Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Timothy Storrs Jenks. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Timothy Storrs Jenks reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NPTN / NeoPhotonics Corporation CEO, Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Timothy Storrs Jenks. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Timothy Storrs Jenks conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -32,465 0 -100.00
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -32,465 0 -100.00
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,200 0 -100.00
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,076 0 -100.00
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,798 0 -100.00
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -481,480 0 -100.00
2022-08-02 2022-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -6,970 481,480 -1.43 15.99 -111,450 7,698,865
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 488,450 5.39
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,666 463,450 1.46
2022-07-27 2022-07-26 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -8,500 456,784 -1.83 15.78 -134,130 7,208,052
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 33,950 465,284 7.87
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -15,913 431,334 -3.56 15.71 -249,993 6,776,257
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 32,500 447,247 7.84
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -11,239 414,747 -2.64 15.70 -176,452 6,511,528
2022-04-29 2022-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift 32,465 32,465
2022-04-29 2022-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift 32,465 32,465
2022-04-29 2022-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -32,465 425,986 -7.08
2022-04-29 2022-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -32,465 425,986 -7.08
2022-04-28 2022-04-26 4/A NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 490,916 -0.20
2022-04-28 2022-04-26 4/A NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 490,916 -0.20
2022-04-20 2022-04-18 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 492,916 -0.20
2022-04-20 2022-04-18 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 492,916 -0.20
2022-04-14 2022-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -17,040 492,916 -3.34 15.16 -258,246 7,470,290
2022-04-14 2022-04-12 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 509,956 -0.20
2022-04-14 2022-04-12 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 509,956 -0.20
2022-03-29 2022-03-28 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -16,045 511,956 -3.04 15.16 -243,281 7,762,482
2022-02-15 2022-02-14 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -17,009 528,001 -3.12 15.50 -263,634 8,183,857
2021-12-29 2021-12-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -950 545,010 -0.17
2021-12-29 2021-12-28 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -950 545,010 -0.17
2021-12-29 2021-12-27 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -350 546,910 -0.06
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -8,149 0 -100.00
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -12,393 0 -100.00
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -26,349 0 -100.00
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -51,245 0 -100.00
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 51,245 547,260 10.33 3.30 169,108 1,805,958
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 26,349 496,015 5.61 7.59 199,989 3,764,754
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,149 469,666 1.77 12.27 99,988 5,762,802
2021-11-17 2021-11-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,393 461,517 2.76 8.07 100,012 3,724,442
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -129,261 449,124 -22.35 15.04 -1,944,085 6,754,825
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -25,000 50,000 -33.33
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,667 6,666 -50.00
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -12,395 578,385 -2.10 9.70 -120,232 5,610,334
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 590,780 4.42
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,667 565,780 1.19
2021-07-22 2021-07-20 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 135,800 135,800
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -13,000 32,500 -28.57
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -19,500 45,500 -30.00
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -6,446 559,113 -1.14 10.21 -65,814 5,708,544
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,000 565,559 2.35
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -9,669 552,559 -1.72 10.21 -98,720 5,641,627
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 19,500 562,228 3.59
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -36,000 0 -100.00
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -17,849 542,728 -3.18 10.65 -190,092 5,780,053
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 36,000 560,577 6.86
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -26,000 78,000 -25.00
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -12,891 521,359 -2.41 12.00 -154,692 6,256,308
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 26,000 534,250 5.12
2021-04-13 2016-03-28 4 NPTN NEOPHOTONICS CORP
Common Stock
J - Other 3,200 3,200
2021-04-05 2021-04-01 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -21,473 508,250 -4.05 12.45 -267,339 6,327,712
2021-03-29 2021-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -26,882 0 -100.00
2021-03-29 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -10,837 529,723 -2.00 11.85 -128,418 6,277,218
2021-03-29 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 26,882 540,560 5.23
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -26,000 65,000 -28.57
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -8,991 513,678 -1.72 12.53 -112,657 6,436,385
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 26,000 522,669 5.23
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -39,000 91,000 -30.00
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -10,850 496,669 -2.14
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -14,069 507,519 -2.70 12.24 -172,205 6,212,033
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 39,000 521,588 8.08
2020-12-31 2020-12-29 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -24,326 24,325 -50.00
2020-12-31 2020-12-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 24,326 482,588 5.31 7.59 184,634 3,662,843
2020-12-16 2020-12-15 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -2,800 458,262 -0.61
2020-12-16 2020-12-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -43,500 0 -100.00
2020-12-16 2020-12-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 43,500 461,062 10.42 3.50 152,250 1,613,717
2020-08-04 2020-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -2,924 417,562 -0.70 9.90 -28,948 4,133,864
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -21,473 0 -100.00
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 21,473 420,486 5.38
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -25,000 75,000 -25.00
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,667 13,333 -33.34
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,667 399,013 1.70
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -12,395 392,346 -3.06 8.92 -110,563 3,499,726
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 404,741 6.58
2020-06-08 2020-06-08 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -25,424 379,741 -6.27 10.25 -260,596 3,892,345
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -27,000 36,000 -42.86
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 27,000 405,165 7.14
2020-05-19 2020-05-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -22,958 0 -100.00
2020-05-19 2020-05-18 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 22,958 378,165 6.46 3.50 80,353 1,323,578
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,500 43,500 -13.00
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -14,500 0 -100.00
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -13,042 22,958 -36.23
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -23,755 0 -100.00
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 23,755 355,207 7.17 3.30 78,392 1,172,183
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,042 331,452 4.10 3.50 45,647 1,160,082
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 14,500 318,410 4.77 3.50 50,750 1,114,435
2020-05-19 2020-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,500 303,910 2.19 3.50 22,750 1,063,685
2020-05-01 2020-04-30 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -98,591 294,420 -25.09 9.90 -976,051 2,914,758
2020-05-01 2020-04-29 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -2,360 393,011 -0.60 9.75 -23,010 3,831,857
2020-05-01 2020-04-29 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -57,253 395,371 -12.65 9.90 -566,805 3,914,173
2020-04-17 2020-04-16 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -16,875 452,624 -3.59 9.25 -156,094 4,186,772
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -20,079 0 -100.00
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 20,079 469,499 4.47
2020-04-13 2020-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 104,000 104,000
2020-03-27 2020-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 26,882 26,882
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,357 0 -100.00
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,357 449,420 1.21
2019-12-27 2019-12-26 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -570 444,063 -0.13
2019-12-19 2019-12-18 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -10,515 444,633 -2.31
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -13,333 0 -100.00
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -4,667 13,333 -25.93
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,883 0 -100.00
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -3,916 12,883 -23.31
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,333 455,148 3.02 3.50 46,666 1,593,018
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,883 441,815 3.00 3.50 45,090 1,546,352
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,667 428,932 1.10 3.50 16,334 1,501,262
2019-11-18 2019-11-18 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,916 424,265 0.93 3.50 13,706 1,484,928
2019-11-15 2019-11-13 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -8,826 420,349 -2.06 8.42 -74,359 3,541,440
2019-11-15 2019-11-13 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -15,906 429,175 -3.57 8.50 -135,201 3,647,988
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -22,000 0 -100.00
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -7,608 445,081 -1.68 4.28 -32,562 1,904,947
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 22,000 452,689 5.11
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -21,473 21,473 -50.00
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 21,473 430,689 5.25
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 20,000 125,357 18.98
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 100,000 105,357 1,866.72
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 5,357 5,357
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -27,000 63,000 -30.00
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 27,000 409,216 7.06
2019-04-12 2019-04-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 20,079 20,079
2019-04-08 2019-04-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -9,757 0 -100.00
2019-04-08 2019-04-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 9,757 379,292 2.64 3.50 34,150 1,327,522
2019-03-18 2019-03-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -16,999 369,535 -4.40 6.62 -112,589 2,447,541
2018-11-06 2018-11-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -17,757 0 -100.00
2018-11-06 2018-11-02 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -23,529 0 -100.00
2018-11-06 2018-11-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 23,529 385,093 6.51 4.25 99,998 1,636,645
2018-11-06 2018-11-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 17,757 361,564 5.16 4.25 75,467 1,536,647
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -12,500 0 -100.00
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,500 343,807 3.77
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -16,500 22,000 -42.86
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 16,500 331,307 5.24
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -21,474 42,946 -33.33
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 21,474 314,807 7.32
2018-07-26 2018-07-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 130,000 130,000
2018-06-12 2018-06-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 90,000 90,000
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -12,500 12,500 -50.00
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,500 290,973 4.49
2017-10-10 2017-10-06 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -1,286 0 -100.00
2017-10-10 2017-10-06 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 1,286 278,473 0.46 3.50 4,501 974,656
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -16,500 38,500 -30.00
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 16,500 277,187 6.33
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 64,420 64,420
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 98,397 98,397
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 12,393 12,393
2017-05-12 2017-05-11 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -23,529 0 -100.00
2017-05-12 2017-05-11 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 23,529 258,792 10.00 4.25 99,998 1,099,866
2017-05-09 2017-05-08 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -92,125 0 -100.00 7.35 -677,202
2017-05-09 2017-05-08 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -92,125 235,263 -28.14 7.35 -677,202 1,729,395
2017-05-09 2017-05-08 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 92,125 327,388 39.16 3.50 322,438 1,145,858
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -25,000 25,000 -50.00
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 235,263 11.89
2017-03-27 2017-03-23 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -10,000 17,757 -36.03
2017-03-27 2017-03-23 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 210,263 4.99 4.25 42,500 893,618
2017-01-05 2017-01-03 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -26,000 92,125 -22.01
2017-01-05 2017-01-03 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 26,000 200,263 14.92 3.50 91,000 700,920
2016-12-05 2016-12-01 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift 1,507 7,507 25.12
2016-12-05 2016-12-01 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,507 174,150 -0.86
2016-11-09 2016-11-08 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -500 175,657 -0.28
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -5,000 176,157 -2.76 15.01 -75,050 2,644,117
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -4,000 181,157 -2.16 15.02 -60,080 2,720,978
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -4,000 185,157 -2.11 15.04 -60,160 2,784,761
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -4,000 189,157 -2.07 15.08 -60,320 2,852,488
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -5,666 193,157 -2.85 15.06 -85,330 2,908,944
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -4,000 198,823 -1.97 14.80 -59,200 2,942,580
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -3,333 202,823 -1.62 14.78 -49,262 2,997,724
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 55,000 55,000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 66,851 66,851
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 8,149 8,149
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,500 0 -100.00
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -6,001 206,156 -2.83 12.60 -75,613 2,597,566
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,500 212,157 5.73
2016-06-14 2016-06-10 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,875 118,125 -5.50
2016-06-14 2016-06-10 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,875 197,357 3.61 3.50 24,062 690,750
2016-03-11 2016-03-09 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 125,000 -24.24
2016-03-11 2016-03-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 40,000 190,482 26.58 3.50 140,000 666,687
2016-03-04 2016-03-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -50,000 150,482 -24.94 12.15 -607,500 1,828,356
2016-01-04 2015-12-30 4 NPTN NEOPHOTONICS CORP
Common Stock
G - Gift -1,000 200,482 -0.50
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 50,000 50,000
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 48,651 48,651
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 26,349 26,349
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,500 11,500 -50.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -3,200 0 -100.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,500 198,347 6.15
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,200 186,847 1.74
2015-07-07 2015-07-02 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -8,826 0 -100.00
2015-07-07 2015-07-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,826 183,647 5.05 3.50 30,891 642,764
2015-06-25 2015-06-24 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -800 174,821 -0.46 9.79 -7,832 1,711,498
2015-06-24 2015-06-23 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -2,626 175,621 -1.47 9.65 -25,341 1,694,743
2015-06-24 2015-06-22 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -2,272 178,247 -1.26 10.48 -23,811 1,868,029
2015-03-31 2015-03-27 4 NPTN NEOPHOTONICS CORP
Common Stock
A - Award 28,659 177,393 19.27
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -3,916 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -43,500 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,667 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -13,042 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -9,757 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -165,000 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 43,500 43,500
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 13,042 13,042
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 4,667 4,667
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 3,916 3,916
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 9,757 9,757
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 165,000 165,000
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -12,883 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -6,500 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -13,333 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -22,958 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -14,500 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -8,826 0 -100.00
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -1,286 22,243 -5.47
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 6,500 6,500
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 14,500 14,500
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 22,958 22,958
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 13,333 13,333
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 12,883 12,883
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 1,286 1,286
2014-12-22 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 8,826 8,826
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 43,175 43,175
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 31,825 31,825
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,500 23,000 -33.33 3.11 -35,765 71,530
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -3,200 3,200 -50.00 3.11 -9,952 9,952
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -8,000 0 -100.00 3.11 -24,880
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 1,997 144,078 1.41
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 7,178 142,081 5.32
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,993 134,903 3.84
2014-05-13 2014-05-09 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -13,666 0 -100.00
2014-05-13 2014-05-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,666 129,910 11.76 3.75 51,248 487,162
2014-04-29 2014-04-28 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -53,333 0 -100.00
2014-04-29 2014-04-28 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -13,000 13,666 -48.75
2014-04-29 2014-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,000 116,244 12.59 3.75 48,750 435,915
2014-04-29 2014-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 53,333 103,244 106.86 3.75 199,999 387,165
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 34,500 34,500
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 43,500 43,500
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 6,500 6,500
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -3,200 6,400 -33.33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -8,000 8,000 -50.00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,200 48,404 7.08
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,000 45,204 21.50
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 100,000 100,000
2012-08-21 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
M - Exercise -8,000 16,000 -33.33
2012-08-21 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -2,968 35,278 -7.76 4.97 -14,751 175,332
2012-08-21 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,000 38,246 26.45
2012-08-21 2012-08-20 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -4,000 31,278 -11.34 5.49 -21,960 171,716
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
M - Exercise -8,000 16,000 -33.33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,000 38,246 26.45
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
A - Award 9,600 480,824 2.04
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy)
A - Award 14,500 471,224 3.17
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock
7,133
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock
8,500
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock
6,000
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock
393
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)