Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de Myron E Iii Ullman. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Empresas com Posições Internas Reportadas

As declarações à SEC indicam que Myron E Iii Ullman reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
Director 0
US:SBUX / Starbucks Corporation Director 0
US:JCP / J.C. Penney Co., Inc. Chairman of the Board, Director 96,446
US:SKS / Saks Inc Director 32,852
US:PZN / Pzena Investment Management Inc - Class A Director 0
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por Myron E Iii Ullman. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por Myron E Iii Ullman conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual
Preço
da Ação
Valor
da Transação
Valor
Restante
2020-12-31 2020-12-29 4 TCO TAUBMAN CENTERS INC
Common Stock
D - Sale to Issuer -15,025 0 -100.00
2020-12-31 2020-12-29 4 TCO TAUBMAN CENTERS INC
Common Stock
D - Sale to Issuer -26,506 15,025 -63.82
2020-12-02 2020-12-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 732 41,530 1.79
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,258 0 -100.00
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,258 18,524 -18.69 87.56 -372,830 1,621,994
2020-11-04 2020-11-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,258 22,782 22.99 15.39 65,541 350,678
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 4,258 -49.96
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,524 -18.67 86.97 -369,796 1,611,064
2020-10-05 2020-10-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,776 22.95 15.39 65,449 350,585
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 8,510 -33.32
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,524 -18.67 84.77 -360,442 1,570,311
2020-09-03 2020-09-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,776 22.95 15.39 65,449 350,585
2020-09-02 2020-09-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 816 40,799 2.04
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 12,762 -24.99
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 76.53 -325,406 1,415,838
2020-08-05 2020-08-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 17,014 -19.99
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 74.09 -315,031 1,370,697
2020-07-06 2020-07-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-06-03 2020-06-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 4,200 39,983 11.74
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 21,266 -16.66
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,500 -18.69 77.66 -330,210 1,436,743
2020-06-03 2020-06-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,752 22.98 15.39 65,449 350,217
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 25,518 -14.28
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 74.89 -318,432 1,383,667
2020-05-05 2020-05-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 29,770 -12.50
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 62.99 -267,833 1,163,803
2020-04-03 2020-04-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-04-02 2020-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,055 35,783 3.04
2020-03-20 2020-03-18 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 15,005 15,005
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 34,022 -11.11
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,476 -18.71 77.92 -331,316 1,439,649
2020-03-04 2020-03-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,728 23.01 15.39 65,449 349,841
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 38,274 -10.00
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,455 -18.73 85.17 -362,143 1,571,819
2020-02-05 2020-02-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,707 23.04 15.39 65,449 349,519
2020-01-06 2020-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 2,131 34,415 6.60
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -4,252 42,526 -9.09
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -4,252 18,455 -18.73 88.12 -374,686 1,626,261
2020-01-03 2020-01-02 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 4,252 22,707 23.04 15.39 65,449 349,519
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 0 -100.00
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 84.79 -845,611 1,563,001
2019-11-05 2019-11-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 9,973 -50.00
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 88.63 -883,907 1,633,787
2019-10-03 2019-10-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-10-02 2019-10-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,451 31,906 4.76
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 19,946 -33.33
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,434 -35.11 96.42 -961,597 1,777,386
2019-09-05 2019-09-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,407 54.10 11.03 110,002 313,327
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 29,919 -25.00
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 95.00 -947,435 1,749,615
2019-08-02 2019-08-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 39,892 -20.00
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 84.64 -844,115 1,558,815
2019-07-03 2019-07-01 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-07-02 2019-07-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,451 30,214 5.04
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -9,973 49,865 -16.67
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale X -9,973 18,417 -35.13 76.12 -759,145 1,401,902
2019-06-05 2019-06-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise X 9,973 28,390 54.15 11.03 110,002 313,142
2019-04-03 2019-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,120 28,555 4.08
2019-03-22 2019-03-20 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 8,457 8,457
2019-03-22 2019-03-20 4 SBUX STARBUCKS CORP
Common Stock
A - Award 4,397 18,397 31.41
2019-01-04 2019-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,302 27,270 5.01
2018-10-02 2018-10-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 990 25,829 3.99
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -84,166 0 -100.00
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -84,166 14,000 -85.74 55.05 -4,633,675 770,756
2018-09-13 2018-09-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 84,166 98,166 601.19 4.32 363,597 424,077
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 84,166 -15.13
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 55.04 -825,614 770,573
2018-09-13 2018-09-11 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 99,166 -13.14
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 53.98 -809,738 755,755
2018-08-22 2018-08-20 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -15,000 114,166 -11.61
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -15,000 14,000 -51.72 52.13 -781,952 729,821
2018-08-07 2018-08-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 15,000 29,000 107.14 4.32 64,800 125,280
2018-07-05 2018-07-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,008 24,734 4.25
2018-04-03 2018-04-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,041 23,625 4.61
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -12,500 129,166 -8.82
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -12,500 14,000 -47.17 59.27 -740,851 829,753
2018-03-14 2018-03-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 12,500 26,500 89.29 4.32 54,000 114,480
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -25,000 141,666 -15.00
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -25,000 14,000 -64.10 54.52 -1,363,072 763,321
2018-02-12 2018-02-08 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 25,000 39,000 178.57 4.32 108,000 168,480
2018-01-03 2018-01-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 951 22,499 4.41
2017-11-17 2017-11-15 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 13,755 13,755
2017-10-03 2017-10-02 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,253 21,484 6.19
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -22,966 0 -100.00
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -22,966 14,000 -62.13 53.41 -1,226,681 747,781
2017-09-11 2017-09-07 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 22,966 36,966 164.04 11.44 262,616 422,706
2017-08-11 2017-08-09 4 TCO TAUBMAN CENTERS INC
Common Stock
P - Purchase 3,525 20,171 21.18 56.48 199,092 1,139,258
2017-08-11 2017-08-09 4 TCO TAUBMAN CENTERS INC
Common Stock
P - Purchase 8,800 16,646 112.16 57.07 502,216 949,987
2017-07-05 2017-07-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 1,045 7,846 15.37
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 22,966 -30.33
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 14,000 -41.67 60.63 -606,300 848,820
2017-06-16 2017-06-14 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 24,000 71.43 11.44 114,350 274,440
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 32,966 -23.27
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 14,000 -41.67 63.37 -633,700 887,180
2017-06-02 2017-05-31 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 24,000 71.43 11.44 114,350 274,440
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 42,966 -31.76
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 14,000 -58.82 60.43 -1,208,600 846,020
2017-05-05 2017-05-03 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 34,000 142.86 11.44 228,700 388,790
2017-04-04 2017-04-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 943 6,758 16.22
2017-01-05 2017-01-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 842 5,786 17.03
2016-11-23 2016-11-21 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 13,902 13,902
2016-10-03 2016-10-03 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 753 4,926 18.04
2016-08-01 2016-07-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 1,677 96,446 1.77 9.49 15,917 915,268
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -12,654 0 -100.00
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -12,654 14,000 -47.48 58.70 -742,790 821,800
2016-07-28 2016-07-26 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 12,654 26,654 90.39 18.38 232,517 489,767
2016-07-15 2016-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 649 94,851 0.69 8.57 5,561 812,873
2016-07-05 2016-07-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 713 4,161 20.68
2016-06-30 2016-06-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 609 94,188 0.65 8.88 5,404 836,393
2016-06-16 2016-06-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 709 93,676 0.76 8.02 5,687 751,278
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 12,654 -61.25
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 14,000 -58.82 55.46 -1,109,270 776,489
2016-06-13 2016-06-09 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 34,000 142.86 18.38 367,500 624,750
2016-06-01 2016-05-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 687 93,000 0.74 7.86 5,399 730,983
2016-05-16 2016-05-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 733 92,279 0.80 7.80 5,720 719,775
2016-05-02 2016-04-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 580 91,273 0.64 9.66 5,605 881,693
2016-04-15 2016-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 640 90,707 0.71 9.66 6,184 876,232
2016-04-04 2016-04-01 4 TCO TAUBMAN CENTERS INC
Common Stock
A - Award 742 3,442 27.48
2016-04-04 3 TCO TAUBMAN CENTERS INC
Common Stock
5,400
2016-04-04 3 TCO TAUBMAN CENTERS INC
Common Stock
5,400
2016-04-01 2016-03-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 509 89,944 0.57 11.22 5,713 1,009,177
2016-03-22 2016-03-20 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -98,349 1,273,424 -7.17 11.57 -1,137,898 14,733,516
2016-03-21 2016-03-17 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 36,401 89,438 68.63 11.52 419,335 1,030,330
2016-03-16 2016-03-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 361 53,028 0.69 11.48 4,143 608,766
2016-02-24 2016-02-23 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
A - Award 763,063 1,371,773 125.36
2016-02-12 2016-02-10 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 5,141 52,625 10.83 7.49 38,509 394,164
2016-02-03 2016-02-01 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,054 47,494 -4.15 7.46 -15,326 354,307
2015-12-31 2015-12-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 835 49,559 1.71 6.77 5,650 335,513
2015-12-15 2015-12-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 802 48,707 1.67 7.03 5,636 342,408
2015-12-01 2015-11-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 688 47,860 1.46 8.21 5,647 392,929
2015-11-18 2015-11-16 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 12,852 12,852
2015-11-16 2015-11-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 618 47,111 1.33 8.79 5,436 414,104
2015-10-30 2015-10-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 622 46,473 1.36 9.08 5,645 421,972
2015-10-16 2015-10-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 610 45,850 1.35 9.43 5,748 432,369
2015-09-30 2015-09-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 629 45,271 1.41 9.10 5,724 411,966
2015-09-15 2015-09-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 577 44,633 1.31 9.74 5,618 434,730
2015-09-01 2015-08-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 597 44,064 1.37 8.94 5,337 393,937
2015-08-17 2015-08-13 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 710 43,493 1.66 8.07 5,727 350,992
2015-07-31 2015-07-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 683 42,785 1.62 8.26 5,639 353,408
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -19,448 0 -100.00
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,448 14,000 -58.14 56.93 -1,107,204 797,041
2015-07-29 2015-07-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 19,448 33,448 138.91 15.21 295,804 508,744
2015-07-15 2015-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 628 42,074 1.52 9.01 5,660 379,087
2015-06-30 2015-06-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 683 41,490 1.67 8.51 5,812 353,078
2015-06-15 2015-06-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 690 40,843 1.72 8.22 5,673 335,731
2015-05-29 2015-05-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 650 40,150 1.64 8.63 5,607 346,491
2015-05-18 2015-05-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 725 39,520 1.87 8.04 5,832 317,744
2015-04-30 2015-04-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 681 38,813 1.79 8.39 5,716 325,644
2015-04-16 2015-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 2,906 38,117 8.25 9.15 26,593 348,773
2015-04-13 2015-04-09 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 4,508 35,219 14.68 9.20 41,469 324,015
2015-03-31 2015-03-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 702 30,749 2.34 7.83 5,494 240,762
2015-03-19 2015-03-19 4 JCP J C PENNEY CO INC
Employee stock option/Right to Buy
A - Award 948,276 948,276
2015-03-13 2015-03-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 562 30,051 1.91 7.49 4,211 225,082
2015-02-26 2015-02-24 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
A - Award 496,710 608,710 443.49
2015-02-04 2015-02-02 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,072 29,607 -6.54 7.43 -15,396 219,980
2015-01-30 2015-01-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 5,627 31,667 21.61 7.46 41,981 236,238
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -10,000 9,724 -50.70
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -10,000 7,000 -58.82 88.66 -886,579 620,605
2015-01-29 2015-01-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 10,000 17,000 142.86 30.42 304,200 517,140
2015-01-02 2014-12-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 871 26,072 3.46 6.46 5,627 168,428
2014-12-15 2014-12-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 877 25,212 3.60 6.38 5,594 160,852
2014-12-01 2014-11-26 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 729 24,274 3.10 7.75 5,648 188,121
2014-11-19 2014-11-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 9,249 9,249
2014-11-14 2014-11-13 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 811 23,570 3.56 7.10 5,756 167,349
2014-10-31 2014-10-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 734 22,779 3.33 7.63 5,599 173,800
2014-10-15 2014-10-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 783 22,049 3.68 7.16 5,606 157,874
2014-09-30 2014-09-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 569 21,172 2.76 9.87 5,619 208,972
2014-09-15 2014-09-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 510 20,575 2.54 11.06 5,642 227,562
2014-09-05 2014-09-04 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 7,236 20,067 56.39 11.18 80,894 224,347
2014-08-29 2014-08-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 525 12,829 4.26 10.85 5,691 139,195
2014-08-18 2014-08-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 572 12,304 4.87 9.74 5,571 119,845
2014-08-01 2014-07-30 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 598 11,730 5.37 9.38 5,610 110,031
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -21,962 0 -100.00
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -21,962 7,000 -75.83 78.55 -1,725,157 549,863
2014-07-31 2014-07-29 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 21,962 28,962 313.74 27.32 600,002 791,242
2014-07-31 2013-12-13 4 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 7,000 -58.82
2014-07-16 2014-07-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 655 11,138 6.24 8.61 5,637 95,901
2014-06-30 2014-06-27 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 626 10,486 6.35 8.95 5,605 93,845
2014-06-13 2014-06-12 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 667 9,867 7.25 8.46 5,645 83,473
2014-05-30 2014-05-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 620 9,199 7.23 9.03 5,601 83,071
2014-05-16 2014-05-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 656 8,601 8.26 8.61 5,652 74,053
2014-04-30 2014-04-29 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 637 7,956 8.71 8.82 5,620 70,175
2014-04-16 2014-04-14 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 740 7,333 11.22 7.61 5,628 55,806
2014-04-01 2014-03-28 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 748 6,582 12.82 8.83 6,604 58,119
2014-03-24 2014-03-20 4 JCP J C PENNEY CO INC
Employee stock option/Right to Buy
A - Award 770,308 770,308
2014-03-07 2014-02-07 4 JCP J C PENNEY CO INC
Phantom Stock Units
A - Award 1,716 5,873 41.28 5.51 9,455 32,361
2014-03-07 2014-02-03 4 JCP J C PENNEY CO INC
Phantom Stock Units
I - Other -2,075 4,157 -33.29 5.68 -11,786 23,615
2013-12-17 2013-12-13 4 SBUX STARBUCKS CORP
Common Stock
P - Purchase 7,000 17,000 70.00 76.43 535,010 1,299,310
2013-11-25 2013-11-22 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
P - Purchase 112,000 112,000 8.95 1,002,400 1,002,400
2013-11-13 2013-11-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 8,889 8,889
2013-04-17 3 JCP J C PENNEY CO INC
No securities are beneficially owned
0
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 10,000 -66.67 56.10 -1,122,092 561,046
2013-02-13 2013-02-11 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 15.23 304,600 456,900
2013-02-05 2013-02-04 4 SKS SAKS INC
Common Stock
A - Award 2,852 32,852 9.51
2013-02-05 3 SKS SAKS INC
Common Stock
30,000
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -19,396 20,000 -49.23
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,396 10,000 -65.98 53.46 -1,036,992 534,642
2012-12-14 2012-12-12 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 19,396 29,396 193.96 15.23 295,401 447,701
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -100 10,000 -0.99 51.21 -5,121 512,100
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -19,900 10,100 -66.33 50.71 -1,009,069 512,141
2012-11-29 2012-11-27 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 11.80 236,000 354,000
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 20,000 -50.00
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 10,000 -66.67 50.81 -1,016,218 508,109
2012-11-27 2012-11-23 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 30,000 200.00 11.80 236,000 354,000
2012-11-21 2012-11-19 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 14,475 14,475
2012-11-14 2012-08-20 5 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 10,000 -50.00
2012-11-14 2011-12-14 5 SBUX STARBUCKS CORP
Common Stock
G - Gift -10,000 10,000 -50.00
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
M - Exercise -20,000 40,000 -33.33
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Common Stock
S - Sale -20,000 30,000 -40.00 48.08 -961,686 1,442,529
2012-08-21 2012-08-17 4 SBUX STARBUCKS CORP
Common Stock
M - Exercise 20,000 50,000 66.67 11.80 236,000 590,000
2012-02-01 2012-01-30 4 SBUX STARBUCKS CORP
Common Stock
P - Purchase 10,000 30,000 50.00 47.68 476,835 1,430,505
2012-01-27 2012-01-26 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -57,053 927,101 -5.80 40.72 -2,323,198 37,751,572
2010-11-17 2010-11-15 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (Right to Buy)
A - Award 23,389 23,389
2010-11-17 2009-12-11 4 SBUX STARBUCKS CORP
Common Stock
G - Gift -20,000 20,000 -50.00
2010-03-16 2010-03-12 4 JCP J C PENNEY CO INC
Common Stock of 50 cents Par Value
F - Taxes -4,441 338,998 -1.29 30.56 -135,717 10,359,769
2008-11-19 2008-11-17 4 SBUX STARBUCKS CORP
Non-qualified Stock Option (right to buy)
A - Award 83,333 83,333
2007-10-24 3 PZN Pzena Investment Management, Inc.
Class A Common Stock, par value $0.01 per share
0
2007-03-13 2007-03-09 4 JCP J C PENNEY CO INC
Common Stock of 50 cent Par Value
A - Award 99,174 331,154 42.75
2004-12-03 3 JCP J C PENNEY CO INC
Common Stock of 50 cent Par Value
0
2004-11-18 2004-11-16 4 SBUX STARBUCKS CORP
Non-Qualified Stock Option (right to buy)
A - Award 10,981 10,981
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)