Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Susan C Schwab. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Susan C Schwab reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:MAR / Marriott International, Inc. Director 10,172
US:FDX / FedEx Corporation Director 10,038
US:CAT / Caterpillar Inc. Director 5,948
US:BA / The Boeing Company Director 18,085
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Susan C Schwab. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Susan C Schwab conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-05-13 2026-05-11 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 670 10,172 7.05
2026-04-16 2026-04-15 4 FDX FEDEX CORP
Common Stock
S - Sale -5,795 10,038 -36.60 369.00 -2,138,355 3,704,022
2026-04-16 2026-04-15 4 FDX FEDEX CORP
Common Stock
M - Exercise 2,780 15,833 21.30 244.88 680,766 3,877,185
2026-04-16 2026-04-15 4 FDX FEDEX CORP
Common Stock
M - Exercise 3,015 13,053 30.04 219.26 661,069 2,862,001
2025-11-20 2025-11-19 4 CAT CATERPILLAR INC
Common Stock
G - Gift -990 5,948 -14.27
2025-10-01 2025-09-29 4 FDX FEDEX CORP
Common Stock
A - Award 295 10,034 3.03 236.88 69,881 2,376,904
2025-10-01 2025-09-29 4 FDX FEDEX CORP
Common Stock
A - Award 823 9,739 9.23
2025-08-19 2025-08-15 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,324 6,917 -25.15 410.00 -952,840 2,835,970
2025-06-13 2025-06-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 482 9,241 5.50 352.53 169,919 3,257,730
2025-05-14 2025-05-12 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 868 10,370 9.13
2025-02-26 2025-02-24 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock
S - Sale -1,054 4,551 -18.80 277.48 -292,332 1,262,944
2025-01-14 2025-01-14 4 FDX FEDEX CORP
Common Stock
S - Sale -3,980 8,904 -30.89 276.45 -1,100,257 2,461,479
2025-01-14 2025-01-14 4 FDX FEDEX CORP
Common Stock
M - Exercise 3,980 12,884 44.70 174.64 695,047 2,249,997
2024-12-03 2024-11-29 4 CAT CATERPILLAR INC
Common Stock
G - Gift -2,150 8,715 -19.79
2024-11-18 2024-11-15 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2 10,846 -0.02 383.20 -766 4,156,187
2024-09-24 2024-09-23 4 FDX FEDEX CORP
Common Stock
A - Award 271 8,901 3.14 258.12 69,949 2,297,482
2024-09-24 2024-09-23 4 FDX FEDEX CORP
Common Stock
A - Award 755 8,630 9.59
2024-06-13 2024-06-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 517 10,825 5.02 328.73 169,953 3,558,502
2024-05-15 2024-05-13 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 837 9,502 9.66
2024-04-30 2024-04-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -4,302 10,291 -29.48 349.92 -1,505,356 3,601,027
2024-04-30 2024-04-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -8,579 14,593 -37.02 348.86 -2,992,870 5,090,914
2024-03-27 2024-03-27 4 FDX FEDEX CORP
Common Stock
S - Sale -6,145 7,865 -43.86 288.02 -1,769,904 2,265,305
2024-03-27 2024-03-27 4 FDX FEDEX CORP
Common Stock
M - Exercise 3,610 14,010 34.71 142.11 513,017 1,990,961
2024-03-27 2024-03-27 4 FDX FEDEX CORP
Common Stock
M - Exercise 2,535 10,400 32.23 160.53 406,944 1,669,512
2023-09-25 2023-09-22 4 FDX FEDEX CORP
Common Stock
A - Award 745 7,865 10.46
2023-09-25 2023-09-22 4 FDX FEDEX CORP
Common Stock
A - Award 267 7,120 3.90 261.91 69,930 1,864,799
2023-06-15 2023-06-14 4 CAT CATERPILLAR INC
Common Stock
A - Award 698 23,106 3.11 243.32 169,837 5,622,152
2023-05-18 2023-05-16 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,143 8,665 15.20
2023-04-12 2023-04-11 4 FDX FEDEX CORP
Common Stock
S - Sale -3,700 6,853 -35.06 231.66 -857,142 1,587,566
2023-04-12 2023-04-11 4 FDX FEDEX CORP
Common Stock
M - Exercise 3,700 10,553 53.99 115.06 425,722 1,214,228
2022-09-27 2022-09-26 4 FDX FEDEX CORP
Common Stock
A - Award 954 6,853 16.17 146.62 139,875 1,004,787
2022-06-10 2022-06-08 4 CAT CATERPILLAR INC
Common Stock
A - Award 816 22,321 3.79 229.80 187,517 5,129,366
2022-05-10 2022-05-09 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,111 7,522 17.33
2022-04-01 2022-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 168 16,629 1.02 223.81 37,600 3,721,736
2022-01-03 2021-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 181 16,368 1.12 206.71 37,415 3,383,429
2021-10-01 2021-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 192 16,098 1.21 195.25 37,488 3,143,134
2021-09-28 2021-09-27 4 FDX FEDEX CORP
Non-qualified Stock Option (Right to Buy)
A - Award 2,850 2,850
2021-09-28 2021-09-27 4 FDX FEDEX CORP
Common Stock
A - Award 307 5,899 5.49 227.46 69,832 1,341,816
2021-07-01 2021-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 174 15,820 1.11 216.00 37,584 3,417,120
2021-06-29 2021-06-29 4 FDX FEDEX CORP
Stock Option (Right to Buy)
M - Exercise -4,720 0 -100.00
2021-06-29 2021-06-29 4 FDX FEDEX CORP
Common Stock
S - Sale -4,720 5,592 -45.77 297.30 -1,403,270 1,662,518
2021-06-29 2021-06-29 4 FDX FEDEX CORP
Common Stock
M - Exercise 4,720 10,312 84.41 84.71 399,831 873,530
2021-05-12 2021-05-10 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,224 6,411 23.60
2021-04-05 2021-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 329 18,085 1.85
2021-04-02 2021-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 161 15,568 1.04 232.93 37,502 3,626,254
2021-03-03 2021-03-01 4 CAT CATERPILLAR INC
Common Stock
A - Award 683 21,424 3.29
2021-01-06 2021-01-04 4 BA BOEING CO
Phantom Stock Units
A - Award 406 17,756 2.34
2021-01-04 2020-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 208 15,331 1.38 180.43 37,529 2,766,172
2020-10-05 2020-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 495 17,350 2.94
2020-10-01 2020-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 251 15,033 1.70 149.34 37,484 2,245,028
2020-09-22 2020-09-21 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 2,590 2,590
2020-09-22 2020-09-21 4 FDX FEDEX CORP
Common Stock
A - Award 281 5,592 5.29 234.73 65,959 1,312,610
2020-07-06 2020-07-06 4 FDX FEDEX CORP
Stock Option (Right to Buy)
M - Exercise -5,970 0 -100.00
2020-07-06 2020-07-06 4 FDX FEDEX CORP
Stock Option (Right to Buy)
M - Exercise -4,600 0 -100.00
2020-07-06 2020-07-06 4 FDX FEDEX CORP
Common Stock
S - Sale -10,570 5,311 -66.56 155.58 -1,644,520 826,305
2020-07-06 2020-07-06 4 FDX FEDEX CORP
Common Stock
M - Exercise 5,970 15,881 60.24 68.76 410,527 1,092,057
2020-07-06 2020-07-06 4 FDX FEDEX CORP
Common Stock
M - Exercise 4,600 9,911 86.61 84.41 388,286 836,588
2020-07-06 2020-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 452 16,855 2.75
2020-07-01 2020-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 299 14,672 2.08 125.54 37,536 1,841,923
2020-05-15 2020-05-13 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 2,145 5,187 70.51
2020-04-03 2020-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 610 16,403 3.87
2020-04-02 2020-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 330 14,246 2.37 113.59 37,485 1,618,203
2020-03-03 2020-03-02 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,176 20,469 6.10
2020-01-06 2020-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 253 15,668 1.64
2020-01-02 2019-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 254 13,812 1.87 147.51 37,468 2,037,408
2019-10-03 2019-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 221 15,324 1.46
2019-10-02 2019-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 296 13,460 2.25 126.49 37,441 1,702,555
2019-09-24 2019-09-23 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 5,325 5,325
2019-09-24 2019-09-23 4 FDX FEDEX CORP
Common Stock
A - Award 448 5,260 9.31 147.28 65,981 774,693
2019-07-12 2019-07-11 4 FDX FEDEX CORP
Stock Option (Right to Buy)
M - Exercise -6,440 0 -100.00
2019-07-12 2019-07-11 4 FDX FEDEX CORP
Common Stock
S - Sale -6,440 4,812 -57.23 160.00 -1,030,400 769,920
2019-07-12 2019-07-11 4 FDX FEDEX CORP
Common Stock
M - Exercise 6,440 11,252 133.83 74.88 482,227 842,550
2019-07-03 2019-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 233 15,018 1.58
2019-07-02 2019-06-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 274 13,049 2.14 136.64 37,439 1,783,015
2019-05-14 2019-05-13 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,292 3,042 73.83
2019-04-03 2019-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 232 14,700 1.60
2019-04-02 2019-03-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 278 12,686 2.24 134.95 37,516 1,711,976
2019-03-27 2019-03-27 4 FDX FEDEX CORP
Stock Option (Right to Buy)
M - Exercise -4,400 0 -100.00
2019-03-27 2019-03-27 4 FDX FEDEX CORP
Common Stock
S - Sale -3,000 4,787 -38.53 175.10 -525,315 838,228
2019-03-27 2019-03-27 4 FDX FEDEX CORP
Common Stock
M - Exercise 4,400 7,787 129.91 56.31 247,764 438,486
2019-03-06 2019-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,084 18,880 6.09
2019-01-04 2019-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 247 14,401 1.75
2019-01-03 2018-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 297 12,331 2.47 126.31 37,514 1,557,529
2018-10-03 2018-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 119 14,081 0.85
2018-10-01 2018-09-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 247 11,950 2.11 151.74 37,480 1,813,293
2018-09-25 2018-09-24 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 2,780 2,780
2018-07-05 2018-07-02 4 BA BOEING CO
Phantom Stock Units
A - Award 135 13,894 0.98
2018-07-03 2018-06-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 274 11,629 2.41 136.71 37,459 1,589,801
2018-05-15 2018-05-11 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,186 2,936 67.77
2018-04-04 2018-04-02 4 BA BOEING CO
Phantom Stock Units
A - Award 139 13,693 1.03
2018-04-02 2018-03-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 255 11,301 2.31 147.17 37,528 1,663,168
2018-03-07 2018-03-05 4 CAT CATERPILLAR INC
Common Stock
A - Award 993 17,182 6.13
2018-02-22 2018-02-22 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock
P - Purchase 250 2,997 9.10 141.47 35,368 423,986
2018-02-07 2018-02-06 4 FDX FEDEX CORP
Common Stock
P - Purchase 80 3,348 2.45 247.96 19,837 830,174
2018-01-04 2018-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 152 13,486 1.14
2018-01-03 2017-12-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 237 10,991 2.20 158.00 37,446 1,736,578
2017-10-04 2017-10-02 4 BA BOEING CO
Phantom Stock Units
A - Award 177 13,266 1.35
2017-10-02 2017-09-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 300 10,694 2.89 125.03 37,509 1,337,071
2017-09-27 2017-09-25 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 3,015 3,015
2017-07-06 2017-07-03 4 BA BOEING CO
Phantom Stock Units
A - Award 227 13,012 1.77
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 351 10,323 3.52 106.94 37,536 1,103,942
2017-05-12 2017-05-11 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,358 3,108 77.60
2017-04-05 2017-04-03 4 BA BOEING CO
Phantom Stock Units
A - Award 255 12,691 2.05
2017-04-03 2017-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 405 9,898 4.27 92.63 37,515 916,852
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,307 16,189 8.78
2017-01-05 2017-01-03 4 BA BOEING CO
Phantom Stock Units
A - Award 288 12,340 2.39
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 404 9,419 4.48 92.79 37,487 873,989
2016-10-05 2016-10-03 4 BA BOEING CO
Phantom Stock Units
A - Award 313 11,966 2.69
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 424 8,936 4.98 88.40 37,482 789,942
2016-09-27 2016-09-26 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 3,980 3,980
2016-07-06 2016-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 318 11,557 2.83
2016-07-05 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 501 8,434 6.32 74.91 37,530 631,791
2016-05-10 2016-05-09 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 2,026 3,776 115.77
2016-04-05 2016-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 327 11,143 3.02
2016-04-04 2016-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 489 7,847 6.65 76.69 37,501 601,786
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,672 14,468 13.07
2016-01-06 2016-01-04 4 BA BOEING CO
Phantom Stock Units
A - Award 293 10,719 2.81
2016-01-05 2015-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 547 7,275 8.13 68.52 37,480 498,483
2015-12-24 2015-12-23 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock
P - Purchase 364 721 101.96 68.59 24,967 49,455
2015-10-05 2015-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 316 10,362 3.15
2015-10-02 2015-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 578 6,655 9.51 64.90 37,512 431,910
2015-09-28 2015-09-28 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 3,610 3,610
2015-08-27 2015-08-27 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock
P - Purchase 357 357 70.56 25,190 25,190
2015-07-06 2015-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 293 9,976 3.03
2015-07-02 2015-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 438 6,017 7.85 85.53 37,462 514,634
2015-05-13 2015-05-11 4 MAR MARRIOTT INTERNATIONAL INC /MD/
Class A Common Stock-Dir. Def. Stock Comp Plan-1
A - Award 1,750 1,750
2015-04-03 2015-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 278 9,620 2.98
2015-04-01 2015-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 311 5,534 5.95 80.23 24,952 443,993
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,506 11,831 14.59
2015-02-03 2015-01-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 156 5,181 3.10 80.12 12,499 415,102
2015-01-06 2015-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 316 9,287 3.52
2015-01-05 2014-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 135 5,025 2.76 92.51 12,489 464,863
2014-12-02 2014-11-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 122 4,890 2.56 102.36 12,489 500,565
2014-11-03 2014-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 123 4,736 2.67 101.60 12,497 481,201
2014-10-03 2014-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 298 8,922 3.46
2014-10-01 2014-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 126 4,613 2.81 99.45 12,531 458,763
2014-09-30 2014-09-29 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 2,535 2,535
2014-09-03 2014-08-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 115 4,487 2.63 108.68 12,498 487,625
2014-08-04 2014-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 123 4,344 2.91
2014-07-03 2014-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 293 8,573 3.54
2014-07-02 2014-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 115 4,221 2.80
2014-06-03 2014-05-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 122 4,106 3.06
2014-05-02 2014-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 3,961 3.07
2014-04-03 2014-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 295 8,236 3.71
2014-04-02 2014-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 125 3,843 3.36
2014-03-04 2014-03-03 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,298 10,307 14.41
2014-03-04 2014-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 129 3,718 3.59
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 134 3,568 3.90
2014-01-06 2014-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 275 7,897 3.61
2014-01-02 2013-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 138 3,434 4.19
2013-12-02 2013-11-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 3,296 4.67
2013-11-04 2013-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 149 3,127 5.00
2013-10-03 2013-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 319 7,595 4.38
2013-10-02 2013-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 150 2,978 5.30
2013-09-24 2013-09-23 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 3,700 3,700
2013-09-03 2013-08-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 152 2,828 5.68
2013-08-02 2013-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 150 2,658 5.98
2013-07-03 2013-07-01 4 BA BOEING CO
Phantom Stock Units
A - Award 362 7,243 5.27
2013-07-02 2013-06-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 151 2,508 6.41
2013-06-03 2013-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 145 2,357 6.56
2013-05-02 2013-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 148 2,200 7.21
2013-04-03 2013-04-01 4 BA BOEING CO
Phantom Stock Units
A - Award 438 6,848 6.83
2013-04-01 2013-03-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 143 2,052 7.49
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,115 9,009 14.12
2013-03-04 2013-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 135 1,909 7.61
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 127 1,774 7.71
2013-01-04 2013-01-02 4 BA BOEING CO
Phantom Stock Units
A - Award 488 6,372 8.29
2013-01-03 2012-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 142 1,647 9.44
2012-12-04 2012-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 154 1,497 11.47
2012-11-02 2012-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 1,343 12.29
2012-11-02 2012-09-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 145 1,196 13.80
2012-10-17 2012-10-16 4 FDX FEDEX CORP
Common Stock
P - Purchase 218 3,156 7.42 91.85 20,023 289,869
2012-10-03 2012-10-01 4 BA BOEING CO
Phantom Stock Units
A - Award 498 5,850 9.31
2012-09-25 2012-09-24 4 FDX FEDEX CORP
Stock Option (Right to Buy)
A - Award 4,720 4,720
2012-09-05 2012-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 151 1,051 16.78
2012-08-01 2012-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 900 19.52
2012-07-05 2012-07-02 4 BA BOEING CO
Phantom Stock Units
A - Award 476 5,319 9.82
2012-07-03 2012-06-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 148 753 24.46
2012-06-04 2012-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 145 605 31.52
2012-05-02 2012-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 121 460 35.69
2012-04-04 2012-04-02 4 BA BOEING CO
Phantom Stock Units
A - Award 470 4,812 10.81
2012-04-03 2012-03-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 339 53.39
2012-03-07 2012-03-05 4 CAT CATERPILLAR INC
Common
A - Award 909 7,667 13.45
2012-03-02 2012-02-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 108 221 95.58
2012-02-01 2012-01-31 4 CAT CATERPILLAR INC
Common
A - Award 113 113
2012-01-05 2012-01-03 4 BA BOEING CO
Phantom Stock Units
A - Award 469 4,317 12.20
2012-01-03 2011-12-30 4 CAT CATERPILLAR INC
Common
A - Award 138 6,758 2.08 90.90 12,545 614,336
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)