,267 0.08 6.45 68,775 83,424,729
2014-05-28 2014-05-27 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -300 4,963,932 -0.01 2.43 -729 12,062,355
2014-05-28 2014-05-28 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,831 489,756 0.79 6.44 24,660 3,152,510
2014-05-28 2014-05-28 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 110,813 12,923,604 0.86 6.44 713,292 83,187,947
2014-05-28 2014-05-27 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 134 485,925 0.03 6.40 858 3,109,920
2014-05-28 2014-05-27 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,866 12,812,791 0.03 6.40 24,742 82,001,862
2014-05-27 2014-05-23 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 51,631 485,791 11.89 6.40 330,428 3,108,965
2014-05-27 2014-05-23 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 2,800 12,808,925 0.02 6.43 17,994 82,315,276
2014-05-27 2014-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 247,200 12,806,125 1.97 6.45 1,593,723 82,562,368
2014-05-27 2014-05-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -33,000 4,964,232 -0.66 2.43 -80,190 12,063,084
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,000 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,000 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -3,232 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -8,000 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,476 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -16,000 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -10,000 0 -100.00
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 10,000 68,368 17.13 20.82 208,150 1,423,080
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -3,232 58,368 -5.25 82.51 -266,664 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 3,232 61,600 5.54 67.93 219,550 4,184,488
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -4,476 58,368 -7.12 82.51 -369,303 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 4,476 62,844 7.67 41.09 183,919 2,582,260
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -4,000 58,368 -6.41 82.51 -330,029 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -4,000 58,368 -6.41 82.51 -330,029 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 4,000 62,368 6.85 33.57 134,280 2,093,694
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 4,000 62,368 6.85 73.98 295,920 4,613,985
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -8,000 58,368 -12.05 82.51 -660,058 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 8,000 66,368 13.71 49.07 392,560 3,256,678
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -282 58,368 -0.48 82.51 -23,267 4,815,786
2014-05-27 2014-05-23 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 16,000 58,650 37.51 33.29 532,640 1,952,458
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -2,768 4,997,232 -0.06 2.43 -6,726 12,143,274
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 5,000,000 -1.96 2.41 -241,000 12,050,000
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -18,739 5,100,000 -0.37 2.41 -45,180 12,296,100
2014-05-16 2014-05-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -67,112 5,118,739 -1.29 2.40 -161,082 12,285,997
2014-05-15 2014-05-14 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 2,160 42,650 5.33
2014-05-08 2014-05-07 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -26,338 5,185,851 -0.51 2.50 -65,845 12,964,628
2014-04-25 2014-04-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,586 5,212,189 -0.13 2.50 -16,492 13,051,842
2014-04-25 2014-04-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -47,661 5,218,775 -0.90 2.50 -119,267 13,059,463
2014-04-22 2014-04-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -44,000 5,266,436 -0.83 2.50 -110,000 13,166,090
2014-04-22 2014-04-21 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -7,578 5,310,436 -0.14 2.50 -18,945 13,276,090
2014-04-17 2014-04-17 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,000 5,318,014 -0.11 2.50 -15,000 13,295,035
2014-04-17 2014-04-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,100 5,324,014 -0.02 2.50 -2,750 13,310,035
2014-04-15 2014-04-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,900 5,325,114 -0.04 2.51 -4,768 13,362,309
2014-04-15 2014-04-14 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,950 5,327,014 -0.04 2.50 -4,875 13,317,535
2014-04-11 2014-04-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -4,000 5,328,964 -0.08 2.50 -10,000 13,322,410
2014-04-11 2014-04-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -9,336 5,332,964 -0.17 2.50 -23,365 13,346,809
2014-04-10 2014-04-09 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -9,620 5,342,300 -0.18 2.50 -24,050 13,355,750
2014-04-10 2014-04-08 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -10,700 5,351,920 -0.20 2.50 -26,750 13,379,800
2014-04-07 2014-04-04 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -57,380 5,362,620 -1.06 2.51 -144,024 13,460,176
2014-04-07 2014-04-03 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -83,956 5,420,000 -1.53 2.56 -214,927 13,875,200
2014-04-03 2014-03-31 4 CEP Constellation Energy Partners LLC
Common Units
J - Other -5,503,956 5,503,956 -50.00
2014-04-03 2014-03-31 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -414,938 0 -100.00 2.41 -1,000,001
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,191 5,191
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,821 4,821
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 145,115 145,115
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,652 3,652
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,393 3,393
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 102,106 102,106
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 72,796 72,796
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 67,726 67,726
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,032,478 2,032,478
2014-02-19 2014-02-19 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 0 -100.00
2014-02-19 2014-02-19 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
S - Sale -920 40,490 -2.22 76.82 -70,674 3,110,442
2014-02-19 2014-02-19 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
M - Exercise 5,000 41,410 13.73 14.11 70,550 584,295
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,040 5,040
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,681 4,681
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 140,887 140,887
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,546 3,546
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,294 3,294
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 99,131 99,131
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 73,696 73,696
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 68,563 68,563
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,057,609 2,057,609
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -22,616 0 -100.00 0.07 -1,583
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -21,041 0 -100.00 0.07 -1,473
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -631,431 0 -100.00 0.07 -44,200
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -24,310 0 -100.00 0.09 -2,188
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -22,617 0 -100.00 0.09 -2,036
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -678,722 0 -100.00 0.09 -61,085
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -21,318 0 -100.00 0.07 -1,492
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -19,833 0 -100.00 0.07 -1,388
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -595,184 0 -100.00 0.07 -41,663
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -11,024 0 -100.00 0.01 -110
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -10,256 0 -100.00 0.01 -103
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -307,790 0 -100.00 0.01 -3,078
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -9,749 0 -100.00 0.01 -97
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -9,070 0 -100.00 0.01 -91
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -272,167 0 -100.00 0.01 -2,722
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -17,976 0 -100.00 0.05 -899
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -16,724 0 -100.00 0.05 -836
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -501,886 0 -100.00 0.05 -25,094
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -638,095 0 -100.00 0.07 -44,667
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -592,381 0 -100.00 0.07 -41,467
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -17,817,143 0 -100.00 0.07 -1,247,200
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 37,603 360,622 11.64 1.31 49,260 472,415
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 34,935 340,614 11.43 1.31 45,765 446,204
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 1,051,443 10,251,365 11.43 1.31 1,377,390 13,429,288
2013-10-17 2013-10-17 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 170,176 434,160 64.46 6.39 1,087,425 2,774,282
2013-10-17 2013-10-17 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 4,922,676 12,558,925 64.46 6.39 31,455,900 80,251,531
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,893 4,893
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,545 4,545
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 136,784 136,784
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,443 3,443
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,198 3,198
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 96,244 96,244
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 65,916 65,916
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 61,325 61,325
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,840,380 1,840,380
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,751 4,751
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,412 4,412
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 132,800 132,800
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,342 3,342
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,105 3,105
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 93,441 93,441
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 53,121 53,121
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 49,421 49,421
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,483,142 1,483,142
2013-05-23 2013-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 93,080 263,984 54.46 5.87 546,380 1,549,586
2013-05-23 2013-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 2,692,520 7,636,249 54.46 5.87 15,805,092 44,824,782
2013-05-23 2013-05-22 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 2,386 36,410 7.01
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,284 4,284
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,612 4,612
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 128,932 128,932
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,245 3,245
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,015 3,015
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 90,719 90,719
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 44,581 44,581
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 41,476 41,476
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,244,696 1,244,696
2013-03-01 3 EOX Emerald Oil, Inc.
Series A Perpetual Preferred Stock
483,293
2013-03-01 3 EOX Emerald Oil, Inc.
Series A Perpetual Preferred Stock
16,707
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 562 562
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 522 522
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 15,701 15,701
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,150 3,150
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,927 2,927
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 88,077 88,077
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 53,201 53,201
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 49,495 49,495
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,485,379 1,485,379
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 153,140 153,140 0.12 19,142 19,142
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 142,276 142,276 0.12 17,784 17,784
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 4,282,048 4,282,048 0.12 535,256 535,256
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 153,140 329,019 87.07 1.42 217,459 467,207
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 142,276 305,679 87.07 1.42 202,032 434,064
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 4,282,048 9,199,922 87.07 1.42 6,080,508 13,063,889
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,059 2,059
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,913 1,913
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 57,567 57,567
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 43,496 43,496
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 40,467 40,467
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,214,412 1,214,412
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 102,939 102,939 0.12 12,867 12,867
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 95,637 95,637 0.12 11,955 11,955
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 2,878,347 2,878,347 0.12 359,793 359,793
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 102,939 175,879 141.13 1.95 200,731 342,964
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 95,637 163,403 141.13 1.95 186,492 318,636
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 2,878,347 4,917,874 141.13 1.95 5,612,777 9,589,854
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 46,290 22,616 -195.53
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 43,066 21,041 -195.53
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,292,410 631,431 -195.53
2012-05-16 2012-05-16 4 NOV NATIONAL OILWELL VARCO INC
Common Stock
A - Award 2,594 34,024 8.25
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,616 22,616
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,041 21,041
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 631,431 631,431
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 72,940 72,940 3.44 250,914 250,914
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 67,766 67,766 3.44 233,115 233,115
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 2,039,527 2,039,527 3.44 7,015,973 7,015,973
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 24,310 24,310
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,617 22,617
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 678,722 678,722
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,318 21,318
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 19,833 19,833
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 595,184 595,184
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,024 11,024
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 10,256 10,256
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 307,790 307,790
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 9,749 9,749
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 9,070 9,070
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 272,167 272,167
2006-07-25 3 GTLS CHART INDUSTRIES INC
Common Stock
0
2006-02-22 2006-02-21 4 NOV NATIONAL OILWELL VARCO INC
Non-Qualified Stock Option (right to buy)
A - Award 8,000 8,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)