Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Donald J Rosenberg. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Donald J Rosenberg reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:NUVA / Nuvasive Inc Director 0
US:QCOM / QUALCOMM Incorporated General Counsel 2,720
US:IBM / International Business Machines Corporation Senior Vice President 8,308
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Donald J Rosenberg. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Donald J Rosenberg conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,702 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs
M - Exercise -3,095 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,577 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,130 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
RSUs
M - Exercise -2,822 0 -100.00
2022-05-13 2022-05-11 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 13,326 22,519 144.96
2021-10-05 2021-10-04 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -11,457 2,720 -80.81 126.44 -1,448,677 343,930
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -5,532 11,067 -33.33
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -9,475 9,475 -50.00
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -10,085 0 -100.00
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -3,003 14,177 -17.48 128.71 -386,516 1,824,722
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -4,475 17,180 -20.66 128.71 -575,977 2,211,238
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -3,626 21,655 -14.34 128.71 -466,702 2,787,215
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 5,532 25,281 28.01
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 9,474 19,749 92.20
2021-10-05 2021-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 10,084 10,275 5,279.58
2021-05-20 2021-05-18 4 NUVA NUVASIVE INC
RSUs
A - Award 2,702 2,702
2020-12-08 2020-12-08 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -49,362 0 -100.00 157.70 -7,784,486
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -22,720 49,362 -31.52 157.62 -3,581,126 7,780,438
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 45,824 72,082 174.51
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -25,822 26,258 -49.58 157.62 -4,070,064 4,138,786
2020-12-08 2020-12-06 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 52,080 52,080
2020-11-24 2020-11-24 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -7,771 0 -100.00 142.51 -1,107,473
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -14,728 0 -100.00
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,956 7,771 -47.23 146.03 -1,015,785 1,134,799
2020-11-24 2020-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 14,727 14,727
2020-10-05 2020-10-05 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -10,720 0 -100.00 118.27 -1,267,849
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -9,292 18,585 -33.33
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -9,890 9,891 -50.00
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,044 10,720 -32.00 119.52 -602,859 1,281,254
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -3,417 15,764 -17.81 119.52 -408,400 1,884,113
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 9,889 19,181 106.42
2020-10-05 2020-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 9,292 9,292
2020-09-25 2020-09-23 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 16,280 16,280
2020-06-30 2020-06-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -3,591 0 -100.00
2020-06-30 2020-06-29 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -11,038 3,591 -75.45 87.68 -967,856 314,873
2020-05-29 2020-05-28 4 NUVA NUVASIVE INC
RSUs
A - Award 3,095 3,095
2019-12-10 2019-12-10 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -28,729 4,643 -86.09 84.51 -2,427,868 392,377
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -21,415 33,372 -39.09 83.82 -1,795,005 2,797,241
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 43,193 54,787 372.55
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,837 11,594 -37.10 83.82 -573,077 971,809
2019-12-10 2019-12-08 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 13,788 18,431 296.96
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -14,306 14,307 -50.00
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,757 12,192 -35.66 85.62 -578,534 1,043,879
2019-11-22 2019-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 14,306 18,949 308.12
2019-11-22 2019-11-22 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -7,549 4,643 -61.92 84.82 -640,324 393,830
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -9,607 19,216 -33.33
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,215 4,643 -52.90 75.47 -393,576 350,407
2019-10-03 2019-10-01 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 9,607 9,858 3,827.49
2019-09-24 2019-09-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 27,081 27,081
2019-06-04 2019-06-01 4 NUVA NUVASIVE INC
RSUs
M - Exercise -3,230 0 -100.00
2019-06-04 2019-06-01 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 3,230 9,193 54.17
2019-05-13 2019-05-10 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -7,141 0 -100.00 84.56 -603,835
2019-05-10 2019-05-09 4 NUVA NUVASIVE INC
RSUs
A - Award 2,577 2,577
2019-05-09 2019-05-08 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -11,050 7,141 -60.74 84.68 -935,720 604,703
2019-05-08 2019-05-06 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -7,024 18,191 -27.86 88.25 -619,868 1,605,356
2019-05-08 2019-05-06 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 14,165 25,215 128.19
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -18,585 0 -100.00
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -7,535 11,050 -40.54 89.29 -672,800 986,654
2019-05-07 2019-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 18,585 18,585
2019-03-22 2019-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 3,694 22,613 19.53
2019-03-22 2019-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -3,694 0 -100.00
2018-12-14 2018-12-13 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -9,048 0 -100.00 58.01 -524,895
2018-12-11 2018-12-09 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -8,897 9,048 -49.58 55.99 -498,143 506,598
2018-12-11 2018-12-09 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 17,945 17,945
2018-11-26 2018-11-23 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -6,297 0 -100.00 55.22 -347,746
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -13,773 27,546 -33.33
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -7,476 6,297 -54.28 54.92 -410,582 345,831
2018-11-21 2018-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 13,773 13,773
2018-09-24 2018-09-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 27,748 27,748
2018-05-09 2018-05-08 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -11,670 0 -100.00 53.01 -618,603
2018-05-08 2018-05-06 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 40,538 40,538
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -17,840 17,840 -50.00
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,169 11,670 -34.58 52.49 -323,811 612,558
2018-05-08 2018-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 17,839 17,839
2018-05-07 2018-05-03 4 NUVA NUVASIVE INC
RSUs
A - Award 3,230 3,230
2018-03-28 2018-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 3,614 14,844 32.18
2018-03-28 2018-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -3,614 3,694 -49.45
2018-03-27 2018-03-23 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 3,573 7,616 88.37
2018-03-27 2018-03-23 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -3,573 7,308 -32.84
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
RSUs
M - Exercise -5,113 0 -100.00
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 850 5,963 16.62
2018-02-14 2018-02-12 4 NUVA NUVASIVE INC
Common Stock
M - Exercise 5,113 5,113
2018-02-14 2018-02-01 4 NUVA NUVASIVE INC
RSUs
M - Exercise -850 0 -100.00
2017-05-22 2017-05-18 4 NUVA NUVASIVE INC
RSUs
A - Award 2,130 2,130
2017-05-12 2017-05-11 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -10,701 0 -100.00 55.02 -588,767
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -1,277 1 -99.92
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -6,031 1,278 -82.51
2017-05-08 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X 7,308 10,881 204.53
2017-05-08 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 2,988 14,617 25.69
2017-05-08 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -2,988 3,573 -45.54
2017-05-08 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 3,043 8,641 54.36
2017-05-08 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -3,043 6,561 -31.68
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -1,277 1 -99.92
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -6,031 1,278 -82.51
2017-04-07 2017-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X 7,308 10,881 204.53
2017-04-07 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 2,988 14,617 25.69
2017-04-07 2017-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -2,988 3,573 -45.54
2017-04-07 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 3,043 8,641 54.36
2017-04-07 2017-03-21 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -3,043 6,561 -31.68
2016-08-05 2016-08-04 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -8,250 2,353 -77.81 61.09 -503,992 143,745
2016-05-23 2016-05-19 4 NUVA NUVASIVE INC
RSUs
A - Award 2,822 2,822
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -16,551 49,653 -25.00
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,220 10,332 -37.58 51.13 -318,029 528,275
2016-05-09 2016-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 16,551 16,552 1,655,100.00
2016-03-30 2016-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -6,561 1 -99.98
2016-03-30 2016-03-29 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X 6,561 9,604 215.61
2016-03-30 2016-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X 6,369 6,754 1,654.29
2016-03-30 2016-03-28 4 QCOM QUALCOMM INC/DE
Common Stock
J - Other X -6,369 3,043 -67.67
2016-02-17 2016-02-12 4 NUVA NUVASIVE INC
RSUs
A - Award 850 850
2016-02-17 2016-02-12 4 NUVA NUVASIVE INC
RSUs
A - Award 5,113 5,113
2015-11-25 2015-11-24 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -5,139 191 -96.42 49.36 -253,651 9,427
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -10,748 0 -100.00
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,608 5,330 -51.27 49.62 -278,269 264,475
2015-11-24 2015-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 10,747 10,938 5,626.70
2015-05-11 2015-05-08 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -9,522 1 -99.99 69.06 -657,555 69
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -15,971 63,884 -20.00
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,449 9,523 -40.38 68.37 -440,918 651,088
2015-05-05 2015-05-05 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 15,971 15,972 1,597,100.00
2015-05-05 2015-05-03 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 79,855 79,855
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -1,134 1 -99.91
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X -8,278 1,135 -87.94
2015-05-05 2015-03-26 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift X 9,412 9,412
2014-12-04 2014-12-03 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -200 18,653 -1.06 73.78 -14,757 1,376,312
2014-12-04 2014-12-03 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -16,159 18,853 -46.15 74.30 -1,200,591 1,400,752
2014-12-02 2014-11-30 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -17,852 35,012 -33.77 72.90 -1,301,411 2,552,375
2014-12-02 2014-11-30 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 34,211 52,864 183.41
2014-11-24 2014-11-24 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -4,996 18,653 -21.13 71.73 -358,348 1,337,924
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -10,449 10,449 -50.00
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,453 23,649 -18.74 70.71 -385,582 1,672,221
2014-11-21 2014-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 10,449 29,102 56.02
2014-11-17 2014-11-13 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -40,829 18,653 -68.64 70.57 -2,881,335 1,316,357
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -12,856 0 -100.00
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,708 59,482 -10.13 69.26 -464,596 4,119,723
2014-11-12 2014-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 12,855 66,190 24.10
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -72,527 0 -100.00
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -37,844 53,335 -41.51 69.26 -2,621,075 3,693,982
2014-11-12 2014-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 72,526 91,179 388.82
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -31,350 0 -100.00
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -31,350 18,653 -62.70 71.87 -2,253,165 1,340,615
2014-10-16 2014-10-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 31,350 50,003 168.07 44.75 1,402,912 2,237,634
2014-09-18 2014-09-16 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 12,785 12,785
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -33,000 31,350 -51.28
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -33,000 18,653 -63.89 75.04 -2,476,353 1,399,740
2014-09-16 2014-09-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 33,000 51,653 176.92 44.75 1,476,750 2,311,472
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -33,000 64,350 -33.90
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -33,000 18,653 -63.89 74.80 -2,468,565 1,395,338
2014-08-19 2014-08-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 33,000 51,653 176.92 44.75 1,476,750 2,311,472
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -32,000 97,350 -24.74
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -1,000 0 -100.00
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -1,000 0 -100.00 79.80 -79,800
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 1,000 1,000 40.31 40,310 40,310
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -32,000 0 -100.00 79.80 -2,553,600
2014-07-16 2014-07-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 32,000 32,000 44.75 1,432,000 1,432,000
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -44,000 0 -100.00
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -44,000 0 -100.00 80.85 -3,557,391
2014-05-19 2014-05-14 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 44,000 44,000 35.66 1,569,040 1,569,040
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -60,000 44,000 -57.69
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -60,000 18,483 -76.45 74.57 -4,474,266 1,378,298
2014-02-12 2014-02-10 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 60,000 78,483 324.62 35.66 2,139,600 2,798,704
2014-01-03 2013-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit
A - Award 1,851 18,547 11.09 66.60 123,276 1,235,203
2013-12-03 2013-12-02 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -26,626 18,292 -59.28 73.57 -1,958,875 1,345,742
2013-12-03 2013-11-25 4/A QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -29,054 44,918 -39.28 72.49 -2,106,124 3,256,106
2013-11-26 2013-11-25 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -28,553 45,419 -38.60 72.49 -2,069,807 3,292,423
2013-11-26 2013-11-25 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 55,680 73,972 304.40
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -10,240 20,482 -33.33
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,344 18,292 -22.61 71.03 -379,584 1,299,281
2013-11-21 2013-11-20 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 10,240 23,636 76.44
2013-11-13 2013-11-13 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -13,426 13,396 -50.06 69.38 -931,496 929,414
2013-11-12 2013-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -6,575 26,822 -19.69 67.45 -443,484 1,809,144
2013-11-12 2013-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 12,599 33,397 60.58
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -15,481 66,409 -18.90
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -8,078 20,798 -27.97 67.45 -544,861 1,402,825
2013-11-12 2013-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 15,481 28,876 115.57
2013-10-01 2013-09-29 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
A - Award 30,722 30,722
2013-10-01 2013-09-13 4 QCOM QUALCOMM INC/DE
Common Stock
G - Gift -1,500 13,396 -10.07
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -55,000 1,000 -98.21
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -55,000 0 -100.00 61.70 -3,393,687
2013-06-18 2013-06-17 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 55,000 55,000 40.31 2,217,050 2,217,050
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 56,000 -47.17
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -50,000 14,709 -77.27 65.19 -3,259,595 958,908
2013-05-16 2013-05-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 106,000 -32.05
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -50,000 14,709 -77.27 66.21 -3,310,445 973,867
2013-04-16 2013-04-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 156,000 -24.27
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -50,000 14,709 -77.27 66.31 -3,315,500 975,354
2013-03-19 2013-03-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 206,000 -19.53
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -50,000 14,709 -77.27 65.55 -3,277,500 964,175
2013-02-20 2013-02-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 64,709 339.93 40.31 2,015,500 2,608,420
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 256,000 -13.51
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -40,000 14,499 -73.40 63.73 -2,549,200 924,021
2013-01-16 2013-01-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 40,000 54,499 275.88 40.31 1,612,400 2,196,855
2013-01-03 2012-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit
A - Award 2,355 16,696 16.42 61.15 144,002 1,020,897
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 460,000 -8.00
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -40,000 0 -100.00 60.67 -2,426,648
2012-12-18 2012-12-17 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 40,000 40,000 40.31 1,612,400 1,612,400
2012-11-19 2012-11-16 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -13,145 14,499 -47.55 61.30 -805,775 888,774
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -40,000 336,000 -10.64
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -14,696 27,644 -34.71 61.83 -908,654 1,709,229
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale X -40,000 42,340 -48.58 61.61 -2,464,544 2,608,720
2012-11-19 2012-11-15 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 40,000 82,340 94.47 40.31 1,612,400 3,319,125
2012-11-14 2012-11-11 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -23,021 42,340 -35.22 58.61 -1,349,261 2,481,547
2012-11-14 2012-11-11 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 49,312 65,361 307.26
2012-11-13 2012-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -5,773 16,049 -26.45 61.62 -355,732 988,939
2012-11-13 2012-11-09 4 QCOM QUALCOMM INC/DE
Common Stock
A - Award 12,368 21,823 130.80
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Restricted Stock Unit
M - Exercise -15,195 81,890 -15.65
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
F - Taxes -7,093 9,455 -42.86 60.67 -430,332 573,635
2012-11-13 2012-11-08 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 15,195 16,548 1,123.18
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 376,000 -11.74
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Non-Qualified Stock Option (right to buy)
M - Exercise -50,000 376,000 -11.74
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -50,000 0 -100.00 62.41 -3,120,360
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock
S - Sale -50,000 0 -100.00 62.41 -3,120,360
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 50,000 40.31 2,015,500 2,015,500
2012-03-05 2012-03-02 4 QCOM QUALCOMM INC/DE
Common Stock
M - Exercise 50,000 50,000 35.66 1,783,000 1,783,000
2012-01-04 2011-12-31 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit
A - Award 3,559 14,341 33.01 53.89 191,798 772,836
2008-07-02 2008-06-30 4 QCOM QUALCOMM INC/DE
Phantom Stock Unit
A - Award 240 453 112.81 47.30 11,352 21,414
2006-01-04 3 IBM INTERNATIONAL BUSINESS MACHINES CORP
Common Stock
8,308
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)