Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Rajiv Ramaswami. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Rajiv Ramaswami reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NTNX / Nutanix, Inc. Chief Executive Officer, Director 574,879
US:NPTN / NeoPhotonics Corporation Director 0
US:VMW / Vmware Inc. - Class A COO, Products & Cloud Services 44,572
US:BRCM / Broadcom Corporation Former EVP&GM, ING 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Rajiv Ramaswami. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Rajiv Ramaswami conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-03-17 2026-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -23,428 574,879 -3.92 39.29 -920,486 22,586,996
2026-03-17 2026-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,830 598,307 1.50
2026-03-17 2026-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,507 589,477 1.46
2026-03-17 2026-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,885 580,970 2.81
2026-03-17 2026-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,207 565,085 3.14
2025-12-17 2025-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -27,157 547,878 -4.72 47.76 -1,297,018 26,166,653
2025-12-17 2025-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,830 575,035 1.56
2025-12-17 2025-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,507 566,205 1.53
2025-12-17 2025-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 557,698 2.93
2025-12-17 2025-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 541,814 3.28
2025-10-03 2025-10-02 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -39,394 524,608 -6.98 76.87 -3,028,158 40,325,830
2025-10-03 2025-10-02 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -105,313 564,002 -15.73 76.26 -8,031,043 43,010,116
2025-09-17 2025-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -175,811 669,225 -20.81 78.21 -13,750,178 52,340,087
2025-09-17 2025-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,508 845,036 1.02
2025-09-17 2025-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 836,528 1.94
2025-09-17 2025-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 820,644 2.14
2025-09-17 2025-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 803,438 1.09
2025-08-26 2025-08-25 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 45,372 794,810 6.05
2025-08-26 2025-08-25 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 84,717 749,438 12.74
2025-08-26 2025-08-25 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 146,160 664,721 28.19
2025-06-27 2025-06-26 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -1,925 518,561 -0.37 75.00 -144,375 38,892,075
2025-06-17 2025-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -27,050 520,486 -4.94 72.13 -1,951,116 37,542,655
2025-06-17 2025-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,507 547,536 1.58
2025-06-17 2025-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,885 539,029 3.04
2025-06-17 2025-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,207 523,144 3.40
2025-06-17 2025-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 505,937 1.73
2025-05-14 2025-05-13 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -61,057 497,309 -10.93 79.00 -4,823,503 39,287,411
2025-03-25 2025-03-24 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -7,740 558,366 -1.37 75.00 -580,500 41,877,450
2025-03-18 2025-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -24,903 565,785 -4.22 69.47 -1,730,011 39,305,084
2025-03-18 2025-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,507 590,688 1.46
2025-03-18 2025-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 582,181 2.80
2025-03-18 2025-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 566,297 3.13
2025-03-18 2025-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 549,091 1.60
2025-02-06 2024-12-15 4/A NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -71,134 700,216 -9.22 66.05 -4,698,401 46,249,267
2025-02-06 2025-02-04 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -95,852 540,463 -15.06 70.00 -6,709,640 37,832,410
2024-12-17 2024-12-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -16,102 649,034 -2.42 66.26 -1,066,872 43,003,111
2024-12-17 2024-12-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -47,799 665,136 -6.70 65.72 -3,141,154 43,710,011
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -58,415 712,935 -7.57 66.05 -3,858,311 47,089,357
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,507 771,350 1.12
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,885 762,843 2.13
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 746,958 2.36
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 729,752 1.20
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 721,124 8.82
2024-12-17 2024-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 662,677 3.70
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -269,595 639,014 -29.67 59.06 -15,922,281 37,740,167
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 908,609 1.78
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,207 892,725 1.97
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 875,518 1.00
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,446 866,890 7.23
2024-09-17 2024-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 808,444 3.02
2024-08-27 2024-08-26 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 84,717 784,781 12.10
2024-08-27 2024-08-26 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 91,768 700,064 15.09
2024-08-27 2024-08-26 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 201,251 608,296 49.44
2024-06-18 2024-06-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -1,162 407,045 -0.28 54.52 -63,350 22,191,320
2024-06-18 2024-06-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -22,824 408,207 -5.30 54.17 -1,236,387 22,112,777
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -66,561 431,031 -13.38 54.01 -3,594,960 23,279,984
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,885 497,592 3.30
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 481,707 3.70
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,627 464,501 1.89
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 455,874 14.71
2024-06-18 2024-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,662 397,427 6.33
2024-03-19 2024-03-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -3,033 373,024 -0.81 63.85 -193,657 23,817,582
2024-03-19 2024-03-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -20,899 376,057 -5.26 62.93 -1,315,205 23,665,831
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -60,391 396,956 -13.20 63.14 -3,813,088 25,063,802
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 457,347 3.60
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,207 441,463 4.06
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 424,256 2.08
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,446 415,628 16.36
2024-03-19 2024-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 357,182 7.09
2023-12-18 2023-12-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -24,439 333,519 -6.83 46.05 -1,125,308 15,357,082
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -65,197 357,958 -15.41 46.32 -3,019,925 16,580,615
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 15,884 423,155 3.90
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 407,271 4.41
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 390,065 2.26
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 381,437 18.10
2023-12-18 2023-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,662 322,990 7.91
2023-12-11 2023-12-11 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -87,174 299,328 -22.55 46.04 -4,013,256 13,780,253
2023-11-14 2023-11-14 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -87,997 386,502 -18.55 40.00 -3,519,880 15,460,080
2023-10-13 2023-10-13 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -8,098 474,499 -1.68 39.21 -317,560 18,607,288
2023-09-27 2023-09-26 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -955 482,597 -0.20 35.65 -34,046 17,204,583
2023-09-27 2023-09-26 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -44,947 483,552 -8.50 35.07 -1,576,291 16,958,169
2023-09-20 2023-09-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -138,038 528,499 -20.71 33.88 -4,676,727 17,905,546
2023-09-19 2023-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 666,417 2.65
2023-09-19 2023-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 649,211 1.35
2023-09-19 2023-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,446 640,583 10.04
2023-09-19 2023-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 582,137 4.24
2023-08-30 2023-08-28 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 91,767 558,474 19.66
2023-08-30 2023-08-28 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 46,015 466,707 10.94
2023-06-20 2023-06-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -59,094 420,692 -12.32 29.10 -1,719,399 12,240,454
2023-06-20 2023-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,207 479,786 3.72
2023-06-20 2023-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 462,579 1.90
2023-06-20 2023-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 453,951 14.78
2023-06-20 2023-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 395,504 6.36
2023-03-17 2023-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
F - Taxes -47,448 370,841 -11.34 24.72 -1,172,915 9,167,190
2023-03-17 2023-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 418,289 4.29
2023-03-17 2023-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,627 401,083 2.20
2023-03-17 2023-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,446 392,456 17.50
2023-03-17 2023-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,662 334,010 7.62
2022-12-22 2022-12-21 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -986 310,348 -0.32 28.95 -28,542 8,983,581
2022-12-22 2022-12-21 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -4,014 311,334 -1.27 28.19 -113,174 8,778,000
2022-12-20 2022-12-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -60,172 315,348 -16.02 30.51 -1,835,914 9,621,614
2022-12-19 2022-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 17,206 375,520 4.80
2022-12-19 2022-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 358,314 2.47
2022-12-19 2022-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 349,686 20.07
2022-12-19 2022-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 291,239 8.84
2022-09-21 2022-09-20 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -5,000 267,576 -1.83 22.90 -114,500 6,127,490
2022-09-19 2022-09-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -65,376 272,576 -19.34 22.93 -1,499,072 6,250,168
2022-09-19 2022-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 337,952 2.62
2022-09-19 2022-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,446 329,324 21.58
2022-09-19 2022-09-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,662 270,878 9.57
2022-08-29 2022-08-25 4 NTNX Nutanix, Inc.
Class A Common Stock
A - Award 28,824 247,216 13.20
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -49,459 0 -100.00
2022-06-22 2022-06-21 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -5,000 218,392 -2.24 14.62 -73,080 3,192,039
2022-06-17 2022-06-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -50,134 223,392 -18.33 13.97 -700,372 3,120,786
2022-06-17 2022-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 273,526 3.26
2022-06-17 2022-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 264,898 28.31
2022-06-17 2022-06-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,663 206,451 12.95
2022-06-03 2022-06-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,621 49,459 10.31
2022-03-21 2022-03-18 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -5,000 182,788 -2.66 24.72 -123,584 4,517,916
2022-03-17 2022-03-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -46,233 186,835 -19.84 23.78 -1,099,421 4,442,936
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -8,628 120,790 -6.67
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -58,447 642,912 -8.33
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -23,662 260,289 -8.33
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,628 233,068 3.84
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 58,447 224,440 35.21
2022-03-17 2022-03-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 23,662 165,993 16.62
2022-03-04 2022-03-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -4,400 0 -100.00
2022-03-04 2022-03-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,400 44,838 10.88 4.50 19,800 201,771
2021-12-22 2021-12-21 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale X -5,000 142,331 -3.39 30.64 -153,201 4,361,050
2021-12-20 2021-12-16 4 NTNX Nutanix, Inc.
Class A Common Stock
S - Sale -190,685 147,331 -56.41 30.39 -5,794,231 4,476,859
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -8,627 129,418 -6.25
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -233,786 701,359 -25.00
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Restricted Stock Units
M - Exercise -94,650 283,951 -25.00
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 8,627 338,016 2.62
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 233,786 329,389 244.54
2021-12-17 2021-12-15 4 NTNX Nutanix, Inc.
Class A Common Stock
M - Exercise 94,650 95,603 9,931.79
2021-10-13 2021-10-11 4 NTNX Nutanix, Inc.
Restricted Stock Units
A - Award 138,045 138,045
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,228 0 -100.00
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,228 40,438 14.85
2021-06-03 2021-06-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 4,621 4,621
2021-06-03 2021-06-01 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 7,641 7,641
2020-12-10 2020-12-09 4 NTNX Nutanix, Inc.
Restricted Stock Units
A - Award 703,117 1,081,718 185.71
2020-12-10 2020-12-09 4 NTNX Nutanix, Inc.
Restricted Stock Units
A - Award 378,601 378,601
2020-12-02 2020-11-30 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -120 0 -100.00
2020-12-02 2020-11-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 120 35,210 0.34 7.50 900 264,075
2020-11-27 2020-11-24 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -2,490 44,572 -5.29 150.00 -373,500 6,685,800
2020-11-03 2020-11-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -2,449 47,062 -4.95 128.73 -315,260 6,058,291
2020-10-09 2020-10-08 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -3,173 49,511 -6.02 150.00 -475,950 7,426,650
2020-10-05 2020-10-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -3,123 52,684 -5.60 144.70 -451,898 7,623,375
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 5,228 5,228
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,854 0 -100.00
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,854 35,090 44.78
2020-06-04 2020-06-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 8,960 8,960
2020-05-05 2020-05-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -2,109 55,734 -3.65 125.55 -264,785 6,997,404
2020-05-05 2020-05-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -9,753 57,843 -14.43 124.87 -1,217,857 7,222,855
2020-05-05 2020-05-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -3,000 67,596 -4.25 123.68 -371,040 8,360,273
2020-05-05 2020-05-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -14,615 70,596 -17.15 125.34 -1,831,844 8,848,503
2020-04-03 2020-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -11,255 85,211 -11.67 117.03 -1,317,173 9,972,243
2020-04-03 2020-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -10,412 96,466 -9.74 116.27 -1,210,603 11,216,102
2020-04-03 2020-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -8,900 106,878 -7.69 115.29 -1,026,081 12,321,965
2020-04-03 2020-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -11,672 115,778 -9.16 114.14 -1,332,242 13,214,901
2020-04-03 2020-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -1,870 127,450 -1.45 113.24 -211,759 14,432,438
2020-04-03 2020-04-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -99,888 129,320 -43.58 116.00 -11,587,008 15,001,120
2020-03-18 2020-03-16 4 VMW VMWARE, INC.
Class A Common Stock
A - Award 106,776 185,099 136.33
2019-11-05 2019-11-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -200 108,750 -0.18 164.73 -32,946 17,914,388
2019-11-05 2019-11-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -6,424 108,950 -5.57 163.99 -1,053,472 17,866,710
2019-11-05 2019-11-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -8,238 115,374 -6.66 163.22 -1,344,606 18,831,344
2019-11-05 2019-11-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -14,615 123,612 -10.57 163.06 -2,383,122 20,156,173
2019-10-03 2019-10-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -2,150 138,227 -1.53 151.62 -325,983 20,957,978
2019-10-03 2019-10-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -2,115 140,315 -1.48 153.80 -325,287 21,580,447
2019-06-06 2019-06-05 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,932 0 -100.00
2019-06-06 2019-06-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,932 24,236 40.06
2019-06-06 2019-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 10,854 10,854
2019-06-06 2019-06-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 14,056 14,056
2019-06-04 2019-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -4,773 142,430 -3.24 171.63 -819,190 24,445,261
2019-06-04 2019-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -18,533 147,203 -11.18 170.85 -3,166,363 25,149,633
2019-06-04 2019-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -15,507 165,736 -8.56 169.93 -2,635,105 28,163,518
2019-06-04 2019-06-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -38,168 181,243 -17.40 176.98 -6,754,973 32,076,386
2019-05-03 2019-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -3,665 219,411 -1.64 202.19 -741,026 44,362,710
2019-05-03 2019-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -3,427 223,076 -1.51 201.41 -690,232 44,929,737
2019-05-03 2019-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -1,800 226,503 -0.79 200.34 -360,612 45,377,611
2019-05-03 2019-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -1,902 228,303 -0.83 199.05 -378,593 45,443,712
2019-05-03 2019-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -4,068 230,205 -1.74 198.46 -807,335 45,686,484
2019-05-03 2019-05-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -14,615 234,273 -5.87 202.46 -2,958,953 47,430,912
2019-04-29 2019-04-25 4 VMW VMWARE, INC.
Class A Common Stock
A - Award 16,240 248,888 6.98
2019-04-02 2019-04-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -4,430 232,648 -1.87 184.68 -818,132 42,965,433
2019-04-02 2019-04-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -4,100 237,078 -1.70 184.29 -755,589 43,691,105
2018-11-05 2018-11-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -3,670 205,666 -1.75 144.64 -530,829 29,747,530
2018-11-05 2018-11-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -5,100 209,336 -2.38 143.65 -732,615 30,071,116
2018-11-05 2018-11-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -3,575 214,436 -1.64 142.92 -510,939 30,647,193
2018-11-05 2018-11-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -12,141 218,011 -5.28 144.64 -1,756,074 31,533,111
2018-09-18 2018-09-14 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -6,000 230,152 -2.54 160.00 -960,000 36,824,320
2018-06-06 2018-06-05 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 6,932 6,932
2018-06-06 2018-06-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 12,486 12,486
2018-06-05 2018-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -5,600 236,057 -2.32 144.46 -808,976 34,100,794
2018-06-05 2018-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -8,200 241,657 -3.28 143.15 -1,173,830 34,593,200
2018-06-05 2018-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -10,700 249,857 -4.11 142.18 -1,521,326 35,524,668
2018-06-05 2018-06-04 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -5,500 260,557 -2.07 141.04 -775,720 36,748,959
2018-06-05 2018-06-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -31,706 266,057 -10.65 145.93 -4,626,857 38,825,698
2018-06-04 2018-06-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,076 0 -100.00
2018-06-04 2018-06-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,076 17,304 30.81
2018-05-03 2018-05-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -10,000 297,763 -3.25 132.85 -1,328,500 39,557,815
2018-05-03 2018-05-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -14,104 307,763 -4.38 133.22 -1,878,935 41,000,187
2018-04-30 2018-04-26 4 VMW VMWARE, INC.
Class A Common Stock
A - Award 28,347 321,867 9.66
2017-11-03 2017-11-02 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale X -9,747 293,409 -3.22 118.16 -1,151,706 34,669,207
2017-11-03 2017-11-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -10,636 303,156 -3.39 119.12 -1,266,960 36,111,943
2017-07-12 2017-07-10 4 VMW VMWARE, INC.
Class A Common Stock
S - Sale -20,457 313,721 -6.12 87.84 -1,796,943 27,557,253
2017-06-08 2017-06-07 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,656 0 -100.00
2017-06-08 2017-06-07 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,656 13,228 25.12
2017-06-05 2017-06-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -33,369 334,178 -9.08 97.40 -3,250,141 32,548,937
2017-06-02 2017-06-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 4,076 4,076
2017-06-02 2017-06-01 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 7,521 7,521
2017-05-17 2017-05-15 4 VMW VMWARE, INC.
Class A Common Stock
A - Award 32,823 367,547 9.81
2017-05-03 2017-05-01 4 VMW VMWARE, INC.
Class A Common Stock
F - Taxes -20,310 334,724 -5.72 94.58 -1,920,920 31,658,196
2016-11-03 3 VMW VMWARE, INC.
Class A Common Stock
709,826
2016-11-03 3 VMW VMWARE, INC.
Class A Common Stock
709,826
2016-07-15 2016-07-14 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,880 0 -100.00
2016-07-15 2016-07-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,880 10,572 37.44
2016-06-09 2016-06-07 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 2,656 2,656
2016-06-09 2016-06-07 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 2,656 2,656
2016-02-03 2016-02-01 4 BRCM BROADCOM CORP
Class A common stock
D - Sale to Issuer -333,235 0 -100.00
2015-11-09 2015-11-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,526 332,778 -1.34 53.62 -242,693 17,844,189
2015-11-09 2015-11-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -9,766 337,304 -2.81 53.62 -523,691 18,087,556
2015-11-09 2015-11-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -15,613 347,070 -4.30 52.19 -814,842 18,113,583
2015-08-07 2015-08-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -426 362,683 -0.12 50.32 -21,438 18,251,224
2015-08-07 2015-08-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,100 363,109 -1.12 49.86 -204,434 18,105,305
2015-08-07 2015-08-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -1,867 367,209 -0.51 50.29 -93,889 18,466,427
2015-08-07 2015-08-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -7,900 369,076 -2.10 49.81 -393,475 18,382,568
2015-08-07 2015-08-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -15,613 376,976 -3.98 50.47 -787,988 19,025,979
2015-08-04 2015-07-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 2,880 10,572 37.44
2015-08-04 2015-07-14 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 2,880 10,572 37.44
2015-07-30 2015-07-29 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -7,692 0 -100.00
2015-07-30 2015-07-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 7,692 7,692
2015-05-07 2015-05-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,524 392,589 -1.14 45.13 -204,189 17,719,387
2015-05-07 2015-05-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -9,763 397,113 -2.40 45.14 -440,657 17,923,854
2015-05-07 2015-05-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -15,611 406,876 -3.70 44.90 -700,934 18,268,732
2015-02-23 2015-02-19 4 BRCM BROADCOM CORP
Class A common stock
A - Award 11,450 421,553 2.79
2015-02-23 2015-02-19 4 BRCM BROADCOM CORP
Class A common stock
A - Award 11,450 421,553 2.79
2015-02-23 2015-02-19 4 BRCM BROADCOM CORP
Class A common stock
A - Award 11,450 410,103 2.87
2015-02-23 2015-02-19 4 BRCM BROADCOM CORP
Class A common stock
A - Award 24,501 387,203 6.76
2015-02-23 2015-02-19 4 BRCM BROADCOM CORP
Class A common stock
A - Award 68,695 362,702 23.37
2015-02-13 2015-02-12 4 BRCM BROADCOM CORP
Employee stock option (right to buy)
M - Exercise -45,833 0 -100.00
2015-02-13 2015-02-12 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -45,833 294,007 -13.49 44.95 -2,060,193 13,215,615
2015-02-13 2015-02-12 4 BRCM BROADCOM CORP
Class A common stock
M - Exercise 45,833 339,840 15.59 29.39 1,347,032 9,987,898
2015-02-09 2015-02-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -14,442 294,007 -4.68 43.93 -634,379 12,914,551
2015-02-09 2015-02-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -9,026 308,449 -2.84 44.31 -399,942 13,667,375
2014-11-07 2014-11-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -11,216 317,475 -3.41 41.59 -466,452 13,203,182
2014-11-07 2014-11-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -12,253 328,691 -3.59 41.75 -511,563 13,722,849
2014-08-07 2014-08-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -11,228 340,944 -3.19 37.30 -418,820 12,717,689
2014-08-07 2014-08-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -12,242 352,172 -3.36 37.21 -455,525 13,104,320
2014-07-31 2014-07-29 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 7,692 7,692
2014-07-25 2014-07-23 4 BRCM BROADCOM CORP
Employee stock option (right to buy)
M - Exercise -45,833 45,833 -50.00
2014-07-25 2014-07-23 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -45,833 364,414 -11.17 39.95 -1,831,028 14,558,339
2014-07-25 2014-07-23 4 BRCM BROADCOM CORP
Class A common stock
M - Exercise 45,833 410,247 12.58 29.39 1,347,032 12,057,159
2014-06-10 2014-06-06 4 BRCM BROADCOM CORP
Employee stock option (right to buy)
M - Exercise -45,834 91,666 -33.33
2014-06-10 2014-06-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -11,224 364,414 -2.99 37.73 -423,496 13,749,814
2014-06-10 2014-06-06 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -45,834 375,638 -10.87 37.64 -1,725,261 14,139,578
2014-06-10 2014-06-06 4 BRCM BROADCOM CORP
Class A common stock
M - Exercise 45,834 421,472 12.20 29.39 1,347,061 12,387,062
2014-05-07 2014-05-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -12,238 375,638 -3.16 30.44 -372,525 11,434,421
2014-02-24 2014-02-20 4 BRCM BROADCOM CORP
Class A common stock
A - Award 27,227 386,942 7.57
2014-02-24 2014-02-20 4 BRCM BROADCOM CORP
Class A common stock
A - Award 27,227 386,942 7.57
2014-02-24 2014-02-20 4 BRCM BROADCOM CORP
Class A common stock
A - Award 27,227 359,715 8.19
2014-02-24 2014-02-20 4 BRCM BROADCOM CORP
Class A common stock
A - Award 81,679 305,261 36.53
2014-02-13 2014-02-11 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,900 223,582 -2.14 30.60 -149,940 6,841,609
2014-02-07 2014-02-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -7,300 228,482 -3.10 28.99 -211,627 6,623,693
2013-11-13 2013-11-11 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,500 235,782 -1.46 26.51 -92,785 6,250,581
2013-11-13 2013-11-08 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -1,400 239,282 -0.58 26.50 -37,104 6,341,667
2013-11-07 2013-11-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -9,976 240,682 -3.98 26.46 -264,015 6,369,649
2013-10-28 2013-10-24 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -2,500 250,658 -0.99 26.35 -65,875 6,604,838
2013-08-12 2013-08-09 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,900 253,158 -1.90 26.33 -129,017 6,665,650
2013-08-07 2013-08-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -9,976 258,058 -3.72 27.04 -269,751 6,977,888
2013-07-30 2013-07-29 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -2,500 268,034 -0.92 27.35 -68,375 7,330,730
2013-05-10 2013-05-08 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -4,900 270,534 -1.78 36.31 -177,936 9,824,009
2013-05-07 2013-05-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -9,974 275,434 -3.49 36.06 -359,662 9,932,150
2013-05-02 2013-04-30 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -2,627 284,628 -0.91 35.38 -92,943 10,070,139
2013-02-19 2013-02-14 4 BRCM BROADCOM CORP
Class A common stock
A - Award 19,644 287,255 7.34
2013-02-19 2013-02-14 4 BRCM BROADCOM CORP
Class A common stock
A - Award 19,644 287,255 7.34
2013-02-19 2013-02-14 4 BRCM BROADCOM CORP
Class A common stock
A - Award 19,644 267,611 7.92
2013-02-19 2013-02-14 4 BRCM BROADCOM CORP
Class A common stock
A - Award 58,931 228,323 34.79
2013-02-13 2013-02-11 4 BRCM BROADCOM CORP
Class A common stock
S - Sale -9,363 169,392 -5.24 33.39 -312,631 5,655,999
2013-02-13 2013-02-11 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,000 178,755 -1.65 33.30 -99,885 5,951,666
2013-02-07 2013-02-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -10,413 181,755 -5.42 32.61 -339,568 5,927,031
2012-11-14 2012-11-09 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,000 192,168 -1.54 30.57 -91,712 5,874,710
2012-11-07 2012-11-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -5,812 195,168 -2.89 31.58 -183,543 6,163,405
2012-08-10 2012-08-08 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,000 200,980 -1.47 33.84 -101,522 6,801,324
2012-08-07 2012-08-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -5,813 203,980 -2.77 34.01 -197,700 6,937,360
2012-05-11 2012-05-09 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,000 209,793 -1.41 33.64 -100,920 7,057,437
2012-05-08 2012-05-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -5,041 212,793 -2.31 34.63 -174,570 7,369,022
2012-02-21 2012-02-16 4 BRCM BROADCOM CORP
Class A common stock
A - Award 15,926 217,124 7.92
2012-02-21 2012-02-16 4 BRCM BROADCOM CORP
Class A common stock
A - Award 15,926 217,124 7.92
2012-02-21 2012-02-16 4 BRCM BROADCOM CORP
Class A common stock
A - Award 15,926 217,124 7.92
2012-02-21 2012-02-16 4 BRCM BROADCOM CORP
Class A common stock
A - Award 47,778 169,346 39.30
2012-02-21 2011-02-05 4/A BRCM BROADCOM CORP
Class A common stock
A - Award 12,134 148,790 8.88
2012-02-21 2011-02-05 4/A BRCM BROADCOM CORP
Class A common stock
A - Award 12,134 136,656 9.74
2012-02-10 2012-02-08 4 BRCM BROADCOM CORP
Class A common stock
S - Sale X -3,000 97,300 -2.99 37.72 -113,167 3,670,370
2012-02-07 2012-02-05 4 BRCM BROADCOM CORP
Class A common stock
F - Taxes -2,919 100,300 -2.83 37.68 -109,973 3,778,802
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)