XAI Madison Equity Premium Income Fund
US ˙ NYSE ˙ US5574371002

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de John Yogi Spence. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que John Yogi Spence reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:XFLT / XAI Octagon Floating Rate & Alternative Income Trust Vice President 561,792
967
US:MCN / XAI Madison Equity Premium Income Fund 2,500
US:US73919C2098 / Power & Digital Infrastructure Acquisition II Corp. 10% Owner 153,626
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por John Yogi Spence. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas MCN / XAI Madison Equity Premium Income Fund - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em MCN / XAI Madison Equity Premium Income Fund. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2024-12-19 MCN Spence John Yogi 2,000 6.6300 2,000 6.6300 13,260 14 6.7400 220 1.66
2024-12-19 MCN Spence John Yogi 500 6.6000 500 6.6000 3,300

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MCN / XAI Madison Equity Premium Income Fund Insider Trades
Vendas Internas MCN / XAI Madison Equity Premium Income Fund - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em MCN / XAI Madison Equity Premium Income Fund. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

MCN / XAI Madison Equity Premium Income Fund Insider Trades
Compras Internas XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em MCN / XAI Madison Equity Premium Income Fund. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2026-02-19 XFLT Spence John Yogi 5,000 3.9000 5,000 3.9000 19,500 84 19.4800 77,900 399.49
2025-02-21 XFLT Spence John Yogi 2,000 6.3800 2,000 6.3800 12,760
2025-02-19 XFLT Spence John Yogi 3,000 6.4097 3,000 6.4097 19,229
2024-12-19 XFLT Spence John Yogi 2,000 6.5000 2,000 6.5000 13,000
2024-07-17 XFLT Spence John Yogi 831 0.0000 831 0.0000 0
2024-05-10 XFLT Spence John Yogi 3,450 7.1300 3,450 7.1300 24,598
2024-05-09 XFLT Spence John Yogi 3,417 7.1300 3,417 7.1300 24,363
2023-12-12 XFLT Spence John Yogi 825 7.0500 825 7.0500 5,816
2023-12-05 XFLT Spence John Yogi 6,000 6.8900 6,000 6.8900 41,340
2023-11-13 XFLT Spence John Yogi 289 7.0800 289 7.0800 2,046
2022-12-22 XFLT Spence John Yogi 500 6.3300 500 6.3300 3,165
2022-11-11 XFLT Spence John Yogi 3,050 6.6700 3,050 6.6700 20,344
2022-11-10 XFLT Spence John Yogi 891 6.6300 891 6.6300 5,907
2022-11-10 XFLT Spence John Yogi 754 6.6400 754 6.6400 5,007
2022-11-10 XFLT Spence John Yogi 355 6.6500 355 6.6500 2,361
2022-11-04 XFLT Spence John Yogi 3,588 6.3900 3,588 6.3900 22,927
2022-11-03 XFLT Spence John Yogi 412 6.3500 412 6.3500 2,616
2022-09-23 XFLT Spence John Yogi 1,000 6.2400 1,000 6.2400 6,240
2022-09-23 XFLT Spence John Yogi 2,000 6.2300 2,000 6.2300 12,460
2022-09-02 XFLT Spence John Yogi 1,000 6.9700 1,000 6.9700 6,970
2022-09-02 XFLT Spence John Yogi 1,000 7.0000 1,000 7.0000 7,000
2022-09-02 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-09-02 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-08-19 XFLT Spence John Yogi 1,000 7.1540 1,000 7.1540 7,154
2022-08-19 XFLT Spence John Yogi 1,000 7.1600 1,000 7.1600 7,160
2022-08-19 XFLT Spence John Yogi 1,000 7.1600 1,000 7.1600 7,160
2022-08-19 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2022-08-19 XFLT Spence John Yogi 0 0.0000 0 0.0000 0
2021-12-20 XFLT Spence John Yogi 135 8.5400 135 8.5400 1,153
2021-12-20 XFLT Spence John Yogi 3,865 8.5300 3,865 8.5300 32,968
2021-07-21 XFLT Spence John Yogi 127 8.4946 127 8.4946 1,079
2021-07-21 XFLT Spence John Yogi 600 8.4950 600 8.4950 5,097
2021-07-21 XFLT Spence John Yogi 1,500 8.5000 1,500 8.5000 12,750
2021-07-21 XFLT Spence John Yogi 2,873 8.5000 2,873 8.5000 24,420
2021-07-21 XFLT Spence John Yogi 4,400 8.5000 4,400 8.5000 37,400
2021-07-21 XFLT Spence John Yogi 500 8.5000 500 8.5000 4,250
2020-03-16 XFLT Spence John Yogi 3,000 5.6900 3,000 5.6900 17,070
2020-03-12 XFLT Spence John Yogi 500 6.0000 500 6.0000 3,000
2020-03-12 XFLT Spence John Yogi 400 5.9500 400 5.9500 2,380
2020-03-12 XFLT Spence John Yogi 400 5.9000 400 5.9000 2,360
2020-03-12 XFLT Spence John Yogi 500 5.8000 500 5.8000 2,900
2020-03-12 XFLT Spence John Yogi 500 5.8500 500 5.8500 2,925
2018-12-21 XFLT Spence John Yogi 2,500 7.3700 2,500 7.3700 18,425
2018-03-20 XFLT Spence John Yogi 270 9.5809 270 9.5809 2,587
2018-02-07 XFLT Spence John Yogi 265 9.7508 265 9.7508 2,584
2017-12-29 XFLT Spence John Yogi 700 9.3900 700 9.3900 6,573
2017-12-22 XFLT Spence John Yogi 500 9.5100 500 9.5100 4,755

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock Insider Trades
Vendas Internas XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em MCN / XAI Madison Equity Premium Income Fund. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2018-10-11 XFLT Spence John Yogi 100 9.8800 100 9.8800 988 74 7.12 -276 -27.94
2018-10-10 XFLT Spence John Yogi 400 9.8750 400 9.8750 3,950
2018-10-08 XFLT Spence John Yogi 7 9.8000 7 9.8000 69
2018-10-05 XFLT Spence John Yogi 100 9.8000 100 9.8000 980
2018-10-04 XFLT Spence John Yogi 100 9.8300 100 9.8300 983
2018-10-03 XFLT Spence John Yogi 1,080 9.8536 1,080 9.8536 10,642
2018-10-02 XFLT Spence John Yogi 511 9.8143 511 9.8143 5,015
2018-10-01 XFLT Spence John Yogi 1,200 9.8196 1,200 9.8196 11,784
2018-09-27 XFLT Spence John Yogi 700 9.8200 700 9.8200 6,874
2018-09-26 XFLT Spence John Yogi 400 9.8000 400 9.8000 3,920
2018-09-25 XFLT Spence John Yogi 200 9.8200 200 9.8200 1,964
2018-09-20 XFLT Spence John Yogi 200 9.8050 200 9.8050 1,961
2018-09-19 XFLT Spence John Yogi 400 9.8225 400 9.8225 3,929
2018-09-18 XFLT Spence John Yogi 300 9.8300 300 9.8300 2,949
2018-09-17 XFLT Spence John Yogi 200 9.8150 200 9.8150 1,963
2018-09-14 XFLT Spence John Yogi 1,000 9.8680 1,000 9.8680 9,868
2018-09-13 XFLT Spence John Yogi 2,820 9.8678 2,820 9.8678 27,827
2018-09-12 XFLT Spence John Yogi 1,100 9.8318 1,100 9.8318 10,815
2018-09-11 XFLT Spence John Yogi 300 9.8700 300 9.8700 2,961
2018-09-10 XFLT Spence John Yogi 300 9.8700 300 9.8700 2,961
2018-09-07 XFLT Spence John Yogi 300 9.8533 300 9.8533 2,956
2018-09-06 XFLT Spence John Yogi 1,000 9.8940 1,000 9.8940 9,894
2018-09-05 XFLT Spence John Yogi 300 9.8667 300 9.8667 2,960
2018-09-04 XFLT Spence John Yogi 2,400 9.8871 2,400 9.8871 23,729
2018-08-31 XFLT Spence John Yogi 1,198 9.9575 1,198 9.9575 11,929
2018-08-30 XFLT Spence John Yogi 3,900 10.0118 3,900 10.0118 39,046
2018-08-29 XFLT Spence John Yogi 1,280 9.9788 1,280 9.9788 12,773
2018-08-28 XFLT Spence John Yogi 1,500 9.9440 1,500 9.9440 14,916

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

XFLT PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por John Yogi Spence conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2026-02-19 2026-02-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 5,000 561,792 0.90 3.90 19,500 2,190,988
2025-12-30 2025-12-24 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		G - Gift -7,811 16,104 -32.66
2025-02-21 2025-02-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 551,806 0.36 6.38 12,760 3,520,523
2025-02-19 2025-02-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,000 549,806 0.55 6.41 19,229 3,524,092
2025-01-13 2024-12-18 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		J - Other -6,052 20,734 -22.59
2025-01-07 2024-12-31 4/A OCTIX Octagon XAI CLO Income Fund
Class A Shares 		P - Purchase 967 967 25.85 25,000 25,000
2025-01-07 2024-12-31 4/A OCTIX Octagon XAI CLO Income Fund
Class I Shares 		P - Purchase 59 59 25.34 1,500 1,500
2025-01-03 2024-12-31 4 OCTIX Octagon XAI CLO Income Fund
Class A Shares 		P - Purchase 967 5,026 23.83 25.85 25,000 129,930
2025-01-03 2024-12-31 4 OCTIX Octagon XAI CLO Income Fund
Class I Shares 		P - Purchase 59 4,059 1.48 25.34 1,500 102,860
2024-12-20 2024-12-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 546,806 0.37 6.50 13,000 3,554,240
2024-12-19 2024-12-19 4 MCN XAI Madison Equity Premium Income Fund
Common Shares of Beneficial Ownership 		P - Purchase 500 2,500 25.00 6.60 3,300 16,500
2024-12-19 2024-12-19 4 MCN XAI Madison Equity Premium Income Fund
Common Shares of Beneficial Ownership 		P - Purchase 2,000 2,000 6.63 13,260 13,260
2024-11-15 2024-07-17 5 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase -831 25,498 -3.16
2024-11-15 2024-07-10 5 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		J - Other -2,390 25,498 -8.57
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other 153,626 153,626
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other 746,694 814,242 1,105.43
2024-10-21 2024-10-17 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -3,481,337 0 -100.00
2024-10-21 2024-09-19 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		P - Purchase 5,882 67,548 9.54 8.50 49,997 574,158
2024-10-21 2024-09-18 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		P - Purchase 11,765 61,666 23.58 8.50 100,002 524,161
2024-09-18 2024-09-16 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -6,827,969 0 -100.00
2024-07-26 2024-07-24 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		J - Other -162,059 0 -100.00
2024-05-23 2024-05-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		G - Gift -6,000 531,763 -1.12
2024-05-10 2024-05-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,450 27,401 14.40 7.13 24,598 195,367
2024-05-10 2024-05-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,417 23,951 16.64 7.13 24,363 170,769
2024-03-20 2024-03-14 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		A - Award 162,059 162,059
2024-03-20 2024-03-14 4 AIRJ Montana Technologies Corp.
Class A Common Stock 		M - Exercise 6,827,969 6,827,969
2024-02-26 3 [NONE] Octagon XAI CLO Income Fund
Common Shares of Beneficial Ownership 		4,000
2023-12-13 2023-12-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 825 19,327 4.46 7.05 5,816 136,252
2023-12-13 2023-12-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		J - Other -5,409 18,502 -22.62
2023-12-06 2023-12-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 6,000 23,684 33.93 6.89 41,340 163,182
2023-11-16 2023-11-13 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 289 17,684 1.66 7.08 2,046 125,202
2023-07-26 2023-07-24 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		G - Gift -4,000 520,285 -0.76
2022-12-23 2022-12-22 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 500 515,997 0.10 6.33 3,165 3,266,260
2022-11-15 2022-11-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,050 15,050 25.42 6.67 20,344 100,384
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 355 12,000 3.05 6.65 2,361 79,800
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 754 11,645 6.92 6.64 5,007 77,323
2022-11-14 2022-11-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 891 10,891 8.91 6.63 5,907 72,207
2022-11-09 2022-11-04 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,588 4,000 870.87 6.39 22,927 25,560
2022-11-09 2022-11-03 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 412 412 6.35 2,616 2,616
2022-11-09 2022-11-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 918 10,000 10.11 6.56 6,022 65,600
2022-11-09 2022-11-09 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,082 9,082 13.52 6.53 7,065 59,305
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,800 8,000 29.03 6.50 11,700 52,000
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,100 6,200 51.22 6.49 13,629 40,238
2022-11-09 2022-11-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 100 4,100 2.50 6.38 638 26,158
2022-11-09 2022-11-09 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 918 10,000 10.11 6.56 6,022 65,600
2022-11-09 2022-11-09 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,082 9,082 13.52 6.53 7,065 59,305
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,800 8,000 29.03 6.50 11,700 52,000
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,100 6,200 51.22 6.49 13,629 40,238
2022-11-09 2022-11-08 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 100 4,100 2.50 6.38 638 26,158
2022-11-04 2022-11-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,588 4,000 870.87 6.39 22,927 25,560
2022-11-04 2022-11-03 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 412 412 6.35 2,616 2,616
2022-09-23 2022-09-23 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 2,000 514,280 0.39 6.23 12,460 3,203,962
2022-09-23 2022-09-23 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 512,280 0.20 6.24 6,240 3,196,624
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 510,719 0.20 7.00 7,000 3,575,030
2022-09-02 2022-09-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 509,719 0.20 6.97 6,970 3,552,738
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 0 10,205 0.00
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 508,719 0.20 7.16 7,160 3,642,425
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 508,719 0.20 7.16 7,160 3,642,425
2022-08-22 2022-08-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 1,000 506,719 0.20 7.15 7,154 3,625,065
2021-12-20 2021-12-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 3,865 490,710 0.79 8.53 32,968 4,185,759
2021-12-20 2021-12-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Ownership 		P - Purchase 135 486,845 0.03 8.54 1,153 4,157,659
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 500 8.50 4,250 4,250
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 4,400 466,970 0.95 8.50 37,400 3,969,249
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 2,873 462,570 0.62 8.50 24,420 3,931,849
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 1,500 459,697 0.33 8.50 12,750 3,907,429
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 600 458,197 0.13 8.50 5,097 3,892,388
2021-07-21 2021-07-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 127 457,597 0.03 8.49 1,079 3,887,108
2020-03-16 2020-03-16 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 3,000 443,210 0.68 5.69 17,070 2,521,865
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 440,210 0.11 5.85 2,925 2,575,229
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,710 0.09 5.90 2,360 2,594,289
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,310 0.09 5.95 2,380 2,613,895
2020-03-13 2020-03-12 4/A XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 438,910 0.11 6.00 3,000 2,633,460
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 440,210 0.11 5.80 2,900 2,553,218
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,710 0.09 5.90 2,360 2,594,289
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 400 439,310 0.09 5.95 2,380 2,613,895
2020-03-12 2020-03-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 438,910 0.11 6.00 3,000 2,633,460
2020-03-06 2020-03-06 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 5,000 438,410 1.15 7.38 36,900 3,235,466
2018-12-21 2018-12-21 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 2,500 424,889 0.59 7.37 18,425 3,131,432
2018-10-12 2018-10-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,389 -0.02 9.88 -988 4,173,203
2018-10-11 2018-10-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 422,489 -0.09 9.88 -3,950 4,172,079
2018-10-09 2018-10-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,896 -0.02 9.80 -980 4,144,381
2018-10-09 2018-10-08 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -7 422,889 0.00 9.80 -69 4,144,312
2018-10-05 2018-10-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -100 422,996 -0.02 9.83 -983 4,158,051
2018-10-04 2018-10-03 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,080 423,096 -0.25 9.85 -10,642 4,169,019
2018-10-03 2018-10-02 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -511 424,176 -0.12 9.81 -5,015 4,162,991
2018-10-02 2018-10-01 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,200 424,687 -0.28 9.82 -11,784 4,170,256
2018-10-01 2018-09-26 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 425,887 -0.09 9.80 -3,920 4,173,693
2018-09-28 2018-09-27 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -700 426,287 -0.16 9.82 -6,874 4,186,138
2018-09-26 2018-09-25 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 426,987 -0.05 9.82 -1,964 4,193,012
2018-09-21 2018-09-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 427,187 -0.05 9.80 -1,961 4,188,569
2018-09-20 2018-09-19 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -400 427,387 -0.09 9.82 -3,929 4,198,009
2018-09-19 2018-09-18 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 427,787 -0.07 9.83 -2,949 4,205,146
2018-09-18 2018-09-17 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -200 428,087 -0.05 9.82 -1,963 4,201,674
2018-09-17 2018-09-14 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,000 428,287 -0.23 9.87 -9,868 4,226,336
2018-09-14 2018-09-13 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -2,820 429,287 -0.65 9.87 -27,827 4,236,118
2018-09-13 2018-09-12 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,100 432,107 -0.25 9.83 -10,815 4,248,390
2018-09-12 2018-09-11 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,207 -0.07 9.87 -2,961 4,275,753
2018-09-11 2018-09-10 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,507 -0.07 9.87 -2,961 4,278,714
2018-09-10 2018-09-07 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 433,807 -0.07 9.85 -2,956 4,274,431
2018-09-07 2018-09-06 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,000 434,107 -0.23 9.89 -9,894 4,295,055
2018-09-06 2018-09-05 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -300 435,107 -0.07 9.87 -2,960 4,293,070
2018-09-05 2018-09-04 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -2,400 435,407 -0.55 9.89 -23,729 4,304,913
2018-09-04 2018-08-31 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,198 437,807 -0.27 9.96 -11,929 4,359,463
2018-08-30 2018-08-30 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -3,900 439,005 -0.88 10.01 -39,046 4,395,230
2018-08-30 2018-08-29 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,280 442,905 -0.29 9.98 -12,773 4,419,660
2018-08-30 2018-08-28 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		S - Sale -1,500 444,185 -0.34 9.94 -14,916 4,416,976
2018-03-20 2018-03-20 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 270 445,685 0.06 9.58 2,587 4,270,063
2018-02-08 2018-02-07 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 265 445,415 0.06 9.75 2,584 4,343,153
2018-01-02 2017-12-29 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 700 445,150 0.16 9.39 6,573 4,179,958
2018-01-02 2017-12-22 4 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		P - Purchase 500 444,450 0.11 9.51 4,755 4,226,720
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		898,105
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		464,360
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		898,105
2017-09-27 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
Common Shares of Beneficial Interest 		464,360
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)