Tad Rivelle - Insider Trading Tracker

TCW Strategic Income Fund, Inc.

US ˙ NYSE ˙ US8723401043

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Tad Rivelle. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Tad Rivelle reportou posses ou negociações nas seguintes empresas:

Ativo	Título	Últimas Posições Reportadas
US:TSI / TCW Strategic Income Fund, Inc.	Portfolio Manager	887,454

Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Tad Rivelle. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas TSI / TCW Strategic Income Fund, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em TSI / TCW Strategic Income Fund, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação	Ticker	Insider	Ações Reportadas	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custos	Dias para Máx	Preço em Máx	Lucro Máx ($)	Retorno Máx (%)
2018-02-05	TSI	Rivelle Tad	100	5.3700	100	5.3700	537	225	5.6719	30	5.62
2018-02-05	TSI	Rivelle Tad	1,500	5.3700	1,500	5.3700	8,055
2016-10-20	TSI	Rivelle Tad	9,000	5.2900	9,000	5.2900	47,610
2016-10-20	TSI	Rivelle Tad	21,000	5.3000	21,000	5.3000	111,300
2016-02-17	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2016-02-17	TSI	Rivelle Tad	800	5.1200	800	5.1200	4,096
2016-02-17	TSI	Rivelle Tad	9,200	5.1288	9,200	5.1288	47,185
2016-02-17	TSI	Rivelle Tad	6,500	5.1300	6,500	5.1300	33,345
2016-02-17	TSI	Rivelle Tad	400	5.1360	400	5.1360	2,054
2016-02-17	TSI	Rivelle Tad	1,000	5.1370	1,000	5.1370	5,137
2016-02-17	TSI	Rivelle Tad	100	5.1387	100	5.1387	514
2016-02-17	TSI	Rivelle Tad	100	5.1388	100	5.1388	514
2016-02-17	TSI	Rivelle Tad	1,900	5.1390	1,900	5.1390	9,764
2016-02-17	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2016-02-17	TSI	Rivelle Tad	800	5.1200	800	5.1200	4,096
2016-02-17	TSI	Rivelle Tad	9,200	5.1288	9,200	5.1288	47,185
2016-02-17	TSI	Rivelle Tad	6,500	5.1300	6,500	5.1300	33,345
2016-02-17	TSI	Rivelle Tad	400	5.1360	400	5.1360	2,054
2016-02-17	TSI	Rivelle Tad	1,000	5.1370	1,000	5.1370	5,137
2016-02-17	TSI	Rivelle Tad	100	5.1387	100	5.1387	514
2016-02-17	TSI	Rivelle Tad	100	5.1388	100	5.1388	514
2016-02-17	TSI	Rivelle Tad	1,900	5.1390	1,900	5.1390	9,764
2016-01-22	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2016-01-22	TSI	Rivelle Tad	450	5.1600	450	5.1600	2,322
2016-01-22	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-12-11	TSI	Rivelle Tad	1,500	5.1999	1,500	5.1999	7,800
2015-12-11	TSI	Rivelle Tad	2,600	5.2000	2,600	5.2000	13,520
2015-12-11	TSI	Rivelle Tad	15,000	5.1999	15,000	5.1999	77,998
2015-12-11	TSI	Rivelle Tad	2,600	5.2000	2,600	5.2000	13,520
2015-12-08	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-12-08	TSI	Rivelle Tad	1,000	5.2290	1,000	5.2290	5,229
2015-12-08	TSI	Rivelle Tad	294	5.2300	294	5.2300	1,538
2015-12-08	TSI	Rivelle Tad	100	5.2499	100	5.2499	525
2015-12-08	TSI	Rivelle Tad	3,600	5.2500	3,600	5.2500	18,900
2015-12-07	TSI	Rivelle Tad	500	5.2350	500	5.2350	2,618
2015-12-07	TSI	Rivelle Tad	800	5.2375	800	5.2375	4,190
2015-12-07	TSI	Rivelle Tad	4,643	5.2400	4,643	5.2400	24,329
2015-12-04	TSI	Rivelle Tad	100	5.2100	100	5.2100	521
2015-12-04	TSI	Rivelle Tad	2,000	5.2190	2,000	5.2190	10,438
2015-12-04	TSI	Rivelle Tad	4,353	5.2200	4,353	5.2200	22,723
2015-12-04	TSI	Rivelle Tad	8,547	5.2389	8,547	5.2389	44,777
2015-11-13	TSI	Rivelle Tad	5,016	5.1900	5,016	5.1900	26,033
2015-11-13	TSI	Rivelle Tad	1,600	5.2100	1,600	5.2100	8,336
2015-11-12	TSI	Rivelle Tad	2,100	5.2060	2,100	5.2060	10,933
2015-11-12	TSI	Rivelle Tad	600	5.2065	600	5.2065	3,124
2015-11-12	TSI	Rivelle Tad	800	5.2090	800	5.2090	4,167
2015-11-12	TSI	Rivelle Tad	6,500	5.2096	6,500	5.2096	33,862
2015-11-12	TSI	Rivelle Tad	1,024	5.2100	1,024	5.2100	5,335
2015-11-12	TSI	Rivelle Tad	2,863	5.2179	2,863	5.2179	14,939
2015-11-12	TSI	Rivelle Tad	500	5.2190	500	5.2190	2,610
2015-11-12	TSI	Rivelle Tad	6,513	5.2200	6,513	5.2200	33,998
2015-11-10	TSI	Rivelle Tad	510	5.2200	510	5.2200	2,662
2015-11-10	TSI	Rivelle Tad	1,000	5.2299	1,000	5.2299	5,230
2015-11-10	TSI	Rivelle Tad	840	5.2300	840	5.2300	4,393
2015-11-10	TSI	Rivelle Tad	3,050	5.2400	3,050	5.2400	15,982
2015-11-06	TSI	Rivelle Tad	12,857	5.2600	12,857	5.2600	67,628
2015-11-04	TSI	Rivelle Tad	3,813	5.2800	3,813	5.2800	20,133
2015-11-04	TSI	Rivelle Tad	3,300	5.2860	3,300	5.2860	17,444
2015-11-04	TSI	Rivelle Tad	1,200	5.2865	1,200	5.2865	6,344
2015-11-04	TSI	Rivelle Tad	10,500	5.2900	10,500	5.2900	55,545
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-11-03	TSI	Rivelle Tad	2,200	5.2560	2,200	5.2560	11,563
2015-11-03	TSI	Rivelle Tad	1,340	5.2600	1,340	5.2600	7,048
2015-11-03	TSI	Rivelle Tad	100	5.2650	100	5.2650	526
2015-11-03	TSI	Rivelle Tad	400	5.2700	400	5.2700	2,108
2015-11-03	TSI	Rivelle Tad	800	5.2790	800	5.2790	4,223
2015-11-03	TSI	Rivelle Tad	1,500	5.2800	1,500	5.2800	7,920
2015-11-03	TSI	Rivelle Tad	800	5.2860	800	5.2860	4,229
2015-11-03	TSI	Rivelle Tad	5,760	5.2896	5,760	5.2896	30,468
2015-11-03	TSI	Rivelle Tad	2,100	5.2900	2,100	5.2900	11,109
2015-11-02	TSI	Rivelle Tad	2,100	5.2800	2,100	5.2800	11,088
2015-11-02	TSI	Rivelle Tad	1,600	5.2900	1,600	5.2900	8,464
2015-11-02	TSI	Rivelle Tad	1,000	5.2999	1,000	5.2999	5,300
2015-11-02	TSI	Rivelle Tad	2,975	5.3000	2,975	5.3000	15,768
2015-10-30	TSI	Rivelle Tad	8,400	5.2690	8,400	5.2690	44,260
2015-10-30	TSI	Rivelle Tad	2,300	5.2699	2,300	5.2699	12,121
2015-10-30	TSI	Rivelle Tad	4,601	5.2700	4,601	5.2700	24,247
2015-10-30	TSI	Rivelle Tad	3,009	5.2800	3,009	5.2800	15,888
2015-10-30	TSI	Rivelle Tad	5,000	5.2900	5,000	5.2900	26,450
2015-10-30	TSI	Rivelle Tad	1,700	5.3000	1,700	5.3000	9,010
2015-10-30	TSI	Rivelle Tad	1,900	5.3090	1,900	5.3090	10,087
2015-10-30	TSI	Rivelle Tad	6,400	5.3100	6,400	5.3100	33,984
2015-10-29	TSI	Rivelle Tad	200	5.2765	200	5.2765	1,055
2015-10-29	TSI	Rivelle Tad	100	5.2770	100	5.2770	528
2015-10-29	TSI	Rivelle Tad	3,000	5.2790	3,000	5.2790	15,837
2015-10-29	TSI	Rivelle Tad	12,600	5.2800	12,600	5.2800	66,528
2015-10-29	TSI	Rivelle Tad	900	5.2860	900	5.2860	4,757
2015-10-29	TSI	Rivelle Tad	800	5.2865	800	5.2865	4,229
2015-10-29	TSI	Rivelle Tad	3,300	5.2900	3,300	5.2900	17,457
2015-10-29	TSI	Rivelle Tad	100	5.2950	100	5.2950	530
2015-10-29	TSI	Rivelle Tad	100	5.2999	100	5.2999	530
2015-10-29	TSI	Rivelle Tad	4,800	5.3000	4,800	5.3000	25,440
2015-10-28	TSI	Rivelle Tad	100	5.2750	100	5.2750	528
2015-10-28	TSI	Rivelle Tad	15,000	5.2799	15,000	5.2799	79,198
2015-10-28	TSI	Rivelle Tad	1,500	5.2800	1,500	5.2800	7,920
2015-10-28	TSI	Rivelle Tad	3,840	5.2900	3,840	5.2900	20,314
2015-10-27	TSI	Rivelle Tad	5,130	5.2900	5,130	5.2900	27,138
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	4,900	5.2390	4,900	5.2390	25,671
2015-10-26	TSI	Rivelle Tad	6,495	5.2400	6,495	5.2400	34,034
2015-10-26	TSI	Rivelle Tad	8,605	5.2499	8,605	5.2499	45,175
2015-10-26	TSI	Rivelle Tad	200	5.2550	200	5.2550	1,051
2015-10-26	TSI	Rivelle Tad	9,800	5.2600	9,800	5.2600	51,548
2015-10-26	TSI	Rivelle Tad	200	5.2650	200	5.2650	1,053
2015-10-26	TSI	Rivelle Tad	1,600	5.2665	1,600	5.2665	8,426
2015-10-26	TSI	Rivelle Tad	5,000	5.2699	5,000	5.2699	26,350
2015-10-26	TSI	Rivelle Tad	3,200	5.2700	3,200	5.2700	16,864
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-26	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-10-16	TSI	Rivelle Tad	900	5.3090	900	5.3090	4,778
2015-10-16	TSI	Rivelle Tad	1,700	5.3100	1,700	5.3100	9,027
2015-10-15	TSI	Rivelle Tad	1,200	5.2950	1,200	5.2950	6,354
2015-10-15	TSI	Rivelle Tad	6,400	5.3000	6,400	5.3000	33,920
2015-10-15	TSI	Rivelle Tad	200	5.3050	200	5.3050	1,061
2015-10-15	TSI	Rivelle Tad	1,000	5.3065	1,000	5.3065	5,306
2015-10-15	TSI	Rivelle Tad	6,800	5.3090	6,800	5.3090	36,101
2015-10-15	TSI	Rivelle Tad	1,400	5.3100	1,400	5.3100	7,434
2015-10-07	TSI	Rivelle Tad	787	5.2699	787	5.2699	4,147
2015-10-07	TSI	Rivelle Tad	20,497	5.2700	20,497	5.2700	108,019
2015-10-06	TSI	Rivelle Tad	3,109	5.2500	3,109	5.2500	16,322
2015-10-06	TSI	Rivelle Tad	2,475	5.2600	2,475	5.2600	13,018
2015-10-05	TSI	Rivelle Tad	5,027	5.2300	5,027	5.2300	26,291
2015-10-05	TSI	Rivelle Tad	400	5.2350	400	5.2350	2,094
2015-10-05	TSI	Rivelle Tad	6,200	5.2390	6,200	5.2390	32,482
2015-10-05	TSI	Rivelle Tad	7,100	5.2399	7,100	5.2399	37,203
2015-10-05	TSI	Rivelle Tad	10,100	5.2400	10,100	5.2400	52,924
2015-10-02	TSI	Rivelle Tad	5,000	5.1890	5,000	5.1890	25,945
2015-10-02	TSI	Rivelle Tad	100	5.1999	100	5.1999	520
2015-10-02	TSI	Rivelle Tad	1,326	5.2000	1,326	5.2000	6,895
2015-10-02	TSI	Rivelle Tad	9,800	5.2190	9,800	5.2190	51,146
2015-10-02	TSI	Rivelle Tad	200	5.2200	200	5.2200	1,044
2015-10-01	TSI	Rivelle Tad	1,600	5.1765	1,600	5.1765	8,282
2015-10-01	TSI	Rivelle Tad	800	5.1770	800	5.1770	4,142
2015-10-01	TSI	Rivelle Tad	1,000	5.1790	1,000	5.1790	5,179
2015-10-01	TSI	Rivelle Tad	6,600	5.1800	6,600	5.1800	34,188
2015-10-01	TSI	Rivelle Tad	700	5.1890	700	5.1890	3,632
2015-10-01	TSI	Rivelle Tad	1,000	5.1899	1,000	5.1899	5,190
2015-10-01	TSI	Rivelle Tad	5,602	5.1900	5,602	5.1900	29,074
2015-09-30	TSI	Rivelle Tad	100	5.1050	100	5.1050	510
2015-09-30	TSI	Rivelle Tad	2,277	5.1100	2,277	5.1100	11,635
2015-09-30	TSI	Rivelle Tad	100	5.1150	100	5.1150	512
2015-09-30	TSI	Rivelle Tad	1,300	5.1180	1,300	5.1180	6,653
2015-09-30	TSI	Rivelle Tad	6,688	5.1190	6,688	5.1190	34,236
2015-09-30	TSI	Rivelle Tad	1,000	5.1199	1,000	5.1199	5,120
2015-09-30	TSI	Rivelle Tad	5,200	5.1200	5,200	5.1200	26,624
2015-09-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-29	TSI	Rivelle Tad	4,400	5.1000	4,400	5.1000	22,440
2015-09-29	TSI	Rivelle Tad	12,833	5.1100	12,833	5.1100	65,577
2015-09-29	TSI	Rivelle Tad	5,000	5.1200	5,000	5.1200	25,600
2015-09-29	TSI	Rivelle Tad	5,900	5.1300	5,900	5.1300	30,267
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-28	TSI	Rivelle Tad	8,427	5.1400	8,427	5.1400	43,315
2015-09-28	TSI	Rivelle Tad	1,900	5.1490	1,900	5.1490	9,783
2015-09-28	TSI	Rivelle Tad	11,000	5.1499	11,000	5.1499	56,649
2015-09-28	TSI	Rivelle Tad	22,100	5.1500	22,100	5.1500	113,815
2015-09-28	TSI	Rivelle Tad	5,000	5.1599	5,000	5.1599	25,800
2015-09-25	TSI	Rivelle Tad	4,800	5.2300	4,800	5.2300	25,104
2015-09-24	TSI	Rivelle Tad	5,000	5.1600	5,000	5.1600	25,800
2015-09-24	TSI	Rivelle Tad	3,190	5.1700	3,190	5.1700	16,492
2015-09-24	TSI	Rivelle Tad	1,810	5.1800	1,810	5.1800	9,376
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-23	TSI	Rivelle Tad	6,203	5.1400	6,203	5.1400	31,883
2015-09-23	TSI	Rivelle Tad	5,200	5.1500	5,200	5.1500	26,780
2015-09-22	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-09-22	TSI	Rivelle Tad	7,102	5.1200	7,102	5.1200	36,362
2015-09-22	TSI	Rivelle Tad	12,898	5.1300	12,898	5.1300	66,167
2015-05-29	TSI	Rivelle Tad	1,100	5.1299	1,100	5.1299	5,643
2015-04-14	TSI	Rivelle Tad	10,079	5.3900	10,079	5.3900	54,326
2015-04-14	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2015-02-12	TSI	Rivelle Tad	9,648	5.3700	9,648	5.3700	51,810
2015-02-12	TSI	Rivelle Tad	530	5.3800	530	5.3800	2,851
2015-02-10	TSI	Rivelle Tad	9,001	5.3800	9,001	5.3800	48,425
2015-02-10	TSI	Rivelle Tad	10,523	5.3900	10,523	5.3900	56,719
2015-01-06	TSI	Rivelle Tad	25,000	5.3600	25,000	5.3600	134,000
2014-01-30	TSI	Rivelle Tad	100	5.3150	100	5.3150	532
2014-01-30	TSI	Rivelle Tad	21,090	5.3200	21,090	5.3200	112,199
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2014-01-29	TSI	Rivelle Tad	500	5.3290	500	5.3290	2,664
2014-01-29	TSI	Rivelle Tad	24,730	5.3300	24,730	5.3300	131,811
2014-01-29	TSI	Rivelle Tad	24,770	5.3400	24,770	5.3400	132,272
2013-12-16	TSI	Rivelle Tad	25,000	5.3100	25,000	5.3100	132,750
2013-12-16	TSI	Rivelle Tad	25,000	5.3100	25,000	5.3100	132,750
2013-09-06	TSI	Rivelle Tad	2,200	5.2400	2,200	5.2400	11,528
2013-09-06	TSI	Rivelle Tad	7,800	5.2500	7,800	5.2500	40,950
2013-09-06	TSI	Rivelle Tad	2,200	5.2400	2,200	5.2400	11,528
2013-09-06	TSI	Rivelle Tad	7,800	5.2500	7,800	5.2500	40,950
2013-09-05	TSI	Rivelle Tad	9,999	5.2400	9,999	5.2400	52,395
2013-08-28	TSI	Rivelle Tad	1,400	5.2700	1,400	5.2700	7,378
2013-08-08	TSI	Rivelle Tad	400	5.4090	400	5.4090	2,164
2013-08-08	TSI	Rivelle Tad	800	5.4100	800	5.4100	4,328
2013-08-08	TSI	Rivelle Tad	100	5.4050	100	5.4050	540
2013-08-08	TSI	Rivelle Tad	900	5.4100	900	5.4100	4,869
2013-08-08	TSI	Rivelle Tad	275	5.4100	275	5.4100	1,488
2013-08-08	TSI	Rivelle Tad	225	5.4200	225	5.4200	1,220
2013-08-08	TSI	Rivelle Tad	100	5.4150	100	5.4150	542
2013-08-08	TSI	Rivelle Tad	1,000	5.4200	1,000	5.4200	5,420
2013-07-16	TSI	Rivelle Tad	10,000	5.3800	10,000	5.3800	53,800
2013-07-10	TSI	Rivelle Tad	19,900	5.3400	19,900	5.3400	106,266
2012-09-05	TSI	Rivelle Tad	1	5.2300	1	5.2300	5
2012-02-14	TSI	Rivelle Tad	18,054	4.9900	18,054	4.9900	90,089
2011-08-16	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2011-08-16	TSI	Rivelle Tad	0	0.0000	0	0.0000	0
2011-08-16	TSI	Rivelle Tad	0	0.0000	0	0.0000	0

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Vendas Internas TSI / TCW Strategic Income Fund, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em TSI / TCW Strategic Income Fund, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas Preço
Reportado Ações
Ajustadas Preço
Ajustado Base de Custos Dias para
Mín Preço em
Mín Máxima Perda
Evitada ($) Máxima Perda
Evitada (%)

Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Tad Rivelle conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual Preço
da Ação Valor
da Transação Valor
Restante

2018-02-06 2018-02-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,500 887,454 0.17 5.37 8,055 4,765,628

2018-02-06 2018-02-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 885,954 0.01 5.37 537 4,757,573

2018-02-06 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 227,063 0.00

2018-02-06 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2016-10-21 2016-10-20 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 21,000 885,854 2.43 5.30 111,300 4,695,026

2016-10-21 2016-10-20 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,000 864,854 1.05 5.29 47,610 4,575,078

2016-10-21 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 227,063 0.00

2016-10-21 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,900 227,063 0.84 5.14 9,764 1,166,875

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 225,163 0.04 5.14 514 1,157,066

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 225,063 0.04 5.14 514 1,156,530

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 224,963 0.45 5.14 5,137 1,155,633

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 400 223,963 0.18 5.14 2,054 1,150,272

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,500 223,563 2.99 5.13 33,345 1,146,877

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,200 217,063 4.43 5.13 47,185 1,113,271

2016-07-13 2016-02-17 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 207,863 0.39 5.12 4,096 1,064,257

2016-07-13 2016-01-22 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 855,854 0.00

2016-07-13 2015-12-11 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,600 207,063 1.27 5.20 13,520 1,076,726

2016-07-13 2015-12-11 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 15,000 204,463 7.92 5.20 77,998 1,063,186

2016-07-13 2015-10-26 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,900 227,063 0.84 5.14 9,764 1,166,875

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 225,163 0.04 5.14 514 1,157,066

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 225,063 0.04 5.14 514 1,156,530

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 224,963 0.45 5.14 5,137 1,155,633

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 400 223,963 0.18 5.14 2,054 1,150,272

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,500 223,563 2.99 5.13 33,345 1,146,877

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,200 217,063 4.43 5.13 47,185 1,113,271

2016-02-18 2016-02-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 207,863 0.39 5.12 4,096 1,064,257

2016-02-18 2016-01-22 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 855,854 0.00

2016-02-18 2015-12-11 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,600 207,063 1.27 5.20 13,520 1,076,726

2016-02-18 2015-12-11 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,500 204,463 0.74 5.20 7,800 1,063,186

2016-02-18 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2016-01-25 2016-01-22 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 450 855,854 0.05 5.16 2,322 4,416,207

2016-01-25 2015-12-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 189,463 0.00

2016-01-25 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-12-09 2015-12-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,600 189,463 1.94 5.25 18,900 994,679

2015-12-09 2015-12-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 100 185,863 0.05 5.25 525 975,761

2015-12-09 2015-12-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 294 185,763 0.16 5.23 1,538 971,539

2015-12-09 2015-12-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 185,469 0.54 5.23 5,229 969,816

2015-12-09 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-12-09 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-12-08 2015-12-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,643 184,469 2.58 5.24 24,329 966,616

2015-12-08 2015-12-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 179,826 0.45 5.24 4,190 941,837

2015-12-08 2015-12-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 500 179,026 0.28 5.24 2,618 937,200

2015-12-08 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-12-08 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-12-07 2015-12-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 8,547 178,526 5.03 5.24 44,777 935,278

2015-12-07 2015-12-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,353 169,979 2.63 5.22 22,723 887,289

2015-12-07 2015-12-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,000 165,626 1.22 5.22 10,438 864,401

2015-12-07 2015-12-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 163,626 0.06 5.21 521 852,490

2015-12-07 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-12-07 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-16 2015-11-13 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,600 163,526 0.99 5.21 8,336 851,969

2015-11-16 2015-11-13 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,016 161,926 3.20 5.19 26,033 840,394

2015-11-16 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-11-16 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,513 156,910 4.33 5.22 33,998 819,069

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 500 150,398 0.33 5.22 2,610 784,926

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,863 149,898 1.95 5.22 14,939 782,151

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,024 147,035 0.70 5.21 5,335 766,051

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,500 146,011 4.66 5.21 33,862 760,657

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 139,511 0.58 5.21 4,167 726,711

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 600 138,711 0.43 5.21 3,124 722,197

2015-11-13 2015-11-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,100 138,110 1.54 5.21 10,933 718,999

2015-11-13 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-11-13 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-12 2015-11-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,050 136,010 2.29 5.24 15,982 712,691

2015-11-12 2015-11-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 840 132,960 0.64 5.23 4,393 695,379

2015-11-12 2015-11-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 132,120 0.76 5.23 5,230 690,973

2015-11-12 2015-11-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 510 131,120 0.39 5.22 2,662 684,445

2015-11-12 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-11-12 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-09 2015-11-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 12,857 130,610 10.92 5.26 67,628 687,007

2015-11-09 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-11-09 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-05 2015-11-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 10,500 117,753 9.79 5.29 55,545 622,912

2015-11-05 2015-11-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,200 107,253 1.13 5.29 6,344 566,991

2015-11-05 2015-11-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,300 106,053 3.21 5.29 17,444 560,595

2015-11-05 2015-11-04 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,813 102,753 3.85 5.28 20,133 542,534

2015-11-05 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 0 855,404 0.00

2015-11-05 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 2,100 478,509 0.44 5.29 11,109 2,531,313

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,760 476,409 1.22 5.29 30,468 2,520,013

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 470,649 0.17 5.29 4,229 2,487,851

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,500 469,849 0.32 5.28 7,920 2,480,803

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 468,349 0.17 5.28 4,223 2,472,414

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 400 467,549 0.09 5.27 2,108 2,463,983

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 467,149 0.02 5.26 526 2,459,539

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,340 467,049 0.29 5.26 7,048 2,456,678

2015-11-04 2015-11-03 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,200 465,709 0.47 5.26 11,563 2,447,767

2015-11-04 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-04 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-11-04 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-11-03 2015-11-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,975 463,509 0.65 5.30 15,768 2,456,598

2015-11-03 2015-11-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 460,534 0.22 5.30 5,300 2,440,784

2015-11-03 2015-11-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,600 459,534 0.35 5.29 8,464 2,430,935

2015-11-03 2015-11-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,100 457,934 0.46 5.28 11,088 2,417,892

2015-11-03 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-03 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-11-03 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,400 455,834 1.42 5.31 33,984 2,420,479

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,900 449,434 0.42 5.31 10,087 2,386,045

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,700 447,534 0.38 5.30 9,010 2,371,930

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 445,834 1.13 5.29 26,450 2,358,462

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,009 440,834 0.69 5.28 15,888 2,327,604

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,601 437,825 1.06 5.27 24,247 2,307,338

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,300 433,224 0.53 5.27 12,121 2,283,047

2015-11-02 2015-10-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 8,400 430,924 1.99 5.27 44,260 2,270,539

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,800 422,524 1.15 5.30 25,440 2,239,377

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 417,724 0.02 5.30 530 2,213,895

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 417,624 0.02 5.30 530 2,211,319

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,300 417,524 0.80 5.29 17,457 2,208,702

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 414,224 0.19 5.29 4,229 2,189,795

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 900 413,424 0.22 5.29 4,757 2,185,359

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 12,600 412,524 3.15 5.28 66,528 2,178,127

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,000 399,924 0.76 5.28 15,837 2,111,199

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 396,924 0.03 5.28 528 2,094,568

2015-11-02 2015-10-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 200 396,824 0.05 5.28 1,055 2,093,842

2015-11-02 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-11-02 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-11-02 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-30 2015-10-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,840 396,624 0.98 5.29 20,314 2,098,141

2015-10-30 2015-10-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,500 392,784 0.38 5.28 7,920 2,073,900

2015-10-30 2015-10-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 15,000 391,284 3.99 5.28 79,198 2,065,940

2015-10-30 2015-10-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 376,284 0.03 5.28 528 1,984,898

2015-10-30 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-10-30 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-10-30 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-29 2015-10-27 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,130 376,184 1.38 5.29 27,138 1,990,013

2015-10-29 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 107,849 0.00

2015-10-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-10-29 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,200 107,849 3.06 5.27 16,864 568,364

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 104,649 5.02 5.27 26,350 551,490

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,600 99,649 1.63 5.27 8,426 524,801

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 200 98,049 0.20 5.26 1,053 516,228

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,800 97,849 11.13 5.26 51,548 514,686

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 200 88,049 0.23 5.26 1,051 462,697

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 8,605 87,849 10.86 5.25 45,175 461,198

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,495 79,244 8.93 5.24 34,034 415,239

2015-10-27 2015-10-26 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,900 72,749 7.22 5.24 25,671 381,132

2015-10-27 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 747,949 0.00

2015-10-27 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-19 2015-10-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,700 371,054 0.46 5.31 9,027 1,970,297

2015-10-19 2015-10-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 900 369,354 0.24 5.31 4,778 1,960,900

2015-10-19 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-10-19 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-19 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,400 368,454 0.38 5.31 7,434 1,956,491

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,800 367,054 1.89 5.31 36,101 1,948,690

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 360,254 0.28 5.31 5,306 1,911,688

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 200 359,254 0.06 5.30 1,061 1,905,842

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,400 359,054 1.81 5.30 33,920 1,902,986

2015-10-16 2015-10-15 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,200 352,654 0.34 5.30 6,354 1,867,303

2015-10-16 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-10-16 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-16 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-08 2015-10-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 20,497 351,454 6.19 5.27 108,019 1,852,163

2015-10-08 2015-10-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 787 330,957 0.24 5.27 4,147 1,744,110

2015-10-08 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 376,895 0.00

2015-10-08 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-08 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-07 2015-10-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,475 330,170 0.76 5.26 13,018 1,736,694

2015-10-07 2015-10-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,109 327,695 0.96 5.25 16,322 1,720,399

2015-10-07 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-07 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-06 2015-10-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 10,100 324,586 3.21 5.24 52,924 1,700,831

2015-10-06 2015-10-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 7,100 314,486 2.31 5.24 37,203 1,647,875

2015-10-06 2015-10-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,200 307,386 2.06 5.24 32,482 1,610,395

2015-10-06 2015-10-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 400 301,186 0.13 5.24 2,094 1,576,709

2015-10-06 2015-10-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,027 300,786 1.70 5.23 26,291 1,573,111

2015-10-06 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-06 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-05 2015-10-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 200 295,759 0.07 5.22 1,044 1,543,862

2015-10-05 2015-10-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,800 295,559 3.43 5.22 51,146 1,542,522

2015-10-05 2015-10-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,326 285,759 0.47 5.20 6,895 1,485,947

2015-10-05 2015-10-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 284,433 0.04 5.20 520 1,479,023

2015-10-05 2015-10-02 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 284,333 1.79 5.19 25,945 1,475,404

2015-10-05 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-05 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,602 279,333 2.05 5.19 29,074 1,449,738

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 273,731 0.37 5.19 5,190 1,420,637

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 700 272,731 0.26 5.19 3,632 1,415,201

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,600 272,031 2.49 5.18 34,188 1,409,121

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 265,431 0.38 5.18 5,179 1,374,667

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 264,431 0.30 5.18 4,142 1,368,959

2015-10-02 2015-10-01 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,600 263,631 0.61 5.18 8,282 1,364,686

2015-10-02 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 67,849 0.00

2015-10-02 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,200 67,849 8.30 5.12 26,624 347,387

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 62,649 1.62 5.12 5,120 320,757

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,688 61,649 12.17 5.12 34,236 315,581

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,300 54,961 2.42 5.12 6,653 281,290

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 53,661 0.19 5.12 512 274,476

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,277 53,561 4.44 5.11 11,635 273,697

2015-10-01 2015-09-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 51,284 0.20 5.10 510 261,805

2015-10-01 2015-09-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 638,926 0.00

2015-10-01 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-30 2015-09-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,900 262,031 2.30 5.13 30,267 1,344,219

2015-09-30 2015-09-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 255,031 2.00 5.12 25,600 1,305,759

2015-09-30 2015-09-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 12,833 250,031 5.41 5.11 65,577 1,277,658

2015-09-30 2015-09-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,400 237,198 1.89 5.10 22,440 1,209,710

2015-09-30 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 51,184 0.00

2015-09-30 2015-05-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,100 256,131 0.43 5.13 5,643 1,313,926

2015-09-30 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 124,540 4.18 5.16 25,800 642,614

2015-09-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 22,100 119,540 22.68 5.15 113,815 615,631

2015-09-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 11,000 97,440 12.73 5.15 56,649 501,806

2015-09-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,900 86,440 2.25 5.15 9,783 445,080

2015-09-29 2015-09-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 8,427 84,540 11.07 5.14 43,315 434,536

2015-09-29 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 51,184 0.00

2015-09-29 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-28 2015-09-25 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 4,800 561,266 0.86 5.23 25,104 2,935,421

2015-09-28 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 51,184 0.00

2015-09-28 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-25 2015-09-24 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,810 556,466 0.33 5.18 9,376 2,882,494

2015-09-25 2015-09-24 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 3,190 554,656 0.58 5.17 16,492 2,867,572

2015-09-25 2015-09-24 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,000 551,466 0.91 5.16 25,800 2,845,565

2015-09-25 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 51,184 0.00

2015-09-25 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-24 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 5,200 51,184 11.31 5.15 26,780 263,598

2015-09-24 2015-09-23 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 6,203 45,984 15.59 5.14 31,883 236,358

2015-09-24 2015-09-22 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 546,466 0.00

2015-09-24 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-09-23 2015-09-22 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 12,898 546,466 2.42 5.13 66,167 2,803,371

2015-09-23 2015-09-22 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 7,102 553,568 1.30 5.12 36,362 2,834,268

2015-09-23 2015-04-14 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 39,781 0.00

2015-09-23 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-04-15 2015-04-14 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 10,079 39,781 33.93 5.39 54,326 214,420

2015-04-15 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-04-15 2011-08-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 526,466 0.00

2015-02-17 2015-02-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 530 29,702 1.82 5.38 2,851 159,797

2015-02-17 2015-02-12 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,648 29,172 49.42 5.37 51,810 156,654

2015-02-17 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-02-17 2011-08-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 526,466 0.00

2015-02-11 2015-02-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 10,523 19,524 116.91 5.39 56,719 105,234

2015-02-11 2015-02-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,001 9,001 5.38 48,425 48,425

2015-02-11 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2015-02-11 2011-08-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 526,466 0.00

2015-01-07 2015-01-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 25,000 526,466 4.99 5.36 134,000 2,821,858

2015-01-07 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 0 98,940 0.00

2014-02-06 2014-01-30 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 21,090 501,466 4.39 5.32 112,199 2,667,799

2014-02-06 2014-01-30 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 480,376 0.02 5.32 532 2,553,198

2014-02-06 2014-01-29 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 24,770 98,940 33.40 5.34 132,272 528,338

2014-02-06 2014-01-29 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 24,730 74,170 50.02 5.33 131,811 395,325

2014-02-06 2014-01-29 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 500 49,440 1.02 5.33 2,664 263,464

2014-01-30 2014-01-30 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 21,190 232,798 10.01 5.32 112,731 1,238,485

2014-01-30 2014-01-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 50,000 98,940 102.17 5.34 267,000 528,338

2013-12-17 2013-12-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 25,000 211,608 13.40 5.31 132,750 1,123,638

2013-12-17 2013-12-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 25,000 48,940 104.43 5.31 132,750 259,870

2013-12-17 2013-12-16 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 25,000 211,608 13.40 5.31 132,750 1,123,638

2013-12-17 2013-12-16 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 25,000 48,940 104.43 5.31 132,750 259,870

2013-12-17 2013-09-06 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 7,800 23,940 48.33 5.25 40,950 125,683

2013-12-17 2013-09-06 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,200 16,140 15.78 5.24 11,528 84,572

2013-09-09 2013-09-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 7,800 33,940 29.84 5.25 40,950 178,183

2013-09-09 2013-09-06 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 2,200 26,140 9.19 5.24 11,528 136,972

2013-09-06 2013-09-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 9,999 186,608 5.66 5.24 52,395 977,826

2013-09-06 2012-09-05 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1 176,609 0.00 5.23 5 923,665

2013-08-29 2013-08-28 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,400 176,608 0.80 5.27 7,378 930,724

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 1,000 175,208 0.57 5.42 5,420 949,627

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 174,208 0.06 5.42 542 943,336

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 225 174,108 0.13 5.42 1,220 943,665

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common stock P - Purchase 275 173,883 0.16 5.41 1,488 940,707

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 900 173,608 0.52 5.41 4,869 939,219

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 100 172,708 0.06 5.40 540 933,487

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 800 172,608 0.47 5.41 4,328 933,809

2013-08-09 2013-08-08 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 400 171,808 0.23 5.41 2,164 929,309

2013-07-17 2013-07-16 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 10,000 13,940 253.83 5.38 53,800 74,996

2013-07-11 2013-07-10 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 19,900 156,355 14.58 5.34 106,266 834,936

2012-02-15 2012-02-14 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock P - Purchase 18,054 423,676 4.45 4.99 90,089 2,114,143

P

Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo

S

Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo

A

Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)

C

Conversão de derivativo

D

Venda ou transferência de ativos de volta para a empresa

F

Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa

G

Doação de ativos pelo ou para o insider

K

Swaps de capital e transações de hedge similares

M

Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)

V

Uma transação voluntariamente reportada no Formulário 4

J

Outro (acompanhado de uma nota explicativa descrevendo a transação)