AN2 Therapeutics, Inc.
US ˙ NasdaqGS ˙ US0373261058

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Elizabeth E Tallett. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Elizabeth E Tallett reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:MRNA / Moderna, Inc. Director 4,761
US:ANTX / AN2 Therapeutics, Inc. Director 10,291
US:MDP / Meredith Holdings Corp Director 0
Director 0
US:PFG / Principal Financial Group, Inc. Director 8,128
US:CVH / Coventry Health Care Inc Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Elizabeth E Tallett. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas ANTX / AN2 Therapeutics, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em ANTX / AN2 Therapeutics, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Máx
Preço em
Máx
Lucro
Máx ($)
Retorno Máx (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ANTX / AN2 Therapeutics, Inc. Insider Trades
Vendas Internas ANTX / AN2 Therapeutics, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em ANTX / AN2 Therapeutics, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custos Dias para
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
Não há negociações abertas de mercado não planejadas conhecidas para esta combinação de insider e ativo

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

ANTX / AN2 Therapeutics, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Elizabeth E Tallett conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2026-05-04 2026-04-30 4 MRNA Moderna, Inc.
Common Stock
M - Exercise 4,058 4,761 577.24
2024-05-17 2024-05-15 4 ELV Elevance Health, Inc.
Common Stock
A - Award 388 10,291 3.92
2023-05-12 2023-05-10 4 ELV Elevance Health, Inc.
Common Stock
A - Award 457 9,903 4.84
2022-05-20 2022-05-18 4 ANTM Anthem, Inc.
Common Stock
A - Award 440 9,446 4.89
2022-05-02 2022-04-28 4 MRNA Moderna, Inc.
Stock Option (Right to Buy)
A - Award 5,415 5,415
2022-05-02 2022-04-28 4 MRNA Moderna, Inc.
Restricted Stock Units
M - Exercise -703 0 -100.00
2022-05-02 2022-04-28 4 MRNA Moderna, Inc.
Common Stock
M - Exercise 703 703
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Stock equivalent units
D - Sale to Issuer -25,282 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -11,692 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,161 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,697 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -5,936 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -5,685 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,389 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -3,912 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,064 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,100 0 -100.00
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Common Stock ($1 par value)
M - Exercise 4,697 31,290 17.66 41.83 196,476 1,308,861
2021-12-03 2021-12-01 4 MDP Hawkeye Acquisition, Inc.
Common Stock ($1 par value)
D - Sale to Issuer -28,915 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Stock Equivalent Units
D - Sale to Issuer -25,282 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Stock Equivalent Units
A - Award 25,282 25,282
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -11,692 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 11,692 11,692
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,161 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 8,161 8,161
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,697 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 4,697 4,697
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -5,936 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 5,936 5,936
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Common Stock ($1 par value)
D - Sale to Issuer -5,685 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Common Stock ($1 par value)
A - Award 5,685 5,685
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,389 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 4,389 4,389
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -3,912 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 3,912 3,912
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,064 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 4,064 4,064
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,100 0 -100.00
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Non-Qualified Stock Option (right to buy)
A - Award 8,100 8,100
2021-12-03 2021-12-01 4 NONE Meredith Holdings Corp
Common Stock ($1 par value)
D - Sale to Issuer -28,915 0 -100.00
2021-11-12 2021-11-09 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 2,322 28,915 8.73
2021-07-16 2021-07-14 4 MDP MEREDITH CORP
Common Stock ($1 par value)
M - Exercise -10,845 0 -100.00
2021-07-16 2021-07-14 4 MDP MEREDITH CORP
Common Stock ($1 par value)
F - Taxes -6,946 26,593 -20.71 41.46 -287,946 1,102,413
2021-07-16 2021-07-14 4 MDP MEREDITH CORP
Common Stock ($1 par value)
M - Exercise 10,845 33,539 47.79 26.55 287,935 890,460
2021-06-29 2021-06-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 74 8,128 0.92 64.36 4,763 523,118
2021-05-28 2021-05-26 4 ANTM Anthem, Inc.
Common Stock
A - Award 493 9,006 5.79
2021-05-21 2021-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -22,800 44,432 -33.91 64.94 -1,480,632 2,885,414
2021-04-30 2021-04-28 4 MRNA Moderna, Inc.
Restricted Stock Units
A - Award 703 703
2021-04-30 2021-04-28 4 MRNA Moderna, Inc.
Stock Option (Right to Buy)
A - Award 4,081 4,081
2021-03-30 2021-03-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 73 8,051 0.92 60.63 4,426 488,132
2021-03-30 2021-03-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 596 67,232 0.89
2020-12-23 2020-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 93 7,978 1.18 47.50 4,418 378,955
2020-12-23 2020-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 752 66,636 1.14
2020-11-13 2020-11-11 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 5,118 25,282 25.38
2020-11-13 2020-11-11 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 11,692 11,692
2020-11-13 2020-11-11 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 4,246 22,694 23.02
2020-09-29 2020-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 113 7,885 1.45 38.63 4,365 304,598
2020-09-29 2020-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 916 65,884 1.41
2020-07-02 2020-07-01 4 MRNA Moderna, Inc.
Stock Option (Right to Buy)
A - Award 11,229 11,229 61.59 691,594 691,594
2020-07-02 2020-07-01 4 MRNA Moderna, Inc.
Stock Option (Right to Buy)
A - Award 12,590 12,590 61.59 775,418 775,418
2020-06-30 2020-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 110 7,772 1.43 39.14 4,290 304,196
2020-06-30 2020-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 887 64,968 1.38
2020-05-26 2020-05-21 4 ANTM Anthem, Inc.
Common Stock
A - Award 699 8,513 8.95
2020-05-21 2020-05-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,674 64,081 7.87
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 129 7,662 1.72 32.60 4,218 249,781
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 968 59,407 1.66
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 73 7,533 0.98 54.76 3,987 412,507
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 560 58,439 0.97
2019-12-06 2019-12-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 7,458 0.33 52.79 1,288 393,729
2019-11-15 2019-11-13 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 8,161 8,161
2019-11-15 2019-11-13 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,855 19,328 10.62
2019-11-15 2019-11-13 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 1,908 18,105 11.78
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 71 7,434 0.96 57.37 4,050 426,489
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 530 57,879 0.92
2019-09-17 2019-09-13 4 MDP MEREDITH CORP
Common Stock ($1 par value)
P - Purchase 1,250 16,197 8.36 37.45 46,812 606,568
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 66 7,363 0.91 57.92 3,852 426,488
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 510 57,349 0.90
2019-06-03 2019-05-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 61 7,296 0.84 51.57 3,125 376,250
2019-05-23 2019-05-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,982 56,820 5.54
2019-05-17 2019-05-15 4 ANTM Anthem, Inc.
Common Stock
A - Award 753 7,814 10.66
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 77 7,235 1.08 50.19 3,865 363,140
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 551 53,838 1.03
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 87 7,158 1.23 43.56 3,781 311,816
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 627 53,287 1.19
2018-12-07 2018-12-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 69 7,072 0.99 45.03 3,125 318,430
2018-11-20 2018-11-14 4/A MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 4,697 4,697 58.69 275,667 275,667
2018-11-20 2018-11-14 4/A MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 1,151 14,603 8.56
2018-11-16 2018-11-14 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,119 16,680 7.19
2018-11-16 2018-11-14 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 3,827 3,827 58.69 224,607 224,607
2018-11-16 2018-11-14 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 938 14,390 6.97
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 63 7,002 0.90 58.59 3,679 410,253
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 453 52,660 0.87
2018-09-07 2018-09-06 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00
2018-09-07 2018-09-06 4 MDP MEREDITH CORP
Common Stock ($1 par value)
F - Taxes -2,184 13,452 -13.97 51.00 -111,384 686,052
2018-09-07 2018-09-06 4 MDP MEREDITH CORP
Common Stock ($1 par value)
M - Exercise 6,000 15,636 62.27 18.56 111,360 290,204
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 67 6,939 0.97 52.95 3,548 367,441
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 488 52,207 0.94
2018-06-07 2018-06-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 55 6,872 0.81 56.91 3,124 391,108
2018-05-23 2018-05-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,752 51,719 5.62
2018-05-18 2018-05-16 4 ANTM Anthem, Inc.
Common Stock
A - Award 753 7,061 11.94
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 57 6,818 0.84 60.91 3,448 415,254
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 389 48,967 0.80
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 46 6,761 0.68 71.39 3,263 482,661
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 317 48,578 0.66
2017-12-07 2017-12-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 55 6,715 0.82 70.82 3,874 475,570
2017-11-20 2017-11-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 6,660 0.11 68.64 501 457,177
2017-11-13 2017-11-08 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,162 14,978 8.41
2017-11-13 2017-11-08 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 5,936 5,936
2017-11-13 2017-11-08 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 1,058 9,500 12.53
2017-10-10 2017-10-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 6,653 0.17 66.65 753 443,436
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 48 6,642 0.73 64.34 3,095 427,340
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 335 48,261 0.70
2017-09-25 2017-09-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 4 6,594 0.06 63.12 246 416,201
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 4 6,590 0.06 67.04 248 441,780
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 46 6,586 0.71 64.07 2,979 421,971
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 327 47,926 0.69
2017-06-06 2017-06-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 61 6,540 0.94 63.96 3,876 418,273
2017-05-22 2017-05-18 4 ANTM Anthem, Inc.
Common Stock
A - Award 990 6,308 18.62
2017-05-22 2017-05-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 4 6,479 0.06 60.83 249 394,118
2017-05-18 2017-05-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,032 47,599 4.46
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 46 6,475 0.71 63.11 2,890 408,631
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 308 45,567 0.68
2017-03-13 2017-03-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 12 6,429 0.18 63.54 750 408,505
2017-02-13 2017-02-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 6,417 0.13 60.86 499 390,557
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 46 6,409 0.72 58.73 2,707 376,406
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 314 45,259 0.70
2016-12-07 2016-12-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 65 6,363 1.04 59.42 3,874 378,089
2016-11-21 2016-11-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 6,298 0.14 57.66 502 363,131
2016-11-14 2016-11-09 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 5,685 5,685
2016-11-14 2016-11-09 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,047 13,340 8.52
2016-11-14 2016-11-09 4 MDP MEREDITH CORP
Common Stock ($1 par value)
A - Award 1,050 8,308 14.47
2016-10-11 2016-10-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 6,289 0.08 52.26 251 328,668
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 50 6,284 0.79 51.51 2,550 323,704
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 339 44,945 0.76
2016-09-12 2016-09-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 6,235 0.25 48.37 750 301,577
2016-08-15 2016-08-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 6,219 0.09 46.78 248 290,939
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 411 44,606 0.93
2016-06-27 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 59 6,214 0.96 39.96 2,366 248,311
2016-06-06 2016-06-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 90 6,155 1.49 42.82 3,875 263,549
2016-05-23 2016-05-19 4 ANTM Anthem, Inc.
Common Stock
A - Award 1,308 5,318 32.62
2016-05-23 2016-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 6,064 0.10 43.19 251 261,917
2016-05-19 2016-05-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,089 44,195 7.51
2016-04-25 2016-04-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 6,058 0.09 44.10 251 267,180
2016-04-11 2016-04-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 6,053 0.11 39.03 250 236,241
2016-04-11 2016-03-11 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 5,988 0.31 40.36 751 241,680
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 58 6,046 0.97 38.90 2,268 235,205
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 378 41,106 0.93
2016-03-15 2016-03-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 74 6,044 1.24 40.36 2,999 243,932
2016-02-01 2016-01-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 5,970 0.11 38.00 251 226,845
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 49 5,963 0.82 45.57 2,215 271,734
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 320 40,728 0.79
2015-12-21 2015-12-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 88 5,914 1.52 43.82 3,874 259,169
2015-11-20 2015-11-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,826 0.09 50.72 254 295,490
2015-11-12 2015-11-11 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 4,389 49,310 9.77
2015-11-12 2015-11-11 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,061 11,276 10.39
2015-11-12 2015-11-11 4 MDP MEREDITH CORP
Common Stock (Restricted) ($1 par value)
A - Award 1,064 3,194 49.95
2015-11-09 2015-11-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,821 0.08 50.93 250 296,464
2015-10-30 2015-10-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
P - Purchase 1,000 40,408 2.54 50.33 50,330 2,033,735
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 46 5,816 0.79 48.05 2,186 279,464
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 301 39,408 0.77
2015-09-08 2015-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 5,771 0.27 47.57 752 274,507
2015-08-18 2015-08-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 4 5,755 0.07 57.98 249 333,663
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 41 5,750 0.71 52.44 2,140 301,556
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 255 39,107 0.66
2015-06-05 2015-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 75 5,710 1.33 51.78 3,873 295,648
2015-05-21 2015-05-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,476 38,852 6.81
2015-05-15 2015-05-13 4 ANTM Anthem, Inc.
Common Stock
A - Award 1,102 4,010 37.90
2015-05-08 2015-05-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,635 0.09 51.64 248 290,986
2015-04-08 2015-04-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 5,630 0.17 51.39 498 289,326
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 40 5,620 0.71 50.49 2,004 283,769
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 250 36,376 0.69
2015-02-06 2015-02-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,566 0.09 48.93 250 272,335
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 34 5,561 0.62 53.06 1,831 295,051
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 223 36,126 0.62
2014-12-05 2014-12-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 74 5,525 1.35 52.65 3,875 290,907
2014-11-21 2014-11-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,452 0.09 53.04 249 289,158
2014-11-14 2014-11-12 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 974 9,803 11.03
2014-11-14 2014-11-12 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 3,912 44,921 9.54
2014-11-14 2014-11-12 4 MDP MEREDITH CORP
Common Stock (Restricted) ($1 par value)
A - Award 977 2,130 84.74
2014-11-07 2014-11-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,447 0.09 52.40 252 285,423
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 34 5,442 0.64 53.40 1,837 290,613
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 220 35,903 0.62
2014-08-07 2014-08-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,408 0.09 50.20 251 271,472
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 34 5,403 0.63 50.27 1,694 271,599
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 219 35,683 0.62
2014-06-09 2014-06-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 79 5,369 1.50 48.88 3,876 262,442
2014-05-22 2014-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,533 35,464 7.69
2014-05-16 2014-05-14 4 WLP WELLPOINT, INC
Common Stock
A - Award 1,656 2,908 132.27
2014-05-07 2014-05-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 5,290 0.10 45.59 251 241,162
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 32 5,284 0.61 45.81 1,471 242,078
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 194 32,931 0.59
2014-03-07 2014-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 5,252 0.31 46.44 752 243,917
2014-02-19 2014-02-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 5,236 0.11 44.54 249 233,216
2014-02-03 2014-01-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 5,230 0.11 43.57 248 227,889
2014-01-02 2013-12-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 5,225 0.10 49.31 256 257,630
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 27 5,220 0.52 49.38 1,328 257,739
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 166 32,737 0.51
2013-12-17 2013-12-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 81 5,193 1.58 48.08 3,875 249,660
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise -1,885 0 -100.00
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale -1,885 32,571 -5.47 50.76 -95,683 1,653,304
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise 1,885 34,456 5.79 34.34 64,731 1,183,219
2013-11-19 2013-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 5,112 0.20 49.19 502 251,459
2013-11-08 2013-11-07 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 4,064 41,009 11.00
2013-11-08 2013-11-06 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 954 6,331 17.74
2013-11-08 2013-11-06 4 MDP MEREDITH CORP
Common Stock (Restricted) ($1 par value)
A - Award 956 3,244 41.78
2013-10-03 2013-10-01 4 WLP WELLPOINT, INC
Common Stock
A - Award 1,252 1,252
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 30 5,102 0.60 43.19 1,313 220,351
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 188 32,571 0.58
2013-09-03 2013-08-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 18 5,072 0.36 40.92 749 207,526
2013-08-19 2013-08-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 5,053 0.12 41.97 252 212,083
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 30 5,047 0.60 37.45 1,131 189,018
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 191 32,383 0.59
2013-06-04 2013-05-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 102 5,017 2.08 37.85 3,876 189,893
2013-05-23 2013-05-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,015 32,192 10.33
2013-05-16 2013-05-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 6 4,915 0.13 38.10 248 187,246
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Restricted Stock Units
D - Sale to Issuer -16,587 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Restricted Stock Units
A - Award 232 16,587 1.42
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,465 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -2,743 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -3,362 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -7,057 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,500 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -8,471 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Common Stock Restricted
D - Sale to Issuer -18,593 0 -100.00
2013-05-09 2013-05-07 4 CVH COVENTRY HEALTH CARE INC
Common Stock
D - Sale to Issuer -8,325 0 -100.00
2013-04-16 2013-04-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 4,908 0.15 34.36 251 168,642
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 189 29,177 0.65
2013-04-01 2013-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 33 4,901 0.67 34.03 1,116 166,774
2013-03-19 2013-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 22 4,868 0.45 34.09 750 165,950
2013-03-15 2013-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Stock Option (Right to Buy)
M - Exercise -1,935 0 -100.00
2013-03-15 2013-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale -1,935 28,988 -6.26 34.52 -66,796 1,000,666
2013-03-15 2013-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise 1,935 30,923 6.68 30.16 58,360 932,638
2013-02-01 2013-01-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 4,846 0.17 31.01 251 150,274
2013-01-03 2013-01-01 4 CVH COVENTRY HEALTH CARE INC
Common Stock Restricted
A - Award 5,018 18,593 36.97
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 35 4,838 0.73 28.08 980 135,851
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 207 28,988 0.72
2012-12-18 2012-12-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 141 4,803 3.02 27.51 3,876 132,133
2012-12-03 2012-11-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 18 4,662 0.40 27.15 500 126,581
2012-11-21 2012-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 4,644 0.20 26.23 249 121,807
2012-11-09 2012-11-07 4 MDP MEREDITH CORP
Non-Qualified Stock Option (right to buy)
A - Award 8,100 8,100
2012-11-09 2012-11-07 4 MDP MEREDITH CORP
Stock equivalent units
A - Award 1,544 4,537 51.59
2012-11-09 2012-11-07 4 MDP MEREDITH CORP
Common Stock (Restricted) ($1 par value)
A - Award 1,548 3,293 88.71
2012-11-07 2012-09-28 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 214 28,781 0.75
2012-10-17 2012-10-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 4,634 0.20 27.13 250 125,729
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 36 4,625 0.77 26.94 956 124,600
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 188 28,781 0.66
2012-10-01 2012-09-27 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
M - Exercise 8,325 0 -100.00
2012-10-01 2012-09-27 4 CVH COVENTRY HEALTH CARE INC
Common Stock
M - Exercise 8,325 8,325 13.87 115,468 115,468
2012-09-18 2012-09-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 34 4,590 0.75 29.16 1,000 133,833
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 30 4,555 0.66 26.23 787 119,486
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 188 28,567 0.66
2012-06-01 2012-05-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 158 4,525 3.61 24.56 3,876 111,141
2012-05-31 2012-05-30 4 CVH COVENTRY HEALTH CARE INC
Non-Qualified Stock Option (right to buy)
M - Exercise -4,500 0 -100.00 30.61 -137,745
2012-05-31 2012-05-30 4 CVH COVENTRY HEALTH CARE INC
Common Stock
S - Sale -4,500 0 -100.00 30.50 -137,250
2012-05-31 2012-05-30 4 CVH COVENTRY HEALTH CARE INC
Common Stock
M - Exercise 4,500 4,500 14.34 64,530 64,530
2012-05-24 2012-05-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,740 28,379 20.05
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 26 4,224 0.63 29.51 776 124,662
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 137 23,639 0.58
2012-03-19 2012-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 25 4,198 0.61 29.64 750 124,432
2012-03-16 2012-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Stock Option (right to buy)
M - Exercise 2,000 0 -100.00
2012-03-16 2012-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale -2,000 23,502 -7.84 29.48 -58,960 692,839
2012-03-16 2012-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise 2,000 25,502 8.51 27.48 54,960 700,795
2012-02-02 2012-01-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 18 4,316 0.43 27.31 500 117,867
2012-01-04 2012-01-01 4 CVH COVENTRY HEALTH CARE INC
Restricted Stock Units
A - Award 3,704 77,353 5.03
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)