Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Douglas B Petno. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Douglas B Petno reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:JPM / JPMorgan Chase & Co. Co-CEO CIB 224,619
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Douglas B Petno. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Douglas B Petno conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-05-15 2026-05-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -5,659 224,619 -2.46 300.05 -1,697,983 67,396,931
2026-05-15 2026-05-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift 135,027 135,027
2026-05-15 2026-05-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -135,027 230,278 -36.96
2026-04-15 2026-04-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -5,660 381,807 -1.46 306.58 -1,735,219 117,052,786
2026-03-27 2026-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -28,009 387,467 -6.74 295.04 -8,263,641 114,318,264
2026-03-27 2026-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 50,648 415,476 13.88
2026-02-17 2026-02-17 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,487 364,828 -0.95 306.40 -1,068,429 111,784,576
2026-01-22 2026-01-21 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -811 368,315 -0.22
2026-01-16 2026-01-16 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,487 369,126 -0.94 312.80 -1,090,728 115,461,985
2026-01-15 2026-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -16,027 372,613 -4.12 318.72 -5,108,045 118,757,352
2026-01-15 2026-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 14,215 388,640 3.80
2026-01-15 2026-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 15,761 374,425 4.39
2025-11-05 2025-11-04 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -809 358,664 -0.23
2025-07-28 2025-07-25 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,682 351,973 -0.48
2025-05-15 2025-05-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -10,141 353,655 -2.79 266.89 -2,706,562 94,388,044
2025-03-27 2025-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -25,092 355,727 -6.59 249.72 -6,265,984 88,833,000
2025-03-27 2025-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 45,374 380,819 13.53
2025-02-19 2025-02-18 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,490 335,445 -1.03 278.41 -971,646 93,390,773
2025-01-16 3 JPM JPMORGAN CHASE & CO
Common Stock
342,426
2025-01-16 3 JPM JPMORGAN CHASE & CO
Common Stock
35,538
2025-01-16 3 JPM JPMORGAN CHASE & CO
Common Stock
50,488
2025-01-16 2025-01-16 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,491 338,935 -1.02 253.96 -886,565 86,075,051
2024-02-16 2024-02-16 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,266 289,773 -1.11 178.99 -584,586 51,866,904
2024-02-13 2024-02-12 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -2,875 293,039 -0.97
2024-01-16 2024-01-16 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -3,267 295,914 -1.09 166.70 -544,596 49,327,680
2024-01-16 2024-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -14,137 299,181 -4.51 172.60 -2,440,117 51,640,137
2024-01-16 2024-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 13,249 313,318 4.42
2024-01-16 2024-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 13,956 300,069 4.88
2023-10-25 2023-10-23 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -678 286,113 -0.24
2023-08-11 2023-08-08 4/A JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -638 276,523 -0.23
2023-08-09 2023-08-09 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -638 276,523 -0.23
2023-06-15 2023-06-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -4,930 277,161 -1.75 142.16 -700,864 39,402,039
2023-05-16 2023-05-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -4,932 282,091 -1.72 134.90 -665,331 38,054,302
2023-03-28 2023-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -24,403 259,605 -8.59 124.40 -3,035,659 32,293,564
2023-03-28 2023-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 44,128 284,008 18.40
2023-02-15 2023-02-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -2,849 239,880 -1.17
2023-01-17 2023-01-17 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -11,644 242,729 -4.58 140.30 -1,633,697 34,055,801
2023-01-17 2023-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -13,668 254,373 -5.10 139.14 -1,901,834 35,394,731
2023-01-17 2023-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 13,249 268,041 5.20
2023-01-17 2023-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 13,430 254,792 5.56
2022-11-14 2022-11-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,510 241,362 -0.62
2022-11-14 2022-11-10 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -5,139 242,872 -2.07 135.01 -693,831 32,790,853
2022-10-27 2022-10-26 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -5,139 248,011 -2.03 125.02 -642,456 31,005,269
2022-10-19 2022-10-18 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -5,140 253,150 -1.99 120.05 -617,055 30,390,556
2022-03-29 2022-03-25 4 JPM JPMORGAN CHASE & CO
Performance Share Units
M - Exercise -58,586 0 -100.00
2022-03-29 2022-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -32,399 389,807 -7.67 141.99 -4,600,334 55,348,696
2022-03-29 2022-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 58,586 422,206 16.11
2022-03-17 2022-03-15 4 JPM JPMORGAN CHASE & CO
Performance Share Units
A - Award 58,586 58,586
2022-01-20 2022-01-18 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 27,912 27,912
2022-01-14 2022-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -13,430 13,430 -50.00
2022-01-14 2022-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -17,905 0 -100.00
2022-01-14 2022-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -16,406 363,620 -4.32 168.85 -2,770,153 61,397,237
2022-01-14 2022-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 13,430 380,026 3.66
2022-01-14 2022-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 17,905 366,596 5.13
2021-11-18 2021-11-01 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,171 348,691 -0.33
2021-11-18 2021-10-26 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift 23,669 23,669
2021-11-18 2021-10-26 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -23,669 349,862 -6.34
2021-04-15 2021-04-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -11,512 373,531 -2.99 150.90 -1,737,158 56,365,753
2021-03-26 2021-03-25 4 JPM JPMORGAN CHASE & CO
Performance Share Units
M - Exercise -49,220 0 -100.00
2021-03-26 2021-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -26,195 385,043 -6.37 151.15 -3,959,443 58,199,249
2021-03-26 2021-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 49,220 411,238 13.60
2021-03-18 2021-03-16 4 JPM JPMORGAN CHASE & CO
Performance Share Units
A - Award 49,220 49,220
2021-01-29 2021-01-29 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -22,011 362,018 -5.73 129.84 -2,857,833 47,003,186
2021-01-21 2021-01-19 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 26,498 26,498
2021-01-15 2021-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -17,904 17,905 -50.00
2021-01-15 2021-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -15,034 0 -100.00
2021-01-15 2021-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -16,494 384,029 -4.12 139.44 -2,300,006 53,550,924
2021-01-15 2021-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 15,034 400,523 3.90
2021-01-15 2021-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 17,904 385,489 4.87
2021-01-15 2020-10-26 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,971 354,426 -0.55
2020-03-27 2020-03-25 4 JPM JPMORGAN CHASE & CO
Performance Share Units
M - Exercise -58,959 0 -100.00
2020-03-27 2020-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -31,378 343,397 -8.37 89.84 -2,819,186 30,852,503
2020-03-27 2020-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 58,959 374,775 18.67
2020-03-19 2020-03-17 4 JPM JPMORGAN CHASE & CO
Performance Share Units
A - Award 58,959 58,959
2020-01-27 2020-01-27 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -62,085 304,669 -16.93 131.94 -8,191,756 40,199,307
2020-01-23 2020-01-21 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 26,860 26,860
2020-01-15 2020-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -15,033 15,034 -50.00
2020-01-15 2020-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -18,250 0 -100.00
2020-01-15 2020-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -16,652 354,425 -4.49 136.48 -2,272,623 48,371,038
2020-01-15 2020-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 15,033 371,077 4.22
2020-01-15 2020-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 18,250 356,044 5.40
2019-11-07 2019-11-06 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -75,000 0 -100.00
2019-11-07 2019-11-06 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -52,564 337,794 -13.47 129.21 -6,791,794 43,646,363
2019-11-07 2019-11-06 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 75,000 390,358 23.78 46.58 3,493,500 18,182,876
2019-10-24 2019-10-22 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,612 315,358 -0.51
2019-10-18 2019-10-16 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise X -75,000 75,000 -50.00
2019-10-18 2019-10-16 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -53,534 316,970 -14.45 120.00 -6,424,080 38,036,400
2019-10-18 2019-10-16 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 75,000 370,504 25.38 46.58 3,493,500 17,258,076
2019-09-16 2019-09-13 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise X -75,000 150,000 -33.33
2019-09-16 2019-09-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -53,583 295,504 -15.35 119.58 -6,407,187 35,334,891
2019-09-16 2019-09-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 75,000 349,087 27.36 46.58 3,493,500 16,260,472
2019-09-11 2019-09-10 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise X -75,000 225,000 -25.00
2019-09-11 2019-09-10 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -53,944 274,087 -16.44 116.50 -6,284,406 31,930,779
2019-09-11 2019-09-10 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 75,000 328,031 29.64 46.58 3,493,500 15,279,684
2019-04-16 2019-04-15 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise X -78,452 300,000 -20.73
2019-04-16 2019-04-15 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -57,285 183,798 -23.76 110.06 -6,304,787 20,228,808
2019-04-16 2019-04-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -18,303 241,083 -7.06 109.74 -2,008,544 26,456,087
2019-04-16 2019-04-15 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 78,452 259,386 43.36 46.58 3,654,294 12,082,200
2019-03-27 2019-03-25 4 JPM JPMORGAN CHASE & CO
Performance Share Units
M - Exercise -78,255 0 -100.00
2019-03-27 2019-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -41,648 166,142 -20.04 99.33 -4,136,857 16,502,885
2019-03-27 2019-03-25 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 78,255 207,790 60.41
2019-03-21 2019-03-19 4 JPM JPMORGAN CHASE & CO
Performance Share Units
A - Award 78,255 78,255
2019-01-29 2019-01-29 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -11,659 129,535 -8.26 105.00 -1,224,205 13,601,292
2019-01-17 2019-01-15 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 35,809 35,809
2019-01-16 2019-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -18,249 18,250 -50.00
2019-01-16 2019-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -24,241 0 -100.00
2019-01-16 2019-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -19,170 128,282 -13.00 99.56 -1,908,565 12,771,756
2019-01-16 2019-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 18,249 147,452 14.12
2019-01-16 2019-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 24,241 129,203 23.10
2018-11-15 2018-11-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -915 104,962 -0.86
2018-01-18 2018-01-16 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 30,067 30,067
2018-01-17 2018-01-16 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -48,344 37,499 -56.32 112.22 -5,425,140 4,208,119
2018-01-17 2018-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -24,240 24,241 -50.00
2018-01-17 2018-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -44,271 0 -100.00
2018-01-17 2018-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -32,224 85,843 -27.29 111.84 -3,604,093 9,601,110
2018-01-17 2018-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 24,240 118,067 25.83
2018-01-17 2018-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 44,271 93,827 89.34
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -25,000 0 -100.00
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -20,000 0 -100.00
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -15,000 0 -100.00
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -73,116 0 -100.00
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -91,486 84,448 -52.00 100.48 -9,192,056 8,484,913
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 15,000 175,934 9.32 44.29 664,350 7,792,117
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 20,000 160,934 14.19 19.49 389,800 3,136,604
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 25,000 140,934 21.56 43.20 1,080,000 6,088,349
2017-10-26 2017-10-24 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 73,116 115,934 170.76 35.61 2,603,661 4,128,410
2017-02-15 2017-02-14 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,125 28,973 -3.74
2017-01-19 2017-01-18 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -21,532 86,338 -19.96 83.67 -1,801,649 7,224,168
2017-01-19 2017-01-17 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 36,499 36,499
2017-01-18 2017-01-17 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -6,728 107,870 -5.87 84.16 -566,195 9,077,800
2017-01-18 2017-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -44,270 44,271 -50.00
2017-01-18 2017-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -40,173 0 -100.00
2017-01-18 2017-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -41,513 114,598 -26.59 87.14 -3,617,235 9,985,497
2017-01-18 2017-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 40,173 156,111 34.65
2017-01-18 2017-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 44,270 115,938 61.77
2016-11-14 2016-11-09 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise X -75,000 0 -100.00
2016-11-14 2016-11-09 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -61,545 71,668 -46.20 72.74 -4,476,476 5,212,772
2016-11-14 2016-11-09 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise X 75,000 133,213 128.84 45.79 3,434,250 6,099,823
2016-08-11 2016-08-10 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1 41,036 0.00
2016-08-11 2016-08-09 4 JPM JPMORGAN CHASE & CO
Common Stock
I - Other -2,434 0 -100.00 65.87 -160,335
2016-01-29 2016-01-29 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -10,566 118,955 -8.16 59.00 -623,409 7,018,510
2016-01-21 2016-01-20 4 JPM JPMORGAN CHASE & CO
Common Stock
G - Gift -1,805 129,521 -1.37
2016-01-21 2016-01-20 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -10,566 131,326 -7.45 55.71 -588,584 7,315,579
2016-01-21 2016-01-19 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 48,481 48,481
2016-01-15 2016-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -40,173 40,173 -50.00
2016-01-15 2016-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -41,864 0 -100.00
2016-01-15 2016-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -39,870 141,892 -21.94 58.29 -2,324,122 8,271,238
2016-01-15 2016-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 40,173 181,762 28.37
2016-01-15 2016-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 41,864 141,589 41.98
2015-01-22 2015-01-20 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 88,541 88,541
2015-01-15 2015-01-15 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -17,378 176,468 -8.96 55.37 -962,244 9,771,284
2015-01-15 2015-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -41,863 41,864 -50.00
2015-01-15 2015-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -42,972 0 -100.00
2015-01-15 2015-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -41,344 193,846 -17.58 59.04 -2,440,743 11,443,703
2015-01-15 2015-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 41,863 235,190 21.65
2015-01-15 2015-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 42,972 193,327 28.58
2014-04-16 2014-04-14 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -21,110 150,283 -12.32 54.91 -1,159,133 8,251,943
2014-01-29 2014-01-27 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -21,110 171,370 -10.97 55.26 -1,166,446 9,469,134
2014-01-24 2014-01-22 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 80,346 80,346
2014-01-22 2014-01-17 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -80,000 20,000 -80.00
2014-01-22 2014-01-17 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -54,136 192,480 -21.95 58.63 -3,173,994 11,285,084
2014-01-22 2014-01-17 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 80,000 246,616 48.01 19.49 1,559,200 4,806,540
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -42,971 42,972 -50.00
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -36,616 0 -100.00
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -38,597 166,616 -18.81 58.10 -2,242,486 9,680,371
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 36,616 205,213 21.72
2014-01-15 2014-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 42,971 168,597 34.21
2013-10-22 2013-10-21 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
M - Exercise -7,508 0 -100.00
2013-10-22 2013-10-21 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -6,545 125,601 -4.95 54.37 -355,852 6,828,900
2013-10-22 2013-10-21 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 7,508 132,146 6.02 39.96 300,020 5,280,535
2013-01-18 2013-01-17 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
A - Award 378,452 378,452
2013-01-18 2013-01-17 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 83,727 83,727
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -36,615 36,616 -50.00
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -41,151 0 -100.00
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -36,997 124,572 -22.90 45.81 -1,694,833 5,706,633
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 36,615 161,569 29.30
2013-01-16 2013-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 41,151 124,954 49.10
2012-09-14 2012-09-14 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -15,337 83,778 -15.47 42.00 -644,188 3,518,881
2012-09-12 2012-09-12 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale -15,337 99,115 -13.40 40.04 -614,058 3,968,356
2012-08-21 2012-08-21 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -15,337 114,425 -11.82 38.00 -582,827 4,348,304
2012-08-06 2012-08-06 4 JPM JPMORGAN CHASE & CO
Common Stock
S - Sale X -15,338 129,762 -10.57 36.24 -555,878 4,702,816
2012-01-20 2012-01-18 4 JPM JPMORGAN CHASE & CO
Stock Appreciation Rights
A - Award 73,116 73,116
2012-01-20 2012-01-18 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
A - Award 85,943 85,943
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -41,151 41,151 -50.00
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Restricted Stock Units
M - Exercise -44,137 0 -100.00
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
F - Taxes -36,572 145,055 -20.14 35.52 -1,299,220 5,153,070
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 41,151 181,627 29.29
2012-01-18 2012-01-13 4 JPM JPMORGAN CHASE & CO
Common Stock
M - Exercise 44,137 140,476 45.81
2012-01-18 3 JPM JPMORGAN CHASE & CO
Common Stock
96,339
2012-01-18 3 JPM JPMORGAN CHASE & CO
Common Stock
2,169
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)