A10 Networks, Inc.
US ˙ NYSE ˙ US0021211018

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Henricks Alan S.. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Henricks Alan S. reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:WKHS / Workhorse Group, Inc. Director 0
US:MODN / Model N, Inc. Director 0
US:ROKU / Roku, Inc. Director 0
US:ATEN / A10 Networks, Inc. Director 88,640
US:ELLI / Ellie Mae, Inc. Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Henricks Alan S.. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas ATEN / A10 Networks, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ATEN / A10 Networks, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ATEN / A10 Networks, Inc. Insider Trades
Vendas Internas ATEN / A10 Networks, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ATEN / A10 Networks, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2017-10-31 ATEN Henricks Alan S. 22,590 7.3370 22,590 7.3370 165,743 346 5.5700 -39,916 -24.08
2017-08-14 ATEN Henricks Alan S. 10,000 6.3980 10,000 6.3980 63,980

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ATEN / A10 Networks, Inc. Insider Trades
Compras Internas WKHS / Workhorse Group, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ATEN / A10 Networks, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

WKHS / Workhorse Group, Inc. Insider Trades
Vendas Internas WKHS / Workhorse Group, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ATEN / A10 Networks, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2025-12-15 WKHS Henricks Alan S. 1,894 6.5100 1,894 6.5100 12,330 135 2.3400 -7,897 -64.05

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

WKHS / Workhorse Group, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Henricks Alan S. conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2025-12-15 2025-12-15 4 WKHS Workhorse Group Inc.
Common Stock, $0.001 par value per share
S - Sale -1,894 0 -100.00 6.51 -12,330
2025-12-15 2025-12-15 4 WKHS Workhorse Group Inc.
Common Stock, $0.001 par value per share
M - Exercise 1,894 1,894
2024-06-27 2024-06-27 4 MODN MODEL N, INC.
Common Stock
D - Sale to Issuer -36,457 0 -100.00 30.00 -1,093,710
2024-02-16 2024-02-15 4 MODN MODEL N, INC.
Common Stock
A - Award 7,102 36,457 24.19
2023-02-17 2023-02-16 4 MODN MODEL N, INC.
Common Stock
A - Award 4,634 29,355 18.75
2022-11-15 2022-11-11 4 MODN MODEL N, INC.
Common Stock
S - Sale -24,878 24,721 -50.16 39.50 -982,681 976,480
2022-02-18 2022-02-18 4 MODN MODEL N, INC.
Common Stock
A - Award 6,934 49,599 16.25
2021-08-30 2021-08-27 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 42,665 -2.29 35.00 -35,000 1,493,275
2021-08-30 2021-08-27 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,337 43,665 -2.97 34.50 -46,126 1,506,442
2021-08-26 2021-08-26 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 45,002 -2.17 34.00 -34,000 1,530,068
2021-08-26 2021-08-26 4 MODN MODEL N, INC.
Common Stock
S - Sale -1,000 46,002 -2.13 33.50 -33,500 1,541,067
2021-08-26 2021-08-24 4 MODN MODEL N, INC.
Common Stock
S - Sale -3,337 47,002 -6.63 33.10 -110,455 1,555,766
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 7,833 -11.32 5.64 -5,640 44,178
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 7,833 -11.32 5.64 -5,640 44,178
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 350.00 -350,000 1,500,450
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-24 2021-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 340.00 -340,000 1,457,580
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 5.64 -5,640
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 5.64 5,640 5,640
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 9,833 -9.23 5.64 -5,640 55,458
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 331.00 -331,000 1,418,997
2021-05-24 2021-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 5,287 23.33 5.64 5,640 29,819
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,200 0 -100.00 2.28 -2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,200 1,200 2.28 2,736 2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,200 0 -100.00 2.28 -2,736
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,200 4,287 -21.87 324.00 -388,800 1,388,988
2021-05-19 2021-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,200 5,487 27.99 2.28 2,736 12,510
2021-05-11 2021-05-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 4,287 -18.91 316.00 -316,000 1,354,692
2021-02-19 2021-02-19 4 MODN MODEL N, INC.
Common Stock
A - Award 4,251 50,339 9.22
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -2,500 0 -100.00 2.28 -5,700
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 2,500 2,500 2.28 5,700 5,700
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -2,500 2,200 -53.19 2.28 -5,700 5,016
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 260.00 -650,000 1,374,620
2020-11-23 2020-11-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 2,500 7,787 47.29 2.28 5,700 17,754
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 4,700 -61.48 2.28 -17,100 10,716
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 253.01 -632,515 1,337,643
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 249.06 -1,245,300 1,939,430
2020-11-19 2020-11-19 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 12,200 -38.07 2.28 -17,100 27,816
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 240.00 -600,000 1,268,880
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 240.82 -1,204,075 1,875,226
2020-11-19 2020-11-17 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,500 0 -100.00 2.28 -17,100
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,500 7,500 2.28 17,100 17,100
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,500 19,700 -27.57 2.28 -17,100 44,916
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 235.00 -587,500 1,242,445
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 7,787 -39.10 233.00 -1,165,000 1,814,371
2020-11-13 2020-11-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,787 141.86 2.28 17,100 29,154
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -2,500 0 -100.00 2.28 -5,700
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 2,500 2,500 2.28 5,700 5,700
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -2,500 27,200 -8.42 2.28 -5,700 62,016
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 5,287 -32.10 235.00 -587,500 1,242,445
2020-11-13 2020-11-12 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 2,500 7,787 47.29 2.28 5,700 17,754
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -7,000 0 -100.00 2.28 -15,960
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 7,000 7,000 2.28 15,960 15,960
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -7,000 29,700 -19.07 2.28 -15,960 67,716
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,287 -48.61 228.00 -1,140,000 1,205,436
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,000 10,287 -16.28 226.24 -452,480 2,327,332
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,000 12,287 132.40 2.28 15,960 28,014
2020-11-13 2020-11-11 4 ROKU ROKU, INC
Class A Common Stock
G - Gift -1,000 5,287 -15.91
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -1,000 0 -100.00 2.28 -2,280
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 1,000 1,000 2.28 2,280 2,280
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -1,000 36,700 -2.65 2.28 -2,280 83,676
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -1,000 6,287 -13.72 222.24 -222,239 1,397,215
2020-11-13 2020-11-10 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 1,000 7,287 15.91 2.28 2,280 16,614
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -20,000 0 -100.00 2.28 -45,600
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 20,000 20,000 2.28 45,600 45,600
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Employee Stock Option (Right to Buy)
M - Exercise -20,000 37,700 -34.66 2.28 -45,600 85,956
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 6,287 -44.30 150.03 -750,150 943,239
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 11,287 -30.70 150.00 -750,000 1,693,050
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 16,287 -13.31 149.50 -373,750 2,434,906
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 18,787 -21.02 149.00 -745,000 2,799,263
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,500 23,787 -9.51 148.39 -370,963 3,529,641
2020-08-17 2020-08-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 20,000 26,287 318.12 2.28 45,600 59,934
2020-06-12 2020-06-10 4 ROKU ROKU, INC
Stock Options (right to buy)
A - Award 2,535 2,535 113.80 288,483 288,483
2020-06-12 2020-06-10 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 878 878
2020-05-27 2020-05-22 4 ROKU ROKU, INC
Restricted Stock Unit
M - Exercise -1,065 0 -100.00
2020-05-27 2020-05-22 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 1,065 6,287 20.39
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -12,500 0 -100.00 2.28 -28,500
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 12,500 12,500 2.28 28,500 28,500
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -12,500 57,700 -17.81 2.28 -28,500 131,556
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 119.62 -598,100 624,656
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -7,500 5,222 -58.95 118.74 -890,550 620,060
2020-05-20 2020-05-20 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 7,500 12,722 143.62 2.28 17,100 29,006
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 70,200 -6.65 2.28 -11,400 160,056
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 117.61 -588,040 614,149
2020-05-20 2020-05-19 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -10,000 0 -100.00 5.64 -56,400
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 10,000 10,000 5.64 56,400 56,400
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -10,000 10,833 -48.00 5.64 -56,400 61,098
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 119.18 -595,900 622,358
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 5.64 28,200 57,652
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 117.35 -586,750 612,802
2020-05-20 2020-05-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 5.64 28,200 57,652
2020-02-14 2020-02-14 4 MODN MODEL N, INC.
Common Stock
A - Award 4,690 46,088 11.33
2019-12-06 2019-12-04 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,547 88,640 36.17
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 75,200 -6.23 2.28 -11,400 171,456
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 160.00 -800,000 835,520
2019-11-18 2019-11-18 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 80,200 -5.87 2.28 -11,400 182,856
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 150.00 -750,000 783,300
2019-11-14 2019-11-14 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 85,200 -5.54 2.28 -11,400 194,256
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 140.00 -700,000 731,080
2019-11-14 2019-11-13 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 90,200 -5.25 2.28 -11,400 205,656
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 5,222 -48.91 130.08 -650,400 679,278
2019-11-14 2019-11-12 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -10,000 0 -100.00 2.28 -22,800
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 10,000 10,000 2.28 22,800 22,800
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -10,000 95,200 -9.51 2.28 -22,800 217,056
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 126.00 -630,000 657,972
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 10,222 95.75 2.28 11,400 23,306
2019-08-09 2019-08-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 5,222 -48.91 124.19 -620,962 648,533
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 105,200 -5.40 2.28 -13,680 239,856
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 5,222 -53.47 100.00 -600,000 522,200
2019-06-07 2019-06-05 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 11,222 114.90 2.28 13,680 25,586
2019-05-24 2019-05-24 4 ROKU ROKU, INC
Restricted Stocfk Unit
M - Exercise -2,222 0 -100.00
2019-05-24 2019-05-24 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 2,222 5,222 74.07
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 111,200 -5.12 2.28 -13,680 253,536
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 3,000 -66.67 90.00 -540,000 270,000
2019-05-24 2019-05-23 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 9,000 200.00 2.28 13,680 20,520
2019-05-24 2019-05-22 4 ROKU ROKU, INC
Stock Option (right to buy)
A - Award 2,937 2,937 88.02 258,515 258,515
2019-05-24 2019-05-22 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 1,065 1,065
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -6,000 0 -100.00 2.28 -13,680
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 6,000 6,000 2.28 13,680 13,680
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -6,000 117,200 -4.87 2.28 -13,680 267,216
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -6,000 3,000 -66.67 80.00 -480,000 240,000
2019-05-13 2019-05-09 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 6,000 9,000 200.00 2.28 13,680 20,520
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 123,200 -3.90 2.28 -11,400 280,896
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class A Common Stock
S - Sale X -5,000 3,000 -62.50 70.01 -350,036 210,021
2019-03-07 2019-03-06 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 8,000 166.67 2.28 11,400 18,240
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class B Common Stock
C - Conversion -5,000 0 -100.00 2.28 -11,400
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise 5,000 5,000 2.28 11,400 11,400
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Stock Option (right to buy)
M - Exercise -5,000 128,200 -3.75 2.28 -11,400 292,296
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 3,000 -62.50 64.83 -324,150 194,490
2019-02-27 2019-02-25 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 5,000 8,000 166.67 2.28 11,400 18,240
2019-02-27 2018-08-17 5 ROKU ROKU, INC
Class A Common Stock
G - Gift -4,333 3,000 -59.09
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,081 41,398 -8.97 17.08 -69,703 707,078
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,694 45,479 -9.36 17.08 -80,174 776,781
2019-02-21 2019-02-21 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,139 50,173 -7.62 17.08 -70,694 856,955
2019-02-15 2019-02-15 4 MODN MODEL N, INC.
Common Stock
A - Award 13,534 54,312 33.19
2018-11-09 2018-11-07 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,112 65,093 55.05
2018-08-14 2018-08-10 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -26,000 7,333 -78.00 58.20 -1,513,200 426,781
2018-05-29 2018-05-25 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 33,333 -13.04 36.75 -183,750 1,224,988
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Stock Option (right to buy)
A - Award 5,856 5,856 35.99 210,757 210,757
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Restricted Stock Unit
A - Award 2,222 2,222
2018-05-29 2018-05-24 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -5,000 38,333 -11.54 35.79 -178,955 1,371,976
2018-05-21 2018-05-18 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -4,667 43,333 -9.72 35.66 -166,423 1,545,237
2018-05-21 2018-05-17 4 ROKU ROKU, INC
Class A Common Stock
S - Sale -2,000 48,000 -4.00 35.00 -70,000 1,680,000
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class A Common Stock
M - Exercise 50,000 0 -100.00
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class B Common Stock
M - Exercise -50,000 0 -100.00
2018-05-21 2018-05-15 4 ROKU ROKU, INC
Class A Common Stock
C - Conversion 50,000 50,000
2018-02-21 2018-02-16 4 MODN MODEL N, INC.
Common Stock
A - Award 9,389 40,778 29.91
2017-11-14 2017-11-14 4 MODN MODEL N, INC.
Common Stock
S - Sale -3,970 31,389 -11.23 14.43 -57,287 452,943
2017-11-14 2017-11-13 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,775 35,359 -11.90 14.48 -69,142 511,998
2017-11-14 2017-11-10 4 MODN MODEL N, INC.
Common Stock
S - Sale -4,730 40,134 -10.54 14.59 -69,011 585,555
2017-11-01 2017-10-31 4 ATEN A10 Networks, Inc.
Common Stock
S - Sale -22,590 41,981 -34.98 7.34 -165,743 308,015
2017-08-15 2017-08-14 4 ATEN A10 Networks, Inc.
Common Stock
S - Sale -10,000 64,571 -13.41 6.40 -63,980 413,125
2017-06-02 2017-05-31 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 18,359 74,571 32.66
2017-02-17 2017-02-17 4 MODN MODEL N, INC.
Common Stock
A - Award 16,553 44,864 58.47
2016-06-03 2016-06-01 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 22,590 56,212 67.19
2016-02-22 2016-02-19 4 MODN MODEL N, INC.
Common Stock
A - Award 13,346 28,311 89.18
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -1,000 0 -100.00
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -1,000 0 -100.00 65.87 -65,871
2015-06-16 2015-06-15 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 1,000 1,000 26.69 26,690 26,690
2015-06-12 2015-06-10 4 ATEN A10 Networks, Inc.
Common Stock
A - Award 23,622 33,622 236.22
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -7,000 1,000 -87.50
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -5,000 700 -87.72 63.21 -316,027 44,244
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -7,000 0 -100.00 63.19 -442,350
2015-05-19 2015-05-18 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 7,000 7,000 26.69 186,830 186,830
2015-05-11 2015-05-07 4 MODN MODEL N, INC.
Common Stock
A - Award 2,721 14,965 22.22
2015-05-11 2015-05-07 4 MODN MODEL N, INC.
Common Stock
A - Award 12,244 12,244
2015-05-08 2015-05-08 4 ELLI ELLIE MAE INC
Common Stock
G - Gift -1,000 5,700 -14.93
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,000 8,000 -33.33
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -4,000 0 -100.00 61.41 -245,655
2015-05-08 2015-05-07 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 4,000 4,000 26.69 106,760 106,760
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 0 -100.00
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -5,000 6,700 -42.74 51.39 -256,950 344,313
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -12,000 0 -100.00 51.49 -617,904
2015-02-23 2015-02-19 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 12,000 12,000 22.20 266,400 266,400
2014-12-02 2014-11-28 4 ELLI ELLIE MAE INC
Common Stock
G - Gift -1,000 11,700 -7.87
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Common Stock
S - Sale -6,000 0 -100.00 34.71 -208,266
2014-09-04 2014-09-02 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 6,000 6,000 15.34 92,040 92,040
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,000 6,000 -50.00
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,666 0 -100.00
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -6,666 0 -100.00 34.27 -228,424
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 6,666 6,666 8.85 58,994 58,994
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -6,000 0 -100.00 34.27 -205,602
2014-08-12 2014-08-11 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 6,000 6,000 15.34 92,040 92,040
2014-05-23 2014-05-21 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2014-03-28 2014-03-21 4/A ATEN A10 Networks, Inc.
Stock Option (right to buy)
M - Exercise -10,000 30,000 -25.00
2014-03-28 2014-03-21 4/A ATEN A10 Networks, Inc.
Common Stock
M - Exercise 10,000 10,000 15.00 150,000 150,000
2014-03-28 2014-03-20 4/A ATEN A10 Networks, Inc.
Stock Option (right to buy)
A - Award 40,000 40,000
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Stock Option (right to buy)
M - Exercise -10,000 30,000 -25.00
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Stock Option (right to buy)
A - Award 40,000 40,000
2014-03-24 2014-03-20 4 ATEN A10 Networks, Inc.
Common Stock
M - Exercise 10,000 10,000 15.00 150,000 150,000
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 6,666 -15.79
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 25.00 -31,250
2014-02-18 2014-02-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 7,916 -13.64
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.75 -33,438
2014-01-16 2014-01-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 9,166 -12.00
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.19 -32,738
2013-12-16 2013-12-13 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 10,416 -10.71
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 26.80 -33,500
2013-11-18 2013-11-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 11,666 -9.68
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 31.75 -39,689
2013-10-15 2013-10-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 12,916 -8.82
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 29.57 -36,962
2013-09-16 2013-09-13 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 14,166 -8.11
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 30.77 -38,462
2013-08-14 2013-08-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 15,416 -7.50
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.69 -30,862
2013-07-16 2013-07-12 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 8.85 11,062 11,062
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 0 -100.00
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.39 -30,488
2013-06-17 2013-06-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-05-30 2013-05-29 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 1,250 -50.00
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.83 -31,042
2013-05-14 2013-05-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-04-19 2013-04-12 4/A ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.14 -30,177
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 2,500 -33.33
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 24.14 -30,177
2013-04-15 2013-04-12 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -1,250 3,750 -25.00
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Common Stock
S - Sale X -1,250 0 -100.00 21.59 -26,988
2013-03-15 2013-03-14 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise X 1,250 1,250 6.80 8,500 8,500
2012-11-05 2012-11-05 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 5,000 -50.00
2012-11-05 2012-11-05 4 ELLI ELLIE MAE INC
Common Stock
M - Exercise 5,000 5,000 6.80 34,000 34,000
2012-05-17 2012-05-15 4 ELLI ELLIE MAE INC
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)