Herzfeld Credit Income Fund, Inc.
US ˙ NasdaqCM ˙ US42804T1060

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Thomas J Herzfeld. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Thomas J Herzfeld reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:HERZ / Herzfeld Credit Income Fund, Inc. 197,248
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Thomas J Herzfeld. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas HERZ / Herzfeld Credit Income Fund, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em HERZ / Herzfeld Credit Income Fund, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2026-04-15 HERZ HERZFELD THOMAS J 3,610 16.0141 3,610 16.0141 57,811 29 18.6500 9,516 16.46
2026-03-27 HERZ HERZFELD THOMAS J 2,974 15.5000 2,974 15.5000 46,097
2026-03-03 HERZ HERZFELD THOMAS J 1,276 15.8086 1,276 15.8086 20,172
2026-03-02 HERZ HERZFELD THOMAS J 3,760 15.3185 3,760 15.3185 57,598
2025-04-07 CUBA HERZFELD THOMAS J 1,706 2.3973 1,706 2.3973 4,090
2025-04-01 CUBA HERZFELD THOMAS J 781 2.6479 781 2.6479 2,068
2025-03-31 CUBA HERZFELD THOMAS J 470 2.5895 470 2.5895 1,217
2025-03-28 CUBA HERZFELD THOMAS J 394 2.6100 394 2.6100 1,028
2025-03-25 CUBA HERZFELD THOMAS J 2,150 2.6990 2,150 2.6990 5,803
2025-03-24 CUBA HERZFELD THOMAS J 1,674 2.6961 1,674 2.6961 4,513
2025-03-14 CUBA HERZFELD THOMAS J 987 2.6400 987 2.6400 2,606
2025-03-13 CUBA HERZFELD THOMAS J 1,252 2.6100 1,252 2.6100 3,268
2025-03-12 CUBA HERZFELD THOMAS J 7,297 2.6482 7,297 2.6482 19,324
2025-03-11 CUBA HERZFELD THOMAS J 877 2.5900 877 2.5900 2,271
2025-03-10 CUBA HERZFELD THOMAS J 1,625 2.5700 1,625 2.5700 4,176
2025-03-07 CUBA HERZFELD THOMAS J 1,067 2.5913 1,067 2.5913 2,765
2025-03-06 CUBA HERZFELD THOMAS J 3,563 2.5897 3,563 2.5897 9,227
2025-03-05 CUBA HERZFELD THOMAS J 10,766 2.5582 10,766 2.5582 27,542
2025-03-04 CUBA HERZFELD THOMAS J 16,420 2.4730 16,420 2.4730 40,607
2020-03-23 CUBA HERZFELD THOMAS J 4,153 2.5766 4,290 2.4943 10,701
2020-03-16 CUBA HERZFELD THOMAS J 12,658 3.9500 13,076 3.8238 49,999
2020-03-16 CUBA HERZFELD THOMAS J 12,658 3.9500 13,076 3.8238 49,999
2020-03-13 CUBA HERZFELD THOMAS J 14,000 4.0806 14,462 3.9502 57,128
2020-03-13 CUBA HERZFELD THOMAS J 14,000 4.0806 14,462 3.9502 57,128
2019-01-03 CUBA HERZFELD THOMAS J 10,400 4.9900 10,743 4.8306 51,896
2019-01-02 CUBA HERZFELD THOMAS J 5,600 4.9703 5,785 4.8115 27,834
2018-10-23 CUBA HERZFELD THOMAS J 20,000 5.8395 20,660 5.6530 116,790
2018-06-25 CUBA HERZFELD THOMAS J 10,000 6.6900 10,330 6.4763 66,900
2018-04-23 CUBA HERZFELD THOMAS J 5,000 7.0852 5,165 6.8589 35,426
2018-04-04 CUBA HERZFELD THOMAS J 5,000 6.9893 5,165 6.7660 34,946
2018-03-22 CUBA HERZFELD THOMAS J 5,000 7.0900 5,165 6.8635 35,450
2018-03-21 CUBA HERZFELD THOMAS J 2,506 7.1800 2,589 6.9506 17,993
2018-03-19 CUBA HERZFELD THOMAS J 11,100 7.1195 11,466 6.8921 79,026
2018-02-28 CUBA HERZFELD THOMAS J 80 7.2800 83 7.0474 582
2018-01-18 CUBA HERZFELD THOMAS J 10,000 7.4076 10,330 7.1710 74,076
2018-01-16 CUBA HERZFELD THOMAS J 420 7.3700 434 7.1346 3,095
2018-01-11 CUBA HERZFELD THOMAS J 7,800 7.2000 8,057 6.9700 56,160
2018-01-10 CUBA HERZFELD THOMAS J 1,700 7.2109 1,756 6.9805 12,259
2018-01-09 CUBA HERZFELD THOMAS J 4,000 7.2333 4,132 7.0022 28,933
2018-01-08 CUBA HERZFELD THOMAS J 9,800 7.2508 10,123 7.0192 71,058
2018-01-05 CUBA HERZFELD THOMAS J 100 7.2100 103 6.9797 721
2018-01-03 CUBA HERZFELD THOMAS J 1,200 7.2100 1,240 6.9797 8,652
2018-01-02 CUBA HERZFELD THOMAS J 4,100 7.1272 4,235 6.8995 29,222
2017-12-29 CUBA HERZFELD THOMAS J 13,990 7.1457 14,452 6.9174 99,968
2017-11-29 CUBA HERZFELD THOMAS J 9,500 7.0540 9,813 6.8287 67,013
2017-11-28 CUBA HERZFELD THOMAS J 6,510 7.0200 6,725 6.7957 45,700
2017-11-27 CUBA HERZFELD THOMAS J 610 6.9639 630 6.7414 4,248
2017-05-24 CUBA HERZFELD THOMAS J 3,000 6.9900 3,099 6.7667 20,970
2017-05-19 CUBA HERZFELD THOMAS J 399 6.9700 412 6.7473 2,781
2017-05-17 CUBA HERZFELD THOMAS J 1,670 7.1000 1,725 6.8732 11,857
2017-05-16 CUBA HERZFELD THOMAS J 2,000 7.1344 2,066 6.9065 14,269
2017-04-17 CUBA HERZFELD THOMAS J 3,036 6.9000 3,136 6.6796 20,948
2017-04-07 CUBA HERZFELD THOMAS J 70 6.9709 72 6.7482 488
2017-03-30 CUBA HERZFELD THOMAS J 60 6.9953 62 6.7718 420
2017-03-29 CUBA HERZFELD THOMAS J 50 6.9627 52 6.7403 348
2017-03-28 CUBA HERZFELD THOMAS J 50 6.8766 52 6.6569 344
2017-03-23 CUBA HERZFELD THOMAS J 120 6.9238 124 6.7026 831
2017-03-22 CUBA HERZFELD THOMAS J 7 6.8896 7 6.6695 48
2017-03-21 CUBA HERZFELD THOMAS J 120 6.9300 124 6.7086 832
2017-03-16 CUBA HERZFELD THOMAS J 40 6.9496 41 6.7276 278
2017-03-15 CUBA HERZFELD THOMAS J 60 6.8820 62 6.6621 413
2017-01-17 CUBA HERZFELD THOMAS J 2,500 6.4700 2,582 6.2633 16,175
2017-01-17 CUBA HERZFELD THOMAS J 2,500 6.4725 2,582 6.2657 16,181
2017-01-13 CUBA HERZFELD THOMAS J 2,326 6.4900 2,403 6.2827 15,096
2017-01-12 CUBA HERZFELD THOMAS J 400 6.4900 413 6.2827 2,596
2016-12-23 CUBA HERZFELD THOMAS J 160 6.7565 165 6.5407 1,081
2016-12-22 CUBA HERZFELD THOMAS J 310 6.8082 320 6.5907 2,111
2016-12-20 CUBA HERZFELD THOMAS J 100 6.7283 103 6.5134 673
2013-12-19 CUBA HERZFELD THOMAS J 1,800 7.8983 1,859 7.6460 14,217
2013-12-18 CUBA HERZFELD THOMAS J 4,100 7.7981 4,235 7.5490 31,972
2013-12-17 CUBA HERZFELD THOMAS J 2,000 7.7894 2,066 7.5406 15,579
2012-07-24 CUBA HERZFELD THOMAS J 2,000 6.8000 2,066 6.5828 13,600
2012-07-23 CUBA HERZFELD THOMAS J 10,000 6.8132 10,330 6.5955 68,132

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
Vendas Internas HERZ / Herzfeld Credit Income Fund, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em HERZ / Herzfeld Credit Income Fund, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2022-11-14 CUBA HERZFELD THOMAS J 71,983 4.9823 71,983 4.9823 358,641 360 2.37 -188,040 -52.43
2021-11-12 CUBA HERZFELD THOMAS J 50,406 6.9810 52,069 6.7580 351,884
2021-03-10 CUBA HERZFELD THOMAS J 45,769 6.7958 47,279 6.5787 311,037
2014-12-23 CUBA HERZFELD THOMAS J 4,295 13.3765 4,437 12.9492 57,452
2014-12-22 CUBA HERZFELD THOMAS J 100,000 13.0865 103,300 12.6684 1,308,650
2014-12-19 CUBA HERZFELD THOMAS J 100,000 11.5174 103,300 11.1495 1,151,740

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Thomas J Herzfeld conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2026-04-17 2026-04-15 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 3,610 197,248 1.86 16.01 57,811 3,158,749
2026-03-31 2026-03-27 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 2,974 193,638 1.56 15.50 46,097 3,001,389
2026-03-04 2026-03-03 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 1,276 190,664 0.67 15.81 20,172 3,014,131
2026-03-04 2026-03-02 4 HERZ Herzfeld Credit Income Fund, Inc
Common stock 		P - Purchase 3,760 189,388 2.03 15.32 57,598 2,901,140
2026-01-14 2025-12-30 4/A HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,441 1,856,241 20.32 2.58 808,646 4,788,916
2026-01-06 2025-12-30 4/A HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,439 1,856,239 20.32 2.58 808,641 4,788,911
2026-01-02 2025-12-30 4 HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer 313,444 1,856,244 20.32 2.58 808,654 4,788,924
2025-10-23 2025-10-21 4 HERZ Herzfeld Credit Income Fund, Inc
Common Stock 		D - Sale to Issuer -121,238 1,542,799 -7.29 2.59 -314,431 4,001,249
2025-07-02 2025-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 90,313 1,664,037 5.74 2.46 222,333 4,096,526
2025-04-09 2025-04-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,706 1,573,724 0.11 2.40 4,090 3,772,689
2025-04-03 2025-04-01 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 781 1,572,018 0.05 2.65 2,068 4,162,546
2025-04-01 2025-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 470 1,571,237 0.03 2.59 1,217 4,068,718
2025-04-01 2025-03-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 394 1,570,767 0.03 2.61 1,028 4,099,702
2025-03-26 2025-03-25 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 2,150 1,570,373 0.14 2.70 5,803 4,238,437
2025-03-26 2025-03-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,674 1,568,223 0.11 2.70 4,513 4,228,086
2025-03-18 2025-03-14 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 987 1,566,549 0.06 2.64 2,606 4,135,689
2025-03-17 2025-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,252 1,565,562 0.08 2.61 3,268 4,086,117
2025-03-17 2025-03-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 7,297 1,564,310 0.47 2.65 19,324 4,142,606
2025-03-14 2025-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,252 1,565,562 0.08 2.61 3,268 4,086,117
2025-03-14 2025-03-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 7,297 1,564,310 0.47 2.65 19,324 4,142,606
2025-03-12 2025-03-11 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 877 1,557,013 0.06 2.59 2,271 4,032,664
2025-03-12 2025-03-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,625 1,556,136 0.10 2.57 4,176 3,999,270
2025-03-11 2025-03-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 1,067 1,554,511 0.07 2.59 2,765 4,028,204
2025-03-10 2025-03-06 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 3,563 1,553,444 0.23 2.59 9,227 4,022,954
2025-03-06 2025-03-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 10,766 1,549,881 0.70 2.56 27,542 3,964,906
2025-03-06 2025-03-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 16,420 1,539,115 1.08 2.47 40,607 3,806,231
2024-11-21 2024-11-15 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -112,588 1,477,523 -7.08 3.23 -363,355 4,768,410
2024-11-19 2024-11-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -112,420 1,477,691 -7.07 3.23 -362,813 4,768,952
2024-07-17 2024-07-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 72,500 1,590,111 4.78 2.33 169,135 3,709,570
2024-05-14 2024-05-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 61,542 1,517,611 4.23 2.41 148,113 3,652,434
2024-03-26 2024-03-19 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -229,498 1,456,069 -13.62 3.38 -776,461 4,926,318
2024-03-21 2024-03-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		D - Sale to Issuer -229,068 1,456,498 -13.59 3.38 -775,006 4,927,770
2024-02-02 2024-01-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 65,791 1,685,567 4.06 2.63 173,267 4,439,109
2023-12-29 2023-12-18 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 418,114 1,619,776 34.79 2.31 965,843 3,741,683
2023-12-20 2023-12-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 440,049 1,641,711 36.62 2.31 1,016,513 3,792,352
2023-12-15 2023-12-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		X - Other 600,831 1,202,270 99.90 2.31 1,387,920 2,777,244
2023-07-06 2023-06-30 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 21,661 600,830 3.74 3.90 84,539 2,344,919
2023-07-05 2023-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 22,270 601,439 3.85 3.90 86,915 2,347,296
2023-04-04 2023-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 22,605 579,169 4.06 3.70 83,559 2,140,898
2023-01-04 2022-12-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 20,077 556,564 3.74 3.96 79,419 2,201,600
2022-11-16 2022-11-14 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -71,983 536,489 -11.83 4.98 -358,641 2,672,949
2022-10-04 2022-09-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 20,259 608,470 3.44 4.25 86,020 2,583,564
2022-07-05 2022-06-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 29,962 588,211 5.37 4.14 123,980 2,433,958
2022-04-04 2022-03-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 24,364 558,249 4.56 4.89 119,123 2,729,447
2022-01-24 2021-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 21,891 533,811 4.28 5.28 115,620 2,819,376
2022-01-04 2021-12-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 18,753 530,673 3.66 5.28 99,046 2,802,803
2021-11-17 2021-11-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -50,406 511,919 -8.96 6.98 -351,884 3,573,707
2021-10-15 2021-10-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 78 562,325 0.01 5.68 443 3,192,769
2021-10-15 2021-10-01 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 3,669 562,247 0.66 5.68 20,832 3,192,326
2021-10-15 2021-09-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 15,680 558,578 2.89 5.68 89,028 3,171,494
2021-03-12 2020-03-16 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 12,658 549,390 2.36 3.95 49,999 2,170,090
2021-03-12 2020-03-13 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		P - Purchase 14,000 536,732 2.68 4.08 57,128 2,190,189
2021-03-12 2019-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 5,550 522,732 1.07 5.82 32,318 3,043,868
2021-03-12 2019-12-31 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 1,477 511,452 0.29 6.69 9,886 3,423,302
2021-03-12 2019-10-07 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 5,730 517,182 1.12 6.35 36,403 3,285,657
2021-03-12 2019-09-30 4/A CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		J - Other 1,457 509,975 0.29 6.50 9,471 3,315,041
2021-03-12 2021-03-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common stock 		S - Sale -45,769 534,316 -7.89 6.80 -311,037 3,631,105
2020-03-25 2020-03-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,153 550,609 0.76 2.58 10,701 1,418,699
2020-03-16 2020-03-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 12,658 546,456 2.37 3.95 49,999 2,158,501
2020-03-16 2020-03-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 14,000 533,798 2.69 4.08 57,128 2,178,216
2020-03-16 2019-12-31 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 5,550 519,798 1.08 6.82 37,868 3,546,582
2020-03-16 2019-10-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 5,730 514,248 1.13 6.35 36,403 3,267,018
2019-01-04 2019-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,400 508,518 2.09 4.99 51,896 2,537,505
2019-01-04 2019-01-02 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,600 498,118 1.14 4.97 27,834 2,475,796
2019-01-04 2018-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 1,971 492,518 0.40 4.85 9,551 2,386,594
2019-01-04 2018-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 7,292 490,547 1.51 5.04 36,785 2,474,613
2018-10-25 2018-10-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 20,000 483,255 4.32 5.84 116,790 2,821,968
2018-06-27 2018-06-25 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,000 463,255 2.21 6.69 66,900 3,099,176
2018-04-25 2018-04-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 453,255 1.12 7.09 35,426 3,211,402
2018-04-06 2018-04-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 448,255 1.13 6.99 34,946 3,132,989
2018-03-23 2018-03-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 5,000 443,255 1.14 7.09 35,450 3,142,678
2018-03-23 2018-03-21 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,506 438,255 0.58 7.18 17,993 3,146,671
2018-03-21 2018-03-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 11,100 435,749 2.61 7.12 79,026 3,102,315
2018-03-02 2018-02-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 80 424,649 0.02 7.28 582 3,091,445
2018-01-18 2018-01-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 10,000 424,569 2.41 7.41 74,076 3,145,037
2018-01-18 2018-01-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 420 414,569 0.10 7.37 3,095 3,055,374
2018-01-18 2018-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 1,961 414,149 0.48 7.14 14,000 2,956,693
2018-01-12 2018-01-11 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 7,800 412,188 1.93 7.20 56,160 2,967,754
2018-01-12 2018-01-10 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,700 404,388 0.42 7.21 12,259 2,916,001
2018-01-09 2018-01-09 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,000 402,688 1.00 7.23 28,933 2,912,763
2018-01-09 2018-01-08 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 9,800 398,688 2.52 7.25 71,058 2,890,807
2018-01-09 2018-01-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 100 388,888 0.03 7.21 721 2,803,882
2018-01-03 2018-01-03 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,200 388,788 0.31 7.21 8,652 2,803,161
2018-01-03 2018-01-02 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 4,100 387,588 1.07 7.13 29,222 2,762,417
2018-01-03 2017-12-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 13,990 383,488 3.79 7.15 99,968 2,740,290
2017-11-29 2017-11-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 9,500 369,498 2.64 7.05 67,013 2,606,439
2017-11-29 2017-11-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 6,510 359,998 1.84 7.02 45,700 2,527,186
2017-11-29 2017-11-27 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 610 353,488 0.17 6.96 4,248 2,461,655
2017-05-26 2017-05-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 3,000 352,878 0.86 6.99 20,970 2,466,617
2017-05-23 2017-05-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 399 349,878 0.11 6.97 2,781 2,438,650
2017-05-18 2017-05-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 1,670 349,479 0.48 7.10 11,857 2,481,301
2017-05-18 2017-05-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,000 347,809 0.58 7.13 14,269 2,481,409
2017-04-19 2017-04-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 3,036 345,809 0.89 6.90 20,948 2,386,082
2017-04-10 2017-04-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 70 342,773 0.02 6.97 488 2,389,436
2017-03-30 2017-03-30 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 60 342,703 0.02 7.00 420 2,397,310
2017-03-30 2017-03-29 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 50 342,643 0.01 6.96 348 2,385,720
2017-03-30 2017-03-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 50 342,593 0.01 6.88 344 2,355,875
2017-03-23 2017-03-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 120 342,543 0.04 6.92 831 2,371,699
2017-03-23 2017-03-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 7 342,423 0.00 6.89 48 2,359,158
2017-03-23 2017-03-21 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 120 342,416 0.04 6.93 832 2,372,943
2017-03-17 2017-03-16 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 40 342,296 0.01 6.95 278 2,378,820
2017-03-17 2017-03-15 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 60 342,246 0.02 6.88 413 2,355,337
2017-03-17 2016-12-28 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 2,077 342,186 0.61 6.40 13,293 2,189,990
2017-01-17 2017-01-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,500 340,109 0.74 6.47 16,181 2,201,356
2017-01-17 2017-01-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,500 337,609 0.75 6.47 16,175 2,184,330
2017-01-17 2017-01-13 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 2,326 335,109 0.70 6.49 15,096 2,174,857
2017-01-17 2017-01-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 400 332,783 0.12 6.49 2,596 2,159,762
2016-12-27 2016-12-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 160 332,383 0.05 6.76 1,081 2,245,746
2016-12-22 2016-12-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 310 332,223 0.09 6.81 2,111 2,261,841
2016-12-22 2016-12-20 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		P - Purchase 100 331,913 0.03 6.73 673 2,233,210
2016-12-22 2016-01-05 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 2,895 331,813 0.88 6.27 18,152 2,080,468
2016-12-22 2015-01-07 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		J - Other 8,491 328,918 2.65 7.85 66,654 2,582,006
2014-12-24 2014-12-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -4,295 320,427 -1.32 13.38 -57,452 4,286,192
2014-12-23 2014-12-22 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -100,000 324,722 -23.54 13.09 -1,308,650 4,249,474
2014-12-23 2014-12-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		S - Sale -100,000 424,722 -19.06 11.52 -1,151,740 4,891,693
2014-12-16 2014-12-12 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		X - Other 274,005 524,722 109.29 6.77 1,855,014 3,552,368
2014-12-08 2014-12-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Non-Transferable Rights 		X - Other -179,967 0 -100.00
2014-12-08 2014-12-04 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Stock 		X - Other 59,989 250,717 31.45 6.77 406,126 1,697,354
2013-12-23 2013-12-19 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 1,800 190,728 0.95 7.90 14,217 1,506,427
2013-12-19 2013-12-18 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 4,100 188,928 2.22 7.80 31,972 1,473,279
2013-12-19 2013-12-17 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		P - Purchase 2,000 184,828 1.09 7.79 15,579 1,439,699
2013-12-19 2012-12-26 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
The Herzfeld Caribbean Basin Fund (common shares) 		J - Other 1,550 182,828 0.86 7.58 11,757 1,386,750
2012-07-25 2012-07-24 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Shares 		P - Purchase 2,000 181,278 1.12 6.80 13,600 1,232,690
2012-07-25 2012-07-23 4 CUBA HERZFELD CARIBBEAN BASIN FUND INC
Common Shares 		P - Purchase 10,000 179,278 5.91 6.81 68,132 1,221,457
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)