Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Joseph Edward Sweeney. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Joseph Edward Sweeney reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:AMP / Ameriprise Financial, Inc. PRES-AWM PRODUCTS & SERVICES 11,458
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Joseph Edward Sweeney. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Joseph Edward Sweeney conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-02-03 2026-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,702 11,458 17.45
2026-02-03 2026-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -235 9,756 -2.35 527.19 -123,890 5,143,266
2026-01-29 2026-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,553 9,991 -20.35 498.33 -1,272,236 4,978,815
2026-01-29 2026-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,550 12,544 79.35
2026-01-28 2026-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -201 6,994 -2.79 498.33 -100,164 3,485,320
2026-01-28 2026-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -206 7,195 -2.78 500.53 -103,109 3,601,313
2025-07-14 2025-07-10 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -145 7,401 -1.92 542.51 -78,675 4,015,117
2025-07-14 2025-07-10 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 309 7,546 4.27
2025-02-21 2025-02-19 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,636 7,237 -39.05 539.07 -2,499,148 3,901,280
2025-02-21 2019-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 413 11,873 3.60
2025-02-04 2025-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,490 9,946 17.62
2025-01-30 2025-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,386 8,456 -28.59 571.84 -1,936,250 4,835,479
2025-01-30 2025-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 6,457 11,842 119.91
2025-01-29 2025-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -221 5,385 -3.94 561.38 -124,065 3,023,031
2025-01-28 2025-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -205 5,606 -3.53 563.58 -115,534 3,159,429
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -1,350 5,811 -18.85 551.41 -744,399 3,204,223
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,500 7,161 -38.59 550.14 -2,475,612 3,939,524
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,885 11,661 -29.52 548.78 -2,680,813 6,399,377
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,100 16,546 -47.72 551.48 -8,327,348 9,124,788
2024-11-13 2024-11-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,485 31,646 341.92 126.89 3,106,902 4,015,561
2024-07-15 2024-07-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -150 7,161 -2.05 439.82 -65,775 3,149,551
2024-07-15 2024-07-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 311 7,311 4.44
2024-02-13 2024-02-12 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,200 7,000 -50.70 401.82 -2,893,092 2,812,728
2024-01-31 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,726 14,200 -28.74 393.11 -2,250,948 5,582,162
2024-01-31 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award -10,505 19,926 -34.52
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,146 9,421 -35.33 389.47 -2,004,192 3,669,158
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -13,074 14,567 -47.30 389.20 -5,088,401 5,669,476
2024-01-30 2024-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 18,220 27,641 193.40 179.84 3,276,685 4,970,957
2024-01-30 2024-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -313 9,421 -3.22 391.40 -122,508 3,687,379
2024-01-30 2024-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -208 9,734 -2.09 391.40 -81,411 3,809,888
2024-01-30 2024-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,776 9,942 21.75
2023-12-18 2023-12-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -3,000 8,166 -26.87 378.23 -1,134,692 3,088,630
2023-07-17 2023-07-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -180 11,166 -1.58 341.90 -61,378 3,817,655
2023-07-17 2023-07-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 391 11,346 3.56
2023-02-16 2023-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,390 10,955 -36.84 350.35 -2,238,736 3,838,084
2023-02-02 2023-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -7,050 17,345 -28.90 350.12 -2,468,346 6,072,831
2023-02-02 2023-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 12,811 24,395 110.59
2023-01-31 2023-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -516 11,584 -4.26 344.45 -177,736 3,990,109
2023-01-31 2023-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -315 12,100 -2.54 344.45 -108,502 4,167,845
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,959 12,415 18.74
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,863 10,456 -35.93 348.79 -2,044,956 3,646,949
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -11,075 16,319 -40.43 348.74 -3,862,296 5,691,088
2023-01-31 2023-01-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 16,938 27,394 161.99 123.37 2,089,641 3,379,598
2022-07-05 2022-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -268 10,456 -2.50 237.68 -63,645 2,485,182
2022-07-05 2022-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 584 10,724 5.76
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 294 1,552 23.33 304.00 89,250 471,768
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,800 10,140 -32.13 316.15 -1,517,529 3,205,780
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -8,181 14,940 -35.38 315.04 -2,577,309 4,706,636
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -7,842 23,121 -25.33 313.21 -2,456,193 7,241,728
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 15,771 30,963 103.81
2022-02-03 2022-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -739 15,192 -4.64 308.10 -227,686 4,680,655
2022-02-01 2022-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -434 15,931 -2.65 304.31 -132,071 4,847,963
2022-02-01 2022-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -356 16,365 -2.13 298.09 -106,120 4,878,243
2022-02-01 2022-01-28 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 6,286 6,286
2022-02-01 2022-01-28 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,992 16,721 13.52
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -26,711 0 -100.00
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -11,210 14,729 -43.22 265.52 -2,976,503 3,910,875
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -17,801 25,939 -40.70 265.91 -4,733,464 6,897,439
2021-08-11 2021-08-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 26,711 43,740 156.86 87.79 2,344,959 3,839,935
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -554 1,248 -30.75
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -252 17,029 -1.46 250.92 -63,278 4,272,917
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 554 17,281 3.31
2021-02-16 2021-02-12 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 293 1,786 19.66 218.08 64,000 389,500
2021-02-16 2021-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,500 16,727 -36.22 215.22 -2,044,550 3,599,915
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,624 26,227 -17.66 211.06 -1,187,001 5,535,471
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 11,901 31,851 59.65
2021-02-03 2021-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -549 19,950 -2.68 200.84 -110,261 4,006,758
2021-02-02 2021-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -391 20,499 -1.87 197.87 -77,367 4,056,137
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 11,324 11,324
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,234 20,890 18.32
2021-01-28 2021-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -352 17,656 -1.95 211.27 -74,367 3,730,183
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -27,466 0 -100.00
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,974 18,008 -27.92 195.30 -1,362,017 3,516,950
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -22,592 24,982 -47.49 193.44 -4,370,196 4,832,518
2020-12-07 2020-12-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 27,466 47,574 136.59 128.76 3,536,522 6,125,628
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -24,853 0 -100.00
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -10,927 20,108 -35.21 167.73 -1,832,777 3,372,699
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -21,126 31,035 -40.50 167.71 -3,543,041 5,204,880
2020-11-05 2020-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,853 52,161 91.01 107.61 2,674,431 5,613,045
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -451 1,474 -23.43
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -204 27,308 -0.74 145.83 -29,769 3,982,326
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 451 27,512 1.67
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 365 1,898 23.78 178.82 65,200 339,412
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,121 27,061 -15.91 178.82 -915,737 4,839,048
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 9,726 32,182 43.31
2020-02-10 2020-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -193 22,456 -0.85 175.91 -33,951 3,950,235
2020-02-04 2020-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -611 22,649 -2.63 165.41 -101,066 3,746,371
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 17,730 17,730
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,941 23,260 20.40
2020-01-28 2020-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -350 19,319 -1.78 167.57 -58,650 3,237,285
2019-12-20 2019-12-18 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -8,100 19,669 -29.17 167.50 -1,356,726 3,294,498
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 539 2,233 31.83 130.68 70,450 291,794
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,424 27,769 -10.98 130.68 -447,448 3,628,853
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 7,234 31,193 30.19
2019-02-08 2019-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -195 23,959 -0.81 126.69 -24,705 3,035,366
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,485 24,485
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -259 24,154 -1.06 126.89 -32,865 3,064,901
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,548 24,413 29.41
2019-01-29 2019-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -418 18,865 -2.17 121.12 -50,628 2,284,929
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -697 1,671 -29.42
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -317 19,283 -1.62 140.97 -44,635 2,718,325
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 697 19,600 3.69
2018-02-08 2018-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -295 18,903 -1.54 160.56 -47,365 3,035,066
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 507 2,340 27.69 167.50 85,000 392,005
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -406 19,198 -2.07 167.50 -68,005 3,215,665
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,397 19,604 -10.89 167.50 -401,498 3,283,670
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,017 22,001 29.54
2018-02-05 2018-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -392 16,984 -2.26 171.08 -67,063 2,905,623
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 18,220 18,220
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,547 17,376 25.65
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -24,162 0 -100.00
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,329 13,829 -34.64 169.47 -1,242,034 2,343,579
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,833 21,158 -44.31 167.60 -2,821,211 3,546,081
2017-12-12 2017-12-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,162 37,991 174.72 65.31 1,578,020 2,481,192
2017-10-31 2017-10-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -1,904 13,829 -12.10 161.58 -307,648 2,234,490
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,848 0 -100.00
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,090 15,733 -31.07 143.96 -1,020,683 2,264,938
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,758 22,823 -40.84 144.65 -2,279,395 3,301,347
2017-07-31 2017-07-27 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,848 38,581 145.22 54.33 1,241,332 2,096,106
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -807 1,781 -31.18
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -388 15,733 -2.41 129.15 -50,079 2,031,917
2017-07-31 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 807 16,121 5.27
2017-02-13 2017-02-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -2,440 15,314 -13.74 123.70 -301,818 1,894,281
2017-02-08 2017-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -455 17,754 -2.50 123.18 -56,047 2,186,938
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Options (right to buy)
A - Award 16,938 16,938
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,945 18,209 11.96
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,726 0 -100.00
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,889 16,264 -26.58 122.82 -723,299 1,997,577
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,837 22,153 -43.18 121.26 -2,041,655 2,686,273
2017-02-07 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,726 38,990 139.73 58.70 1,334,016 2,288,713
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 412 2,587 18.96 121.26 50,000 313,750
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,781 16,264 -14.60 121.26 -337,224 1,972,173
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,528 19,045 40.90
2017-02-03 2017-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -325 13,517 -2.35 117.90 -38,318 1,593,654
2017-02-03 2017-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -288 13,842 -2.04 113.08 -32,567 1,565,253
2016-12-19 2016-12-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,487 14,130 -24.10 114.46 -513,604 1,617,390
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -889 2,144 -29.30
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -427 18,617 -2.24 88.08 -37,566 1,639,785
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 889 19,044 4.89
2016-02-09 2016-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -475 18,155 -2.55 82.79 -39,325 1,503,052
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 685 2,987 29.75 82.79 56,700 247,257
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -4,794 18,630 -20.47 82.79 -396,895 1,542,378
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 9,554 23,424 68.88
2016-02-08 2016-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -552 13,870 -3.83 85.47 -47,179 1,185,469
2016-02-03 2016-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -409 14,422 -2.76 83.94 -34,331 1,210,583
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 26,711 26,711
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,585 14,831 21.11
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -1,032 2,244 -31.50
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -493 12,246 -3.87 123.09 -60,669 1,507,360
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 1,032 12,739 8.81
2015-06-25 2015-06-23 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,042 11,707 -43.58 129.40 -1,170,017 1,514,862
2015-02-13 2015-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -10,382 20,749 -33.35 136.02 -1,412,122 2,822,204
2015-02-10 2015-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -498 31,131 -1.57 134.79 -67,125 4,196,147
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 640 3,276 24.25 134.79 86,200 441,604
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,731 31,629 -15.34 134.79 -772,481 4,263,273
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 10,160 37,360 37.35
2015-02-06 2015-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -559 27,200 -2.01 131.88 -73,721 3,587,136
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 27,466 27,466
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,679 27,759 10.68
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -23,911 0 -100.00
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -875 0 -100.00
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,329 25,080 -14.72 126.68 -548,405 3,177,175
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,506 29,409 -34.52 126.41 -1,960,113 3,717,592
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 23,911 44,915 113.84 37.23 890,207 1,672,185
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -622 21,004 -2.88 126.41 -78,627 2,655,116
2014-09-09 2014-09-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 875 21,626 4.22 52.86 46,252 1,143,150
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -46,000 875 -98.13
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,228 20,751 -23.08 117.77 -733,490 2,443,908
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -33,543 26,979 -55.42 115.79 -3,883,944 3,123,898
2014-06-10 2014-06-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 46,000 60,522 316.76 52.86 2,431,560 3,199,193
2014-05-08 2014-05-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,000 14,522 -21.60 110.11 -440,444 1,599,032
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -39,444 0 -100.00
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -19,745 18,522 -51.60 106.67 -2,106,219 1,975,760
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -30,629 38,267 -44.46 106.50 -3,261,988 4,075,436
2014-02-14 2014-02-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 39,444 68,896 133.93 58.73 2,316,546 4,046,262
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,853 24,853
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 743 2,587 40.32 107.61 80,000 278,391
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,069 29,452 -14.68 107.61 -545,475 3,169,330
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 8,722 34,521 33.81
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,973 25,799 13.02
2014-02-10 2014-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -634 18,713 -3.28 105.64 -66,976 1,976,841
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -7,228 0 -100.00
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,115 22,826 -12.01 57.68 -179,673 1,316,604
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 7,228 25,941 38.63 57.68 416,911 1,496,277
2014-02-06 2014-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -559 19,347 -2.81 103.54 -57,879 2,003,188
2013-11-05 2013-11-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -16,536 19,906 -45.38 101.00 -1,670,136 2,010,506
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -42,951 0 -100.00
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,535 36,442 -11.07 76.39 -346,449 2,783,965
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -33,880 40,977 -45.26 75.80 -2,568,104 3,106,057
2013-05-08 2013-05-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 42,951 74,857 134.62 43.66 1,875,026 3,267,882
2013-03-22 2013-03-20 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -50 0 -100.00 74.75 -3,738
2013-03-08 2013-03-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -2,903 31,906 -8.34 71.29 -206,958 2,274,614
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 821 9,033 10.00 66.49 54,600 600,593
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,630 34,809 -4.47 66.49 -108,379 2,314,450
2013-02-08 2013-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -693 36,439 -1.87 66.13 -45,828 2,409,711
2013-02-08 2013-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -634 37,132 -1.68 66.61 -42,231 2,473,363
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 24,162 24,162
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -57,199 0 -100.00
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,344 37,766 9.71
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -46,435 34,422 -57.43 65.42 -3,037,912 2,251,987
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 57,199 80,857 241.77 21.34 1,220,627 1,725,488
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -53,000 57,199 -48.09
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -62,000 0 -100.00
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -108,799 23,658 -82.14 60.00 -6,527,940 1,419,480
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 53,000 132,457 66.70 21.34 1,131,020 2,826,632
2012-11-06 2012-11-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 62,000 79,457 355.16 35.04 2,172,170 2,783,776
2012-03-22 2012-03-20 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -17,000 17,457 -49.34 57.24 -973,080 999,239
2012-02-14 2012-02-10 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 954 8,186 13.19 54.19 51,700 443,604
2012-02-10 2012-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,270 34,457 -3.55 54.62 -69,367 1,882,041
2012-02-08 2012-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -479 35,727 -1.32 54.92 -26,307 1,962,127
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 22,848 22,848
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,791 36,206 11.70
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -36,101 0 -100.00
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -16,847 0 -100.00
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -52,893 22,922 -69.77 47.71 -2,523,610 1,093,645
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 36,101 75,815 90.90 31.31 1,130,431 2,373,995
2010-05-03 2010-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 16,847 39,714 73.67 20.82 350,738 826,806
2007-01-30 2007-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -333 12,242 -2.65 58.14 -19,362 711,811
2006-10-05 2006-10-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,098 12,575 -8.03 47.49 -52,144 597,187
2005-08-23 3 AMP AMERIPRISE FINANCIAL INC
Common Shares
0
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)