| Ações em Circulação | 186,032,574 shares |
| Ações de Insider | 5,978,793 shares |
| Propriedade de Insider | 3.21 % |
| Total de Insiders | 51 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
4681 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
SELLAS Life Sciences Group, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Mark J Ahn President & CEO, Director - [D] [O] | 116,225 | 116,225 | |
| Konstantinos Andrikopoulos VP, Legal - [O] | 5,750 | 5,750 | |
| William Ashton Director - [D] | 38,154 | 38,154 | |
| Noah D Beerman CEO and President, Director - [D] [O] | 92,994 | 92,994 | |
| John Thomas Burns CFO - [O] | 554,327 | 554,327 | |
| Dragan Cicic SVP, Chief Development Officer - [O] | 557,805 | 557,805 | |
|
Castilian Ltd.
10% Owner -
|
0 | 0 | |
| Richard Chin Director - [D] | 31,339 | 31,339 | |
| Ryan Dunlap Former Chief Financial Officer - [O] | 18,702 | 18,702 | |
|
EQC Private Markets II SAC Fund Ltd-EQC Biotech Sely III Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund`
10% Owner -
|
0 | 0 | |
| Einhorn Irving M. Director - [D] | 34,690 | 34,690 | |
|
Capital Management Ltd Equilibria
10% Owner -
|
0 | 0 | |
| Robert Francomano Chief Commercial Officer - [O] | 40,918 | 40,918 | |
| Stephen S Galliker Director - [D] | 36,039 | 36,039 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Mary Ann Gray Director - [D] | 39,167 | 39,167 | |
|
Sander Gerber
10% Owner -
|
8,800,000 | 2,036,559 | |
| Stephen F Ghiglieri | 25,000 | ||
| Brian L Hamilton EVP, Chief Medical Officer - [O] | 2,461 | 2,461 | |
| Sanford Hillsberg Director - [D] | 56,950 | 56,950 | |
|
Hudson Bay Capital Management LP
10% Owner -
|
2,036,559 | 2,036,559 | |
| Steven A Kriegsman Director - [D] | 5,000 | 5,000 | |
| Katherine Bach Kalin Director - [D] | 154,400 | 154,400 | |
| Robert Eugene Kennedy Vice President and CFO - [O] | 379,294 | 379,294 | |
| Anastasia Khvorova Chief Science Officer - [O] | 60,559 | 60,559 | |
| Margaret Kivinski | 50,000 | ||
| Thomas J Knapp | 10,000 | ||
| Krylov Aleksey N. Interim CFO - [O] | 0 | 0 | |
| Fabio Lopez - | 0 | 0 | |
| Rosemary Mazanet | 450,000 | ||
| Gene Mack CFO and Treasurer - [O] | 0 | 0 | |
| Bijan Nejadnik Chief Medical Officer - [O] | 8,503 | 8,503 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Rudolph Nisi Director - [D] | 42,918 | 42,918 | |
| Pamela Pavco VP of Pharmaceutical Devlpmt - [O] | 44,940 | 44,940 | |
| David A Scheinberg Director - [D] | 73,082 | 73,082 | |
| Schwartz Mark W. President & CEO - [O] | 439,978 | 439,978 | |
| Dmitry Samarsky VP, Technology Development - [O] | 0 | 0 | |
| Sarlis Nicholas J. Chief Medical Officer and SVP - [O] | 0 | 0 | |
| Stergiou Andelos M. President and CEO, Director - [D] [O] | 686,966 | 686,966 | |
|
Daniel Tafur
10% Owner -
|
0 | 0 | |
| Amy B Tata Principlw Acctg Officer & Cont - [O] | 14,065 | 14,065 | |
| Gregory M Torre CRO and SVP - [O] | 0 | 0 | |
| Nostrand Robert L Van Director - [D] | 82,900 | 82,900 | |
| Ramani Varanasi VP Business Development - [O] | 41,083 | 41,083 | |
| John Varian Director - [D] | 72,900 | 72,900 | |
|
Varibobi Financial Holdings Ltd
10% Owner -
|
0 | 0 | |
| Barbara A Wood EVP, Gen. Counsel, Corp. Sec. - [O] | 117,225 | 117,225 | |
| Jane Wasman Director - [D] | 92,900 | 92,900 | |
| Tod Woolf | 420,100 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em SLS / SELLAS Life Sciences Group, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em SLS / SELLAS Life Sciences Group, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-09 | 2026-01-07 | 4 | Varian John | SLS | Common Stock | D | 50,000 | 72,900 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 50,000 | 82,900 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 50,000 | 73,082 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 300,000 | 557,805 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Burns John Thomas | SLS | Common Stock | D | 300,000 | 554,327 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 50,000 | 154,400 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Wasman Jane | SLS | Common Stock | D | 50,000 | 92,900 | ||||||
| 2025-12-05 | 2025-12-03 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 1.5000 | -63,800 | -96 | 257,805 | ||||
| 2025-12-05 | 2025-12-03 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.5000 | -187,066 | -281 | 686,966 | ||||
| 2025-12-05 | 2025-12-03 | 4 | Burns John Thomas | SLS | Common Stock | D | 1.5000 | -58,592 | -88 | 254,327 | ||||
| 2025-11-21 | 2025-11-19 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 1.5900 | 63,400 | 101 | 104,400 | ||||
| 2025-06-13 | 2025-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1.4800 | 10,000 | 15 | 20,400 | ||||
| 2025-06-02 | 2025-05-30 | 4 | Wasman Jane | SLS | Common Stock | D | 1.6900 | 20,000 | 34 | 30,400 | ||||
| 2025-05-22 | 2025-05-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 1.8000 | 20,000 | 36 | 41,000 | ||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 81,300 | 299,062 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 113,000 | 217,762 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 243,900 | 859,032 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 257,000 | 615,132 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Wasman Jane | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 12,500 | 23,082 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 12,500 | 21,000 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Varian John | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 81,300 | 309,628 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 113,000 | 228,328 | ||||||
| 2024-12-05 | 2024-12-04 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 1.1300 | -8,256 | -9 | 115,328 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.1300 | -28,289 | -32 | 358,132 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 1.1300 | -7,165 | -8 | 104,762 | ||||
| 2024-06-27 | 3 | CICIC DRAGAN | SLS | Common Stock | D | 118,584 | ||||||||
| 2024-01-25 | 2024-01-22 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 117,225 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 6,000 | 10,582 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 159,000 | 376,421 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Varian John | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Burns John Thomas | SLS | Common Stock | D | 47,000 | 101,927 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Wasman Jane | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Francomano Robert | SLS | Common Stock | D | 20,000 | 40,918 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 6,000 | 8,500 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2023-12-08 | 2023-12-06 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 1.0800 | -12,268 | -13 | 217,421 | ||||
| 2023-12-08 | 2023-12-06 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 1.0800 | -4,119 | -4 | 82,225 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 1.0800 | -2,929 | -3 | 54,927 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Francomano Robert | SLS | Class A Common Stock | D | 1.0800 | -1,082 | -1 | 20,918 | ||||
| 2023-02-03 | 2023-02-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 20,000 | 76,344 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 20,000 | 49,347 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Francomano Robert | SLS | Common Stock | D | 12,000 | 12,000 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 58,000 | 219,689 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Varian John | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Wasman Jane | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 2,500 | 4,582 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 2,500 | 2,500 | ||||||
| 2022-12-05 | 2022-12-05 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 2.5900 | -2,153 | -6 | 56,344 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 2.5900 | -1,159 | -3 | 29,347 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 2.6083 | -6,494 | -17 | 161,689 | ||||
| 2022-08-16 | 3 | Kalin Katherine Bach | SLS | Common Stock | D | 0 | ||||||||
| 2022-03-15 | 2022-03-14 | 4 | Francomano Robert | SLS | Stock Option (Right to Buy) | D | 5.23 | 100,000 | 100,000 | |||||
| 2022-03-14 | 3 | Francomano Robert | SLS | Common Stock | D | 0 | ||||||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.34 | 48,750 | 48,750 | |||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 13,000 | 55,028 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 1,900 | 2,082 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 5.34 | 36,000 | 36,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Common Stock | D | 9,600 | 27,244 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.34 | 165,000 | 165,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 44,000 | 165,167 | ||||||
| 2021-12-03 | 2021-12-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 6.2509 | -2,120 | -13 | 121,167 | ||||
| 2021-12-03 | 2021-12-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 6.2673 | -231 | -1 | 17,644 | ||||
| 2021-12-03 | 2021-12-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 6.2547 | -847 | -5 | 42,028 | ||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 8.00 | 47,250 | 47,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 7,875 | 32,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 8.00 | 17,250 | 17,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 2,875 | 12,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 8.00 | 118,500 | 118,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 19,750 | 98,287 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.89 | 10,000 | 10,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Common Stock | D | 15,000 | 15,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.89 | 70,000 | 70,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 95,000 | 95,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.89 | 25,000 | 25,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 35,000 | ||||||
| 2019-03-18 | 2019-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.38 | 165,000 | 165,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.38 | 425,000 | 425,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.38 | 90,000 | 90,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 1.38 | 50,000 | 50,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.2540 | -23,277 | -29 | 426,858 | ||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -325,799 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -676,324 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -1,521,863 | 0 | ||||||
| 2018-06-13 | 2018-06-12 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-04-24 | 3 | Mack Gene | SLS | Common Stock | D | 0 | ||||||||
| 2018-04-24 | 2018-04-20 | 4 | Mack Gene | SLS | Stock Option (Right to Buy) | D | 5.38 | 40,000 | 40,000 | |||||
| 2018-03-16 | 2017-12-29 | 4/A | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2018-03-16 | 3 | WOOD BARBARA A | SLS | Common Stock | D | 0 | ||||||||
| 2018-03-16 | 2018-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.10 | 50,000 | 50,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.24 | 95,000 | 95,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 5.24 | 70,000 | 70,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Torre Gregory M | SLS | Stock Option (Right to Buy) | D | 5.24 | 30,000 | 30,000 | |||||
| 2017-12-29 | 3 | Varian John | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Krylov Aleksey N. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Lopez Fabio | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Stergiou Andelos M. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Sarlis Nicholas J. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | SCHEINBERG DAVID A | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Wasman Jane | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Torre Gregory M | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Warrant (Right to Buy) | I | 316,163 | 316,163 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Individual | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 58,208 | 58,208 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 325,799 | 325,799 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 676,324 | 676,324 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 1,521,863 | 1,521,863 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 149,766 | 149,766 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 450,135 | 450,135 | ||||||
| 2017-10-10 | 2017-10-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 39,167 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.3800 | 17,130 | 7 | 42,918 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.3800 | 12,708 | 5 | 31,339 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Ashton William | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 38,154 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.3800 | 14,366 | 5 | 34,690 | ||||
| 2017-10-10 | 2017-10-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.3800 | 13,814 | 5 | 36,039 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.3800 | 20,997 | 8 | 56,950 | ||||
| 2017-07-06 | 2017-07-06 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 9,161 | 5 | 20,114 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 22,682 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 8,809 | 5 | 22,225 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,390 | 8 | 35,953 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,104 | 5 | 18,631 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 23,695 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,924 | 6 | 25,788 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-06-22 | 2017-06-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5461 | -500 | -0 | 14,864 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,394 | 8 | 22,563 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 8,815 | 5 | 13,829 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,927 | 6 | 15,364 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 9,865 | 6 | 13,416 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,107 | 5 | 10,527 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 8,638 | 5 | 10,953 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,870 | 6 | 12,816 | ||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Call Options (obligation to sell) | I | 1.00 | 33,000.0000 | 1,100 | 36,300 | ||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 0.8400 | -2,363,441 | -1,985 | 2,036,559 | ||||
| 2017-02-07 | 2017-02-06 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.41 | 10,000 | 10,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.9800 | 3,051 | 6 | 3,551 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Chin Richard | GALE | Common Stock | D | 1.9800 | 2,420 | 5 | 2,420 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.9800 | 3,262 | 6 | 4,437 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.9800 | 3,998 | 8 | 9,169 | ||||
| 2017-01-24 | 2017-01-20 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 5,004 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Ashton William | GALE | Common Stock | D | 1.9800 | 2,946 | 6 | 2,946 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 2,525 | ||||
| 2017-01-19 | 2017-01-17 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.81 | 5,000 | 5,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 1.81 | 15,000 | 15,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.81 | 30,000 | 30,000 | |||||
| 2016-12-20 | 2016-10-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 0.29 | 102,000 | 102,000 | |||||
| 2016-11-15 | 2016-11-01 | 4 | Ghiglieri Stephen F | GALE | Stock Option (right to buy) | D | 0.19 | 1,000,000 | 1,000,000 | |||||
| 2016-07-20 | 2016-07-14 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-08 | 2016-07-01 | 4 | Nejadnik Bijan | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 8,503 | ||||
| 2016-07-06 | 2016-07-01 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 439,978 | ||||
| 2016-07-06 | 2016-07-01 | 4 | Burns John Thomas | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 10,899 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.71 | -30,000 | 0 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.85 | -65,625 | 30,000 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.75 | -31,250 | 95,625 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.1800 | -126,875 | -277 | 18,702 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7100 | 30,000 | 51 | 145,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8500 | 65,625 | 121 | 115,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7500 | 31,250 | 55 | 49,952 | ||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 2016-04-25 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 1.40 | 200,000 | 200,000 | |||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 2016-02-23 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 0.84 | 75,000 | 75,000 | |||||
| 2015-12-29 | 2015-12-18 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2015-12-29 | 2015-10-30 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.68 | 350,000 | 350,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.50 | 225,000 | 225,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.50 | 1,250,000 | 1,250,000 | |||||
| 2015-07-16 | 2015-06-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.83 | 40,000 | 40,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-02-13 | 2014-02-03 | 5 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -10,000 | 85,447 | ||||||
| 2015-01-20 | 2015-01-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.75 | 550,000 | 550,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 415,972 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.75 | 125,000 | 125,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 11,650 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 1.75 | 50,000 | 50,000 | |||||
| 2014-09-19 | 2014-06-30 | 4/A | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-09-18 | 2014-09-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 2.23 | 200,000 | 200,000 | |||||
| 2014-07-29 | 2014-07-28 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2014-07-02 | 2014-06-30 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-07-02 | 2014-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 412,126 | ||||
| 2014-07-02 | 2014-06-30 | 4 | HAMILTON BRIAN L | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 2,461 | ||||
| 2014-07-02 | 2014-06-30 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 7,804 | ||||
| 2014-04-21 | 2014-04-18 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.80 | 100,000 | 100,000 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 5.9236 | -150,000 | -889 | 5,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 155,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 105,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | -37,500 | 12,500 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 4.3330 | -187,500 | -812 | 0 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.7100 | 37,500 | 64 | 187,500 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 150,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 50,000 | ||||
| 2014-02-13 | 2014-02-07 | 4 | Nisi Rudolph | GALE | Common Stock | D | 4.9371 | 20,000 | 99 | 23,500 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.85 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 4.1768 | -300,000 | -1,253 | 10,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 310,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 260,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.8500 | 50,000 | 42 | 210,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 160,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 60,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.85 | -25,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.6102 | -25,000 | -140 | 0 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.5700 | -50,000 | -278 | 25,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.8500 | 25,000 | 21 | 75,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 50,000 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 5.2800 | -250,000 | -1,320 | 3,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 253,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 203,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 153,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 53,500 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -15,000 | 95,447 | ||||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 5.4100 | -250,000 | -1,352 | 17,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 267,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 217,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 5.5650 | -100,000 | -556 | 409,665 | ||||
| 2014-01-29 | 2013-11-26 | 4/A | Ahn Mark J | GALE | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.71 | -121,875 | 423,173 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 0.72 | -200,000 | 200,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -324,890 | 25,110 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -100,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 4.8300 | -796,765 | -3,848 | 113,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.7100 | 121,875 | 208 | 918,529 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 0.7200 | 200,000 | 144 | 788,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 324,890 | 448 | 588,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 100,000 | 138 | 263,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 163,764 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Nisi Rudolph | GALE | Common Stock | D | 6.9000 | -200,000 | -1,380 | 3,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.85 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.8500 | 100,000 | 85 | 203,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 103,500 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 6.1300 | -250,000 | -1,532 | 5,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 255,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.85 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 7.0000 | -200,000 | -1,400 | 5,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.8500 | 200,000 | 170 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9250 | -200,000 | -1,385 | 110,447 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 113,764 | ||||
| 2014-01-22 | 2013-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 509,665 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8785 | 2,728 | 5 | 5,343 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.85 | -200,000 | 0 | |||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9600 | -24,426 | -170 | 310,447 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.8500 | 200,000 | 170 | 334,873 | ||||
| 2013-12-16 | 2013-11-26 | 4 | HAMILTON BRIAN L | GALE | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.72 | -50,000 | 0 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 4.1900 | -8,592 | -36 | 134,873 | ||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.7200 | 50,000 | 36 | 143,375 | ||||
| 2013-12-13 | 2013-11-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -37,001 | 93,375 | ||||||
| 2013-11-27 | 2013-11-26 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | KRIEGSMAN STEVEN A | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Hillsberg Sanford | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | GALLIKER STEPHEN S | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Chin Richard | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | SCHWARTZ MARK W. | gale | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ashton William | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Dunlap Ryan | gale | Stock Option (right to buy) | D | 3.88 | 150,000 | 150,000 | |||||
| 2013-10-15 | 2013-10-11 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 2,630 | 17,974 | ||||||
| 2013-10-15 | 2013-10-11 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 7,349 | 504,009 | ||||||
| 2013-07-03 | 2013-06-30 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 108,108 | ||||
| 2013-07-03 | 2013-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 496,660 | ||||
| 2013-07-03 | 2013-06-30 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 1,369 | 2 | 2,615 | ||||
| 2013-06-17 | 2013-06-04 | 4/A | Hillsberg Sanford | GALE | Common Stock | D | 9,344 | 145,720 | ||||||
| 2013-06-17 | 2013-06-04 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 26,110 | 488,798 | ||||||
| 2013-06-13 | 2013-06-04 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 9,327 | 145,703 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 2.54 | 100,000 | 100,000 | |||||
| 2013-01-31 | 2011-04-13 | 4/A | SCHWARTZ MARK W. | GALE | Common Stock | D | 330,872 | 330,872 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.71 | 450,000 | 450,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 1.71 | 650,000 | 650,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 100,246 | ||||
| 2013-01-31 | 2013-01-29 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.71 | 250,000 | 250,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 462,688 | ||||
| 2013-01-31 | 2013-01-29 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.71 | 40,000 | 40,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 1,246 | 2 | 1,246 | ||||
| 2012-11-05 | 2012-11-02 | 4 | Hillsberg Sanford | GALE | Common Stock | D | -20,000 | 136,376 | ||||||
| 2012-07-11 | 2012-07-10 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 31,289 | 12 | 92,578 | ||||
| 2012-07-11 | 2012-07-10 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 21,902 | 9 | 461,809 | ||||
| 2012-07-11 | 2012-06-15 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 89,322 | 439,907 | ||||||
| 2012-07-10 | 2012-06-15 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 31,966 | 156,376 | ||||||
| 2012-06-19 | 2012-06-15 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.73 | 150,000 | 150,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 0.72 | 400,000 | 400,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 0.72 | 200,000 | 200,000 | |||||
| 2012-01-09 | 2011-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $.0001 | D | 0.4000 | 12,924 | 5 | 350,585 | ||||
| 2012-01-06 | 2011-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $.0001 | D | 0.4000 | 31,289 | 13 | 61,289 | ||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Stock Option | D | 1.28 | 30,000 | 30,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by Ringneck Investment, LLC | RXII | Common Stock | I | 2,576 | 379,294 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by wife | RXII | Common Stock | I | 2,430 | 376,718 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Common Stock | D | 374,288 | 374,288 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 1.28 | 40,000 | 40,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 337,661 | 337,661 | ||||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 525,000 | 525,000 | |||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 100,000 | 100,000 | |||||
| 2011-04-21 | 2011-04-13 | 4/A | Hillsberg Sanford | RXII | Common Stock | D | 120,838 | 126,838 | ||||||
| 2011-04-20 | 2011-04-20 | 4 | Ahn Mark J | RXII | Common Stock, par value $.0001 | D | 0.9500 | 10,000 | 10 | 10,000 | ||||
| 2011-04-15 | 2011-04-13 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 135,159 | 141,159 | ||||||
| 2011-03-29 | 2011-03-25 | 4 | Chin Richard | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 200,000 | 200,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-17 | 2011-03-15 | 4 | Beerman Noah D | RXII | Common Stock | D | 77,587 | 92,994 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 43,053 | 60,559 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 33,563 | 44,940 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Tata Amy B | RXII | Common Stock | D | 14,065 | 14,065 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Varanasi Ramani | RXII | Common Stock | D | 29,925 | 41,083 | ||||||
| 2011-01-14 | 2011-01-13 | 4 | Ahn Mark J | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Chin Richard | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Nisi Rudolph | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,600 | 11 | 11,158 | ||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0532 | -5,000 | -10 | 5,558 | ||||
| 2010-07-16 | 2010-07-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 2.3842 | 5,000 | 12 | 11,377 | ||||
| 2010-07-14 | 2010-07-12 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 2.2300 | 10,000 | 22 | 17,506 | ||||
| 2010-07-12 | 2010-07-08 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,000 | 10 | 10,558 | ||||
| 2010-07-12 | 2010-07-09 | 4 | Beerman Noah D | RXII | Common Stock | D | 2.2292 | 10,000 | 22 | 15,407 | ||||
| 2010-04-16 | 2010-04-15 | 4 | Andrikopoulos Konstantinos | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Varanasi Ramani | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-02 | 2010-03-31 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4.6500 | -4,081 | -19 | 0 | ||||
| 2010-03-30 | 2010-03-26 | 4 | GALLIKER STEPHEN S | RXII | Common stock | D | 5.5400 | -15,000 | -83 | 10,000 | ||||
| 2010-03-30 | 2010-03-26 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 5.6600 | -25,000 | -142 | 6,000 | ||||
| 2010-03-04 | 2010-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.28 | 50,000 | 50,000 | |||||
| 2010-01-22 | 2010-01-20 | 4 | Andrikopoulos Konstantinos | RXII | Common Stock | D | 5,750 | 5,750 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Beerman Noah D | RXII | Common Stock | D | 5,407 | 5,407 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Pavco Pamela | RXII | Common Stock | D | 6,377 | 6,377 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 7,506 | 7,506 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4,081 | 4,081 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Varanasi Ramani | RXII | Common Stock | D | 5,558 | 5,558 | ||||||
| 2010-01-19 | 2010-01-14 | 4 | Chin Richard | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Ahn Mark J | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Nisi Rudolph | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Beerman Noah D | RXII | Stock Option | D | 5.66 | 5,792 | 5,792 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 5.66 | 18,121 | 18,121 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Pavco Pamela | RXII | Stock Option | D | 5.66 | 28,054 | 28,054 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Tata Amy B | RXII | Stock Option | D | 5.66 | 12,081 | 12,081 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 5.66 | 27,182 | 27,182 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Varanasi Ramani | RXII | Stock Option | D | 5.66 | 17,628 | 17,628 | |||||
| 2009-11-09 | 2009-11-05 | 4 | Beerman Noah D | RXII | Stock Option | D | 2.19 | 350,000 | 350,000 | |||||
| 2009-10-20 | 2009-10-16 | 4 | GALLIKER STEPHEN S | RXII | Common Stock | D | 15,000 | 25,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 25,000 | 31,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5,000 | 5,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Nisi Rudolph | RXII | Common Stock | D | 3,500 | 3,500 | ||||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 81,242 | 81,242 | |||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 18,758 | 18,758 | |||||
| 2009-08-20 | 2009-08-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 3.1320 | -8,990 | -28 | 0 | ||||
| 2009-07-06 | 2009-07-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1866 | -1,723 | -7 | 8,988 | ||||
| 2009-07-06 | 2009-07-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5319 | -1,170 | -5 | 10,711 | ||||
| 2009-07-01 | 2009-06-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4469 | -2,900 | -13 | 11,881 | ||||
| 2009-07-01 | 2009-06-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6546 | -1,800 | -8 | 14,781 | ||||
| 2009-06-29 | 2009-06-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5485 | -4,600 | -21 | 16,581 | ||||
| 2009-06-29 | 2009-06-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6357 | -1,500 | -7 | 21,181 | ||||
| 2009-06-25 | 2009-06-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6900 | -600 | -3 | 22,681 | ||||
| 2009-06-25 | 2009-06-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5900 | -500 | -2 | 23,281 | ||||
| 2009-06-23 | 2009-06-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6500 | -1,200 | -6 | 23,781 | ||||
| 2009-06-23 | 2009-06-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7400 | -1,700 | -8 | 24,981 | ||||
| 2009-06-19 | 2009-06-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6000 | -1,400 | -6 | 26,681 | ||||
| 2009-06-19 | 2009-06-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7600 | -1,201 | -6 | 28,081 | ||||
| 2009-06-17 | 2009-06-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7800 | -400 | -2 | 29,282 | ||||
| 2009-06-17 | 2009-06-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7169 | -1,200 | -6 | 29,682 | ||||
| 2009-06-15 | 2009-06-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9625 | -2,500 | -12 | 30,882 | ||||
| 2009-06-15 | 2009-06-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1336 | -1,100 | -6 | 33,382 | ||||
| 2009-06-11 | 2009-06-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0193 | -1,500 | -8 | 34,482 | ||||
| 2009-06-11 | 2009-06-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9608 | -3,700 | -18 | 35,982 | ||||
| 2009-06-09 | 2009-06-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0361 | -4,000 | -20 | 39,682 | ||||
| 2009-06-09 | 2009-06-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9185 | -800 | -4 | 43,682 | ||||
| 2009-06-05 | 2009-06-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9417 | -2,600 | -13 | 44,482 | ||||
| 2009-06-05 | 2009-06-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1121 | -2,400 | -12 | 47,082 | ||||
| 2009-06-03 | 2009-06-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1874 | -6,084 | -32 | 49,482 | ||||
| 2009-06-03 | 2009-06-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0440 | -7,000 | -35 | 55,566 | ||||
| 2009-06-01 | 2009-05-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.5607 | -2,300 | -13 | 62,566 | ||||
| 2009-06-01 | 2009-05-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.9160 | -1,700 | -10 | 64,866 | ||||
| 2009-05-28 | 2009-05-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 6.0007 | -4,800 | -29 | 66,566 | ||||
| 2009-05-13 | 2009-05-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9286 | -700 | -3 | 71,366 | ||||
| 2009-05-11 | 2009-05-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.8206 | -1,743 | -8 | 72,066 | ||||
| 2009-05-11 | 2009-05-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5904 | -3,513 | -16 | 73,809 | ||||
| 2009-05-07 | 2009-05-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4169 | -4,051 | -18 | 77,322 | ||||
| 2009-05-07 | 2009-05-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1847 | -5,500 | -23 | 81,373 | ||||
| 2009-05-05 | 2009-05-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8600 | -2,300 | -11 | 86,873 | ||||
| 2009-05-05 | 2009-05-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7425 | -2,800 | -13 | 89,173 | ||||
| 2009-05-01 | 2009-04-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9033 | -5,500 | -27 | 91,973 | ||||
| 2009-05-01 | 2009-04-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5400 | -1,700 | -8 | 97,473 | ||||
| 2009-04-29 | 2009-04-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6558 | -1,200 | -6 | 99,173 | ||||
| 2009-04-29 | 2009-04-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7482 | -1,700 | -8 | 100,373 | ||||
| 2009-04-28 | 2009-04-23 | 4/A | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-27 | 2009-04-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8663 | -2,000 | -10 | 102,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6141 | -2,800 | -13 | 104,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-23 | 2009-04-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8160 | -1,000 | -5 | 106,873 | ||||
| 2009-04-23 | 2009-04-21 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7737 | -1,900 | -9 | 107,873 | ||||
| 2009-04-21 | 2009-04-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8400 | -300 | -1 | 109,773 | ||||
| 2009-04-21 | 2009-04-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7245 | -3,100 | -15 | 110,073 | ||||
| 2009-04-17 | 2009-04-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7873 | -2,900 | -14 | 113,173 | ||||
| 2009-04-17 | 2009-04-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8035 | -2,400 | -12 | 116,073 | ||||
| 2009-04-15 | 2009-04-14 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9616 | -6,300 | -31 | 118,473 | ||||
| 2009-04-15 | 2009-04-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8994 | -1,700 | -8 | 124,773 | ||||
| 2009-04-13 | 2009-04-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7996 | -2,400 | -12 | 127,673 | ||||
| 2009-04-13 | 2009-04-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9150 | -1,200 | -6 | 126,473 | ||||
| 2009-04-08 | 2009-04-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5065 | -800 | -4 | 130,073 | ||||
| 2009-04-08 | 2009-04-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6898 | -2,409 | -11 | 130,873 | ||||
| 2009-04-06 | 2009-04-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8924 | -1,400 | -7 | 133,282 | ||||
| 2009-04-06 | 2009-04-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7229 | -3,100 | -15 | 134,682 | ||||
| 2009-04-02 | 2009-04-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8038 | -2,610 | -13 | 137,782 | ||||
| 2009-04-02 | 2009-03-31 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.4027 | -6,033 | -33 | 140,392 | ||||
| 2009-03-31 | 2009-03-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9963 | -1,100 | -5 | 147,325 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.1567 | -600 | -3 | 148,425 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6377 | -4,209 | -20 | 149,025 | ||||
| 2009-03-31 | 2009-03-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3289 | -900 | -3 | 146,425 | ||||
| 2009-03-27 | 2009-03-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.9936 | -1,700 | -7 | 153,234 | ||||
| 2009-03-27 | 2009-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8460 | -1,500 | -6 | 154,934 | ||||
| 2009-03-25 | 2009-03-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6600 | -800 | -3 | 156,434 | ||||
| 2009-03-25 | 2009-03-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8397 | -5,447 | -21 | 157,234 | ||||
| 2009-03-23 | 2009-03-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6040 | -1,600 | -6 | 162,681 | ||||
| 2009-03-23 | 2009-03-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4500 | -2,000 | -7 | 164,281 | ||||
| 2009-03-19 | 2009-03-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8349 | -3,400 | -13 | 166,281 | ||||
| 2009-03-19 | 2009-03-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5139 | -2,600 | -9 | 169,681 | ||||
| 2009-03-16 | 2009-03-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.0510 | -2,401 | -7 | 172,281 | ||||
| 2009-03-16 | 2009-03-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3392 | -1,300 | -4 | 174,684 | ||||
| 2009-03-12 | 2009-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4356 | -2,700 | -9 | 175,984 | ||||
| 2009-03-12 | 2009-03-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.1653 | -7,400 | -23 | 178,684 | ||||
| 2009-03-10 | 2009-03-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 2.9697 | -4,500 | -13 | 186,084 | ||||
| 2009-03-10 | 2009-03-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3157 | -1,300 | -4 | 190,584 | ||||
| 2009-03-09 | 2009-02-09 | 4 | Hillsberg Sanford | RXII | Common Stock | D | -4,000 | 6,000 | ||||||
| 2009-03-09 | 2009-03-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3607 | -2,100 | -7 | 191,884 | ||||
| 2009-03-09 | 2009-03-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5592 | -1,500 | -5 | 193,984 | ||||
| 2009-03-09 | 2009-03-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6380 | -2,900 | -11 | 195,484 | ||||
| 2009-03-09 | 2009-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.7586 | -4,700 | -18 | 198,384 | ||||
| 2009-03-09 | 2009-02-27 | 4 | KRIEGSMAN STEVEN A | RXII | Commpn Stock | D | 4.0476 | -1,300 | -5 | 203,084 | ||||
| 2009-03-09 | 2009-02-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2475 | -400 | -2 | 204,384 | ||||
| 2009-03-09 | 2009-02-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2467 | -1,800 | -8 | 204,784 | ||||
| 2009-03-09 | 2009-02-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.4039 | -3,000 | -13 | 206,584 | ||||
| 2009-01-20 | 2009-01-15 | 4 | Nisi Rudolph | RXII | Stock Option | D | 4.19 | 35,500 | 50,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Ahn Mark J | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.19 | 47,000 | 234,137 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Woolf Tod | RXII | Stock Option | D | 4.19 | 48,000 | 420,100 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 4.19 | 30,000 | 158,260 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Ahn Mark J | RXII | Non-Qualified Stock Option (right to buy) | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | GALLIKER STEPHEN S | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Hillsberg Sanford | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | KRIEGSMAN STEVEN A | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Pavco Pamela | RXII | Incentive Stock Option | D | 7.50 | 41,826 | 41,826 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Samarsky Dmitry | RXII | Incentive Stock Option | D | 7.50 | 22,699 | 22,699 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Woolf Tod | RXII | Incentive Stock Option | D | 7.50 | 55,106 | 55,106 | |||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 200,594 | 209,584 | ||||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 8,990 | 8,990 | ||||||
| 2008-02-14 | 3 | Ahn Mark J | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | GALLIKER STEPHEN S | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | Hillsberg Sanford | NONE | Common Stock | D | 10,000 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
