Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Joseph A Sprague. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Joseph A Sprague reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:ALK / Alaska Air Group, Inc. 19,389
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Joseph A Sprague. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Joseph A Sprague conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2025-02-18 2025-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,681 19,389 -7.98 72.54 -121,940 1,406,478
2025-02-18 2025-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 4,543 21,070 27.49
2025-02-11 2025-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -2,388 16,527 -12.62 72.85 -173,966 1,203,992
2025-02-11 2025-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 6,765 18,915 55.68
2025-02-11 2025-02-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -710 12,150 -5.52 75.92 -53,903 922,428
2025-02-11 2025-02-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 3,020 12,860 30.69
2025-01-27 2025-01-24 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -9,500 9,840 -49.12 68.90 -654,556 677,982
2024-12-19 2024-12-18 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -2,325 19,340 -10.73 64.38 -149,686 1,245,127
2024-02-16 2024-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,016 21,665 -4.48 36.57 -37,155 792,289
2024-02-16 2024-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 4,169 22,681 22.52
2024-02-13 2024-02-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -638 18,512 -3.33 37.19 -23,727 688,461
2024-02-13 2024-02-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 2,900 19,150 17.85
2023-11-07 2023-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -389 16,250 -2.34 33.56 -13,055 545,350
2023-11-07 2023-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 987 16,639 6.31
2023-02-14 2023-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -103 15,652 -0.65 50.16 -5,166 785,104
2023-02-14 2023-02-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 420 15,755 2.74
2023-02-14 2023-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -103 15,335 -0.67 49.58 -5,107 760,309
2023-02-14 2023-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 420 15,438 2.80
2022-12-13 2022-12-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
G - Gift -2,290 15,018 -13.23
2022-11-08 2022-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -276 17,308 -1.57 45.04 -12,431 779,552
2022-11-08 2022-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 1,131 17,584 6.87
2022-11-08 2022-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -241 16,453 -1.44 44.86 -10,811 738,082
2022-11-08 2022-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 987 16,694 6.28
2022-02-09 2022-02-07 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 7,160 7,160
2022-02-09 2022-02-07 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 3,020 3,020
2021-11-08 2021-11-07 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
M - Exercise -1,130 1,131 -49.98
2021-11-08 2021-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -276 15,707 -1.73 59.35 -16,381 932,210
2021-11-08 2021-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 1,130 15,983 7.61
2021-11-08 2021-11-05 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
M - Exercise -986 1,974 -33.31
2021-11-08 2021-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -241 14,853 -1.60 59.35 -14,303 881,526
2021-11-08 2021-11-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 986 15,094 6.99
2021-02-10 2021-02-09 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 2,900 2,900
2021-02-10 2021-02-09 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 7,260 7,260
2020-11-09 2020-11-07 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
M - Exercise -1,129 2,261 -33.30
2020-11-09 2020-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -275 14,108 -1.91 38.26 -10,522 539,772
2020-11-09 2020-11-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 1,129 14,383 8.52
2020-11-09 2020-11-05 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTIONS (RT TO BUY)
A - Award 2,540 2,540
2020-11-09 2020-11-05 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 2,960 2,960
2020-09-03 2020-09-01 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -3,190 0 -100.00
2020-09-03 2020-09-01 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -1,380 0 -100.00
2020-09-03 2020-09-01 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -4,570 13,254 -25.64 39.04 -178,418 517,451
2020-09-03 2020-09-01 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 1,380 17,824 8.39 24.40 33,672 434,906
2020-09-03 2020-09-01 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 3,190 16,444 24.07 38.76 123,628 637,287
2020-02-13 2020-02-11 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 1,830 1,830
2020-02-13 2020-02-11 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 420 420
2020-02-13 2020-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -168 13,254 -1.25 64.55 -10,844 855,546
2020-02-13 2020-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 565 13,422 4.39
2019-11-12 2019-11-07 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 3,390 3,390
2019-11-12 2019-11-07 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
A - Award 14,130 14,130
2019-11-12 3 ALK ALASKA AIR GROUP, INC.
COMMON STOCK 401(K)
26,955
2019-11-12 3 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
32,763
2019-11-12 3 ALK ALASKA AIR GROUP, INC.
COMMON STOCK 401(K)
26,955
2019-11-12 3 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
32,763
2017-06-09 2017-06-08 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -500 6,691 -6.95 91.74 -45,868 613,799
2017-06-09 2017-06-08 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -6,500 7,191 -47.48 90.78 -590,080 652,810
2017-05-16 2017-05-12 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -647 13,691 -4.51 85.59 -55,377 1,171,813
2017-02-21 2017-02-21 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -2,101 14,338 -12.78 96.11 -201,927 1,378,025
2017-02-21 2017-02-17 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -3,000 16,439 -15.43 96.12 -288,360 1,580,117
2017-02-16 2017-02-16 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -1,293 19,439 -6.24 96.99 -125,408 1,885,389
2017-02-16 2017-02-14 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNITS
A - Award 1,480 1,480
2017-02-16 2017-02-14 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -791 20,732 -3.68 96.30 -76,173 1,996,492
2017-02-16 2017-02-14 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 2,892 21,523 15.52
2017-02-16 2014-02-14 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 3,390 3,390
2017-02-14 2017-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -487 13,791 -3.41 97.35 -47,409 1,342,554
2017-02-14 2017-02-11 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -1,780 4,840 -26.89
2017-02-14 2017-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 1,780 14,278 14.24
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -882 2,648 -24.99
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -1,410 1,410 -50.00
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -170 3,190 -5.06
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -9,482 12,498 -43.14 87.23 -827,160 1,090,261
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 882 21,980 4.18 65.37 57,656 1,436,833
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 1,410 21,098 7.16 48.94 69,012 1,032,642
2016-12-09 2016-12-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 170 19,688 0.87 38.76 6,588 763,008
2016-11-10 2016-11-10 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -6,667 19,518 -25.46 75.00 -500,025 1,463,850
2016-10-21 2016-10-20 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -6,666 26,185 -20.29 75.00 -499,950 1,963,875
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -4,140 1,380 -75.00
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -7,800 0 -100.00
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,509 32,851 -4.39 66.91 -100,967 2,198,060
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -2,214 34,360 -6.05 66.91 -148,139 2,299,028
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 4,140 36,574 12.76
2016-05-31 2016-05-26 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 7,800 32,434 31.66
2016-05-05 2016-05-05 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -6,667 24,634 -21.30 70.00 -466,690 1,724,380
2016-04-27 2016-04-25 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -8,800 0 -100.00
2016-04-27 2016-04-25 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -100 31,301 -0.32 75.96 -7,596 2,377,624
2016-04-27 2016-04-25 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -8,700 31,401 -21.70 75.27 -654,834 2,363,500
2016-04-27 2016-04-25 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 8,800 40,101 28.11 15.32 134,860 614,548
2016-02-26 2016-02-24 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -850 31,301 -2.64 73.60 -62,560 2,303,754
2016-02-26 2016-02-24 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
J - Other 2,026 32,151 6.73
2016-02-22 2016-02-20 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -10,251 30,125 -25.39 72.34 -741,557 2,179,242
2016-02-22 2016-02-20 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
J - Other 24,732 40,376 158.09
2016-02-19 2016-02-19 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -1,947 15,644 -11.07 71.51 -139,230 1,118,702
2016-02-16 2016-02-16 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -2,920 17,591 -14.24 68.90 -201,188 1,212,020
2016-02-16 2016-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -733 20,511 -3.45 66.94 -49,067 1,373,006
2016-02-16 2016-02-11 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -2,680 6,620 -28.82
2016-02-16 2016-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 2,680 21,244 14.44
2016-02-11 2016-02-09 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 4,190 4,190
2016-02-11 2016-02-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,100 18,564 -5.59 65.63 -72,193 1,218,355
2016-02-11 2016-02-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 4,020 19,664 25.70
2016-02-11 2016-02-09 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
A - Award 1,750 9,300 23.18
2015-11-23 2015-11-19 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -9,200 0 -100.00
2015-11-23 2015-11-19 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -9,200 15,644 -37.03 78.77 -724,698 1,232,301
2015-11-23 2015-11-19 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 9,200 24,844 58.81 8.32 76,498 206,578
2015-08-19 2015-08-18 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -6,360 0 -100.00
2015-08-19 2015-08-18 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -6,360 15,644 -28.90 80.86 -514,301 1,265,050
2015-08-19 2015-08-18 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 6,360 22,004 40.65 6.89 43,820 151,608
2015-08-04 2015-07-31 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -10,000 6,360 -61.12
2015-08-04 2015-07-31 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -10,000 15,644 -39.00 75.67 -756,676 1,183,744
2015-08-04 2015-07-31 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 10,000 25,644 63.92 6.89 68,900 176,687
2015-05-19 2015-05-18 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -10,000 16,360 -37.94
2015-05-19 2015-05-18 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -10,000 15,644 -39.00 67.72 -677,204 1,059,418
2015-05-19 2015-05-18 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 10,000 25,644 63.92 6.89 68,900 176,687
2015-03-18 2015-03-17 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise X -10,200 0 -100.00
2015-03-18 2015-03-17 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale X -10,200 15,644 -39.47 68.09 -694,556 1,065,258
2015-03-18 2015-03-17 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise X 10,200 25,844 65.20 6.87 70,100 177,613
2015-03-11 2015-03-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -6,903 15,644 -30.62 64.03 -441,976 1,001,634
2015-02-18 2015-02-14 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,084 22,547 -4.59 62.56 -67,815 1,410,540
2015-02-18 2015-02-14 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -3,960 7,550 -34.40
2015-02-18 2015-02-14 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 3,960 23,631 20.13
2015-02-12 2015-02-10 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 3,530 3,530
2015-02-12 2015-02-10 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,517 19,671 -7.16 63.51 -96,345 1,249,305
2015-02-12 2015-02-10 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
A - Award 1,550 11,510 15.56
2015-02-12 2015-02-10 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 5,544 21,188 35.44
2014-12-09 2014-12-09 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -10,000 10,200 -49.50
2014-12-09 2014-12-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -10,000 15,644 -39.00 56.30 -562,959 880,693
2014-12-09 2014-12-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 10,000 25,644 63.92 6.87 68,725 176,238
2014-11-05 2014-11-03 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -4,624 0 -100.00
2014-11-05 2014-11-03 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -4,624 15,644 -22.81 53.78 -248,674 841,319
2014-11-05 2014-11-03 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 4,624 20,268 29.56 6.85 31,674 138,836
2014-10-29 2014-10-28 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -7,640 0 -100.00
2014-10-29 2014-10-28 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -7,640 15,644 -32.81 52.25 -399,201 817,421
2014-10-29 2014-10-28 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 7,640 23,284 48.84 10.71 81,844 249,430
2014-08-29 2014-08-29 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -3,000 15,644 -16.09 46.38 -139,127 725,500
2014-06-09 2014-06-09 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -4,400 0 -100.00
2014-06-09 2014-06-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -4,400 9,322 -32.07 98.83 -434,846 921,281
2014-06-09 2014-06-09 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 4,400 13,722 47.20 18.95 83,380 260,032
2014-05-14 2014-05-12 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 1,410 1,410
2014-05-14 2014-05-12 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
A - Award 770 4,980 18.29
2014-03-12 2014-03-11 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -3,750 0 -100.00
2014-03-12 2014-03-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -3,750 9,322 -28.69 88.87 -333,263 828,447
2014-03-12 2014-03-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 3,750 13,072 40.23 16.48 61,800 215,427
2014-03-06 2014-03-04 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -5,980 0 -100.00
2014-03-06 2014-03-04 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -5,980 9,322 -39.08 88.87 -531,451 828,459
2014-03-06 2014-03-04 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 5,980 15,302 64.15 9.10 54,388 139,172
2014-03-03 2014-02-27 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
M - Exercise -5,000 5,980 -45.54
2014-03-03 2014-02-27 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -5,000 9,322 -34.91 9.10 -45,475 84,784
2014-03-03 2014-02-27 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
M - Exercise 5,000 14,322 53.64 9.10 45,475 130,259
2014-02-21 2014-02-21 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -3,341 9,322 -26.38 80.91 -270,325 754,257
2014-02-13 2014-02-12 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -1,622 12,663 -11.35 77.10 -125,056 976,319
2014-02-13 2014-02-11 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 1,680 1,680
2014-02-13 2014-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,259 14,285 -8.10 77.51 -97,585 1,107,230
2014-02-13 2014-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 4,600 15,544 42.03
2014-02-13 2014-02-11 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
A - Award 890 4,210 26.81
2014-02-11 2014-02-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -678 10,944 -5.83
2014-02-11 2014-02-07 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -2,300 3,320 -40.93
2014-02-11 2014-02-07 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 2,300 11,622 24.67
2013-10-28 2013-10-28 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -1,400 9,322 -13.06 70.23 -98,322 654,684
2013-09-13 2013-09-13 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -1,700 10,722 -13.69 59.64 -101,388 639,460
2013-03-22 2013-03-10 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -2,188 12,422 -14.98 57.50 -125,810 714,265
2013-03-22 2013-03-10 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -8,000 5,620 -58.74
2013-03-22 2013-03-10 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 8,000 14,610 121.03
2013-03-15 2013-03-14 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -5,000 6,610 -43.07 59.17 -295,852 391,116
2013-02-13 2013-02-11 4 ALK ALASKA AIR GROUP, INC.
EMPLOYEE STOCK OPTION (RT TO BUY)
A - Award 2,760 2,760
2013-02-13 2013-02-11 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -5,728 11,610 -33.04 48.82 -279,641 566,800
2013-02-13 2013-02-11 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
A - Award 1,340 13,620 10.91
2013-02-06 2013-02-03 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -823 17,338 -4.53 46.57 -38,327 807,431
2013-02-06 2013-02-03 4 ALK ALASKA AIR GROUP, INC.
RESTRICTED STOCK UNIT
J - Other -2,640 12,280 -17.69
2013-02-06 2013-02-03 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 2,640 18,161 17.01
2013-02-01 2012-12-31 4/A ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,397 15,521 -8.26 42.73 -59,694 663,212
2013-01-31 2012-12-31 4/A ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,397 10,241 -12.00 42.73 -59,694 437,598
2013-01-03 2012-12-31 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
F - Taxes -1,742 15,176 -10.30 42.73 -74,436 648,470
2013-01-03 2012-12-31 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
A - Award 5,280 16,918 45.37
2012-11-19 2012-11-19 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -4,562 11,638 -28.16 41.43 -189,004 482,162
2012-11-19 2012-11-19 4 ALK ALASKA AIR GROUP, INC.
COMMON STOCK
S - Sale -300 16,200 -1.82 41.44 -12,432 671,328
2012-03-13 3 ALK ALASKA AIR GROUP INC
COMMON STOCK
6,022
2012-03-13 3 ALK ALASKA AIR GROUP INC
COMMON STOCK 401(K)
1,621
2012-03-13 3 ALK ALASKA AIR GROUP INC
RESTRICTED STOCK UNIT
7,460
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)