NUWE Insider Trading - Nuwellis, Inc.

Ações em Circulação	2,635,718 shares
Ações de Insider	2,991,924 shares
Total de Insiders	39

Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )

9112 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )

9017 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Nuwellis, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider	Ações Possuídas	Ajuste de Divisão
Neil P Ayotte	26,352
Paul Buckman Director - [D]	56,876	56,876
Kevin Bassett Senior VP, Tech & Operations - [O]	10,426	10,426
Lynn Larson Blake Chief Financial Officer - [O]	20,000	339
Steven Frank Brandt Director - [D]	1,437	1,437
Jim Breidenstein	181,068
Geoffrey Brooke Director - [D]	7,855	7,855
Brian Brown SVP, Technology & Operations - [O]	20,000	20,000
Capital CM 10% Owner - [10%]	750,356	750,356
Capital Venture 4A A/C CM 10% Owner - [10%]	812,856	812,856
Capital Venture 4B A/C CM 10% Owner - [10%]	812,856	812,856
Nicholas Callinan Director - [D]	32,147	32,147
Ki Yong Choi 10% Owner - [10%]	1,793,109	84,052

Insider	Ações Possuídas	Ajuste de Divisão
Maria Rosa Costanzo Director - [D]	0	0
Claudia Drayton Chief Financial Officer - [O]	740	740
John L Erb CEO and President, Director, 10% Owner - [D] [O] [10%]	1,100,022	26,191
Bioventures II A/C GBS 10% Owner - [10%]	815,165	815,165
Bioventures III A/C GBS 10% Owner - [10%]	815,165	815,165
GBS Venture Partners Pty, Ltd 10% Owner - [10%]	815,165	815,165
Mark Harvey Director - [D]	750,356	750,356
Jaramillo Nestor Jr. President and CEO, Director - [D] [O]	4,098	106
Debra Kridner Exec VP, Regulatory Affairs - [O]	29,500	29,500
Likens Matthew E. Director - [D]	1,437	1,437
Eric Lovett	104,000
Jeffrey S Mathiesen Chief Financial Officer - [O]	37,223	37,223
George Montague	40,054

Insider	Ações Possuídas	Ajuste de Divisão
Donal O'Dwyer Director - [D]	52,466	52,466
Kimberly Oleson SVP, Clinical Affairs - [O]	3,810	3,810
William S Peters CTO & Medical Director - [O]	33,309	33,309
David A Rosa Chief Executive Officer, Director - [D] [O]	119,587	119,587
Straus Asset Management, Llc 10% Owner - [10%]	0	0
Melville Straus 10% Owner - [10%]	0	0
Jon W Salveson Director - [D]	42,492	42,492
Ventures Pty Ltd Talu 10% Owner - [10%]	812,856	812,856
Patrick Verta	148,000
Gregory D Waller Director - [D]	2	0
Warren S Watson Director - [D]	42,492	42,492
Molly Wade Vice President - [O]	909	909
Jim Yearick VP of Marketing and Sales - [O]	10,153	10,153

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em NUWE / Nuwellis, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Máx	Preço em Máx	Lucro Máximo ($)	Retorno Máximo (%)
2023-03-15	Jaramillo Nestor Jr.	4,098	4.7900	106	184.4150	19,629	43	183.05	-226	-1.15
2019-03-12	ERB JOHN L	9,523	5.2500	184	271.6875	49,996
2018-07-03	ERB JOHN L	23,584	2.1200	534	93.7040	49,998
2017-10-12	Choi Ki Yong	30,141	0.4800	750	19.2800	14,468

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em NUWE / Nuwellis, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Mín	Preço em Mín	Máxima Perda Evitada ($)	Máxima Perda Evitada (%)
2018-08-10	WALLER GREGORY D	72	1.0338	2	45.6940	74	731	2394.7	2,321	3,136.08
2016-11-21	Drayton Claudia	20	5.2700	20	5.2700	105
2015-11-23	Drayton Claudia	1	52.8000	1	52.8000	53
2014-08-28	Peters William S	5,000	5.4691	5,000	5.4691	27,346
2014-08-27	Peters William S	5,000	5.5000	5,000	5.5000	27,500
2014-03-13	Peters William S	12,049	6.2000	12,049	6.2000	74,704
2014-03-13	Peters William S	7,951	6.2000	7,951	6.2000	49,296
2013-01-07	STRAUS ASSET MANAGEMENT, LLC	4,750	6.1900	4,750	6.1900	29,402

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo Data	Data da Operação	Formulário	Insider	Ticker	Título de Segurança	Código	Direto	Preço de Exercício Preço Unitário	Preço por Unidade	Unidades Alteradas	Valor Alterado (1K)	Opções Restantes	Ações Restantes
2025-06-11	2025-06-10	4	ERB JOHN L	NUWE	Common Stock	C - Conversion	D		0.0600	7,522	0		1,100,022
2025-06-11	2025-06-09	4	ERB JOHN L	NUWE	Common Stock	C - Conversion	D		0.0600	1,092,500	66		1,092,500
2023-03-16	2023-03-15	4	Jaramillo Nestor Jr.	NUWE	Common Stock	P - Purchase	D		4.7900	4,098	20		4,098
2022-10-28		3	Blake Lynn Larson Craig J. Blake and Lynn L. Blake Revocable Trust UAD August 29, 2006	NUWE	Common Stock		I						10,000
2022-05-26	2022-05-25	4	WATSON WARREN S	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	WALLER GREGORY D	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	ERB JOHN L	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	Salveson Jon W	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-05-26	2022-05-25	4	Brandt Steven Frank	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	0.62		15,806		15,806
2022-03-04	2022-03-03	4	AYOTTE NEIL P	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		26,352		26,352
2022-03-04	2022-03-03	4	Montague George	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		40,054		40,054
2022-03-04	2022-03-03	4	Jaramillo Nestor Jr.	NUWE	Incentive Stock Option (right to buy)	A - Award	D	0.94		101,190		101,190
2021-08-20	2021-08-18	4	ERB JOHN L	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	4.57		8,752		8,752
2021-07-01	2021-06-30	4	Montague George	NUWE	Non-statutory Stock Option (right to buy)	A - Award	D	4.20		62,535		62,535
2021-06-24	2021-06-22	4/A	AYOTTE NEIL P	NUWE	Non-Qualified Stock Option (right to buy)	A - Award	D	3.98		41,690		41,690
2021-06-23	2021-06-22	4	AYOTTE NEIL P	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.98		41,690		41,690
2021-05-20	2021-05-19	4	WATSON WARREN S	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	WALLER GREGORY D	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	Salveson Jon W	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	Brandt Steven Frank	NUWE	Nonstatutory Stock Option (right to buy)	A - Award	D	3.63		9,798		9,798
2021-05-20	2021-05-19	4	ERB JOHN L	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.63		75,973		75,973
2021-05-20	2021-05-19	4	Jaramillo Nestor Jr.	NUWE	Incentive Stock Option (right to buy)	A - Award	D	3.63		157,911		157,911
2021-01-26	2021-01-22	4	ERB JOHN L	CHFS	Incentive Stock Option	A - Award	D	9.30		33,125		33,125
2021-01-26	2021-01-22	4	Lynch Thomas P.	CHFS	Incentive Stock Option	A - Award	D	9.30		7,000		7,000
2021-01-26	2021-01-22	4	Jaramillo Nestor Jr.	CHFS	Incentive Stock Option	A - Award	D	9.30		12,750		12,750
2021-01-26	2021-01-22	4	Drayton Claudia	CHFS	Incentive Stock Option	A - Award	D	9.30		10,500		10,500
2020-05-22	2020-05-20	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	Salveson Jon W	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-05-22	2020-05-20	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option	A - Award	D	0.35		18,849		18,849
2020-01-08	2019-09-03	4/A	Costanzo Maria Rosa	CHFS	Nonstatutory Stock Option	J - Other	D	2.46		1,313		1,313
2019-09-16	2019-09-03	4	Costanzo Maria Rosa	CHFS	Nonstatutory Stock Option	A - Award	D	2.46		1,313		1,313
2019-09-13		3	Costanzo Maria Rosa	CHFS	Common Stock		D						0
2019-05-28	2019-05-23	4	Jaramillo Nestor Jr.	CHFS	Nonstatutory Stock Option	A - Award	D	3.42		84,489		84,489
2019-05-28	2019-05-23	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-28	2019-05-23	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.42		1,970		1,970
2019-05-17		3	Jaramillo Nestor Jr.	CHFS	Common Stock		D						0
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Series 2 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	5.25		9,523		9,523
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Series 1 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	5.25		9,523		9,523
2019-03-12	2019-03-12	4	ERB JOHN L	CHFS	Common Stock	P - Purchase	D		5.2500	9,523	50		11,615
2018-08-13	2018-08-10	4	WALLER GREGORY D	CHFS	Common Stock	S - Sale	D		1.0338	-72	-0		2
2018-07-06	2018-07-03	4	ERB JOHN L	CHFS	Common Stock	P - Purchase	D		2.1200	23,584	50		29,355
2018-05-29	2018-05-25	4/A	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-29	2018-05-25	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.01		10,000		10,000
2018-05-18	2018-05-16	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	2.89		10,000		10,000
2018-01-19	2018-01-17	4	WALLER GREGORY D	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		52,807		52,807
2018-01-19	2018-01-17	4	WATSON WARREN S	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		46,206		46,206
2018-01-19	2018-01-17	4	Brandt Steven Frank	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		33,004		33,004
2018-01-19	2018-01-17	4	Likens Matthew E.	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		33,004		33,004
2018-01-19	2018-01-17	4	Salveson Jon W	CHFS	Nonstatutory Stock Option (right to buy)	A - Award	D	3.55		46,206		46,206
2018-01-19	2018-01-17	4	ERB JOHN L	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.55		659,193		659,193
2018-01-05	2018-01-03	4	Drayton Claudia	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.50		197,746		197,746
2018-01-05	2018-01-03	4	Breidenstein Jim	CHFS	Incentive Stock Option (right to buy)	A - Award	D	3.50		181,068		181,068
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series F Convertible Preferred Stock	P - Purchase	D	4.50		100		100
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series 2 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	4.50		100		100
2017-11-29	2017-11-22	4	ERB JOHN L	CHFS	Series 1 Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	4.50		100		100
2017-10-13	2017-10-12	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.4800	30,141	14		1,793,109
2017-10-13	2017-10-11	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.5600	31,504	18		1,762,968
2017-09-20	2017-09-13	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.6400	78,211	50		1,731,464
2017-08-16	2017-08-10	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.6400	13,253	8		1,653,253
2017-08-16	2017-08-08	4	Choi Ki Yong	CHFS	Common Stock	P - Purchase	D		0.7800	180,000	140		1,640,000
2017-06-06	2017-06-02	4	WATSON WARREN S	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	WALLER GREGORY D	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Salveson Jon W	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Likens Matthew E.	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Brandt Steven Frank	CHFS	Non-Qualified Stock Option (right to buy)	A - Award	D	0.57		8,000		8,000
2017-06-06	2017-06-02	4	Breidenstein Jim	CHFS	Non-qualified Stock Option (right to buy)	A - Award	D	0.57		339,145		339,145
2017-04-20		3	Choi Ki Yong	SSH	Common Stock		D						2,920,000
2017-04-20		3	Choi Ki Yong	SSH	Common Stock		D						2,920,000
2017-04-20	2017-04-19	4	ERB JOHN L	SSH	Warrant to Purchase Common Stock (right to buy)	P - Purchase	D	1.10		100,000		100,000
2017-04-20	2017-04-19	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D			100,000			115,468
2017-03-03	2017-02-02	4	Likens Matthew E.	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	5.41		903		903
2017-03-03	2017-02-02	4	Likens Matthew E.	SSH	Common Stock	A - Award	D			1,437			1,437
2017-02-09	2017-02-02	4	Brandt Steven Frank	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	5.41		903		903
2017-02-09	2017-02-02	4	Brandt Steven Frank	SSH	Common Stock	A - Award	D			1,437			1,437
2017-02-01	2016-11-21	4	Drayton Claudia	SSH	Common Stock	S - Sale	D		5.2700	-20	-0		740
2017-02-01	2015-11-23	4	Drayton Claudia	SSH	Common Stock	S - Sale	D		52.8000	-1	-0		760
2017-01-17	2017-01-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		8.1900	-54	-0		762
2017-01-17	2017-01-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		8.1900	-41	-0		909
2016-12-16	2016-12-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.4700	-1,629	-1		24,481
2016-12-16	2016-12-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.4700	-1,256	-1		28,500
2016-11-29	2016-11-28	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.2196	80,000	18		464,128
2016-11-17	2016-11-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.1800	-1,629	-0		26,110
2016-11-17	2016-11-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.1800	-1,256	-0		29,756
2016-10-17	2016-10-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.3700	-1,629	-1		27,739
2016-10-17	2016-10-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.3700	-1,256	-0		31,012
2016-09-16	2016-09-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7900	-1,629	-1		29,368
2016-09-16	2016-09-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7900	-1,256	-1		32,268
2016-08-17	2016-08-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.8000	-1,629	-1		30,997
2016-08-17	2016-08-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.8000	-1,256	-1		33,524
2016-07-18	2016-07-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7800	-1,629	-1		32,626
2016-07-18	2016-07-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7800	-1,256	-1		34,780
2016-06-16	2016-06-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.6200	-1,629	-1		34,255
2016-06-16	2016-06-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.6200	-1,256	-1		36,036
2016-05-31	2016-05-26	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			32,864			56,876
2016-05-31	2016-05-26	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	Salveson Jon W	SSH	Common Stock	A - Award	D			32,864			42,492
2016-05-31	2016-05-26	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			32,864			46,039
2016-05-31	2016-05-26	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		22,632		22,632
2016-05-31	2016-05-26	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			32,864			42,492
2016-05-16	2016-05-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.6300	-1,629	-1		35,884
2016-05-16	2016-05-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.6300	-1,256	-1		37,292
2016-04-18	2016-04-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.7400	-1,629	-1		37,513
2016-04-18	2016-04-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.7400	-1,256	-1		38,548
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Incentive Stock Option (right to buy)	A - Award	D	0.93		534,000		534,000
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.9100	2,500	2		384,128
2016-03-17	2016-03-16	4	ERB JOHN L	SSH	Common Stock	A - Award	D			356,000			381,628
2016-03-16	2016-03-15	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.9500	8,000	8		25,628
2016-03-16	2016-03-14	4	ERB JOHN L	SSH	Common Stock	P - Purchase	D		0.8604	8,000	7		17,628
2016-03-16	2016-03-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.8300	-1,629	-1		39,142
2016-03-16	2016-03-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.8300	-1,256	-1		39,804
2016-02-17	2016-02-15	4	Drayton Claudia	SSH	Common Stock	F - Taxes	D		0.9600	-1,629	-2		40,771
2016-02-17	2016-02-15	4	Wade Molly	SSH	Common Stock	F - Taxes	D		0.9600	-1,256	-1		41,060
2016-01-20	2016-01-15	4	Wade Molly	SSH	Incentive Stock Option (right to buy)	A - Award	D	1.04		44,400		44,400
2016-01-20	2016-01-15	4	Wade Molly	SSH	Common Stock	A - Award	D			29,600			42,316
2016-01-20	2016-01-15	4	Drayton Claudia	SSH	Incentive Stock Option (right to buy)	A - Award	D	1.04		57,600		57,600
2016-01-20	2016-01-15	4	Drayton Claudia	SSH	Common Stock	A - Award	D			38,400			42,400
2016-01-15	2016-01-14	4	Lovett Eric	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	1.06		104,000		104,000
2015-08-14	2015-08-13	4	Brown Brian	SSH	Common Stock	P - Purchase	D		2.8000	4,000	11		20,000
2015-08-13	2015-08-11	4	BUCKMAN PAUL	SSH	Common Stock	P - Purchase	D		2.5500	10,000	26		24,012
2015-08-11	2015-08-11	4	Drayton Claudia	SSH	Common Stock	P - Purchase	D		2.5770	3,500	9		4,000
2015-08-11	2015-08-11	4	Drayton Claudia	SSH	Common Stock	P - Purchase	D		2.5490	500	1		500
2015-08-11	2015-08-11	4	Kridner Debra	SSH	Common Stock	P - Purchase	D		2.8900	4,000	12		29,500
2015-08-03	2015-08-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		3.1100	-607	-2		12,716
2015-08-03	2015-08-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		3.1100	-5,226	-16		119,587
2015-08-03	2015-08-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		3.1100	-557	-2		25,500
2015-07-06	2015-07-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		3.2900	-607	-2		13,323
2015-07-06	2015-07-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		3.2900	-5,226	-17		124,813
2015-07-06	2015-07-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		3.2900	-557	-2		26,057
2015-06-03	2015-06-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.3800	-557	-2		26,614
2015-06-03	2015-06-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.3800	-5,226	-23		130,039
2015-06-03	2015-06-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.3800	-279	-1		3,810
2015-06-03	2015-06-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.3800	-607	-3		13,930
2015-05-26	2015-05-21	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			5,439			14,012
2015-05-26	2015-05-21	4	ERB JOHN L	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	ERB JOHN L	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-26	2015-05-21	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	Salveson Jon W	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-26	2015-05-21	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			5,439			13,175
2015-05-26	2015-05-21	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	4.29		3,692		3,692
2015-05-26	2015-05-21	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			5,439			9,628
2015-05-04	2015-05-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2800	-557	-2		27,171
2015-05-04	2015-05-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2800	-5,226	-22		135,265
2015-05-04	2015-05-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2800	-279	-1		4,089
2015-05-04	2015-05-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.2800	-607	-3		14,537
2015-04-02	2015-04-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2600	-557	-2		27,728
2015-04-02	2015-04-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2600	-5,226	-22		140,491
2015-04-02	2015-04-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2600	-279	-1		4,368
2015-04-02	2015-04-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.2600	-607	-3		15,144
2015-03-02	2015-03-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		5.7500	-607	-3		15,751
2015-03-02	2015-03-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.7500	-5,226	-30		145,717
2015-03-02	2015-03-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.7500	-279	-2		4,647
2015-03-02	2015-03-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7500	-557	-3		28,285
2015-02-03	2015-01-05	4/A	Drayton Claudia	SSH	Non-qualified Stock Option	A - Award	D	4.48		110,000		110,000
2015-02-02	2015-02-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.9800	-5,226	-26		150,943
2015-02-02	2015-02-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.9800	-557	-3		28,842
2015-02-02	2015-02-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.9800	-279	-1		4,926
2015-02-02	2015-02-01	4	Wade Molly	SSH	Common Stock	F - Taxes	D		4.9800	-607	-3		16,358
2015-01-13		3/A	Wade Molly	SSH	Common Stock		D						16,965
2015-01-13		3	Wade Molly	SSH	Common Stock		D						33,930
2015-01-13		3	Wade Molly	SSH	Common Stock		D						33,930
2015-01-06	2015-01-05	4	Drayton Claudia	SSH	Non-qualified Stock Option	A - Award	D	4.48		110,000		110,000
2015-01-02	2015-01-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.2400	-5,226	-22		156,170
2015-01-02	2015-01-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.2400	-680	-3		33,309
2015-01-02	2015-01-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.2400	-279	-1		5,205
2015-01-02	2015-01-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.2400	-557	-2		29,399
2015-01-02	2015-01-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.2400	-953	-4		37,223
2014-12-02	2014-12-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.5200	-5,226	-24		161,396
2014-12-02	2014-12-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.5200	-680	-3		33,989
2014-12-02	2014-12-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.5200	-279	-1		5,484
2014-12-02	2014-12-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.5200	-557	-3		29,956
2014-12-02	2014-12-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.5200	-953	-4		38,176
2014-11-05	2013-09-23	4	Talu Ventures Pty Ltd By: CM Capital Venture Trust 4B	SSH	Common Stock	P - Purchase	I		10.5000	62,500	656		812,856
2014-11-05	2013-09-23	4	Talu Ventures Pty Ltd By: CM Capital Venture Trust 4A	SSH	Common Stock	P - Purchase	I		10.5000	62,500	656		812,856
2014-11-03	2014-11-01	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.8500	-953	-5		39,129
2014-11-03	2014-11-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.8500	-557	-3		30,513
2014-11-03	2014-11-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.8500	-680	-3		34,669
2014-11-03	2014-11-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.8500	-5,226	-25		166,622
2014-11-03	2014-11-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		4.8500	-279	-1		5,763
2014-10-31	2014-10-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.8800	-2,506	-15		171,848
2014-10-10	2014-10-09	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.5200	-1,906	-11		40,082
2014-10-10	2014-10-09	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			24,716			41,988
2014-10-02	2014-10-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.5300	-557	-3		31,070
2014-10-02	2014-10-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.5300	-680	-4		35,349
2014-10-02	2014-10-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.5300	-279	-2		6,042
2014-10-01	2014-10-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5300	-5,226	-29		174,354
2014-10-01	2014-09-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5500	-2,506	-14		179,580
2014-09-15	2014-09-15	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0099	6,000	36		16,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0168	5,000	30		10,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0100	700	4		5,000
2014-09-15	2014-09-12	4	Brown Brian	SSH	Common Stock	P - Purchase	D		6.0200	4,300	26		4,300
2014-09-09	2014-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.7200	-458	-3		17,272
2014-09-09	2014-09-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7200	-200	-1		31,627
2014-09-09	2014-09-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.7200	-329	-2		36,029
2014-09-03	2014-09-01	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.5900	-557	-3		31,827
2014-09-03	2014-09-01	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.5900	-680	-4		36,358
2014-09-03	2014-09-01	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5900	-5,226	-29		182,086
2014-09-03	2014-08-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5900	-2,506	-14		187,312
2014-09-03	2014-09-01	4	Oleson Kimberly	SSH	Common Stock	F - Taxes	D		5.5900	-279	-2		6,321
2014-08-29	2014-08-28	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		5.4691	-5,000	-27		11,384
2014-08-29	2014-08-27	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		5.5000	-5,000	-28		16,384
2014-08-11	2014-08-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		4.1900	-458	-2		17,730
2014-08-11	2014-08-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		4.1900	-200	-1		32,384
2014-08-11	2014-08-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		4.1900	-329	-1		37,038
2014-08-05	2014-08-01	4	Kridner Debra	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	29,700	147	29,700
2014-08-05	2014-08-01	4	Kridner Debra	SSH	Common Stock	A - Award	D			19,800			32,584
2014-08-05	2014-08-01	4	Peters William S	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	37,073	184	37,073
2014-08-05	2014-08-01	4	Peters William S	SSH	Common Stock	A - Award	D			24,716			37,367
2014-08-05	2014-08-01	4	Rosa David A	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	184,889	915	184,889
2014-08-05	2014-08-01	4	Rosa David A	SSH	Common Stock	A - Award	D			123,259			189,818
2014-08-05	2014-08-01	4	Oleson Kimberly	SSH	Incentive Stock Options (right to buy)	A - Award	D	4.95	4.9500	8,000	40	8,000
2014-08-05	2014-08-01	4	Oleson Kimberly	SSH	Common Stock	A - Award	D			6,600			6,600
2014-07-30	2014-07-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		4.9600	-2,506	-12		66,559
2014-07-14	2014-07-10	4	Brown Brian	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.30		100,000		100,000
2014-07-09	2014-07-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.3700	-458	-2		18,188
2014-07-09	2014-07-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.3700	-200	-1		12,784
2014-07-09	2014-07-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.3700	-329	-2		12,651
2014-06-30	2014-06-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.4700	-2,506	-14		69,065
2014-06-10	2014-06-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.0000	-458	-2		18,646
2014-06-10	2014-06-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.0000	-200	-1		12,984
2014-06-10	2014-06-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.0000	-329	-2		12,980
2014-06-02	2014-05-29	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	BUCKMAN PAUL	SSH	Common Stock	A - Award	D			4,189			8,573
2014-06-02	2014-05-29	4	ERB JOHN L	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	ERB JOHN L	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	Salveson Jon W	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	Salveson Jon W	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	WALLER GREGORY D	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	WALLER GREGORY D	SSH	Common Stock	A - Award	D			4,189			7,736
2014-06-02	2014-05-29	4	WATSON WARREN S	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	WATSON WARREN S	SSH	Common Stock	A - Award	D			4,189			4,189
2014-06-02	2014-05-29	4	Brooke Geoffrey	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		2,766		2,766
2014-06-02	2014-05-29	4	Brooke Geoffrey	SSH	Common Stock	A - Award	D			4,189			7,855
2014-06-02	2014-05-29	4	Oleson Kimberly	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	5.57		100,000		100,000
2014-05-30	2014-05-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5700	-2,506	-14		71,571
2014-05-09	2014-05-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.7700	-458	-3		19,104
2014-05-09	2014-05-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		5.7700	-283	-2		10,426
2014-05-09	2014-05-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.7700	-200	-1		13,184
2014-05-09	2014-05-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		5.7700	-319	-2		10,153
2014-05-09	2014-05-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.7700	-329	-2		13,309
2014-05-01	2014-04-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.5000	-2,506	-14		74,077
2014-04-09	2014-04-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		5.9200	-458	-3		19,562
2014-04-09	2014-04-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		5.9200	-283	-2		10,709
2014-04-09	2014-04-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		5.9200	-200	-1		13,384
2014-04-09	2014-04-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		5.9200	-319	-2		10,472
2014-04-09	2014-04-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		5.9200	-329	-2		13,638
2014-04-01	2014-03-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		5.6000	-2,506	-14		76,583
2014-03-18	2014-03-17	4	MATHIESEN JEFFREY S	SSH	Common Stock	P - Purchase	D		6.1799	2,000	12		20,020
2014-03-18	2014-03-17	4	Bassett Kevin	SSH	Common Stock	P - Purchase	D		6.2000	1,400	9		10,992
2014-03-18	2014-03-14	4	Kridner Debra	SSH	Common Stock	P - Purchase	D		6.2000	1,000	6		13,584
2014-03-14	2014-03-13	4	Peters William S By Peters Apollo Trust	SSH	Common Stock	S - Sale	I		6.2000	-12,049	-75		21,384
2014-03-14	2014-03-13	4	Peters William S	SSH	Common Stock	S - Sale	D		6.2000	-7,951	-49		13,967
2014-03-10	2014-03-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		7.9600	-458	-4		18,020
2014-03-10	2014-03-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		7.9600	-283	-2		9,592
2014-03-10	2014-03-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		7.9600	-200	-2		12,584
2014-03-10	2014-03-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		7.9600	-319	-3		10,791
2014-03-10	2014-03-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		7.9600	-329	-3		21,918
2014-03-04	2014-02-28	4	Rosa David A	SSH	Common Stock	F - Taxes	D		8.3100	-2,506	-21		79,089
2014-02-12	2012-12-03	5	BUCKMAN PAUL	SSH	Common Stock	L - Other	D		7.1500	1,000	7		4,384
2014-02-11	2014-02-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		9.0000	-458	-4		18,478
2014-02-11	2014-02-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		9.0000	-283	-3		9,875
2014-02-11	2014-02-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		9.0000	-200	-2		12,784
2014-02-11	2014-02-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		9.0000	-319	-3		11,110
2014-02-11	2014-02-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		9.0000	-329	-3		22,247
2014-01-30	2014-01-29	4	Rosa David A	SSH	Common Stock	F - Taxes	D		9.7250	-2,506	-24		81,595
2014-01-21	2013-09-08	5/A	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.9000	-3,400	-37		10,441
2014-01-21	2013-09-08	5/A	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.9000	-2,395	-26		13,184
2014-01-21	2013-09-08	5/A	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.9000	-5,468	-60		19,394
2014-01-21	2013-09-08	5/A	Peters William S	SSH	Common Stock	F - Taxes	D		10.9000	-4,000	-44		22,905
2014-01-21	2013-09-08	5/A	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.9000	-3,795	-41		11,748
2014-01-16	2013-10-29	4/A	Rosa David A	SSH	Common Stock	F - Taxes	D		11.6500	-30,079	-350		89,113
2014-01-16	2013-10-29	4/A	Rosa David A	SSH	Common Stock	A - Award	D			118,192			119,192
2014-01-16	2013-12-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		8.5100	-283	-2		13,841
2014-01-16	2013-11-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		9.9100	-283	-3		14,124
2014-01-16	2013-10-08	5	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.8600	-283	-3		14,407
2014-01-16	2013-12-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		8.5100	-200	-2		15,578
2014-01-16	2013-11-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		9.9100	-200	-2		15,778
2014-01-16	2013-10-08	5	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.8600	-200	-2		15,978
2014-01-16	2013-12-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		8.5100	-458	-4		24,862
2014-01-16	2013-11-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		9.9100	-458	-5		25,320
2014-01-16	2013-10-08	5	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.8600	-458	-5		25,778
2014-01-16	2013-12-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		8.5100	-329	-3		26,905
2014-01-16	2013-11-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		9.9100	-329	-3		27,234
2014-01-16	2013-10-08	5	Peters William S	SSH	Common Stock	F - Taxes	D		10.8600	-329	-4		27,563
2014-01-16	2013-12-29	5	Rosa David A	SSH	Common Stock	F - Taxes	D		9.3900	-2,506	-24		84,101
2014-01-16	2013-11-29	5	Rosa David A	SSH	Common Stock	F - Taxes	D		9.0600	-2,506	-23		86,607
2014-01-16	2013-12-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		8.5100	-319	-3		15,543
2014-01-16	2013-11-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		9.9100	-319	-3		15,862
2014-01-16	2013-10-08	5	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.8600	-319	-3		16,181
2014-01-10	2014-01-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	F - Taxes	D		10.1800	-458	-5		24,404
2014-01-10	2014-01-08	4	Bassett Kevin	SSH	Common Stock	F - Taxes	D		10.1800	-283	-3		13,558
2014-01-10	2014-01-08	4	Kridner Debra	SSH	Common Stock	F - Taxes	D		10.1800	-200	-2		15,378
2014-01-10	2014-01-08	4	Yearick Jim	SSH	Common Stock	F - Taxes	D		10.1800	-319	-3		15,224
2014-01-10	2014-01-08	4	Peters William S	SSH	Common Stock	F - Taxes	D		10.1800	-329	-3		26,576
2013-10-31	2013-10-29	4	Rosa David A	SSH	Common Stock	A - Award	D			118,192			119,192
2013-10-23	2013-10-21	4	Verta Patrick	SSH	Non-Statutory Stock Option (right to buy)	A - Award	D	10.73		148,000		148,000
2013-09-10	2013-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			11,868			23,736
2013-09-10	2013-09-08	4	MATHIESEN JEFFREY S	SSH	Common Stock	A - Award	D			11,868			11,868
2013-09-10	2013-09-08	4	Bassett Kevin	SSH	Common Stock	A - Award	D			7,345			14,690
2013-09-10	2013-09-08	4	Bassett Kevin	SSH	Common Stock	A - Award	D			7,345			14,690
2013-09-10	2013-09-08	4	Kridner Debra	SSH	Common Stock	A - Award	D			7,095			14,190
2013-09-10	2013-09-08	4	Kridner Debra	SSH	Common Stock	A - Award	D			7,095			14,190
2013-09-10	2013-09-08	4	Yearick Jim	SSH	Common Stock	A - Award	D			8,250			16,500
2013-09-10	2013-09-08	4	Yearick Jim	SSH	Common Stock	A - Award	D			8,250			16,500
2013-09-10	2013-09-08	4	Peters William S	SSH	Common Stock	A - Award	D			11,951			27,892
2013-09-10	2013-09-08	4	Peters William S	SSH	Common Stock	A - Award	D			11,951			27,892
2013-08-01	2013-07-30	4	WALLER GREGORY D	SSH	Non-qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,445	18	2,445
2013-08-01	2013-07-30	4	WALLER GREGORY D	SSH	Common Stock	M - Exercise	D			3,547			3,547
2013-08-01	2013-07-30	4	BUCKMAN PAUL	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,332	17	2,332
2013-08-01	2013-07-30	4	BUCKMAN PAUL	SSH	Common Stock	M - Exercise	D			3,384			3,384
2013-08-01	2013-07-30	4	Brooke Geoffrey	SSH	Non-Qualified Stock Option (right to buy)	A - Award	D	7.50	7.5000	2,527	19	2,527
2013-08-01	2013-07-30	4	Brooke Geoffrey	SSH	Common Stock	M - Exercise	D			3,666			3,666
2013-08-01	2013-07-30	4	Yearick Jim	SSH	Incentive Stock Option (right to buy)	A - Award	D	7.50	7.5000	35,000	262	35,000
2013-05-28	2013-05-23	4	WATSON WARREN S	SSH	Stock Option (right to buy)	A - Award	D	6.17	6.1700	25,500	157	25,500
2013-05-28	2013-05-23	4	Salveson Jon W	SSH	Stock Option (right to buy)	A - Award	D	6.17	6.1700	25,500	157	25,500
2013-05-28	2013-05-23	4	ERB JOHN L	SSH	Stock Option (right to buy)	A - Award	D	8.27	8.2700	54,000	447	54,000
2013-05-07	2013-05-06	4	Rosa David A	SSH	Stock Option (right to buy)	A - Award	D	6.46	6.4600	347,000	2,242	347,000
2013-02-15	2013-01-07	4/A	STRAUS ASSET MANAGEMENT, LLC See footnote.	SSH	Common Stock	S - Sale	I		6.1900	-4,750	-29		0
2013-02-15	2013-01-01	4/A	STRAUS ASSET MANAGEMENT, LLC See footnote.	SSH	Common Stock	J - Other	I			-253,102			4,750
2013-02-05	2013-01-29	4	Peters William S	SSH	Stock Option (right to buy)	A - Award	D	6.46	6.4600	25,000	162	25,000
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7300	-6,200	-42		387,111
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7700	-10,000	-68		393,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7200	-5,000	-34		403,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.9400	-5,393	-37		408,311
2013-02-01	2012-11-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		7.5400	-10,000	-75		413,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5400	-5,000	-33		423,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5100	-5,000	-33		428,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.4000	-5,000	-32		433,704
2013-02-01	2012-11-19	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3900	-5,000	-32		438,704
2013-02-01	2012-12-11	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.9800	-49,200	-343		332,011
2013-02-01	2012-12-10	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7400	-5,900	-40		381,211
2013-02-01	2012-12-17	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.6600	-200	-1		323,711
2013-02-01	2012-12-14	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.8000	-6,900	-47		323,911
2013-02-01	2012-12-13	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.7900	-1,200	-8		330,811
2013-02-01	2012-12-24	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3900	-500	-3		319,111
2013-02-01	2012-12-21	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.3600	-2,100	-13		319,611
2013-02-01	2012-12-20	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.5900	-2,000	-13		321,711
2013-02-01	2013-01-03	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.1300	-37,249	-228		257,852
2013-02-01	2013-01-02	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		5.2500	-24,010	-126		295,101
2013-02-01	2013-01-07	4	STRAUS ASSET MANAGEMENT, LLC	SSH	Common Stock	P - Purchase	I		6.1900	-4,750	-29		253,102
2012-12-17	2012-12-14	4	Peters William S	SSH	Employee Stock Option (right to buy)	M - Exercise	D	3.10		-3,990		0
2012-12-17	2012-12-14	4	Peters William S	SSH	Common Stock	M - Exercise	D		3.1000	3,990	12		3,990
2012-11-14	2012-11-12	4	MATHIESEN JEFFREY S	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		67,000		67,000
2012-11-14	2012-11-12	4	Bassett Kevin	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		42,000		42,000
2012-11-14	2012-11-12	4	Kridner Debra	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		45,000		45,000
2012-11-14	2012-11-12	4	Yearick Jim	SSH	Employee Stock Option - Right to Buy	A - Award	D	6.46		15,000		15,000
2012-09-18	2012-09-14	4	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock	P - Purchase	I		9.0790	2,500	23		32,147
2012-08-23	2012-08-17	4/A	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		7.5586	11,375	86		52,466
2012-08-23	2012-08-16	4/A	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		8.0458	2,300	19		41,091
2012-08-20	2012-08-17	4	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		7.5586	11,375	86		52,466
2012-08-20	2012-08-16	4	O'Dwyer Donal Pension Fund	SSH	Common Stock	P - Purchase	I		8.0458	2,300	19		41,091
2012-05-10		3/A	Harvey Mark By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	Harvey Mark By Pension Fund	SSH	Common Stock		I						750
2012-05-10		3/A	Harvey Mark By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	CM Capital Venture 4B A/C By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-05-10		3/A	CM Capital Venture 4B A/C By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-05-02		3/A	O'Dwyer Donal Pension Trust	SSH	Common Stock		I						38,791
2012-05-02		3/A	O'Dwyer Donal	SSH	Common Stock		D						686
2012-05-02		3/A	O'Dwyer Donal Family Trust	SSH	Common Stock		I						10,370
2012-03-06		3/A	Kridner Debra	SSH	Common Stock		D						1,988
2012-03-02		3/A	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock		I						29,647
2012-02-28		3	CM Capital Venture 4B A/C By CM Capital Venture 4B A/C	SSH	Common Stock		I						750,356
2012-02-28		3	CM Capital Venture 4B A/C By CM Capital Venture 4A A/C	SSH	Common Stock		I						750,356
2012-02-28		3	GBS Bioventures III A/C By GBS Bioventures III A/C	SSH	Common Stock		I						815,165
2012-02-28		3	GBS Bioventures III A/C By GBS Bioventures II A/C	SSH	Common Stock		I						379,596
2012-02-16		3	STRAUS MELVILLE	SSH	Common Stock		I						443,704
2012-02-14		3	MATHIESEN JEFFREY S By UBS	SSH	Common Stock		I						11,875
2012-02-14		3	MATHIESEN JEFFREY S	SSH	Common Stock		D						2,500
2012-02-14		3	Callinan Nicholas By Beraleigh Pty Ltd.	SSH	Common Stock		I						29,596
2012-02-14		3	Brooke Geoffrey By GBS Bioventures II A/C	SSH	Common Stock		I						379,596
2012-02-14		3	Brooke Geoffrey By GBS Bioventures III A/C	SSH	Common Stock		I						815,165
2012-02-14		3	Harvey Mark By CM Capital 4B	SSH	Common Stock		I						750,356
2012-02-14		3	Harvey Mark By CM Capital 4A	SSH	Common Stock		I						750,356
2012-02-14		3	Harvey Mark By Pension Fund	SSH	Common Stock		I						750
2012-02-14		3	O'Dwyer Donal Pension Trust	SSH	Common Stock		I						38,791
2012-02-14		3	O'Dwyer Donal Family Trust	SSH	Common Stock		I						10,370
2012-02-14		3	Peters William S By Daughter	SSH	Common Stock		I						35
2012-02-14		3	Peters William S By Peters Apollo Trust	SSH	Common Stock		I						33,433
2012-02-14		3	Peters William S By Peters JAM Trust	SSH	Common Stock		I						7,250
2012-02-14		3	Peters William S By Son - I	SSH	Common Stock		I						53
2012-02-14		3	Peters William S By Son - II	SSH	Common Stock		I						35
2012-02-14		3	Rosa David A	SSH	Common Stock		D						1,000

Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo

Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo

Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)

Conversão de derivativo

Venda ou transferência de ativos de volta para a empresa

Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa

Doação de ativos pelo ou para o insider

Swaps de capital e transações de hedge similares

Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)

Uma transação voluntariamente reportada no Formulário 4

Outro (acompanhado de uma nota explicativa descrevendo a transação)

NUWE / Nuwellis, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5