| Ações em Circulação | 167,424,202 shares |
| Ações de Insider | 3,132,458 shares |
| Propriedade de Insider | 1.87 % |
| Total de Insiders | 23 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
4935 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Palisade Bio, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Cristina Csimma Director - [D] | 12,862 | 857 | |
| Richard J Daly Chief Executive Officer, Director - [D] [O] | 23,312 | 23,312 | |
| Michael John Dawson Chief Medical Officer - [O] | 15,000 | 462 | |
| Stephanie Diaz Director - [D] | 12,800 | 853 | |
| John David Finley CEO, CFO, Director - [D] [O] | 27,353 | 27,353 | |
| Richard Garr CEO, Director - [D] [O] | 1,449,804 | 1,449,804 | |
| Mary Ann Gray Director - [D] | 14,710 | 14,710 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Thomas Hallam Chief Executive Officer, Director - [D] [O] | 57,592 | 1,772 | |
| Karl Johe Chief Scientific Officer, Director - [D] [O] | 930,373 | 930,373 | |
| Mitchell Lawrence Jones Chief Medical Officer - [O] | 13,263 | 13,263 | |
| Jones Jonathan Brian Lloyd Chief Financial Officer - [O] | 7,859 | 7,859 | |
| David J Mazzo | 6,000 | ||
| Robert Curtis McRae Chief Operating Officer - [O] | 625 | 42 | |
| James R Neal Director - [D] | 10,920 | 728 | |
| Scott Varde Ogilvie Director - [D] | 86,020 | 86,020 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| William Clyde Oldaker Director - [D] | 33,763 | 33,763 | |
| Sandford D Smith Director - [D] | 219,916 | 219,916 | |
| Sohn Catherine A. Director - [D] | 106,952 | 106,952 | |
| Trenschel Robert J. Director - [D] | 10,920 | 728 | |
| Stanley Westreich Director - [D] | 143,281 | 143,281 | |
| Binxian Wei Director - [D] | 855 | 855 | |
| Donald Allen Williams Director - [D] | 13,728 | 13,728 | |
|
Regional Medical Center Yuma
10% Owner -
|
1,814,375 | 55,827 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em PALI / Palisade Bio, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em PALI / Palisade Bio, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-13 | 2026-02-12 | 4 | Jones Mitchell Lawrence | PALI | Common Stock | D | 1.7500 | -1,989 | -3 | 13,263 | ||||
| 2026-02-13 | 2026-02-11 | 4 | Jones Mitchell Lawrence | PALI | Common Stock | D | 8,000 | 15,252 | ||||||
| 2026-02-13 | 2026-02-12 | 4 | Finley John David | PALI | Common Stock | D | 1.7500 | -3,896 | -7 | 27,353 | ||||
| 2026-02-13 | 2026-02-11 | 4 | Finley John David | PALI | Common Stock | D | 13,333 | 31,249 | ||||||
| 2026-01-21 | 2026-01-16 | 4 | Williams Donald Allen | PALI | Common Stock | D | 1.6712 | 5,000 | 8 | 10,728 | ||||
| 2026-01-13 | 2026-01-09 | 4 | Williams Donald Allen | PALI | Common Stock | D | 1.8800 | 5,000 | 9 | 5,728 | ||||
| 2024-11-22 | 2024-11-21 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 388 | 728 | ||||||
| 2024-11-22 | 2024-11-21 | 4 | Wei Binxian | PALI | Comon Stock, par value $0.01 | D | 388 | 855 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Wei Binxian | PALI | Comon Stock, par value $0.01 | D | 465 | 467 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 340 | 340 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -607 | -3 | 13,472 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 2,111 | 14,079 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -959 | -5 | 11,968 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,335 | 12,927 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -467 | -2 | 9,592 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,622 | 10,059 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4.7600 | -461 | -2 | 3,852 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 1,555 | 4,313 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4.7600 | -810 | -4 | 2,758 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 2,735 | 3,568 | ||||||
| 2024-05-29 | 2024-05-28 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 4.8630 | 1,000 | 5 | 1,000 | ||||
| 2024-05-28 | 2024-05-24 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.8100 | 1,000 | 5 | 8,437 | ||||
| 2024-05-22 | 2024-05-20 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.9725 | 666 | 3 | 7,437 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 8.4600 | -47 | -0 | 833 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 156 | 880 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 8.4600 | -90 | -1 | 724 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 304 | 814 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 8.4600 | -61 | -1 | 6,771 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 211 | 6,832 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 8.4600 | -67 | -1 | 6,621 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 232 | 6,688 | ||||||
| 2024-03-12 | 2024-03-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,558 | 96,849 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Diaz Stephanie | PALI | Common Stock, par value $0.01 | D | 5,820 | 12,800 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Diaz Stephanie | PALI | Common Stock, par value $0.01 | D | 6,980 | 6,980 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 5,820 | 10,920 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 5,100 | 5,100 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Csimma Cristina | PALI | Common Stock, par value $0.01 | D | 5,820 | 12,862 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Csimma Cristina | PALI | Common Stock, par value $0.01 | D | 6,980 | 7,042 | ||||||
| 2024-02-13 | 2024-02-09 | 4 | Neal James R | PALI | Common Stock, par value $0.01 | D | 5,820 | 10,920 | ||||||
| 2024-02-13 | 2024-02-09 | 4 | Neal James R | PALI | Common Stock, par value $0.01 | D | 5,100 | 5,100 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 0.4361 | -2,153 | -1 | 7,662 | ||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 2,333 | 9,815 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4,558 | 7,482 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,167 | 91,291 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 88,124 | ||||||
| 2024-02-07 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.4692 | 10,000 | 5 | 84,649 | ||||
| 2024-02-01 | 2024-01-31 | 4 | Williams Donald Allen By Reporting Person's Defined Benefit Plan | PALI | Common Stock, par value $0.01 | I | 0.6050 | 10,000 | 6 | 30,000 | ||||
| 2024-02-01 | 2024-01-31 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5590 | 10,000 | 6 | 74,649 | ||||
| 2024-01-05 | 2024-01-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 64,649 | ||||||
| 2023-12-19 | 2023-12-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,559 | 63,340 | ||||||
| 2023-11-24 | 2023-11-20 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5100 | 10,000 | 5 | 57,781 | ||||
| 2023-11-08 | 2023-11-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 47,781 | ||||||
| 2023-11-08 | 2023-11-07 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 0.5389 | -1,630 | -1 | 2,926 | ||||
| 2023-11-08 | 2023-11-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4,556 | 4,556 | ||||||
| 2023-10-05 | 2023-10-04 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5501 | -397 | -0 | 44,306 | ||||
| 2023-10-05 | 2023-10-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 44,703 | ||||||
| 2023-09-29 | 2023-09-27 | 4 | Williams Donald Allen By Reporting Person's Defined Benefit Plan | PALI | Common Stock, par value $0.01 | I | 0.5400 | 20,000 | 11 | 20,000 | ||||
| 2023-09-29 | 2023-09-27 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5392 | 15,000 | 8 | 43,394 | ||||
| 2023-09-15 | 2023-09-14 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 0.6400 | -300 | -0 | 0 | ||||
| 2023-09-14 | 2023-09-13 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.6550 | 15,000 | 10 | 28,394 | ||||
| 2023-09-13 | 2023-09-12 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.6550 | -1,792 | -1 | 13,394 | ||||
| 2023-09-13 | 2023-09-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,558 | 15,186 | ||||||
| 2023-08-14 | 2023-08-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.7000 | -1,040 | -1 | 9,628 | ||||
| 2023-08-14 | 2023-08-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 11,057 | ||||||
| 2023-07-06 | 2023-07-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1.7640 | -389 | -1 | 7,193 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 7,582 | ||||||
| 2023-06-14 | 2023-06-13 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1.5415 | -1,050 | -2 | 6,273 | ||||
| 2023-06-14 | 2023-06-12 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 7,323 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | McRae Robert Curtis | PALI | Common Stock, par value $0.01 | D | 2.0000 | -270 | -1 | 625 | ||||
| 2023-04-05 | 2023-04-03 | 4 | McRae Robert Curtis | PALI | Common Stock, par value $0.01 | D | 655 | 895 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 2.0100 | -435 | -1 | 3,848 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 4,283 | ||||||
| 2023-02-15 | 3 | McRae Robert Curtis | PALI | Common Stock | D | 240 | ||||||||
| 2022-09-02 | 2022-09-01 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.1437 | 19,481 | 3 | 148,727 | ||||
| 2022-08-25 | 2022-08-23 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.1600 | 7,350 | 1 | 129,246 | ||||
| 2022-08-18 | 2022-08-16 | 4 | Hallam Thomas | PALI | Common Stock, par value $0.01 | D | 0.2500 | 40,000 | 10 | 57,592 | ||||
| 2022-08-18 | 2022-08-16 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.2500 | 100,000 | 25 | 121,896 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Finley John David By FCW Investments LLC | PALI | Common Stock | I | 12,545 | 38,867 | ||||||
| 2022-03-31 | 2022-03-29 | 4 | Dawson Michael John | PALI | Common Stock | D | 1.1395 | 15,000 | 17 | 15,000 | ||||
| 2022-03-29 | 2022-03-28 | 4 | Hallam Thomas | PALI | Common Stock | D | 1.1800 | 10,000 | 12 | 17,592 | ||||
| 2022-03-25 | 2022-03-24 | 4 | Finley John David | PALI | Common Stock | D | 1.0899 | 7,500 | 8 | 21,896 | ||||
| 2022-02-22 | 2022-02-17 | 4 | Hallam Thomas | PALI | Stock Option (right to buy) | D | 0.95 | 156,600 | 156,600 | |||||
| 2022-02-22 | 2022-02-17 | 4 | Finley John David | PALI | Stock Option (right to buy) | D | 0.95 | 64,800 | 64,800 | |||||
| 2022-02-22 | 2022-02-17 | 4 | Dawson Michael John | PALI | Stock Option (right to buy) | D | 0.95 | 32,400 | 32,400 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Dawson Michael John | PALI | Stock Option (right to buy) | D | 2.32 | 39,294 | 39,294 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Finley John David | PALI | Stock Option (right to buy) | D | 2.32 | 178,091 | 178,091 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Hallam Thomas | PALI | Stock Option (right to buy) | D | 2.32 | 267,868 | 267,868 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Trenschel Robert J. | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Williams Donald Allen | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Neal James R | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Diaz Stephanie | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Wei Binxian | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Csimma Cristina | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | GRAY MARY ANN | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2021-09-22 | 2021-09-21 | 4 | Finley John David | PALI | Common Stock | D | 2.4400 | 2,000 | 5 | 14,396 | ||||
| 2021-09-22 | 2021-09-21 | 4 | Hallam Thomas | PALI | Common Stock | D | 2.4900 | 6,000 | 15 | 7,592 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.9800 | 2,142 | 6 | 14,999 | ||||
| 2021-09-13 | 2021-09-09 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.8900 | 3,400 | 10 | 12,857 | ||||
| 2021-09-13 | 2021-09-08 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7500 | 5,000 | 14 | 9,457 | ||||
| 2021-09-13 | 2021-09-07 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7800 | 2,707 | 8 | 4,457 | ||||
| 2021-09-13 | 2021-08-31 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7500 | 1,750 | 5 | 1,750 | ||||
| 2021-08-30 | 2021-08-27 | 4 | Finley John David | PALI | Common Stock | D | 2.6500 | 8,400 | 22 | 12,396 | ||||
| 2021-08-30 | 2021-08-27 | 4 | Finley John David | PALI | Common Stock | D | 2.6300 | 1,600 | 4 | 3,996 | ||||
| 2021-08-26 | 3 | Yuma Regional Medical Center | PALI | Common Stock | D | 1,814,375 | ||||||||
| 2021-04-29 | 2021-04-27 | 4 | Williams Donald Allen | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Williams Donald Allen | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,203 | 10,203 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 26.85 | 1,223 | 1,223 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 41.20 | 13,595 | 13,595 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 41.20 | 40,785 | 40,785 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,298 | 1,298 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,182 | 10,182 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Common Stock | I | 304,479 | 304,479 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,298 | 1,298 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,091 | 5,091 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 53.33 | 1,359 | 1,359 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 53.33 | 3,398 | 3,398 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 27.59 | 849 | 849 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 17.72 | 27,190 | 27,190 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 26.85 | 12,294 | 12,294 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 53.33 | 15,002 | 15,002 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 20,392 | 20,392 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 8,754 | 8,754 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 22,730 | 22,730 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 95,572 | 95,572 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 2,719 | 2,719 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 477 | 477 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 6,797 | 6,797 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 18.39 | 27,189 | 27,189 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 14.72 | 4,078 | 4,078 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Common Stock | D | 1,592 | 1,592 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 41.20 | 293 | 293 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 41.20 | 325 | 325 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 27 | 27 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 516 | 516 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 40 | 40 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 503 | 503 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 27.59 | 339 | 339 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 41.20 | 49 | 49 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 41.20 | 51 | 51 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 27.59 | 95 | 95 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 26.85 | 2,595 | 2,595 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 26.85 | 7,952 | 7,952 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 53.33 | 9,702 | 9,702 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 19,033 | 19,033 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,662 | 5,662 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 14,708 | 14,708 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 52,068 | 52,068 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 9,516 | 9,516 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 10,418 | 10,418 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Common Stock | I | 26,322 | 26,322 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Common Stock | D | 2,396 | 2,396 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Diaz Stephanie | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Diaz Stephanie | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,203 | 10,203 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 26.85 | 2,800 | 2,800 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,962 | 1,962 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,084 | 5,084 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 53.33 | 20,391 | 20,391 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 27.59 | 5,438 | 5,438 | |||||
| 2021-04-26 | 2021-04-01 | 4 | Mazzo David J | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | Csimma Cristina | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | GRAY MARY ANN | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | Wei Binxian | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Wei Binxian | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Csimma Cristina | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Mazzo David J | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | GRAY MARY ANN | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2019-10-11 | 2019-07-01 | 4/A | Csimma Cristina | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 2019-07-01 | 4/A | Mazzo David J | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 2019-07-01 | 4/A | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-07-03 | 2019-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 166,667 | 219,916 | ||||||
| 2019-07-03 | 2019-07-01 | 4 | Csimma Cristina | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | Mazzo David J | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2018-07-05 | 2018-07-02 | 4 | Csimma Cristina | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 45,046 | 50,899 | ||||||
| 2018-07-05 | 2018-07-02 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2017-11-09 | 2017-11-07 | 4 | Daly Richard J | CUR | Common Stock Purchase Option | D | 1.12 | 100,000 | 100,000 | |||||
| 2017-10-03 | 3 | Csimma Cristina | CUR | Common Stock | D | 57,196 | ||||||||
| 2017-10-03 | 3 | Csimma Cristina | CUR | Common Stock | D | 57,196 | ||||||||
| 2017-07-18 | 2017-07-14 | 4 | WESTREICH STANLEY | CUR | Common Stock | D | 18,622 | 143,281 | ||||||
| 2017-07-18 | 2017-07-14 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 5.37 | 13,574 | 13,574 | |||||
| 2017-07-18 | 2017-07-14 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 18,622 | 33,763 | ||||||
| 2017-07-18 | 2017-07-14 | 4 | SMITH SANDFORD D | CUR | Restricted Stock Units | D | 9,311 | 9,311 | ||||||
| 2017-05-18 | 2017-05-17 | 4 | Daly Richard J | CUR | Common Stock | D | 4.0000 | 7,500 | 30 | 23,312 | ||||
| 2017-04-13 | 2017-04-11 | 4 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 4.96 | 33,408 | 33,408 | |||||
| 2017-03-27 | 2017-03-24 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock | D | 5.5000 | 5,455 | 30 | 7,859 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Daly Richard J | CUR | Common Stock | D | 3.8600 | 2,591 | 10 | 15,812 | ||||
| 2017-01-27 | 2017-01-25 | 4 | Daly Richard J | CUR | Common Stock | D | 3.5200 | 2,841 | 10 | 13,221 | ||||
| 2016-12-30 | 2016-12-23 | 4 | Daly Richard J | CUR | Common Stock | D | 0.3100 | 32,259 | 10 | 134,939 | ||||
| 2016-11-28 | 2016-11-25 | 4 | Daly Richard J | CUR | Common Stock | D | 0.2800 | 35,715 | 10 | 102,680 | ||||
| 2016-10-27 | 2016-10-25 | 4 | Daly Richard J | CUR | Common Stock | D | 0.2800 | 35,715 | 10 | 66,965 | ||||
| 2016-09-26 | 2016-09-23 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock | D | 0.3200 | 31,250 | 10 | 31,250 | ||||
| 2016-09-26 | 2016-09-23 | 4 | Daly Richard J | CUR | Common Stock | D | 0.3200 | 31,250 | 10 | 31,250 | ||||
| 2016-04-11 | 2016-03-08 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock Purchase Option | D | 0.94 | 79,776 | 79,776 | |||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Restricted Stock Unit | D | -19,802 | 0 | ||||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.6700 | -6,465 | -4 | 1,449,804 | ||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Common Stock | D | 19,802 | 1,456,269 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | OLDAKER WILLIAM CLYDE | CUR | Restricted Stock Unit | D | -15,000 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 15,000 | 196,826 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Restricted Stock Unit | D | -138,122 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Common Stock | D | 1.1400 | -37,776 | -43 | 1,436,467 | ||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Common Stock | D | 138,122 | 1,474,243 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Restricted Stock Unit | D | -143,247 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1400 | -39,178 | -45 | 930,373 | ||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Common Stock | D | 143,247 | 969,551 | ||||||
| 2015-11-16 | 2015-11-16 | 4 | JOHE KARL | CUR | Common Stock | D | 1.0900 | -25,000 | -27 | 826,304 | ||||
| 2015-11-09 | 2015-11-09 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1800 | -25,000 | -30 | 851,304 | ||||
| 2015-11-03 | 2015-11-02 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1742 | -25,000 | -29 | 876,304 | ||||
| 2015-11-03 | 2015-11-02 | 4 | GARR RICHARD | CUR | Common Stock | D | -33,476 | 1,336,121 | ||||||
| 2015-11-03 | 2015-11-02 | 4 | GARR RICHARD | CUR | Common Stock | D | -33,477 | 1,369,597 | ||||||
| 2015-10-27 | 2015-10-26 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1276 | -25,000 | -28 | 901,304 | ||||
| 2015-10-19 | 2015-10-19 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2276 | -25,000 | -31 | 926,304 | ||||
| 2015-10-13 | 2015-10-12 | 4 | JOHE KARL | CUR | Common Stock | D | 1.3090 | -25,000 | -33 | 951,304 | ||||
| 2015-10-05 | 2015-10-05 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2584 | -25,000 | -31 | 976,304 | ||||
| 2015-09-28 | 2015-09-28 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6400 | -25,000 | -41 | 1,001,304 | ||||
| 2015-09-25 | 2015-09-24 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,403,074 | ||||||
| 2015-09-25 | 2015-09-24 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,403,074 | ||||||
| 2015-09-21 | 2015-09-21 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5231 | -25,000 | -38 | 1,026,304 | ||||
| 2015-08-18 | 2015-08-13 | 4 | JOHE KARL | CUR | Common Stock | D | -16,627 | 1,051,304 | ||||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock purchase option | D | 0.50 | -800,000 | 0 | |||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 1.9300 | -380,263 | -734 | 1,503,074 | ||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 800,000 | 400 | 1,883,337 | ||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock purchase option | D | 0.50 | -1,200,000 | 0 | |||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6400 | -621,016 | -1,018 | 1,067,931 | ||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 0.5000 | 1,200,000 | 600 | 1,688,947 | ||||
| 2015-07-06 | 2015-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.87 | 99,824 | 99,824 | |||||
| 2015-07-06 | 2015-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 53,476 | 86,020 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | Sohn Catherine A. | CUR | Common Stock | D | 106,952 | 106,952 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.87 | 99,824 | 99,824 | |||||
| 2015-07-06 | 2015-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 53,476 | 181,826 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 106,952 | 106,952 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | WESTREICH STANLEY | CUR | Common Stock | D | 106,952 | 1,564,854 | ||||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.32 | -60,000 | 0 | |||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.6300 | -48,589 | -79 | 128,350 | ||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.3200 | 60,000 | 79 | 176,939 | ||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 1.32 | -60,000 | 0 | |||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 1.6400 | -48,293 | -79 | 32,544 | ||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 1.3200 | 60,000 | 79 | 80,837 | ||||
| 2015-04-20 | 2015-04-17 | 4 | JOHE KARL | CUR | Common Stock | D | -6,800 | 488,947 | ||||||
| 2015-04-02 | 2015-02-20 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 3.80 | 315,126 | 315,126 | |||||
| 2015-04-02 | 2015-02-20 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 3.80 | 171,008 | 171,008 | |||||
| 2015-03-03 | 2015-03-03 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 235,000 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -7,000 | 1,083,337 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -5,000 | 1,090,337 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -5,000 | 1,095,337 | ||||||
| 2014-09-05 | 2014-04-03 | 4/A | JOHE KARL | CUR | Common Stock | D | 17,500 | 495,747 | ||||||
| 2014-09-03 | 2014-09-02 | 4 | JOHE KARL | CUR | Common Stock | D | 4.0900 | -6,000 | -25 | 495,747 | ||||
| 2014-08-11 | 2013-04-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 1.13 | 57,440 | 57,440 | |||||
| 2014-08-11 | 2013-04-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.13 | 57,440 | 57,440 | |||||
| 2014-08-08 | 2014-08-07 | 4 | GARR RICHARD | CUR | Common Stock | D | -68,500 | 1,100,337 | ||||||
| 2014-08-08 | 2014-08-07 | 4 | GARR RICHARD | CUR | Common Stock | D | -68,500 | 1,168,837 | ||||||
| 2014-08-07 | 2014-08-01 | 4 | SMITH SANDFORD D | CUR | Common Stock purchase option | D | 3.01 | 74,367 | 74,367 | |||||
| 2014-08-07 | 2014-08-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | Sohn Catherine A. | CUR | Common Stock purchase option | D | 3.01 | 56,892 | 56,892 | |||||
| 2014-08-04 | 2014-08-01 | 4 | JOHE KARL | CUR | Common Stock | D | 2.7800 | -6,000 | -17 | 484,247 | ||||
| 2014-07-31 | 3 | SMITH SANDFORD D | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | SMITH SANDFORD D | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | Sohn Catherine A. | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | Sohn Catherine A. | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-01 | 2014-07-01 | 4 | JOHE KARL | CUR | Common Stock | D | 4.1700 | -6,000 | -25 | 490,247 | ||||
| 2014-06-11 | 2014-06-11 | 4 | GARR RICHARD | CUR | Common Stock | D | -12,000 | 1,237,337 | ||||||
| 2014-06-02 | 2014-06-02 | 4 | JOHE KARL | CUR | Common Stock | D | 4.2500 | -6,000 | -26 | 496,247 | ||||
| 2014-05-07 | 2014-05-05 | 4 | OLDAKER WILLIAM CLYDE By Son | CUR | Common Stock | I | 3.5000 | 985 | 3 | 985 | ||||
| 2014-05-07 | 2014-05-05 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 3.4999 | 14,250 | 50 | 116,939 | ||||
| 2014-05-05 | 2014-05-01 | 4 | JOHE KARL | CUR | Common Stock | D | 3.5425 | -6,000 | -21 | 502,247 | ||||
| 2014-04-23 | 2014-04-22 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 4.2500 | -7,000 | -30 | 240,000 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 3.30 | -20,000 | 0 | |||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 4.6600 | -14,163 | -66 | 20,837 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 3.3000 | 20,000 | 66 | 35,000 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 3.30 | -20,000 | 0 | |||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 4.6600 | -9,871 | -46 | 99,429 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 3.3000 | 20,000 | 66 | 109,300 | ||||
| 2014-04-04 | 2014-04-03 | 4 | JOHE KARL | CUR | Common Stock | D | -17,500 | 508,247 | ||||||
| 2014-04-02 | 2014-04-01 | 4 | JOHE KARL | CUR | Common Stock | D | 4.1063 | -6,000 | -25 | 525,747 | ||||
| 2014-03-28 | 2014-03-26 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 247,000 | ||||||
| 2014-03-21 | 2014-03-20 | 4 | JOHE KARL | CUR | Common Stock | D | 4.0415 | -6,000 | -24 | 531,747 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock Purchase Option | D | 0.50 | 400,000 | 800,000 | |||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -140,201 | -426 | 1,249,337 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -65,789 | -200 | 1,389,538 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 400,000 | 200 | 1,455,327 | ||||
| 2014-02-04 | 2014-01-28 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 3.22 | 200,324 | 200,324 | |||||
| 2014-02-04 | 2014-01-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 3.22 | 193,158 | 193,158 | |||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 0.50 | -400,000 | 800,000 | |||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -65,789 | -200 | 1,389,538 | ||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 400,000 | 200 | 1,455,327 | ||||
| 2013-12-05 | 2013-12-05 | 4 | JOHE KARL | CUR | Common Stock | D | -4,000 | 680,994 | ||||||
| 2013-11-07 | 2013-10-21 | 4 | JOHE KARL | CUR | Common Stock | D | 2.3458 | -10,000 | -23 | 684,994 | ||||
| 2013-10-21 | 2013-10-18 | 4 | JOHE KARL | CUR | Common Stock | D | 2.4446 | -10,000 | -24 | 694,994 | ||||
| 2013-09-23 | 2013-09-20 | 4 | JOHE KARL | CUR | Common Stock | D | 2.6241 | -10,000 | -26 | 704,994 | ||||
| 2013-09-19 | 2013-09-19 | 4 | JOHE KARL | CUR | Common Stock | D | 2.6094 | -10,000 | -26 | 714,994 | ||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | I | 50,000 | 252,000 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -13,000 | 1,055,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -13,000 | 1,055,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,081,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -150,000 | 1,131,327 | ||||||
| 2013-08-21 | 2013-08-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5493 | -20,000 | -31 | 724,994 | ||||
| 2013-07-22 | 2013-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6234 | -12,800 | -21 | 744,994 | ||||
| 2013-06-21 | 2013-06-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.3950 | -12,800 | -18 | 757,794 | ||||
| 2013-06-11 | 2013-06-10 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 202,000 | ||||||
| 2013-06-11 | 2013-06-07 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 1.4200 | -6,000 | -9 | 207,000 | ||||
| 2013-05-21 | 2013-05-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5079 | -12,800 | -19 | 770,594 | ||||
| 2013-05-09 | 2013-04-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-05-09 | 2013-04-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-05-09 | 2013-04-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-03 | 5 | WESTREICH STANLEY | CUR | Restricted Stock Unit | D | 30,702 | 30,702 | ||||||
| 2013-04-26 | 2012-04-01 | 5 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-23 | 2013-04-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1344 | -12,800 | -15 | 783,394 | ||||
| 2013-04-10 | 2013-03-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.12 | 571,033 | 571,033 | |||||
| 2013-04-10 | 2013-03-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.12 | 129,327 | 129,327 | |||||
| 2013-04-10 | 2013-03-28 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 1.12 | 592,219 | 592,219 | |||||
| 2013-03-22 | 2013-03-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1364 | -12,800 | -15 | 796,194 | ||||
| 2013-02-26 | 2013-02-25 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 1.1500 | -12,000 | -14 | 213,000 | ||||
| 2013-02-21 | 2013-02-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1800 | -12,800 | -15 | 808,994 | ||||
| 2013-01-30 | 2012-04-11 | 5 | JOHE KARL | CUR | Common Stock Purchase Option | D | 1.09 | 738,479 | 738,479 | |||||
| 2013-01-30 | 2012-04-11 | 5 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.09 | 412,552 | 1,053,407 | |||||
| 2013-01-30 | 2012-04-11 | 5 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.09 | 640,855 | 640,855 | |||||
| 2013-01-23 | 2013-01-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2700 | -12,800 | -16 | 821,794 | ||||
| 2012-12-26 | 2012-12-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1580 | -12,800 | -15 | 834,594 | ||||
| 2012-11-27 | 2012-11-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.0000 | -12,800 | -13 | 847,394 | ||||
| 2012-07-27 | 2012-07-25 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 0.92 | 5,000,000 | 5,000,000 | |||||
| 2012-07-27 | 2012-07-27 | 4 | GARR RICHARD | CUR | Common Stock | D | -3,000 | 1,278,327 | ||||||
| 2012-07-27 | 2012-07-22 | 4 | GARR RICHARD | CUR | Common Stock | D | -120,821 | 1,281,327 | ||||||
| 2012-06-22 | 2012-06-20 | 4 | GARR RICHARD | CUR | Common Stock | D | -14,000 | 1,374,148 | ||||||
| 2012-06-22 | 2012-06-20 | 4 | GARR RICHARD | CUR | Common Stock | D | -14,000 | 1,374,148 | ||||||
| 2012-06-20 | 2012-06-18 | 4 | JOHE KARL | CUR | Common Stock | D | -256,790 | 860,194 | ||||||
| 2012-03-02 | 2011-07-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.50 | 15,000 | 200,000 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.50 | 20,000 | 185,000 | |||||
| 2012-03-02 | 2011-09-20 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.53 | 46,458 | 246,458 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.50 | 15,000 | 200,000 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.50 | 20,000 | 185,000 | |||||
| 2012-03-02 | 2011-09-20 | 5 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.53 | 46,458 | 56,458 | |||||
| 2012-03-02 | 3/A | WESTREICH STANLEY By 2008 GRAT No.1 | CUR | Common Stock | I | 283,052 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 50,000 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY | CUR | Common Stock | D | 25,000 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY By 2009 GRAT No.1 | CUR | Common Stock | I | 216,948 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 907,902 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 50,000 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY | CUR | Common Stock | D | 25,000 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 907,902 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY By 2008 GRAT No. 1 | CUR | Common Stock | I | 283,052 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY By 2009 GRAT No. 1 | CUR | Common Stock | I | 216,948 | ||||||||
| 2008-06-05 | 2008-06-03 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.9500 | 10,000 | 20 | 58,200 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
