Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF
US ˙ NYSE

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Kenneth P Malvey. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Kenneth P Malvey reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NDP / Tortoise Energy Independence Fund, Inc. 616
US:TYG / Tortoise Energy Infrastructure Corporation 14,635
US:TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF 119
US:NTG / Tortoise Midstream Energy Fund, Inc. 308
US:TTP / Tortoise Pipeline & Energy Fund, Inc. 246
US:TYY / Senior VP and Treasurer 0
US:TYN / Senior VP and Treasurer 0
US:TTO / Senior VP 6,750
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Kenneth P Malvey. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF Insider Trades
Vendas Internas TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2013-02-14 TPZ MALVEY KENNETH P 335 26.6200 335 26.6200 8,918 243 23.9900 -880 -9.87

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF Insider Trades
Compras Internas TYG / Tortoise Energy Infrastructure Corporation - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2017-12-01 TYG MALVEY KENNETH P 226 26.2200 56 104.8800 5,914 53 128.52 1,283 21.70
2017-12-01 TYG MALVEY KENNETH P 76 26.2200 19 104.8800 1,991
2017-09-01 TYG MALVEY KENNETH P 201 28.8200 50 115.2800 5,782
2017-09-01 TYG MALVEY KENNETH P 68 28.8200 17 115.2800 1,947
2016-12-01 TYG MALVEY KENNETH P 176 31.0100 44 124.0400 5,447
2016-12-01 TYG MALVEY KENNETH P 59 31.0100 15 124.0400 1,834
2016-09-01 TYG MALVEY KENNETH P 175 30.4600 44 121.8400 5,333
2016-09-01 TYG MALVEY KENNETH P 59 30.4600 15 121.8400 1,796
2016-06-01 TYG MALVEY KENNETH P 185 28.2500 46 113.0000 5,213
2016-06-01 TYG MALVEY KENNETH P 62 28.2500 16 113.0000 1,755
2016-03-01 TYG MALVEY KENNETH P 202 25.1000 51 100.4000 5,080
2016-03-01 TYG MALVEY KENNETH P 68 25.1000 17 100.4000 1,711
2015-12-07 TYG MALVEY KENNETH P 500 21.7200 125 86.8800 10,860
2015-12-04 TYG MALVEY KENNETH P 500 23.9500 125 95.8000 11,975
2015-12-04 TYG MALVEY KENNETH P 500 24.1400 125 96.5600 12,070
2015-12-03 TYG MALVEY KENNETH P 500 24.6100 125 98.4400 12,305
2015-12-01 TYG MALVEY KENNETH P 137 26.7800 34 107.1200 3,680
2015-12-01 TYG MALVEY KENNETH P 62 26.7800 16 107.1200 1,670

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
Vendas Internas TYG / Tortoise Energy Infrastructure Corporation - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em TPZ / Tortoise Capital Series Trust - Tortoise Electrification Infrastructure ETF. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2017-12-20 TYG MALVEY KENNETH P 1 25.8700 0 103.4800 21 365 77.32 -20 -100.00
2013-02-14 TYG MALVEY KENNETH P 100 44.3800 25 177.5200 4,438
2013-02-14 TYG MALVEY KENNETH P 23 44.3300 6 177.3200 1,020

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Kenneth P Malvey conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 21 616 3.45 12.69 261 7,820
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 220 6,596 3.45 12.69 2,790 83,705
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 242 7,259 3.45 12.69 3,071 92,114
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 20 596 3.42 12.81 252 7,631
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 211 6,376 3.42 12.81 2,698 81,679
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 232 7,017 3.42 12.81 2,969 89,885
2018-01-08 2017-12-20 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -1 14,635 -0.01 25.87 -21 378,600
2018-01-08 2017-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 76 3,116 2.50 26.22 1,991 81,714
2018-01-08 2017-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 226 14,636 1.57 26.22 5,914 383,743
2018-01-08 2017-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 68 3,041 2.27 28.82 1,947 87,629
2018-01-08 2017-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 201 14,270 1.43 28.82 5,782 411,269
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.62 20.28 15 2,412
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.62 20.28 111 18,087
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.62 20.28 111 18,087
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.30 15 2,533
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.30 110 18,997
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.30 110 18,997
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.61 20.25 15 2,408
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.61 20.25 109 18,060
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.61 20.25 109 18,060
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.31 15 2,534
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.31 109 19,006
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.31 109 19,006
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.02 14 2,500
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.02 108 18,747
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.02 108 18,747
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 7 308 2.33 18.13 127 5,591
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 28 1,225 2.33 18.13 506 22,211
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 28 1,225 2.33 18.13 506 22,211
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 5 246 2.21 18.42 98 4,536
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 762 2.21 18.42 304 14,027
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 33 1,502 2.21 18.42 599 27,676
2017-08-29 2017-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 60 2,973 2.05 31.98 1,908 95,076
2017-08-29 2017-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 177 13,946 1.29 31.98 5,667 445,984
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 17 576 3.00 14.59 245 8,404
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 179 6,166 3.00 14.59 2,618 89,956
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 197 6,785 3.00 14.59 2,881 98,994
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 115 0.57 22.18 14 2,546
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 866 0.56 22.18 108 19,198
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 866 0.56 22.18 108 19,198
2017-08-29 2017-05-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 861 0.56 22.33 107 19,220
2017-08-29 2017-05-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 861 0.56 22.33 107 19,220
2017-08-29 2017-04-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 856 0.57 22.11 106 18,925
2017-08-29 2017-04-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 856 0.57 22.11 106 18,925
2017-08-29 2017-03-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 851 0.55 22.71 106 19,329
2017-08-29 2017-03-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 851 0.55 22.71 106 19,329
2017-08-29 2017-02-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 846 0.55 22.92 105 19,401
2017-08-29 2017-02-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 846 0.55 22.92 105 19,401
2017-08-29 2017-01-03 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 842 0.55 22.69 105 19,102
2017-08-29 2017-01-03 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 842 0.55 22.69 105 19,102
2017-08-29 2016-12-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 837 0.58 21.52 104 18,018
2017-08-29 2016-12-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 837 0.58 21.52 104 18,018
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 6 301 2.19 19.29 125 5,813
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,197 2.19 19.29 495 23,094
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,197 2.19 19.29 495 23,094
2017-08-29 2017-03-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,172 2.04 20.75 485 24,309
2017-08-29 2017-03-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,172 2.04 20.75 485 24,309
2017-08-29 2016-12-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,148 2.18 19.35 475 22,217
2017-08-29 2016-12-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,148 2.18 19.35 475 22,217
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 5 241 2.03 20.07 96 4,836
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 745 2.03 20.07 298 14,953
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 29 1,470 2.03 20.07 587 29,502
2017-08-29 2017-03-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 730 1.89 21.58 292 15,758
2017-08-29 2017-03-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 27 1,441 1.89 21.58 576 31,091
2017-08-29 2016-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 717 1.86 21.93 287 15,717
2017-08-29 2016-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 26 1,414 1.86 21.93 566 31,009
2017-05-02 2017-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 54 2,913 1.87 34.94 1,873 101,791
2017-05-02 2017-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 159 13,660 1.18 34.94 5,562 477,274
2017-05-02 2017-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 154 5,986 2.64 16.59 2,551 99,310
2017-05-02 2017-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 169 6,588 2.64 16.59 2,808 109,288
2017-01-13 2016-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 155 5,832 2.74 15.99 2,484 93,259
2017-01-13 2016-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 171 6,418 2.74 15.99 2,733 102,629
2017-01-13 2016-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 156 5,677 2.82 15.51 2,415 88,051
2017-01-13 2016-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 171 6,247 2.82 15.51 2,658 96,897
2017-01-13 2016-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 173 5,521 3.23 13.55 2,339 74,814
2017-01-13 2016-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 190 6,076 3.23 13.55 2,574 82,330
2017-01-13 2016-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 229 5,349 4.47 9.79 2,240 52,363
2017-01-13 2016-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 252 5,886 4.47 9.79 2,465 57,624
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 2 59 3.29 13.30 25 783
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 163 5,120 3.29 13.30 2,169 68,094
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 179 5,634 3.29 13.30 2,387 74,935
2017-01-13 2016-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 59 2,860 2.11 31.01 1,834 88,680
2017-01-13 2016-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 176 13,403 1.33 31.01 5,447 415,623
2017-01-13 2016-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 59 2,801 2.15 30.46 1,796 85,305
2017-01-13 2016-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 175 13,119 1.35 30.46 5,333 399,608
2017-01-13 2016-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 62 2,742 2.32 28.25 1,755 77,451
2017-01-13 2016-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 185 12,740 1.47 28.25 5,213 359,915
2017-01-13 2016-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 68 2,679 2.61 25.10 1,711 67,255
2017-01-13 2016-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 202 12,556 1.64 25.10 5,080 315,151
2017-01-13 2015-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 62 2,611 2.45 26.78 1,670 69,932
2017-01-13 2015-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 137 12,240 1.14 26.78 3,680 327,794
2017-01-13 2016-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.60 20.84 103 17,348
2017-01-13 2016-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.60 20.84 103 17,348
2017-01-13 2016-10-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.56 22.31 103 18,571
2017-01-13 2016-10-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.56 22.31 103 18,571
2017-01-13 2016-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.57 21.60 102 17,980
2017-01-13 2016-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.57 21.60 102 17,980
2017-01-13 2016-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.91 102 16,573
2017-01-13 2016-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.91 102 16,573
2017-01-13 2016-07-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.60 101 16,315
2017-01-13 2016-07-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.60 101 16,315
2017-01-13 2016-06-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.85 100 15,691
2017-01-13 2016-06-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.85 100 15,691
2017-01-13 2016-05-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.88 100 15,716
2017-01-13 2016-05-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.88 100 15,716
2017-01-13 2016-04-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.70 17.10 99 14,234
2017-01-13 2016-04-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.70 17.10 99 14,234
2017-01-13 2016-03-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.85 15.39 108 12,811
2017-01-13 2016-03-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.85 15.39 108 12,811
2017-01-13 2016-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.86 15.02 107 12,503
2017-01-13 2016-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.86 15.02 107 12,503
2017-01-13 2016-01-04 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.77 16.73 106 13,926
2017-01-13 2016-01-04 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.77 16.73 106 13,926
2017-01-13 2015-12-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.69 18.55 105 15,441
2017-01-13 2015-12-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.69 18.55 105 15,441
2017-01-13 2016-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,124 2.12 19.89 465 22,349
2017-01-13 2016-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,124 2.12 19.89 465 22,349
2017-01-13 2016-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,124 2.29 18.10 454 20,337
2017-01-13 2016-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,124 2.29 18.10 454 20,337
2017-01-13 2016-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 27 1,124 2.47 16.33 443 18,348
2017-01-13 2016-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 27 1,124 2.47 16.33 443 18,348
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 1 0 -100.00 16.31 23
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,124 2.41 16.31 432 18,326
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,124 2.41 16.31 432 18,326
2017-01-13 2016-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 704 2.07 19.68 281 13,847
2017-01-13 2016-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 28 1,388 2.07 19.68 554 27,320
2017-01-13 2016-06-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 704 2.30 17.37 274 12,221
2017-01-13 2016-06-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 31 1,388 2.30 17.37 541 24,114
2017-01-13 2016-03-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 21 704 3.07 12.67 266 8,915
2017-01-13 2016-03-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 41 1,388 3.07 12.67 525 17,589
2017-01-13 2015-12-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 704 2.38 17.47 286 12,292
2017-01-13 2015-12-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 32 1,388 2.38 17.47 565 24,252
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.66 20.94 105 16,026
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.66 20.94 14 2,137
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.66 20.94 105 16,026
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.72 18.96 104 14,511
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.72 18.96 14 1,935
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.72 18.96 104 14,511
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.64 21.20 103 16,225
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.64 21.20 14 2,163
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.64 21.20 103 16,225
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 22 1,022 2.16 19.60 422 20,022
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 2 257 0.85 19.60 42 5,040
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 22 1,022 2.16 19.60 422 20,022
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 4 206 2.13 21.15 91 4,351
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 636 2.13 21.15 280 13,455
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 26 1,255 2.13 21.15 553 26,547
2015-12-08 2015-12-07 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 11,983 4.35 21.72 10,860 260,279
2015-12-04 2015-12-03 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 10,483 5.01 24.61 12,305 257,996
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 5 265 1.82 35.76 169 9,467
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 46 2,549 1.82 35.76 1,627 91,152
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 100 9,983 1.01 35.76 3,587 357,006
2015-12-04 2015-12-04 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 11,483 4.55 24.14 12,070 277,209
2015-12-04 2015-12-04 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 10,983 4.77 23.95 11,975 263,052
2015-10-05 2015-10-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 200 463 76.02 12.56 2,512 5,816
2015-10-05 2015-10-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,325 5,455 32.08 12.57 16,655 68,566
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 122 4,130 3.05 14.36 1,753 59,303
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 147 4,957 3.05 14.36 2,104 71,179
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 8 263 3.05 14.36 112 3,778
2015-08-27 2015-08-25 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		P - Purchase 55 255 27.50 18.55 1,020 4,730
2015-08-27 2015-08-25 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		P - Purchase 100 200 100.00 18.54 1,854 3,708
2015-08-04 2015-08-04 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		P - Purchase 500 623 406.83 22.63 11,315 14,096
2015-08-04 2015-08-04 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		P - Purchase 140 201 227.83 22.62 3,167 4,557
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 20 1,229 1.63 27.65 544 33,982
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 61 1.63 27.65 27 1,699
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 123 1.63 27.65 54 3,398
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 60 1.54 29.19 27 1,765
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 121 1.54 29.19 54 3,530
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,209 1.54 29.19 536 35,300
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 60 1.29 31.64 24 1,884
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 119 1.29 31.64 48 3,768
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 1,191 1.29 31.64 479 37,682
2015-08-04 2015-08-04 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 400 4,008 11.09 16.23 6,492 65,045
2015-08-04 2015-08-04 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 200 255 361.55 16.24 3,248 4,146
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 55 2.25 19.47 24 1,077
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 106 4,810 2.25 19.47 2,059 93,655
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 79 3,608 2.25 19.47 1,544 70,241
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 54 2.07 21.12 23 1,143
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 95 4,704 2.07 21.12 2,016 99,359
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 72 3,528 2.07 21.12 1,512 74,519
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 53 2.08 21.02 23 1,114
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 94 4,609 2.08 21.02 1,975 96,882
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 70 3,457 2.08 21.02 1,482 72,662
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 924 9,678 10.56
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 1,420 9,678 17.20
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 65 260 33.33
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 74 260 39.78
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 374 2,503 17.56
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 53 3,386 1.60 27.33 1,458 92,547
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.60 27.33 22 1,419
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,515 1.60 27.33 1,945 123,397
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 54 3,386 1.61 26.80 1,435 90,753
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.61 26.80 22 1,392
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,515 1.61 26.80 1,913 121,004
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,386 1.72 24.60 1,410 83,303
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.72 24.60 22 1,277
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 76 4,515 1.72 24.60 1,880 111,071
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,386 1.73 24.11 1,385 81,644
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.73 24.11 21 1,252
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 77 4,515 1.73 24.11 1,846 108,858
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 1,176 1.11 36.66 474 43,106
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.11 36.66 24 2,155
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 118 1.11 36.66 47 4,311
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 1,176 1.22 33.16 468 38,991
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.22 33.16 23 1,950
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 118 1.22 33.16 47 3,899
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,176 1.37 29.15 462 34,275
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.37 29.15 23 1,714
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 118 1.37 29.15 46 3,428
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,176 1.41 27.86 455 32,759
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.41 27.86 23 1,638
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 118 1.41 27.86 45 3,276
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -1,235 0 -100.00
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -100 0 -100.00
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -500 0 -100.00
2014-12-19 2014-06-23 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		J - Other -2,175 0 -100.00
2014-12-19 2014-06-23 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		J - Other -100 0 -100.00
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,165 1.82 24.07 1,360 76,173
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 75 4,220 1.82 24.07 1,813 101,565
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.82 24.07 21 1,168
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 53 3,165 1.72 24.99 1,337 79,085
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,220 1.72 24.99 1,782 105,447
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.72 24.99 20 1,213
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 55 3,165 1.76 24.01 1,313 75,984
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 73 4,220 1.76 24.01 1,750 101,311
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.76 24.01 20 1,165
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.49 27.46 22 1,533
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.48 27.46 45 3,066
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,117 1.48 27.46 448 30,662
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.37 29.23 22 1,632
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.37 29.23 44 3,264
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 1,117 1.37 29.23 442 32,639
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.45 27.23 22 1,520
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.45 27.23 44 3,041
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,117 1.45 27.23 436 30,405
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.60 24.35 21 1,359
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.60 24.35 43 2,719
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,117 1.60 24.35 428 27,190
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -200 0 -100.00 27.50 -5,500
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -2,701 200 -93.11 27.44 -74,115 5,488
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -100 2,901 -3.33 27.48 -2,748 79,719
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -100 3,001 -3.22 27.46 -2,746 82,407
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -300 3,101 -8.82 27.45 -8,235 85,122
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -440 3,401 -11.46 27.49 -12,096 93,493
2013-02-15 2013-02-14 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		S - Sale -335 0 -100.00 26.62 -8,918
2013-02-15 2013-01-31 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 335 0.30 26.76 27 8,965
2013-02-15 2013-02-14 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		S - Sale -124 0 -100.00 28.97 -3,592
2013-02-15 2013-02-14 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -23 0 -100.00 44.33 -1,020
2013-02-15 2013-02-14 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -100 23 -81.30 44.38 -4,438 1,021
2013-01-08 2012-09-04 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 40.44 40 4,974
2013-01-08 2012-06-01 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 37.01 37 4,552
2013-01-08 2012-03-01 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 41.94 42 5,159
2013-01-08 2012-08-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.55 26 8,534
2013-01-08 2012-07-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.62 26 8,557
2013-01-08 2012-06-29 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.20 25 8,417
2013-01-08 2012-05-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 24.02 24 8,023
2013-01-08 2012-04-30 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.04 25 8,363
2013-01-08 2012-03-30 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.38 25 8,477
2013-01-08 2012-02-29 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 26.08 26 8,711
2013-01-08 2012-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.73 26 8,594
2013-01-08 2012-09-04 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 59 3,841 1.56 26.42 1,559 101,479
2013-01-08 2012-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 61 3,841 1.61 25.00 1,525 96,025
2013-01-08 2012-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 55 3,841 1.45 27.11 1,491 104,130
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 17 1,052 1.64 24.90 422 26,184
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.64 24.90 21 1,309
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.64 24.90 42 2,618
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,052 1.78 22.47 413 23,629
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.78 22.47 21 1,181
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.78 22.47 41 2,363
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,052 1.57 24.99 406 26,279
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.57 24.99 20 1,314
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.57 24.99 41 2,628
2012-12-28 2012-12-28 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 3,000 50.00 21.40 21,400 64,200
2012-12-28 2012-12-28 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 2,000 4,000 100.00 21.46 42,920 85,840
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 2,000 2,000 21.50 43,000 43,000
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 46 46 21.60 994 994
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 2,000 100.00 21.45 21,450 42,900
2012-07-31 2012-07-31 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 1,000 25.00 25,000 25,000
2012-07-30 3 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		0
2012-01-13 2011-09-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 20 6,750 0.29 8.17 160 55,149
2012-01-13 2011-06-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 18 6,750 0.27 8.55 158 57,714
2012-01-13 2011-03-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 18 6,750 0.27 8.49 156 57,309
2012-01-13 2010-12-01 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 21 6,750 0.31 7.33 154 49,479
2011-10-27 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		0
2010-08-02 3 NTG TORTOISE MLP FUND, INC.
Common Shares 		0
2009-07-28 3 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		0
2007-02-06 3 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		1,392
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)