| Ações de Insider | 41,409,605 shares |
| Total de Insiders | 39 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Oaktree Specialty Lending Corporation negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Adam C Berkman Director - [D] | 0 | 0 | |
| Bernard D Berman Chief Executive Officer, Director - [D] [O] | 35,968 | 35,968 | |
| Blakeman Chad S. Co-Chief Investment Officer - [O] | 1,000 | 1,000 | |
| Phyllis R Caldwell Director - [D] | 23,500 | 23,500 | |
| William H Craig CFO and CCO - [O] | 0 | 0 | |
| Melvin Carlisle CFO & Treasurer - [O] | 41,713 | 13,904 | |
| James Castro-Blanco Director - [D] | 32,564 | 32,564 | |
| Richard P Dutkiewicz Director - [D] | 24,452 | 24,452 | |
| Patrick J Dalton Chief Executive Officer, Director - [D] [O] | 22,500 | 22,500 | |
| Dimitrov Ivelin M. Chief Investment Officer, Director - [D] [O] | 26,870 | 26,870 | |
| Brian S Dunn Director - [D] | 30,000 | 30,000 | |
| Alexander C Frank Director - [D] | 30,446 | 30,446 | |
| John Frank Director - [D] | 44,663 | 14,888 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Marc Gamsin Director - [D] | 35,000 | 11,667 | |
| Life Insurance CO Genworth | 0 | ||
| Deborah Ann Gero Director - [D] | 24,411 | 24,411 | |
| Goodman Marc A. Chief Investment Officer - [O] | 54,207 | 54,207 | |
| Byron J Haney Director - [D] | 28,000 | 28,000 | |
| Harrison David H. Chief Compliance Officer - [O] | 9,190 | 9,190 | |
| Craig A Jacobson Director - [D] | 71,667 | 71,667 | |
| Raghav Khanna Co-Chief Investment Officer - [O] | 6,000 | 6,000 | |
| Khorana Sandeep K. Director - [D] | 2,500 | 2,500 | |
| Kimberly Larin | 0 | ||
| Edgar Lee See Remarks - [O] | 12,000 | 4,000 | |
| Frank C Meyer Director - [D] | 119,750 | 119,750 | |
| Christopher McKown See Remarks - [O] | 5,092 | 5,092 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Noreika Steven M. Chief Financial Officer - [O] | 1,611 | 1,611 | |
|
Oaktree Capital Management Lp
10% Owner -
|
276,000 | 92,000 | |
| Todd Owens Chief Executive Officer, Director - [D] [O] | 10,000 | 10,000 | |
| Ashley Pak Chief Compliance Officer - [O] | 1,920 | 1,920 | |
| Armen Panossian See Remarks - [O] | 20,789 | 20,789 | |
| Mathew Pendo President - [O] | 52,596 | 52,596 | |
| Richard A Petrocelli Chief Financial Officer - [O] | 17,000 | 17,000 | |
| Douglas F Ray Director - [D] | 15,736 | 15,736 | |
| Richard Ruben Director - [D] | 101,625 | 33,875 | |
| Matthew Stewart Chief Operating Officer - [O] | 9,668 | 9,668 | |
| Leonard M Tannenbaum - | 15,306,589 | 5,102,196 | |
| Bruce E Toll Director - [D] | 30,000 | 30,000 | |
| Bruce Zimmerman Director - [D] | 57,390 | 19,130 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em OCSL / Oaktree Specialty Lending Corporation. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em OCSL / Oaktree Specialty Lending Corporation. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-18 | 2026-03-16 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 10.7700 | 2,500 | 27 | 23,500 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 10.7789 | 2,000 | 22 | 24,411 | ||||
| 2025-09-16 | 2025-09-15 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 13.1999 | 975 | 13 | 21,000 | ||||
| 2025-09-16 | 2025-09-15 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 13.1900 | 25 | 0 | 20,025 | ||||
| 2025-09-16 | 2025-09-15 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 13.1884 | 2,000 | 26 | 20,000 | ||||
| 2025-07-01 | 2025-06-30 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 13.7000 | 2,500 | 34 | 22,411 | ||||
| 2025-05-19 | 2025-05-15 | 4 | Panossian Armen | OCSL | Common Stock, par value $0.01 per share | D | 14.1300 | 8,000 | 113 | 20,789 | ||||
| 2025-05-08 | 2025-05-07 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 13.3250 | 2,000 | 27 | 18,000 | ||||
| 2025-05-07 | 2025-05-06 | 4 | Jacobson Craig A | OCSL | Common Stock, par value $0.01 per share | D | 13.4084 | 14,910 | 200 | 71,667 | ||||
| 2025-02-26 | 2025-02-25 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 15.8300 | 2,500 | 40 | 16,000 | ||||
| 2025-02-25 | 2025-02-24 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 15.9250 | 6,260 | 100 | 52,596 | ||||
| 2025-02-25 | 2025-02-24 | 4 | Khanna Raghav | OCSL | Common Stock, par value $0.01 per share | D | 15.9500 | 6,000 | 96 | 6,000 | ||||
| 2024-09-23 | 2024-09-20 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 16.0050 | 95 | 2 | 13,500 | ||||
| 2024-09-23 | 2024-09-20 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 16.0099 | 405 | 6 | 13,405 | ||||
| 2024-09-23 | 2024-09-20 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 16.0100 | 500 | 8 | 13,000 | ||||
| 2024-08-14 | 2024-08-13 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 16.2900 | 834 | 14 | 12,500 | ||||
| 2024-08-14 | 2024-08-13 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 16.2800 | 500 | 8 | 11,666 | ||||
| 2024-02-14 | 2024-02-12 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 20.0650 | 2,000 | 40 | 11,166 | ||||
| 2023-04-12 | 2023-03-09 | 4 | Pak Ashley | OCSL | Common Stock, par value $0.01 per share | D | 19.4050 | 1,000 | 19 | 1,920 | ||||
| 2023-03-27 | 2023-03-23 | 4 | Stewart Matthew | OCSL | Common Stock, par value $0.01 per share | D | 18.0000 | 500 | 9 | 9,668 | ||||
| 2023-03-20 | 2023-03-17 | 4 | McKown Christopher | OCSL | Common Stock, par value $0.01 per share | D | 17.7884 | 1,000 | 18 | 5,092 | ||||
| 2023-03-20 | 2023-03-17 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 17.7200 | 500 | 9 | 9,166 | ||||
| 2023-03-20 | 2023-03-16 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 18.1899 | 500 | 9 | 8,666 | ||||
| 2023-03-20 | 2023-03-16 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 18.1850 | 500 | 9 | 8,166 | ||||
| 2023-02-13 | 2023-02-09 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 19.6700 | 52 | 1 | 37,979 | ||||
| 2023-02-13 | 2023-02-09 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 19.7200 | 112 | 2 | 37,927 | ||||
| 2023-02-13 | 2023-02-09 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 19.7200 | 516 | 10 | 37,815 | ||||
| 2023-01-03 | 2022-12-30 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 6.9600 | 3,800 | 26 | 23,000 | ||||
| 2022-12-12 | 2022-12-09 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 7.0010 | 4,000 | 28 | 19,200 | ||||
| 2022-06-30 | 2022-06-29 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 6.4892 | 2,500 | 16 | 15,200 | ||||
| 2022-05-25 | 2022-05-23 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 6.7994 | 5,000 | 34 | 12,700 | ||||
| 2022-05-13 | 2022-05-11 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 7.0350 | 3,200 | 23 | 7,700 | ||||
| 2022-05-13 | 2022-05-11 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 7.0400 | 1,800 | 13 | 4,500 | ||||
| 2022-05-11 | 2022-05-09 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 7.0600 | 18,381 | 130 | 103,591 | ||||
| 2022-03-07 | 2022-03-04 | 4 | Pak Ashley | OCSL | Common Stock, par value $0.01 per share | D | 7.4186 | 2,600 | 19 | 2,600 | ||||
| 2022-03-03 | 2022-03-02 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 7.4750 | 800 | 6 | 2,700 | ||||
| 2022-03-03 | 2022-03-02 | 4 | CALDWELL PHYLLIS R | OCSL | Common Stock, par value $0.01 per share | D | 7.4781 | 1,900 | 14 | 1,900 | ||||
| 2022-02-28 | 2022-02-24 | 4 | McKown Christopher | OCSL | Common Stock, par value $0.01 per share | D | 7.3196 | 2,000 | 15 | 11,111 | ||||
| 2022-01-31 | 3 | Stewart Matthew | OCSL | Common Stock, par value $0.01 per share | D | 24,893 | ||||||||
| 2021-12-30 | 2021-12-30 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5040 | -84,954 | -637 | 15,306,589 | ||||
| 2021-12-30 | 2021-12-29 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5220 | -200,000 | -1,504 | 15,391,543 | ||||
| 2021-12-30 | 2021-12-28 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5470 | -200,000 | -1,509 | 15,591,543 | ||||
| 2021-12-27 | 2021-12-27 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5400 | -200,000 | -1,508 | 15,791,543 | ||||
| 2021-12-27 | 2021-12-23 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5070 | -200,000 | -1,501 | 15,991,543 | ||||
| 2021-12-15 | 2021-12-13 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5510 | -34,100 | -257 | 16,191,543 | ||||
| 2021-12-06 | 2021-12-06 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5000 | -100 | -1 | 16,225,643 | ||||
| 2021-12-06 | 2021-12-02 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5000 | -5,000 | -38 | 16,225,743 | ||||
| 2021-12-02 | 3 | McKown Christopher | OCSL | Common Stock, par value $0.01 per share | D | 8,927 | ||||||||
| 2021-11-18 | 2021-11-17 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5580 | -353,485 | -2,672 | 16,230,743 | ||||
| 2021-11-18 | 2021-11-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.4530 | -17,330 | -129 | 16,584,228 | ||||
| 2021-11-15 | 2021-11-11 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5000 | -1,500 | -11 | 16,601,558 | ||||
| 2021-11-10 | 2021-11-10 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5003 | -48,173 | -361 | 16,603,058 | ||||
| 2021-11-10 | 2021-11-09 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5007 | -29,732 | -223 | 16,651,231 | ||||
| 2021-11-10 | 2021-11-08 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.5089 | -100,000 | -751 | 16,680,963 | ||||
| 2021-09-22 | 2021-09-20 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 7.1000 | -4,214,368 | -29,922 | 16,780,963 | ||||
| 2021-06-02 | 2021-06-01 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7757 | -100,000 | -678 | 20,995,331 | ||||
| 2021-06-02 | 2021-05-28 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7161 | -100,000 | -672 | 21,095,331 | ||||
| 2021-06-02 | 2021-05-27 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7090 | -81,287 | -545 | 21,195,331 | ||||
| 2021-05-25 | 2021-05-25 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7072 | -13,900 | -93 | 21,276,618 | ||||
| 2021-05-25 | 2021-05-24 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7000 | -1,647 | -11 | 21,290,518 | ||||
| 2021-05-25 | 2021-05-21 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7032 | -38,200 | -256 | 21,292,165 | ||||
| 2021-05-07 | 2021-05-05 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7222 | -100,000 | -672 | 21,330,365 | ||||
| 2021-04-29 | 2021-04-29 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7808 | -94,052 | -638 | 21,430,365 | ||||
| 2021-04-29 | 2021-04-28 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7505 | -100,000 | -675 | 21,524,417 | ||||
| 2021-04-29 | 2021-04-27 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7348 | -194,130 | -1,307 | 21,624,417 | ||||
| 2021-04-26 | 2021-04-26 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6860 | -100,000 | -669 | 21,818,547 | ||||
| 2021-04-26 | 2021-04-23 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6821 | -100,000 | -668 | 21,918,547 | ||||
| 2021-04-26 | 2021-04-22 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6804 | -11,289 | -75 | 22,018,547 | ||||
| 2021-04-21 | 2021-04-21 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7000 | -15,659 | -105 | 22,029,836 | ||||
| 2021-04-21 | 2021-04-20 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.7007 | -100,000 | -670 | 22,045,495 | ||||
| 2021-04-21 | 2021-04-19 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6644 | -100,000 | -666 | 22,145,495 | ||||
| 2021-04-16 | 2021-04-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6200 | -120,000 | -794 | 22,245,495 | ||||
| 2021-04-16 | 2021-04-15 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6032 | -2,800 | -18 | 22,365,495 | ||||
| 2021-04-16 | 2021-04-14 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6045 | -52,000 | -343 | 22,368,295 | ||||
| 2021-04-13 | 2021-04-12 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6058 | -200,000 | -1,321 | 22,420,295 | ||||
| 2021-04-13 | 2021-04-09 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.6106 | -172,312 | -1,139 | 22,620,295 | ||||
| 2021-04-08 | 2021-04-07 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.4782 | -100,000 | -648 | 22,792,607 | ||||
| 2021-04-08 | 2021-04-06 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.4606 | -29,872 | -193 | 22,892,607 | ||||
| 2021-04-05 | 2021-04-05 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.3133 | -100,000 | -631 | 22,922,479 | ||||
| 2021-04-05 | 2021-04-01 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2504 | -100,000 | -625 | 23,022,479 | ||||
| 2021-03-23 | 2021-03-22 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2502 | -4,500 | -28 | 23,122,479 | ||||
| 2021-03-23 | 2021-03-19 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2509 | -4,393 | -27 | 23,126,979 | ||||
| 2021-03-23 | 2021-03-19 | 4 | TANNENBAUM LEONARD M Trust | OCSL | Common Stock | I | 6.1600 | 320,022 | 1,971 | 1,332,773 | ||||
| 2021-03-23 | 2021-03-19 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1600 | 8,038,097 | 49,515 | 23,131,372 | ||||
| 2021-03-23 | 2021-03-19 | 4 | Jacobson Craig A | OCSL | Common Stock, par value $0.01 per share | D | 73,968 | 170,273 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Zimmerman Bruce | OCSL | Common Stock, par value $0.01 per share | D | 20,390 | 57,390 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 24,736 | 59,736 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 54,375 | 101,625 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Frank John | OCSL | Common Stock, par value $0.01 per share | D | 15,879 | 44,663 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Carlisle Melvin | OCSL | Common Stock, par value $0.01 per share | D | 16,713 | 41,713 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 24,661 | 78,925 | ||||||
| 2021-03-23 | 2021-03-19 | 4 | Panossian Armen | OCSL | Common Stock, par value $0.01 per share | D | 13,370 | 38,370 | ||||||
| 2021-03-22 | 2021-03-18 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2500 | -100 | -1 | 15,093,275 | ||||
| 2021-03-16 | 2021-03-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.3046 | -77,050 | -486 | 15,093,375 | ||||
| 2021-03-16 | 2021-03-15 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2881 | -100,000 | -629 | 15,170,425 | ||||
| 2021-03-16 | 2021-03-12 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2615 | -100,000 | -626 | 15,270,425 | ||||
| 2021-03-11 | 2021-03-11 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2608 | -100,000 | -626 | 15,370,425 | ||||
| 2021-03-11 | 2021-03-10 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2570 | -67,411 | -422 | 15,470,425 | ||||
| 2021-03-11 | 2021-03-09 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2560 | -18,597 | -116 | 15,537,836 | ||||
| 2021-03-04 | 2021-03-04 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2500 | -1,800 | -11 | 1,556,433 | ||||
| 2021-03-04 | 2021-03-03 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2517 | -14,985 | -94 | 15,558,233 | ||||
| 2021-03-04 | 2021-03-02 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2415 | -81,202 | -507 | 15,573,218 | ||||
| 2021-03-01 | 2021-03-01 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2053 | -63,779 | -396 | 15,654,420 | ||||
| 2021-03-01 | 2021-02-26 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1596 | -31,500 | -194 | 15,718,199 | ||||
| 2021-03-01 | 2021-02-25 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.2016 | -5,100 | -32 | 15,749,699 | ||||
| 2021-02-25 | 2021-02-24 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1471 | -100,000 | -615 | 15,754,799 | ||||
| 2021-02-25 | 2021-02-23 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1054 | -54,798 | -335 | 15,854,799 | ||||
| 2021-02-23 | 2021-02-22 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1423 | -100,000 | -614 | 15,909,597 | ||||
| 2021-02-23 | 2021-02-19 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 6.1066 | -72,600 | -443 | 16,009,597 | ||||
| 2021-02-10 | 2021-02-09 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 5.9500 | 12,231 | 73 | 54,264 | ||||
| 2021-02-10 | 2021-02-08 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 5.9500 | 8,661 | 52 | 42,033 | ||||
| 2020-12-17 | 2020-12-17 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.4882 | -40,674 | -223 | 16,082,197 | ||||
| 2020-12-17 | 2020-12-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5172 | -50,000 | -276 | 16,122,871 | ||||
| 2020-12-15 | 2020-12-15 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5135 | -63,800 | -352 | 16,172,871 | ||||
| 2020-12-15 | 2020-12-14 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5023 | -14,900 | -82 | 16,236,671 | ||||
| 2020-12-14 | 2020-12-11 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6000 | -400 | -2 | 16,251,571 | ||||
| 2020-12-14 | 2020-12-10 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6000 | -2,500 | -14 | 16,251,971 | ||||
| 2020-12-14 | 2020-12-09 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6000 | -2,600 | -15 | 16,254,471 | ||||
| 2020-12-14 | 2020-12-08 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6030 | -87,796 | -492 | 16,257,071 | ||||
| 2020-12-08 | 2020-12-07 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6004 | -15,923 | -89 | 16,344,867 | ||||
| 2020-12-08 | 2020-12-04 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6033 | -43,203 | -242 | 16,360,790 | ||||
| 2020-12-04 | 2020-12-03 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6001 | -9,879 | -55 | 16,403,993 | ||||
| 2020-12-04 | 2020-12-02 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6036 | -35,200 | -197 | 16,413,872 | ||||
| 2020-12-02 | 2020-12-01 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.6073 | -40,753 | -229 | 16,449,072 | ||||
| 2020-12-02 | 2020-11-30 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5844 | -173,161 | -967 | 16,489,825 | ||||
| 2020-11-30 | 2020-11-25 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5641 | -187,962 | -1,046 | 16,662,986 | ||||
| 2020-11-30 | 2020-11-24 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.4846 | -169,659 | -931 | 16,850,948 | ||||
| 2020-11-24 | 2020-11-23 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.4290 | -200,000 | -1,086 | 17,020,607 | ||||
| 2020-11-24 | 2020-11-20 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.3411 | -157,648 | -842 | 17,220,607 | ||||
| 2020-11-19 | 2020-11-18 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2475 | -108,054 | -567 | 17,378,255 | ||||
| 2020-11-17 | 2020-11-17 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2010 | -49,046 | -255 | 17,486,309 | ||||
| 2020-11-17 | 2020-11-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2313 | -126,701 | -663 | 17,535,355 | ||||
| 2020-09-10 | 2020-09-08 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 4.9994 | 4,000 | 20 | 35,000 | ||||
| 2020-09-04 | 2020-09-03 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9700 | 2,500 | 12 | 47,250 | ||||
| 2020-09-04 | 2020-09-03 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9800 | 2,500 | 12 | 44,750 | ||||
| 2020-09-04 | 2020-09-02 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9448 | 5,000 | 25 | 42,250 | ||||
| 2020-08-20 | 2020-08-19 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9600 | 2,000 | 10 | 37,250 | ||||
| 2020-08-20 | 2020-08-19 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9800 | 1,000 | 5 | 35,250 | ||||
| 2020-08-20 | 2020-08-19 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 4.9845 | 2,000 | 10 | 34,250 | ||||
| 2020-08-19 | 2020-08-17 | 4 | Ruben Richard | OCSL | Common Stock, par value $0.01 per share | D | 5.0250 | 2,000 | 10 | 32,250 | ||||
| 2020-08-13 | 2020-08-11 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2000 | -4,100 | -21 | 17,662,056 | ||||
| 2020-06-11 | 2020-06-10 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 4.5800 | 1,000 | 5 | 31,000 | ||||
| 2020-06-11 | 2020-06-09 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 4.7190 | 4,000 | 19 | 30,000 | ||||
| 2020-05-28 | 2020-05-27 | 4 | Panossian Armen | OCSL | Common Stock, par value $0.01 per share | D | 4.4567 | 7,500 | 33 | 25,000 | ||||
| 2020-03-16 | 2020-03-12 | 4 | Jacobson Craig A | OCSL | Common Stock, par value $0.01 per share | D | 3.9214 | 25,705 | 101 | 96,305 | ||||
| 2020-03-11 | 2020-03-09 | 4 | Carlisle Melvin | OCSL | Common Stock, par value $0.01 per share | D | 4.6050 | 5,000 | 23 | 25,000 | ||||
| 2020-03-11 | 2020-03-10 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 4.5499 | 6,500 | 30 | 31,540 | ||||
| 2020-03-10 | 2020-03-09 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 4.5359 | 2,000 | 9 | 26,000 | ||||
| 2020-03-03 | 2020-02-28 | 4 | Carlisle Melvin | OCSL | Common Stock, par value $0.01 per share | D | 4.9700 | 5,000 | 25 | 20,000 | ||||
| 2020-02-28 | 2020-02-27 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.1750 | 2,000 | 10 | 24,000 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Carlisle Melvin | OCSL | Common Stock, par value $0.01 per share | D | 5.2300 | 5,000 | 26 | 15,000 | ||||
| 2020-02-25 | 2020-02-21 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.3176 | 4,000 | 21 | 22,000 | ||||
| 2020-01-31 | 2020-01-30 | 4 | TANNENBAUM LEONARD M Trust | OCSL | Common Stock | I | 258,435 | 1,012,751 | ||||||
| 2020-01-31 | 2020-01-30 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 2,499,298 | 17,666,156 | ||||||
| 2020-01-31 | 2020-01-30 | 4 | TANNENBAUM LEONARD M By Fifth Street Asset Management Inc. | OCSL | Common Stock | I | -3,500,000 | 0 | ||||||
| 2020-01-14 | 2020-01-10 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4724 | -36,837 | -202 | 3,500,000 | ||||
| 2020-01-10 | 2020-01-09 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4820 | -61,336 | -336 | 3,536,837 | ||||
| 2020-01-10 | 2020-01-08 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4755 | -77,000 | -422 | 3,598,173 | ||||
| 2020-01-10 | 2019-12-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2743 | -4,500 | -24 | 4,652,758 | ||||
| 2020-01-08 | 2020-01-07 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4540 | -72,063 | -393 | 3,679,673 | ||||
| 2020-01-08 | 2020-01-06 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4618 | -49,696 | -271 | 3,751,736 | ||||
| 2020-01-06 | 2020-01-03 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4589 | -69,700 | -380 | 3,801,432 | ||||
| 2020-01-06 | 2020-01-02 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4621 | -94,280 | -515 | 3,871,132 | ||||
| 2019-12-26 | 2019-12-23 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5022 | -22,700 | -125 | 3,965,412 | ||||
| 2019-12-26 | 2019-12-20 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4704 | -163,800 | -896 | 3,988,112 | ||||
| 2019-12-20 | 2019-12-18 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4568 | -135,300 | -738 | 4,151,912 | ||||
| 2019-12-18 | 2019-12-17 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4001 | -273,041 | -1,474 | 4,287,212 | ||||
| 2019-12-18 | 2019-12-16 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3264 | -97,005 | -517 | 4,560,253 | ||||
| 2019-12-16 | 2019-12-12 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2520 | -42,900 | -225 | 4,657,258 | ||||
| 2019-12-16 | 2019-12-12 | 4 | Pendo Mathew | OCSL | Common Stock, par value $0.01 per share | D | 5.2500 | 5,990 | 31 | 25,040 | ||||
| 2019-12-16 | 2019-12-12 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.2533 | 2,000 | 11 | 18,000 | ||||
| 2019-12-05 | 2019-12-03 | 4 | Panossian Armen | OCSL | Common Stock, par value $0.01 per share | D | 5.2545 | 17,500 | 92 | 17,500 | ||||
| 2019-12-03 | 2019-12-02 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3000 | -600 | -3 | 4,700,158 | ||||
| 2019-11-26 | 2019-11-22 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.2387 | 5,000 | 26 | 16,000 | ||||
| 2019-11-21 | 2019-11-21 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2509 | -161,000 | -845 | 4,700,758 | ||||
| 2019-11-21 | 2019-11-20 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2578 | -217,199 | -1,142 | 4,861,758 | ||||
| 2019-11-20 | 2019-11-19 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2652 | -104,700 | -551 | 5,078,957 | ||||
| 2019-11-20 | 2019-11-18 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2830 | -93,800 | -496 | 5,183,657 | ||||
| 2019-11-18 | 2019-11-15 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2581 | -71,500 | -376 | 5,277,457 | ||||
| 2019-11-18 | 2019-11-14 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2909 | -62,300 | -330 | 5,348,957 | ||||
| 2019-11-14 | 2019-11-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2532 | -104,859 | -551 | 5,411,257 | ||||
| 2019-11-14 | 2019-11-12 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2592 | -45,402 | -239 | 5,516,116 | ||||
| 2019-10-01 | 2019-09-30 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2500 | -84 | -0 | 5,561,518 | ||||
| 2019-10-01 | 2019-09-27 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2500 | -38 | -0 | 5,561,602 | ||||
| 2019-09-23 | 2019-09-19 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2500 | -200 | -1 | 5,561,640 | ||||
| 2019-09-18 | 2019-09-17 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2664 | -1,800 | -9 | 5,561,840 | ||||
| 2019-09-18 | 2019-09-16 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2609 | -20,925 | -110 | 5,563,640 | ||||
| 2019-08-30 | 2019-08-28 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.0977 | 2,000 | 10 | 11,000 | ||||
| 2019-08-15 | 2019-08-13 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.1295 | 2,000 | 10 | 9,000 | ||||
| 2019-07-10 | 2019-07-09 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4058 | -1,200 | -6 | 5,584,565 | ||||
| 2019-07-09 | 2019-07-08 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4001 | -8,284 | -45 | 5,585,765 | ||||
| 2019-07-09 | 2019-07-05 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4317 | -51,000 | -277 | 5,594,049 | ||||
| 2019-07-05 | 2019-07-03 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4722 | -19,000 | -104 | 5,645,049 | ||||
| 2019-07-05 | 2019-07-02 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4300 | -19,964 | -108 | 5,664,049 | ||||
| 2019-07-02 | 2019-07-01 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4161 | -32,230 | -175 | 5,684,013 | ||||
| 2019-07-02 | 2019-06-28 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4122 | -23,200 | -126 | 5,716,243 | ||||
| 2019-06-28 | 2019-06-27 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4058 | -3,705 | -20 | 5,739,443 | ||||
| 2019-06-28 | 2019-06-26 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4020 | -48,400 | -261 | 5,743,148 | ||||
| 2019-06-25 | 2019-06-24 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4157 | -14,353 | -78 | 5,791,548 | ||||
| 2019-06-25 | 2019-06-21 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4212 | -55,900 | -303 | 5,805,901 | ||||
| 2019-06-20 | 2019-06-20 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4017 | -16,866 | -91 | 5,861,801 | ||||
| 2019-06-20 | 2019-06-19 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4038 | -42,491 | -230 | 5,878,667 | ||||
| 2019-06-19 | 2019-06-18 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4491 | -22,917 | -125 | 5,921,158 | ||||
| 2019-06-19 | 2019-06-17 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4431 | -34,917 | -190 | 5,944,075 | ||||
| 2019-06-17 | 2019-06-14 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4640 | -27,332 | -149 | 5,978,992 | ||||
| 2019-06-17 | 2019-06-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4114 | -70,700 | -383 | 6,006,324 | ||||
| 2019-06-13 | 2019-06-12 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.4550 | 2,000 | 11 | 7,000 | ||||
| 2019-06-07 | 2019-06-06 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.4400 | 3,000 | 16 | 5,000 | ||||
| 2019-05-29 | 2019-05-24 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5443 | -19,420 | -108 | 6,077,024 | ||||
| 2019-05-23 | 2019-05-23 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5347 | -52,464 | -290 | 6,096,444 | ||||
| 2019-05-23 | 2019-05-22 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.6305 | -12,608 | -71 | 6,148,908 | ||||
| 2019-05-22 | 2019-05-21 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.6383 | -19,800 | -112 | 6,161,516 | ||||
| 2019-05-22 | 2019-05-20 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.6438 | -28,900 | -163 | 6,181,316 | ||||
| 2019-05-20 | 2019-05-17 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.6935 | -77,945 | -444 | 6,210,216 | ||||
| 2019-05-20 | 2019-05-16 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.6766 | -101,000 | -573 | 6,288,161 | ||||
| 2019-05-16 | 2019-05-15 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5244 | -61,436 | -339 | 6,389,161 | ||||
| 2019-05-16 | 2019-05-14 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4943 | -65,300 | -359 | 6,450,597 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Gero Deborah Ann | OCSL | Common Stock, par value $0.01 per share | D | 5.4765 | 2,000 | 11 | 2,000 | ||||
| 2019-05-13 | 2019-05-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4815 | -52,500 | -288 | 6,515,897 | ||||
| 2019-05-13 | 2019-05-10 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4866 | -97,200 | -533 | 6,568,397 | ||||
| 2019-05-10 | 2019-05-09 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4527 | -94,400 | -515 | 6,665,597 | ||||
| 2019-05-10 | 2019-05-08 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.4553 | -270,500 | -1,476 | 6,759,997 | ||||
| 2019-04-24 | 2018-08-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -1,800 | -9 | 7,532,802 | ||||
| 2019-04-24 | 2018-08-03 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -100,000 | -500 | 7,534,602 | ||||
| 2019-04-24 | 2018-08-02 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -100,000 | -500 | 7,634,602 | ||||
| 2019-04-11 | 2019-04-10 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.3045 | -42,850 | -227 | 958,961 | ||||
| 2019-04-11 | 2019-04-10 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3045 | -42,850 | -227 | 958,961 | ||||
| 2019-04-11 | 2019-04-09 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.3059 | -7,700 | -41 | 1,001,811 | ||||
| 2019-04-11 | 2019-04-09 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3059 | -7,701 | -41 | 7,073,165 | ||||
| 2019-04-09 | 2019-04-08 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.3014 | -12,310 | -65 | 1,009,511 | ||||
| 2019-04-09 | 2019-04-08 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3014 | -12,310 | -65 | 1,009,511 | ||||
| 2019-04-09 | 2019-04-05 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.3000 | -830 | -4 | 1,021,821 | ||||
| 2019-04-09 | 2019-04-05 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.3000 | -831 | -4 | 7,093,176 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Jacobson Craig A by trust | OCSL | Common Stock | I | 5.2219 | 19,160 | 100 | 70,600 | ||||
| 2019-02-19 | 2019-02-15 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.2562 | -22,830 | -120 | 1,022,651 | ||||
| 2019-02-19 | 2019-02-15 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2562 | -22,831 | -120 | 7,094,007 | ||||
| 2019-02-19 | 2019-02-14 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.2552 | -53,800 | -283 | 1,045,481 | ||||
| 2019-02-19 | 2019-02-14 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2552 | -53,800 | -283 | 1,045,481 | ||||
| 2019-02-14 | 2019-02-13 | 4 | TANNENBAUM LEONARD M By LLC | OCSL | Common Stock | I | 5.2537 | -23,000 | -121 | 1,099,281 | ||||
| 2019-02-14 | 2019-02-13 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2574 | -25,700 | -135 | 7,170,638 | ||||
| 2019-02-14 | 2019-02-12 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2615 | -17,560 | -92 | 7,196,338 | ||||
| 2019-02-14 | 2019-02-12 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2615 | -17,560 | -92 | 7,196,338 | ||||
| 2019-02-12 | 2019-02-11 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2501 | -11,252 | -59 | 7,213,898 | ||||
| 2019-02-12 | 2019-02-11 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2501 | -11,252 | -59 | 7,213,898 | ||||
| 2019-02-12 | 2019-02-08 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.2527 | -34,583 | -182 | 7,225,150 | ||||
| 2019-02-12 | 2019-02-08 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.2527 | -34,583 | -182 | 7,225,150 | ||||
| 2019-01-16 | 2018-12-14 | 4 | Carlisle Melvin | OCSL | Common Stock | D | 4.3200 | 500 | 2 | 10,000 | ||||
| 2019-01-16 | 2018-12-14 | 4 | Carlisle Melvin | OCSL | Common Stock | D | 4.3254 | 4,500 | 19 | 9,500 | ||||
| 2018-09-17 | 2018-09-13 | 4 | Pendo Mathew | OCSL | Common Stock | D | 4.9990 | 2,100 | 10 | 19,050 | ||||
| 2018-08-29 | 2018-08-27 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0605 | -27,088 | -137 | 7,259,733 | ||||
| 2018-08-29 | 2018-08-27 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0605 | -27,088 | -137 | 7,259,733 | ||||
| 2018-08-29 | 2018-08-27 | 4 | Carlisle Melvin | OCSL | Common Stock | D | 5.0500 | 5,000 | 25 | 5,000 | ||||
| 2018-08-27 | 2018-08-24 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0500 | -11,912 | -60 | 7,286,821 | ||||
| 2018-08-27 | 2018-08-24 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0500 | -11,912 | -60 | 7,286,821 | ||||
| 2018-08-27 | 2018-08-23 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0523 | -39,619 | -200 | 7,298,733 | ||||
| 2018-08-27 | 2018-08-23 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0523 | -39,619 | -200 | 7,298,733 | ||||
| 2018-08-23 | 2018-08-21 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0000 | -100,000 | -500 | 7,338,352 | ||||
| 2018-08-23 | 2018-08-21 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -100,000 | -500 | 7,338,352 | ||||
| 2018-08-21 | 2018-08-20 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0001 | -2,950 | -15 | 7,438,352 | ||||
| 2018-08-21 | 2018-08-20 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0001 | -2,950 | -15 | 7,438,352 | ||||
| 2018-08-21 | 2018-08-17 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0030 | -33,500 | -168 | 7,441,302 | ||||
| 2018-08-21 | 2018-08-17 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0030 | -33,500 | -168 | 7,441,302 | ||||
| 2018-08-17 | 2018-08-16 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -58,000 | -290 | 7,474,802 | ||||
| 2018-08-17 | 2018-08-16 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.0000 | -58,000 | -290 | 7,474,802 | ||||
| 2018-08-14 | 2018-08-10 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.9600 | 3,000 | 15 | 37,000 | ||||
| 2018-08-14 | 2018-08-10 | 4 | Jacobson Craig A | OCSL | Common Stock | D | 4.9748 | 20,240 | 101 | 51,440 | ||||
| 2018-06-06 | 2018-06-05 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0040 | -17,902 | -90 | 7,734,602 | ||||
| 2018-06-06 | 2018-06-04 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -23,226 | -116 | 7,752,504 | ||||
| 2018-05-31 | 2018-05-30 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -47,100 | -236 | 7,775,730 | ||||
| 2018-05-30 | 2018-05-25 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -14,923 | -75 | 7,822,830 | ||||
| 2018-05-24 | 2018-05-23 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -100 | -0 | 7,837,753 | ||||
| 2018-05-23 | 2018-05-22 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -100,000 | -500 | 7,837,853 | ||||
| 2018-05-23 | 2018-05-21 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.0000 | -23,868 | -119 | 7,937,853 | ||||
| 2018-03-02 | 2018-02-28 | 4 | Pendo Mathew | OCSL | Common Stock | D | 4.3199 | 4,950 | 21 | 16,950 | ||||
| 2018-02-14 | 2018-02-12 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.4200 | 22,400 | 99 | 34,000 | ||||
| 2018-02-14 | 2018-02-12 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.4100 | 1,600 | 7 | 11,600 | ||||
| 2018-02-14 | 2018-02-12 | 4 | Gamsin Marc | OCSL | Common Stock | D | 4.3898 | 35,000 | 154 | 35,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.7400 | 2,000 | 9 | 10,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.7400 | 2,000 | 9 | 10,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.7400 | 2,000 | 9 | 10,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.7400 | 2,000 | 9 | 10,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Zimmerman Bruce | OCSL | Common Stock | D | 4.7400 | 2,000 | 9 | 6,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Frank John | OCSL | Common Stock | D | 4.7359 | 28,784 | 136 | 28,784 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Pendo Mathew | OCSL | Common Stock | D | 4.6600 | 1,400 | 7 | 12,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Pendo Mathew | OCSL | Common Stock | D | 4.6550 | 100 | 0 | 10,600 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Pendo Mathew | OCSL | Common Stock | D | 4.6600 | 10,500 | 49 | 10,500 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Lee Edgar | OCSL | Common Stock | D | 4.6646 | 7,476 | 35 | 12,000 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Lee Edgar | OCSL | Common Stock | D | 4.6696 | 4,524 | 21 | 4,524 | ||||
| 2017-12-15 | 2017-12-14 | 4 | OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P. | OCSL | Common Stock | I | 4.7763 | 138,000 | 659 | 276,000 | ||||
| 2017-12-15 | 2017-12-13 | 4 | OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P. | OCSL | Common Stock | I | 4.7988 | 138,000 | 662 | 138,000 | ||||
| 2017-12-15 | 2017-12-13 | 4 | Jacobson Craig A | OCSL | Common Stock | D | 4.7962 | 31,200 | 150 | 31,200 | ||||
| 2017-12-15 | 2017-12-13 | 4 | Ruben Richard | OCSL | Common Stock | D | 4.7896 | 15,700 | 75 | 30,250 | ||||
| 2017-12-07 | 2017-12-06 | 4 | Ruben Richard | OCSL | Common Stock | D | 4.8195 | 1,350 | 7 | 14,550 | ||||
| 2017-12-07 | 2017-12-06 | 4 | Ruben Richard | OCSL | Common Stock | D | 4.8240 | 7,800 | 38 | 13,200 | ||||
| 2017-12-07 | 2017-12-05 | 4 | Ruben Richard | OCSL | Common Stock | D | 4.8044 | 5,400 | 26 | 5,400 | ||||
| 2017-10-25 | 2017-10-19 | 4/A | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5600 | -437,799 | -2,434 | 7,961,721 | ||||
| 2017-10-25 | 2017-10-19 | 4/A | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5600 | -971,807 | -5,403 | 14,643,009 | ||||
| 2017-10-23 | 2017-10-19 | 4 | TANNENBAUM LEONARD M By Partnership | OCSL | Common Stock | I | 5.5600 | -437,799 | -2,434 | 7,961,721 | ||||
| 2017-10-23 | 2017-10-19 | 4 | TANNENBAUM LEONARD M | OCSL | Common Stock | D | 5.5600 | -971,807 | -5,403 | 14,643,009 | ||||
| 2017-10-03 | 2017-09-29 | 4 | Berman Bernard D | FSC | Common Stock | D | 5.4300 | -20,000 | -109 | 35,968 | ||||
| 2017-07-21 | 3 | OAKTREE CAPITAL MANAGEMENT LP See Footnotes | FSC | Common Stock, par value $0.01 per share | I | 0 | ||||||||
| 2017-05-10 | 3 | FRANK ALEXANDER C | FSC | Common Stock | D | 30,446 | ||||||||
| 2017-05-10 | 3 | FRANK ALEXANDER C | FSC | Common Stock | D | 30,446 | ||||||||
| 2017-03-30 | 2017-03-29 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.7100 | 102,000 | 480 | 15,614,816 | ||||
| 2017-03-30 | 2017-03-28 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.7500 | 266,073 | 1,264 | 15,512,816 | ||||
| 2017-03-27 | 2017-03-27 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 4.6850 | 223,749 | 1,048 | 655,850 | ||||
| 2017-03-27 | 2017-03-24 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 4.6520 | 222,101 | 1,033 | 432,101 | ||||
| 2017-03-27 | 2017-03-23 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 4.6600 | 210,000 | 979 | 210,000 | ||||
| 2017-03-23 | 2017-03-22 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.6400 | 269,871 | 1,252 | 15,246,743 | ||||
| 2017-03-23 | 2017-03-21 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.6300 | 207,613 | 961 | 14,976,872 | ||||
| 2017-03-21 | 2017-03-20 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 4.6400 | 175,000 | 812 | 14,769,259 | ||||
| 2017-03-21 | 2017-03-17 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 4.5900 | 170,000 | 780 | 14,594,259 | ||||
| 2017-03-17 | 2016-12-13 | 4/A | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.5600 | -46,583 | -259 | 12,035,056 | ||||
| 2017-03-17 | 2016-12-12 | 4/A | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.6100 | -34,201 | -192 | 12,081,639 | ||||
| 2017-03-17 | 2017-03-17 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.5500 | 5,000 | 23 | 55,968 | ||||
| 2017-03-17 | 2017-03-15 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.5100 | 1,273,000 | 5,741 | 14,424,259 | ||||
| 2017-03-15 | 2017-03-14 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.5100 | 356,492 | 1,608 | 13,201,259 | ||||
| 2017-03-15 | 2017-03-13 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.5000 | 176,476 | 794 | 12,844,767 | ||||
| 2017-03-13 | 2017-03-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.4300 | 389,571 | 1,726 | 12,668,291 | ||||
| 2017-03-13 | 2017-03-09 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 4.3700 | 205,169 | 897 | 12,278,720 | ||||
| 2017-03-06 | 2017-03-06 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.3499 | 5,000 | 22 | 50,968 | ||||
| 2017-03-06 | 2017-03-03 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.3896 | 5,000 | 22 | 45,968 | ||||
| 2017-03-06 | 2017-03-03 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.3799 | 5,000 | 22 | 40,968 | ||||
| 2017-02-17 | 2017-02-17 | 4 | Castro-Blanco James | FSC | Common Stock | D | 4.6200 | 20,000 | 92 | 32,564 | ||||
| 2017-02-16 | 2017-02-16 | 4 | Ray Douglas F | FSC | Common Stock | D | 4.6800 | 6,400 | 30 | 15,736 | ||||
| 2017-02-16 | 2017-02-16 | 4 | Khorana Sandeep K. | FSC | Common Stock | D | 4.6500 | 2,200 | 10 | 2,500 | ||||
| 2017-02-14 | 2017-02-14 | 4 | Dalton Patrick J | FSC | Common Stock | D | 4.5700 | 22,500 | 103 | 22,500 | ||||
| 2017-02-14 | 2017-02-14 | 4 | Noreika Steven M. | FSC | Common Stock | D | 4.6167 | 1,000 | 5 | 1,611 | ||||
| 2017-02-13 | 2017-02-10 | 4 | HANEY BYRON J | FSC | Common Stock | D | 4.5500 | 6,000 | 27 | 28,000 | ||||
| 2017-02-13 | 2017-02-10 | 4 | HANEY BYRON J | FSC | Common Stock | D | 4.6279 | 6,000 | 28 | 22,000 | ||||
| 2017-02-13 | 2017-02-10 | 4 | HANEY BYRON J | FSC | Common Stock | D | 4.6500 | 6,000 | 28 | 16,000 | ||||
| 2017-02-13 | 2017-02-10 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.5599 | 5,000 | 23 | 35,968 | ||||
| 2017-02-13 | 2017-02-10 | 4 | Berman Bernard D | FSC | Common Stock | D | 4.6478 | 5,000 | 23 | 30,968 | ||||
| 2017-02-13 | 2017-02-13 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 4.5685 | 4,000 | 18 | 24,452 | ||||
| 2016-12-28 | 2016-12-23 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 5.5500 | -900 | -5 | 12,073,551 | ||||
| 2016-12-22 | 2016-12-21 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 5.5500 | -4,580 | -25 | 12,074,451 | ||||
| 2016-12-22 | 2016-12-20 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 5.5525 | -6,025 | -33 | 12,079,031 | ||||
| 2016-12-14 | 2016-12-13 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.5600 | -46,583 | -259 | 12,085,056 | ||||
| 2016-12-14 | 2016-12-12 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.6100 | -34,201 | -192 | 12,131,639 | ||||
| 2016-12-12 | 2016-12-09 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.5700 | -50,000 | -278 | 12,115,840 | ||||
| 2016-12-12 | 2016-12-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock, par value $0.01 per share | D | 5.5600 | -100,000 | -556 | 12,165,840 | ||||
| 2016-12-07 | 2016-12-06 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 5.5300 | 5,000 | 28 | 19,847 | ||||
| 2016-09-23 | 2014-12-18 | 4/A | Castro-Blanco James By wife | FSC | Common Stock | I | 8.0573 | 750 | 6 | 750 | ||||
| 2016-09-23 | 2015-02-13 | 4/A | Castro-Blanco James | FSC | Common Stock | D | 7.2500 | 650 | 5 | 650 | ||||
| 2016-09-23 | 2015-09-28 | 4/A | Castro-Blanco James | FSC | Common Stock | D | 6.5800 | 3,000 | 20 | 3,674 | ||||
| 2016-09-23 | 2016-08-31 | 4/A | Castro-Blanco James | FSC | Common Stock | D | 6.1600 | 8,250 | 51 | 12,300 | ||||
| 2016-09-09 | 2016-09-07 | 4 | TANNENBAUM LEONARD M By Partnership | FSC | PSA in respect of Swaps | I | 6.25 | -1 | 0 | |||||
| 2016-09-02 | 2016-08-31 | 4 | Castro-Blanco James | FSC | Common Stock | D | 6.1600 | 8,250 | 51 | 12,300 | ||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Spouse | FSC | Common Stock, par value $0.01 per share | I | 21,869,741 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By LLC | FSC | Common Stock, par value $0.01 per share | I | 22,990,972 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Partnership | FSC | Common Stock, par value $0.01 per share | I | 35,410,507 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Spouse | FSC | Common Stock, par value $0.01 per share | I | 21,869,741 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By LLC | FSC | Common Stock, par value $0.01 per share | I | 22,990,972 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. | FSC | Common Stock, par value $0.01 per share | D | 28,992,236 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Foundation | FSC | Common Stock, par value $0.01 per share | I | 21,948,691 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Spouse | FSC | Common Stock, par value $0.01 per share | I | 21,869,741 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By LLC | FSC | Common Stock, par value $0.01 per share | I | 22,990,972 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Partnership | FSC | Common Stock, par value $0.01 per share | I | 35,410,507 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. | FSC | Common Stock, par value $0.01 per share | D | 28,992,236 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Foundation | FSC | Common Stock, par value $0.01 per share | I | 21,948,691 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. | FSC | Common Stock, par value $0.01 per share | D | 28,992,236 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Foundation | FSC | Common Stock, par value $0.01 per share | I | 21,948,691 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Partnership | FSC | Common Stock, par value $0.01 per share | I | 35,410,507 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Spouse | FSC | Common Stock, par value $0.01 per share | I | 21,869,741 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By LLC | FSC | Common Stock, par value $0.01 per share | I | 22,990,972 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Foundation | FSC | Common Stock, par value $0.01 per share | I | 21,948,691 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. | FSC | Common Stock, par value $0.01 per share | D | 28,992,236 | ||||||||
| 2016-08-23 | 3 | Fifth Street Holdings L.P. By Partnership | FSC | Common Stock, par value $0.01 per share | I | 35,410,507 | ||||||||
| 2016-02-25 | 2016-02-24 | 4 | Dunn Brian S | FSC | Common Stock | D | 4.5200 | 6,000 | 27 | 30,000 | ||||
| 2016-02-22 | 2016-02-22 | 4 | Dunn Brian S | FSC | Common Stock | D | 4.6900 | 15,000 | 70 | 24,000 | ||||
| 2015-12-16 | 3 | Khorana Sandeep K. | FSC | Common Stock | D | 600 | ||||||||
| 2015-12-16 | 3 | Khorana Sandeep K. | FSC | Common Stock | D | 600 | ||||||||
| 2015-09-29 | 2015-09-28 | 4 | Castro-Blanco James | FSC | Common Stock | D | 6.5800 | 3,000 | 20 | 3,650 | ||||
| 2015-07-13 | 3 | Noreika Steven M. | FSC | Common Stock | D | 999 | ||||||||
| 2015-07-13 | 3 | Noreika Steven M. | FSC | Common Stock | D | 999 | ||||||||
| 2015-02-19 | 2015-02-13 | 4 | Castro-Blanco James | FSC | Common Stock | D | 7.2500 | 650 | 5 | 650 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0600 | 4,500 | 32 | 10,000 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0550 | 135 | 1 | 5,500 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0500 | 900 | 6 | 5,365 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0400 | 2,436 | 17 | 4,465 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0350 | 300 | 2 | 2,029 | ||||
| 2015-02-12 | 2015-02-12 | 4 | Owens Todd | FSC | Common Stock | D | 7.0300 | 1,729 | 12 | 1,729 | ||||
| 2015-02-11 | 2015-02-10 | 4 | Berman Bernard D | FSC | Common Stock | D | 6.9899 | 2,000 | 14 | 25,968 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8000 | 100,000 | 680 | 3,147,685 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8050 | 9,351 | 64 | 3,047,685 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8100 | 30,094 | 205 | 3,038,334 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8150 | 11,500 | 78 | 3,008,240 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8200 | 75,738 | 517 | 2,996,740 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8300 | 41,975 | 287 | 2,921,002 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8350 | 2,400 | 16 | 2,879,027 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8400 | 16,925 | 116 | 2,876,627 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8450 | 5,900 | 40 | 2,859,702 | ||||
| 2015-02-11 | 2015-02-11 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.8500 | 177,968 | 1,219 | 2,853,802 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9450 | 800 | 6 | 2,675,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9500 | 99,200 | 689 | 2,675,034 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9650 | 200 | 1 | 2,575,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9700 | 2,500 | 17 | 2,575,634 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9800 | 3,800 | 27 | 2,573,134 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9899 | 5,000 | 35 | 2,569,334 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9900 | 3,000 | 21 | 2,564,334 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 6.9950 | 900 | 6 | 2,561,334 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.0000 | 284,600 | 1,992 | 2,560,434 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.0050 | 2,600 | 18 | 2,275,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.0090 | 6,450 | 45 | 2,273,234 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.0100 | 90,950 | 638 | 2,266,784 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1100 | 50,000 | 356 | 2,175,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1350 | 2,100 | 15 | 2,125,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1400 | 47,900 | 342 | 2,123,734 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1750 | 100 | 1 | 2,075,834 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1800 | 3,200 | 23 | 2,075,734 | ||||
| 2015-02-11 | 2015-02-10 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 7.1900 | 46,700 | 336 | 2,072,534 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Castro-Blanco James By wife | FSC | Common Stock | I | 8.0573 | 750 | 6 | 750 | ||||
| 2014-12-15 | 2014-12-11 | 4 | Berman Bernard D | FSC | Common Stock | D | 8.1800 | 400 | 3 | 23,968 | ||||
| 2014-12-15 | 2014-12-11 | 4 | Berman Bernard D | FSC | Common Stock | D | 8.1899 | 1,600 | 13 | 23,568 | ||||
| 2014-12-04 | 2014-12-03 | 4 | Petrocelli Richard A | FSC | Common Stock | D | 8.5199 | 2,000 | 17 | 17,000 | ||||
| 2014-09-15 | 3 | Owens Todd | FSC | Common Stock | D | 0 | ||||||||
| 2014-08-20 | 2014-08-20 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.7399 | 1,000 | 10 | 26,870 | ||||
| 2014-08-19 | 3 | Castro-Blanco James (1) See below | FSC | Common Stock | I | 100 | ||||||||
| 2014-08-19 | 3 | Castro-Blanco James (1) See below | FSC | Common Stock | I | 100 | ||||||||
| 2014-07-23 | 3 | Petrocelli Richard A | FSC | Common Stock | D | 30,000 | ||||||||
| 2014-07-23 | 3 | Petrocelli Richard A | FSC | Common Stock | D | 30,000 | ||||||||
| 2014-03-03 | 2014-03-03 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.8399 | 1,000 | 10 | 24,567 | ||||
| 2013-12-17 | 2013-12-13 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9800 | 20,000 | 180 | 2,001,226 | ||||
| 2013-12-05 | 2013-12-03 | 4 | Berman Bernard D | FSC | Common Stock | D | 9.3897 | 1,000 | 9 | 21,968 | ||||
| 2013-12-05 | 2013-12-03 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.3790 | 1,000 | 9 | 23,011 | ||||
| 2013-12-03 | 2013-12-02 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 9.3451 | 250 | 2 | 10,565 | ||||
| 2013-07-11 | 3 | Berman Bernard D | FSFR | Common Stock | D | 0 | ||||||||
| 2013-06-20 | 2013-06-20 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.9200 | 10,000 | 99 | 1,957,647 | ||||
| 2013-06-20 | 2013-06-20 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.9600 | 10,000 | 100 | 1,947,647 | ||||
| 2013-06-20 | 2013-06-20 | 4 | Berman Bernard D | FSC | Common Stock | D | 9.9490 | 1,000 | 10 | 20,968 | ||||
| 2013-05-31 | 2013-05-29 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 10.3597 | 200 | 2 | 80,000 | ||||
| 2013-05-31 | 2013-05-29 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 10.3590 | 5,900 | 61 | 79,800 | ||||
| 2013-05-31 | 2013-05-29 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 10.3600 | 4,545 | 47 | 73,900 | ||||
| 2013-05-31 | 2013-05-29 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 10.3700 | 4,355 | 45 | 69,355 | ||||
| 2013-05-31 | 2013-05-29 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 10.3700 | 10,000 | 104 | 1,909,771 | ||||
| 2013-05-24 | 2013-05-23 | 4 | Berman Bernard D | FSC | Common Stock | D | 10.4690 | 1,000 | 10 | 19,968 | ||||
| 2013-05-16 | 2013-05-15 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 10.7877 | 1,000 | 11 | 9,778 | ||||
| 2013-05-16 | 2013-05-15 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 10.7891 | 1,000 | 11 | 8,778 | ||||
| 2013-05-16 | 2013-05-15 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 10.7899 | 2,000 | 22 | 7,778 | ||||
| 2013-05-16 | 2013-05-16 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 10.7090 | 1,000 | 11 | 20,795 | ||||
| 2013-05-09 | 3 | Harrison David H. | FSC | Common Stock | D | 9,190 | ||||||||
| 2013-03-01 | 2013-03-01 | 4 | Ray Douglas F | FSC | Common Stock | D | 10.7400 | 700 | 8 | 9,336 | ||||
| 2013-03-01 | 2013-03-01 | 4 | Ray Douglas F | FSC | Common Stock | D | 10.6858 | 4,800 | 51 | 8,636 | ||||
| 2013-03-01 | 2013-03-01 | 4 | Ray Douglas F | FSC | Common Stock | D | 10.6900 | 200 | 2 | 3,836 | ||||
| 2013-02-14 | 2013-02-14 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 10.9443 | 1,000 | 11 | 19,265 | ||||
| 2013-02-13 | 2013-02-13 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 10.8600 | 15,000 | 163 | 1,879,169 | ||||
| 2013-01-02 | 2012-12-28 | 4 | Berman Bernard D | FSC | Common Stock | D | 10.1799 | 1,000 | 10 | 18,968 | ||||
| 2012-12-06 | 2012-12-06 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 10.5799 | 800 | 8 | 17,767 | ||||
| 2012-12-06 | 2012-12-06 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 10.5751 | 200 | 2 | 16,967 | ||||
| 2012-12-05 | 2012-12-04 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 10.4300 | 10,000 | 104 | 65,000 | ||||
| 2012-08-28 | 2012-08-28 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 10.4800 | 5,000 | 52 | 1,864,169 | ||||
| 2012-08-28 | 2012-08-27 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 10.4700 | 5,000 | 52 | 1,859,169 | ||||
| 2012-08-14 | 2012-08-14 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 10.3289 | 1,000 | 10 | 16,315 | ||||
| 2012-05-24 | 2012-05-24 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.2899 | 300 | 3 | 55,000 | ||||
| 2012-05-24 | 2012-05-24 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.2900 | 9,700 | 90 | 54,700 | ||||
| 2012-05-24 | 2012-05-23 | 4 | Berman Bernard D | FSC | Common Stock | D | 9.1000 | 1,000 | 9 | 17,968 | ||||
| 2012-05-24 | 2012-05-23 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.0680 | 1,000 | 9 | 14,882 | ||||
| 2012-03-13 | 2012-03-12 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 9.9475 | 100 | 1 | 5,361 | ||||
| 2012-03-13 | 2012-03-12 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 9.9500 | 2,900 | 29 | 5,261 | ||||
| 2012-03-08 | 2012-03-06 | 4 | Berman Bernard D | FSC | Common Stock | D | 9.6299 | 1,000 | 10 | 16,968 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5683 | 300 | 3 | 45,000 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5685 | 100 | 1 | 44,700 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5686 | 400 | 4 | 44,600 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5689 | 300 | 3 | 44,200 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5690 | 1,700 | 16 | 43,900 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5692 | 100 | 1 | 42,200 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5693 | 300 | 3 | 42,100 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5697 | 100 | 1 | 41,800 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M (1) - See below | FSC | Common Stock | I | 9.5710 | 6,700 | 64 | 41,700 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.5800 | 5,400 | 52 | 1,854,169 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.5850 | 3,600 | 35 | 1,848,769 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.5970 | 1,000 | 10 | 1,845,169 | ||||
| 2012-03-07 | 2012-03-06 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.5707 | 10,000 | 96 | 1,844,169 | ||||
| 2012-03-07 | 2012-03-05 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.8199 | 400 | 4 | 13,493 | ||||
| 2012-03-07 | 2012-03-05 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.8190 | 600 | 6 | 13,093 | ||||
| 2011-08-11 | 2011-08-09 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 8.8000 | 200 | 2 | 2,200 | ||||
| 2011-08-11 | 2011-08-09 | 4 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 8.7967 | 1,000 | 9 | 2,000 | ||||
| 2011-08-11 | 2011-08-09 | 4 | MEYER FRANK C | FSC | Common Stock | D | 8.6124 | 11,612 | 100 | 119,750 | ||||
| 2011-08-11 | 2011-08-10 | 4 | Dunn Brian S | FSC | Common Stock | D | 8.8500 | 1,000 | 9 | 9,000 | ||||
| 2011-08-09 | 2011-08-08 | 4 | Dimitrov Ivelin M. | FSC | Common Stock | D | 9.1427 | 1,000 | 9 | 10,766 | ||||
| 2011-08-09 | 2011-08-09 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.4000 | 10,000 | 84 | 1,820,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.2000 | 10,000 | 92 | 1,810,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.1500 | 10,000 | 92 | 1,800,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0800 | 10,000 | 91 | 1,790,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0200 | 10,000 | 90 | 1,780,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0199 | 2,800 | 25 | 1,770,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0198 | 2,200 | 20 | 1,768,042 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0100 | 10,000 | 90 | 1,765,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 9.0000 | 30,549 | 275 | 1,755,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9991 | 4,451 | 40 | 1,725,293 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9900 | 4,400 | 40 | 1,720,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9800 | 20,000 | 180 | 1,716,442 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9700 | 10,000 | 90 | 1,696,442 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9500 | 10,000 | 90 | 1,686,442 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9391 | 5,600 | 50 | 1,676,442 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.9300 | 20,000 | 179 | 1,670,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.8000 | 20,000 | 176 | 1,650,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.7500 | 6,301 | 55 | 1,630,842 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.6000 | 20,000 | 172 | 1,624,541 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.5500 | 1,117 | 10 | 1,604,541 | ||||
| 2011-08-09 | 2011-08-08 | 4 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 8.5476 | 8,883 | 76 | 1,603,424 | ||||
| 2011-08-09 | 2011-08-08 | 4 | Berman Bernard D | FSC | Common Stock | D | 8.8198 | 1,000 | 9 | 14,968 | ||||
| 2011-06-16 | 2011-06-14 | 4 | Blakeman Chad S. | FSC | Common Stock | D | 11.7367 | 1,000 | 12 | 1,000 | ||||
| 2010-11-23 | 3 | Blakeman Chad S. | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2010-11-23 | 3 | Dimitrov Ivelin M. | FSC | Common Stock | D | 7,346 | ||||||||
| 2010-03-02 | 3 | DUTKIEWICZ RICHARD P | FSC | Common Stock | D | 200 | ||||||||
| 2009-12-16 | 2009-12-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 10.2200 | 1,000 | 10 | 54,207 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.2900 | 600 | 5 | 53,207 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.3200 | 100 | 1 | 52,607 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.3000 | 600 | 5 | 52,507 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.3100 | 100 | 1 | 51,907 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.1900 | 100 | 1 | 51,807 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.1600 | 300 | 2 | 51,707 | ||||
| 2009-05-18 | 2009-05-14 | 4 | Goodman Marc A. | FSC | Common Stock | D | 8.1500 | 200 | 2 | 51,407 | ||||
| 2009-04-23 | 3 | Goodman Marc A. | FSC | Common Stock | D | 51,207 | ||||||||
| 2008-06-11 | 3 | MEYER FRANK C | FSC | Common Stock | D | 75,233 | ||||||||
| 2008-06-11 | 3 | CRAIG WILLIAM H | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2008-06-11 | 3 | Berkman Adam C | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2008-06-11 | 3 | TANNENBAUM LEONARD M | FSC | Common Stock | D | 736,689 | ||||||||
| 2008-06-11 | 3 | HANEY BYRON J | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2008-06-11 | 3 | Ray Douglas F | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2008-06-11 | 3 | Berman Bernard D | FSC | Common Stock | D | 368 | ||||||||
| 2008-06-11 | 3 | TOLL BRUCE E | FSC | Common Stock | D | 1,841,724 | ||||||||
| 2008-06-11 | 3 | TOLL BRUCE E By BET Associates, LP | FSC | Preferred Stock | I | 30,000 | ||||||||
| 2008-06-11 | 3 | Dunn Brian S | FSC | No securities beneficially owned | D | 0 | ||||||||
| 2008-06-11 | 3 | Genworth Life Insurance CO | FSC | Common Stock | D |
