Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Ellen D Harvey. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Ellen D Harvey reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
Director 762,302
Director 640,684
Director 1,007,097
US:INSI / Insight Select Income Fund Director 1,800
US:MZF / Managed Duration Investment Grade Municipal Fund Director 500
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Ellen D Harvey. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Ellen D Harvey conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2026-06-02 2026-06-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 762,302 0.00 7,333.34 5,590,219,822
2026-06-02 2026-06-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 640,684 0.00 7,333.33 4,698,346,024
2026-06-02 2026-06-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 1,007,097 0.00 7,333.34 7,385,383,834
2026-03-03 2026-03-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 743,635 0.00 7,333.34 5,453,327,191
2026-03-03 2026-03-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 616,677 0.00 7,333.33 4,522,294,991
2026-03-03 2026-03-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 1,001,184 0.00 7,333.33 7,342,015,596
2025-12-03 2025-12-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 722,462 0.00 7,333.34 5,298,058,090
2025-12-03 2025-12-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 621,390 0.00 7,333.33 4,556,858,295
2025-12-03 2025-12-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 961,364 0.00 7,333.33 7,050,000,855
2025-09-03 2025-09-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 695,650 0.00 7,333.34 5,101,437,311
2025-09-03 2025-09-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 602,111 0.00 7,333.33 4,415,479,320
2025-09-03 2025-09-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 942,166 0.00 7,333.33 6,909,216,686
2025-06-03 2025-06-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 666,221 0.00 7,333.34 4,885,623,495
2025-06-03 2025-06-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 583,483 0.00 7,333.33 4,278,874,122
2025-06-03 2025-06-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 898,448 0.00 7,333.33 6,588,616,332
2025-03-04 2025-03-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 658,340 0.00 7,166.67 4,718,103,306
2025-03-04 2025-03-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 592,737 0.00 7,166.67 4,247,948,756
2025-03-04 2025-03-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 898,037 0.00 7,166.66 6,435,923,553
2024-12-04 2024-12-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 635,195 0.00 7,166.67 4,552,232,091
2024-12-04 2024-12-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 578,242 0.00 7,166.67 4,144,066,584
2024-12-04 2024-12-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 844,860 0.00 7,166.66 6,054,826,661
2024-09-04 2024-09-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 610,639 0.00 7,166.67 4,376,249,420
2024-09-04 2024-09-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 565,992 0.00 7,166.67 4,056,279,320
2024-09-04 2024-09-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 834,074 0.00 7,166.66 5,977,528,285
2024-06-04 2024-06-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 497,766 0.00 7,166.67 3,567,323,441
2024-06-04 2024-06-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 461,870 0.00 7,166.67 3,310,067,580
2024-06-04 2024-06-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 710,877 0.00 7,166.66 5,094,610,679
2024-05-02 2024-05-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 580,061 0.00 91,326.48 52,974,901,004
2024-05-02 2024-05-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 545,172 0.00 91,326.48 49,788,671,719
2024-05-02 2024-05-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 797,883 0.00 91,326.47 72,867,850,649
2022-05-26 2022-05-24 4 INSI Insight Select Income Fund
Shares of Beneficial Interest 		P - Purchase 300 1,800 20.00 16.49 4,948 29,685
2021-03-03 2021-03-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2021-03-03 2021-03-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2021-03-03 2021-03-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-12-02 2020-12-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-09-02 2020-09-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 7,000.00
2020-06-02 2020-06-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 7,000.00
2020-05-04 2020-05-04 4 INSI Insight Select Income Fund
Shares of Beneficial Interest 		P - Purchase 100 1,500 7.14 18.74 1,874 28,110
2020-04-09 2020-04-08 4 INSI Insight Select Income Fund
Shares of Beneficial Interest 		P - Purchase 250 1,400 21.74 18.30 4,575 25,620
2020-03-03 2020-03-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2020-03-03 2020-03-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2020-03-03 2020-03-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.66
2019-12-03 2019-12-02 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.66
2019-12-03 2019-12-02 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-12-03 2019-12-02 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-09-04 2019-09-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.66
2019-09-04 2019-09-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-09-04 2019-09-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-06-03 2019-06-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.66
2019-06-03 2019-06-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-06-03 2019-06-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,666.67
2019-03-04 2019-03-01 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2019-03-04 2019-03-01 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2019-03-04 2019-03-01 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-12-04 2018-12-03 4 NONE AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-09-04 2018-09-04 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-06-04 2018-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,500.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2018-03-02 2018-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-12-04 2017-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-09-01 2017-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,250.00
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 359,222 0.00 6,250.00 2,245,135,375
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 275,663 0.00 6,250.00 1,722,892,688
2017-06-02 2017-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 256,426 0.00 6,250.00 1,602,663,938
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 345,183 0.00 6,083.34 2,099,865,308
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,083.33
2017-03-06 2017-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 0 6,083.33
2016-12-15 2016-12-09 4 MZF MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Managed Duration Investment Grade Municipal Fund 		P - Purchase 500 500 13.11 6,555 6,555
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 232,711 0.00 6,083.33 1,415,657,260
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 331,529 0.00 6,083.34 2,016,803,323
2016-12-02 2016-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 253,145 0.00 6,083.33 1,539,963,235
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 325,082 0.00 6,083.34 1,977,582,874
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 221,612 0.00 6,083.33 1,348,141,483
2016-09-02 2016-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 240,080 0.00 6,083.33 1,460,483,981
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 306,614 0.00 6,083.34 1,865,238,062
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 213,601 0.00 6,083.33 1,299,402,512
2016-06-02 2016-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 229,763 0.00 6,083.33 1,397,726,523
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 204,805 0.00 5,625.00 1,152,026,944
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 308,572 0.00 5,625.00 1,735,720,088
2016-03-02 2016-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 218,096 0.00 5,625.00 1,226,789,325
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 218,764 0.00 5,625.00 1,230,546,488
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 203,825 0.00 5,625.00 1,146,518,212
2015-12-01 2015-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 312,736 0.00 5,625.00 1,759,138,425
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 219,218 0.00 5,625.00 1,233,099,112
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 202,264 0.00 5,625.00 1,137,733,088
2015-09-01 2015-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 307,940 0.00 5,625.00 1,732,162,781
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 198,187 0.00 5,625.00 1,114,800,862
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 293,914 0.00 5,625.00 1,653,264,900
2015-06-01 2015-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 214,742 0.00 5,625.00 1,207,923,581
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 205,960 0.00 5,250.00 1,081,292,468
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 189,005 0.00 5,250.00 992,274,360
2015-03-03 2015-03-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 284,094 0.00 5,250.00 1,491,494,235
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 201,077 0.00 5,250.00 1,055,651,888
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 271,361 0.00 5,250.00 1,424,644,620
2014-12-01 2014-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 182,993 0.00 5,250.00 960,715,718
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 179,973 0.00 5,250.00 944,858,932
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 254,423 0.00 5,250.00 1,335,723,112
2014-09-03 2014-09-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 199,419 0.00 5,250.00 1,046,952,060
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Limited Liability Company Interests 		P - Purchase 0 173,910 0.00 5,250.00 913,026,398
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 244,013 0.00 5,250.00 1,281,069,248
2014-06-04 2014-06-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Limited Liability Company Interests 		P - Purchase 0 189,221 0.00 5,250.00 993,408,518
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 5,000 166,210 3.10
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 5,000 240,443 2.12
2014-03-04 2014-03-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 5,000 179,012 2.87
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 157,964 2.99
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 228,594 2.05
2013-12-03 2013-12-02 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 168,341 2.80
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 218,221 2.15
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 150,607 3.14
2013-09-03 2013-09-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 159,870 2.95
2013-08-15 2013-08-14 4 CSI Cutwater Select Income Fund
Shares of Beneficial Interest 		P - Purchase 200 1,150 21.05 17.68 3,536 20,332
2013-08-02 2013-08-01 4 CSI Cutwater Select Income Fund
Shares of Beneficial Interest 		P - Purchase 200 950 26.67 17.95 3,589 17,050
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 144,715 3.27
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 208,544 2.25
2013-06-03 2013-06-03 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 151,869 3.11
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 135,802 3.49
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 141,766 3.34
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 198,123 2.37
2013-03-04 2013-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 198,123 2.37
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 126,056 3.77
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 131,470 3.61
2012-12-04 2012-12-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 189,502 2.48
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 118,929 4.01
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 122,103 3.90
2012-09-05 2012-09-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 122,103 3.90
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 113,864 4.19
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC 		P - Purchase 4,583 179,502 2.62
2012-06-04 2012-06-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 115,820 4.12
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC
Aetos Capital Multi-Strategy Arbitrage Fund LLC 		P - Purchase 4,583 106,526 4.50
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC
Aetos Capital Distressed Investment Strategies Fund LLC 		P - Purchase 4,583 107,891 4.44
2012-03-05 2012-03-01 4 NONE AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC
Aetos Capital Long/Short Strategies Fund LLC 		P - Purchase 4,583 171,310 2.75
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)