SSSS / SuRo Capital Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

SuRo Capital Corp.
US ˙ NasdaqGS ˙ US86887Q1094

Ações em Circulação 26,070,208 shares
Ações de Insider4,221,910 shares
Propriedade de Insider16.19 %
Total de Insiders18
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
4716 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

-0.024% ( )
9659 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

SuRo Capital Corp. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Birch Robert S. - 1,991,263 1,991,263
William V Campbell 0
Crowder David V. EXECUTIVE VICE PRESIDENT - [O] 13,825 13,825
Cathy Friedman Director - [D] 0 0
Flynn Mark W. President, Director - [D] [O] 5,000 5,000
Allison Green See Remarks - [O] 189,805 189,805
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Mark D Klein Chairman, CEO and President, Director - [D] [O] 1,676,021 1,676,021
Koenig Bradford C. Director - [D] 0 0
Lott Ronald M. Director - [D] 10,669 10,669
Marc Mazur Director - [D] 65,414 65,414
Moe Michael T. Director - [D] 71,572 71,572
David S Pottruck Director - [D] 25,000 25,000
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Pine River Capital Management L.P. 25,953,000
Leonard Potter Director - [D] 102,279 102,279
Carl M Rizzo Chief Compliance Officer - [O] 0 0
Szuch Richard C. Director - [D] 5,767 5,767
Tanona William F. CFO, Treasurer and Secretary - [O] 10,000 10,000
Lisa Westley Director - [D] 55,295 55,295

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em SSSS / SuRo Capital Corp.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2026-04-22 Klein Mark D 2,500 13.2500 2,500 13.2500 33,125 41 14.9100 4,150 12.53
2026-04-21 Klein Mark D 2,500 13.0800 2,500 13.0800 32,700
2025-08-12 Klein Mark D 10,000 8.4500 10,000 8.4500 84,500
2025-08-11 Klein Mark D 4,571 8.6900 4,571 8.6900 39,722
2025-05-09 Klein Mark D 16,500 5.2600 16,500 5.2600 86,790
2024-12-02 Klein Mark D 743 5.4900 743 5.4900 4,079
2024-12-02 Green Allison 9,100 5.4800 9,100 5.4800 49,868
2024-11-29 Klein Mark D 39,000 5.2000 39,000 5.2000 202,800
2024-11-27 Klein Mark D 32,257 5.1000 32,257 5.1000 164,511

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

SSSS / SuRo Capital Corp. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em SSSS / SuRo Capital Corp.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2026-04-28 LOTT RONALD M. 10,669 12.9000 10,669 12.9000 137,630 21 12.6300 -2,881 -2.09
2025-08-19 LOTT RONALD M. 7,500 8.8100 7,500 8.8100 66,075
2025-06-11 LOTT RONALD M. 39 7.4200 39 7.4200 289
2025-03-20 LOTT RONALD M. 10,000 5.9000 10,000 5.9000 59,000
2024-12-26 LOTT RONALD M. 434 6.0600 434 6.0600 2,630
2021-11-05 LOTT RONALD M. 7,556 15.4480 7,556 15.4480 116,725
2021-04-13 Birch Robert S. 18,000 15.4898 18,000 15.4898 278,816
2021-04-12 Birch Robert S. 46,000 15.3788 46,000 15.3788 707,425
2021-04-09 Birch Robert S. 62,582 15.6200 62,582 15.6200 977,531

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

SSSS / SuRo Capital Corp. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-04-30 2026-04-28 4 LOTT RONALD M. By Family Trust SSSS Common Stock S - Sale I 12.9000 -10,669 -138 10,669
2026-04-22 2026-04-22 4 Klein Mark D SSSS Common Stock P - Purchase D 13.2500 2,500 33 1,676,021
2026-04-22 2026-04-21 4 Klein Mark D SSSS Common Stock P - Purchase D 13.0800 2,500 33 1,673,521
2025-12-16 2025-12-15 4 Klein Mark D SSSS Common Stock F - Taxes D 9.2400 -17,017 -157 1,671,021
2025-12-16 2025-12-10 4 Klein Mark D SSSS Common Stock F - Taxes D 9.5900 -17,017 -163 1,688,038
2025-12-16 2025-12-15 4 Green Allison SSSS Common Stock F - Taxes D 9.2400 -4,232 -39 189,805
2025-12-16 2025-12-10 4 Green Allison SSSS Common Stock F - Taxes D 9.5900 -4,232 -41 194,037
2025-11-25 2025-11-21 4 Klein Mark D SSSS Common Stock A - Award D 174,465 1,705,055
2025-11-25 2025-11-21 4 Green Allison SSSS Common Stock A - Award D 956 198,269
2025-10-28 2025-06-11 4 LOTT RONALD M. SSSS Common Stock S - Sale D 7.4200 -39 -0 29,150
2025-10-28 2024-12-26 4 LOTT RONALD M. SSSS Common Stock S - Sale D 6.0600 -434 -3 29,189
2025-09-05 2025-09-03 4 Szuch Richard C. SSSS Common Stock A - Award D 8.6600 5,767 50 5,767
2025-08-22 2025-08-19 4 LOTT RONALD M. SSSS Common Stock S - Sale D 8.8100 -7,500 -66 29,623
2025-08-12 2025-08-12 4 Klein Mark D SSSS Common Stock P - Purchase D 8.4500 10,000 84 1,530,590
2025-08-12 2025-08-11 4 Klein Mark D SSSS Common Stock P - Purchase D 8.6900 4,571 40 1,520,590
2025-05-30 2025-05-28 4 LOTT RONALD M. SSSS Common Stock A - Award D 7,812 37,123
2025-05-30 2025-05-28 4 Mazur Marc SSSS Common Stock A - Award D 7,812 65,414
2025-05-30 2025-05-28 4 Westley Lisa SSSS Common Stock A - Award D 7,812 55,295
2025-05-30 2025-05-28 4 Potter Leonard SSSS Common Stock A - Award D 7,812 102,279
2025-05-19 2025-05-16 4 Klein Mark D SSSS Common Stock A - Award D 300,000 1,516,019
2025-05-19 2025-05-16 4 Green Allison SSSS Common Stock A - Award D 50,000 197,313
2025-05-09 2025-05-09 4 Klein Mark D SSSS Common Stock P - Purchase D 5.2600 16,500 87 1,216,019
2025-03-24 2025-03-20 4 LOTT RONALD M. SSSS Common Stock S - Sale D 5.9000 -10,000 -59 29,311
2025-02-12 2025-02-10 4 Green Allison SSSS Common Stock F - Taxes D 6.1700 -9,849 -61 147,313
2025-02-12 2025-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 6.1700 -32,858 -203 1,199,519
2024-12-18 2024-12-16 4 Green Allison SSSS Common Stock F - Taxes D 6.0200 -4,571 -28 157,162
2024-12-18 2024-12-16 4 Klein Mark D SSSS Common Stock F - Taxes D 6.0200 -17,017 -102 1,232,377
2024-12-12 2024-12-10 4 Green Allison SSSS Common Stock A - Award D 25,000 161,733
2024-12-12 2024-12-10 4 Klein Mark D SSSS Common Stock F - Taxes D 6.1400 -21,272 -131 1,249,394
2024-12-12 2024-12-10 4 Klein Mark D SSSS Common Stock A - Award D 100,000 1,270,666
2024-12-04 2024-12-02 4 Klein Mark D SSSS Common Stock P - Purchase D 5.4900 743 4 1,170,666
2024-12-02 2024-12-02 4 Green Allison SSSS Common Stock P - Purchase D 5.4800 9,100 50 136,734
2024-11-29 2024-11-29 4 Klein Mark D SSSS Common Stock P - Purchase D 5.2000 39,000 203 1,169,923
2024-11-29 2024-11-27 4 Klein Mark D SSSS Common Stock P - Purchase D 5.1000 32,257 165 1,130,923
2024-11-29 2024-11-26 4 Klein Mark D SSSS Common Stock P - Purchase D 5.0300 10,000 50 1,098,666
2024-08-20 2024-08-20 4 Klein Mark D SSSS Common Stock P - Purchase D 3.8400 12,000 46 1,088,666
2024-06-07 2024-06-05 4 Potter Leonard SSSS Common Stock A - Award D 12,048 94,467
2024-06-07 2024-06-05 4 Westley Lisa SSSS Common Stock A - Award D 12,048 47,483
2024-06-07 2024-06-05 4 Mazur Marc SSSS Common Stock A - Award D 12,048 57,602
2024-06-07 2024-06-05 4 LOTT RONALD M. SSSS Common Stock A - Award D 12,048 39,311
2024-02-13 2024-02-12 4 Green Allison SSSS Common Stock F - Taxes D 3.5400 -9,131 -32 127,634
2024-02-13 2024-02-09 4 Green Allison SSSS Common Stock F - Taxes D 3.3900 -9,832 -33 136,765
2024-02-13 2024-02-12 4 Klein Mark D SSSS Common Stock F - Taxes D 3.5400 -41,273 -146 1,076,666
2024-02-13 2024-02-09 4 Klein Mark D SSSS Common Stock F - Taxes D 3.3900 -32,285 -109 1,117,939
2023-12-15 2023-12-15 4 Green Allison SSSS Common Stock A - Award D -25,000 146,597
2023-12-15 2023-12-15 4 Klein Mark D SSSS Common Stock A - Award D -100,000 1,150,224
2023-12-13 2023-12-11 4 Klein Mark D SSSS Common Stock F - Taxes D 4.2700 -21,272 -91 1,050,224
2023-12-06 2023-12-06 4 Klein Mark D SSSS Common Stock P - Purchase D 4.1100 14,815 61 1,071,496
2023-12-05 2023-12-04 4 Green Allison SSSS Common Stock P - Purchase D 4.0300 -12,050 -49 121,597
2023-12-05 2023-12-05 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0200 19,000 76 1,056,681
2023-12-05 2023-12-04 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0300 19,000 77 1,037,681
2023-12-05 2023-12-01 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0000 11,885 48 1,018,681
2023-11-30 2023-11-30 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9700 18,900 75 1,006,796
2023-11-30 2023-11-29 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0000 19,000 76 987,896
2023-11-30 2023-11-28 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9600 2,400 10 968,896
2023-11-17 2023-11-17 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9000 9,000 35 966,496
2023-06-02 2023-05-31 4 LOTT RONALD M. SSSS Common Stock A - Award D 15,015 27,263
2023-06-02 2023-05-31 4 Potter Leonard SSSS Common Stock A - Award D 15,015 82,419
2023-06-02 2023-05-31 4 Westley Lisa SSSS Common Stock A - Award D 15,015 35,435
2023-06-02 2023-05-31 4 Mazur Marc SSSS Common Stock A - Award D 15,015 45,554
2023-02-13 2023-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 3.8600 -40,781 -157 957,496
2023-02-13 2023-02-09 4 Klein Mark D SSSS Common Stock F - Taxes D 3.8300 -31,900 -122 998,277
2023-02-13 2023-02-10 4 Green Allison SSSS Common Stock F - Taxes D 3.8600 -8,782 -34 109,547
2023-02-13 2023-02-09 4 Green Allison SSSS Common Stock F - Taxes D 3.8300 -9,456 -36 118,329
2023-01-13 2022-02-10 4/A Klein Mark D SSSS Common Stock F - Taxes D 11.8800 -40,929 -486 921,848
2023-01-13 2022-02-09 4/A Klein Mark D SSSS Common Stock A - Award D 192,791 962,777
2022-12-13 2022-12-12 4 Klein Mark D SSSS Common Stock F - Taxes D 3.7600 -21,271 -80 1,030,814
2022-12-09 2022-12-09 4 Green Allison SSSS Common Stock P - Purchase D 3.8000 7,850 30 127,785
2022-12-09 2022-12-08 4 Green Allison SSSS Common Stock P - Purchase D 3.7300 5,058 19 119,935
2022-12-08 2022-12-08 4 Klein Mark D SSSS Common Stock P - Purchase D 3.7700 22,034 83 1,052,085
2022-12-08 2022-12-07 4 Klein Mark D SSSS Common Stock P - Purchase D 3.6900 21,521 79 1,030,051
2022-12-07 2022-12-06 4 Klein Mark D SSSS Common Stock P - Purchase D 3.7000 34,500 128 1,008,530
2022-12-07 2022-12-05 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9000 1,545 6 974,030
2022-11-14 2022-11-14 4 Klein Mark D SSSS Common Stock P - Purchase D 4.1800 25,000 104 972,485
2022-11-14 2022-11-11 4 Klein Mark D SSSS Common Stock P - Purchase D 4.3400 25,000 108 947,485
2022-06-03 2022-06-01 4 LOTT RONALD M. SSSS Common Stock A - Award D 6,684 12,248
2022-06-03 2022-06-01 4 Westley Lisa SSSS Common Stock A - Award D 6,684 20,420
2022-06-03 2022-06-01 4 Mazur Marc SSSS Common Stock A - Award D 6,684 30,539
2022-06-03 2022-06-01 4 Potter Leonard SSSS Common Stock A - Award D 6,684 67,404
2022-02-14 2022-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 11.8800 -40,929 -486 922,485
2022-02-14 2022-02-09 4 Klein Mark D SSSS Common Stock A - Award D 192,791 962,777
2022-02-14 2022-02-10 4 Green Allison SSSS Common Stock F - Taxes D 11.8800 -8,287 -98 114,877
2022-02-14 2022-02-09 4 Green Allison SSSS Common Stock A - Award D 49,036 123,164
2022-02-14 2021-11-05 5 LOTT RONALD M. SSSS Common Stock S - Sale D 15.4480 -7,556 -117 5,564
2022-02-14 2021-04-08 5 LOTT RONALD M. SSSS Common Stock S - Sale D 14.8712 -50 -1 5,564
2022-01-03 2021-12-30 4 Green Allison SSSS Common Stock J - Other D 8,871 74,128
2022-01-03 2021-12-30 4 Klein Mark D SSSS Common Stock J - Other D 58,690 769,986
2021-12-22 2021-12-22 4 Green Allison SSSS Common Stock P - Purchase D 12.7600 5,860 75 65,257
2021-12-14 2021-12-14 4 Klein Mark D SSSS Common Stock P - Purchase D 11.3700 11,600 132 711,296
2021-12-14 2021-12-13 4 Klein Mark D SSSS Common Stock P - Purchase D 11.7600 10,000 118 699,696
2021-12-14 2021-12-10 4 Klein Mark D SSSS Common Stock A - Award D 125,000 689,696
2021-10-04 2021-09-30 4 Klein Mark D SSSS Common Stock J - Other D 57,939 564,696
2021-10-04 2021-09-30 4 Green Allison SSSS Common Stock J - Other D 8,458 59,397
2021-08-12 2021-08-10 4 LOTT RONALD M. SSSS Common Stock P - Purchase D 15.5700 325 5 10,675
2021-08-09 2021-08-09 4 Klein Mark D SSSS Common Stock P - Purchase D 15.1000 6,500 98 506,757
2021-07-13 2021-07-09 4 Mazur Marc SSSS Common Stock A - Award D 3,770 17,397
2021-07-13 2021-07-09 4 Westley Lisa SSSS Common Stock A - Award D 3,770 10,250
2021-07-13 2021-07-09 4 LOTT RONALD M. SSSS Common Stock A - Award D 3,770 10,350
2021-07-13 2021-07-09 4 Potter Leonard SSSS Common Stock A - Award D 3,770 44,583
2021-07-02 2021-06-30 4 Green Allison SSSS Common Stock J - Other D 5,806 50,939
2021-07-01 2021-06-30 4 Klein Mark D SSSS Common Stock J - Other D 49,907 500,257
2021-05-11 2021-05-11 4 Klein Mark D SSSS Common Stock P - Purchase D 14.3400 2,950 42 450,350
2021-05-11 2021-05-10 4 Klein Mark D SSSS Common Stock P - Purchase D 15.0200 3,788 57 447,400
2021-04-13 2021-04-13 4 Birch Robert S. SSSS Common Stock S - Sale D 15.4898 -18,000 -279 1,991,263
2021-04-13 2021-04-12 4 Birch Robert S. SSSS Common Stock S - Sale D 15.3788 -46,000 -707 2,009,263
2021-04-13 2021-04-09 4 Birch Robert S. SSSS Common Stock S - Sale D 15.6200 -62,582 -978 2,055,263
2021-04-07 2021-04-07 4 Birch Robert S. SSSS Common Stock S - Sale D 14.7848 -122,651 -1,813 2,117,845
2021-04-07 2021-04-06 4 Birch Robert S. SSSS Common Stock S - Sale D 14.9825 -275,000 -4,120 2,240,496
2021-04-07 2021-04-05 4 Birch Robert S. SSSS Common Stock S - Sale D 14.2279 -111,000 -1,579 2,515,496
2021-04-02 2021-04-01 4 Birch Robert S. SSSS Common Stock S - Sale D 13.9778 -100,000 -1,398 2,626,496
2021-04-02 2021-03-31 4 Birch Robert S. SSSS Common Stock S - Sale D 13.1500 -147,000 -1,933 2,726,496
2021-03-26 2021-03-26 4 Birch Robert S. SSSS Common Stock S - Sale D 14.0111 -11,000 -154 2,873,496
2021-03-26 2021-03-24 4 Birch Robert S. SSSS Common Stock S - Sale D 14.3524 -39,400 -565 2,884,496
2021-03-08 2021-03-05 4 Green Allison SSSS Common Stock P - Purchase D 11.9900 6,610 79 45,133
2021-03-08 2021-03-04 4 Green Allison SSSS Common Stock P - Purchase D 11.8600 10,000 119 38,523
2021-02-12 2021-02-10 4 Klein Mark D SSSS Common Stock A - Award D 154,362 443,612
2021-02-12 2021-02-10 4 Green Allison SSSS Common Stock A - Award D 28,523 28,523
2020-12-03 2020-12-03 4 Klein Mark D SSSS Common Stock P - Purchase D 11.5800 1,000 12 289,250
2020-12-03 2020-12-02 4 Klein Mark D SSSS Common Stock P - Purchase D 11.4100 1,575 18 288,250
2020-11-18 2020-11-18 4 Klein Mark D SSSS Common Stock P - Purchase D 10.5700 17,109 181 286,675
2020-11-17 2020-11-17 4 Klein Mark D SSSS Common Stock P - Purchase D 10.3200 24,661 255 269,566
2020-11-17 2020-11-16 4 Klein Mark D SSSS Common Stock P - Purchase D 9.8100 75,000 736 244,905
2020-11-12 2020-11-11 4 Klein Mark D SSSS Common Stock P - Purchase D 9.6500 2,200 21 169,905
2020-11-12 2020-11-10 4 Klein Mark D SSSS Common Stock P - Purchase D 8.9600 4,750 43 167,705
2020-07-02 2020-06-30 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0400 8,800 80 2,923,896
2020-07-02 2020-06-30 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0200 3,200 29 2,915,096
2020-07-02 2020-07-02 4 Westley Lisa SSSS Common Stock A - Award D 5,440 5,440
2020-07-02 2020-07-02 4 Potter Leonard SSSS Common Stock A - Award D 5,440 39,773
2020-07-02 2020-07-02 4 LOTT RONALD M. SSSS Common Stock A - Award D 5,440 5,540
2020-07-02 2020-07-02 4 Mazur Marc SSSS Common Stock A - Award D 5,440 11,440
2020-06-30 2020-06-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0000 6,669 60 2,911,896
2020-06-30 2020-06-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.9100 39,051 348 2,905,227
2020-06-30 2020-06-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.8500 25,000 221 2,866,176
2020-06-26 2020-06-25 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.8000 16,000 141 2,841,176
2020-06-25 2020-06-24 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.6900 60,000 521 2,825,176
2020-06-25 2020-06-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.5200 69,000 588 2,765,176
2020-06-05 2020-06-04 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4900 35,000 227 2,696,176
2020-06-04 2020-06-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3400 35,000 222 2,661,176
2020-06-04 2020-06-02 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3200 50,000 316 2,626,176
2020-06-02 2020-06-01 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4400 20,000 129 2,576,176
2020-06-02 2020-05-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4000 10,000 64 2,556,176
2020-06-02 2020-05-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3300 30,000 190 2,546,176
2020-05-28 2020-05-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3900 25,000 160 2,516,176
2020-05-21 2020-05-19 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.2100 5,000 31 2,491,176
2020-05-18 2020-05-15 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1400 25,000 154 2,486,176
2020-05-14 2020-05-14 4 Klein Mark D SSSS Common Stock P - Purchase D 6.0500 1,940 12 162,955
2020-05-13 2020-05-13 4 Klein Mark D SSSS Common Stock P - Purchase D 6.1100 8,500 52 161,015
2020-04-30 2020-04-28 4 Klein Mark D SSSS Employee Stock Option (right to buy) J - Other D 6.57 -950,000 0
2020-04-30 2020-04-28 4 Green Allison SSSS Employee Stock Option (right to buy) J - Other D 6.57 -175,000 0
2020-04-13 2020-04-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.0000 4,809 29 2,461,176
2020-04-10 2020-04-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.8800 45,191 266 2,456,367
2020-04-10 2020-04-08 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.0400 50,000 302 2,411,176
2020-04-07 2020-04-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.7700 50,000 288 2,361,176
2020-03-31 2020-03-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.5400 30,000 166 2,311,176
2020-03-25 2020-03-24 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.4200 50,000 221 2,281,176
2020-03-24 2020-03-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 3.9300 10,000 39 2,231,176
2020-03-24 2020-03-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 3.8800 25,000 97 2,221,176
2020-03-24 2020-03-20 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.3700 50,000 218 2,196,176
2020-03-17 2020-03-16 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.8200 25,000 120 2,146,176
2020-03-17 2020-03-13 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.3200 50,000 266 2,121,176
2020-03-13 2020-03-12 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.4900 15,000 82 2,071,176
2020-03-13 2020-03-11 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1200 76,081 466 2,056,176
2020-03-11 2020-03-10 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1900 8,919 55 1,980,095
2020-03-11 2020-03-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.6600 25,000 142 1,971,176
2020-03-09 2020-03-06 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.5900 50,000 330 1,946,176
2020-03-09 2020-03-05 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.6600 40,000 266 1,896,176
2020-03-02 2020-02-28 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.8100 20,000 116 1,856,176
2020-02-27 2020-02-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.2700 25,000 157 1,836,176
2020-02-27 2020-02-25 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1700 50,000 308 1,811,176
2020-02-14 2020-01-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.9400 25,000 174 1,761,176
2020-02-14 2020-01-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8200 25,000 170 1,736,176
2020-02-14 2020-01-22 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7400 11,176 75 1,711,176
2020-02-14 2020-01-21 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7700 10,000 68 1,700,000
2020-02-14 2020-01-16 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8100 20,000 136 1,690,000
2020-02-14 2020-01-14 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8800 25,000 172 1,670,000
2020-02-14 2020-01-13 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.9000 25,000 172 1,645,000
2020-02-14 2020-01-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8400 25,000 171 1,620,000
2020-02-14 2020-01-08 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7900 25,000 170 1,595,000
2020-02-14 2020-01-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7600 25,000 169 1,570,000
2020-02-14 2020-01-02 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.6000 25,000 165 1,545,000
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-01-09 2020-01-09 4 Klein Mark D SSSS Common Stock P - Purchase D 6.7900 13,423 91 152,515
2020-01-09 2020-01-08 4 Klein Mark D SSSS Common Stock P - Purchase D 6.6500 5,085 34 139,092
2019-07-19 2019-07-17 4 Green Allison GSVC Employee Stock Option (right to buy) A - Award D 6.57 175,000 175,000
2019-07-19 2019-07-17 4 Klein Mark D GSVC Employee Stock Option (right to buy) A - Award D 6.57 950,000 950,000
2019-06-17 2019-06-17 4 Klein Mark D GSVC Common Stock P - Purchase D 6.6800 5,000 33 134,007
2019-06-11 2019-06-11 4 Klein Mark D GSVC Common Stock P - Purchase D 6.4000 9,007 58 129,007
2019-06-11 2019-06-10 4 Klein Mark D GSVC Common Stock P - Purchase D 6.4600 20,993 136 120,000
2018-12-26 2018-12-20 4 LOTT RONALD M. GSVC Common Stock P - Purchase D 5.6668 100 1 100
2018-06-19 2018-06-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 7.2200 692 5 71,572
2018-06-12 2018-06-12 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.7851 736 5 70,880
2018-05-14 2018-05-11 4 POTTRUCK DAVID S Through David S Pottruck Revocable Trust GSVC Common Stock P - Purchase I 6.8473 15,000 103 25,000
2017-11-22 2017-11-21 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.3300 789 5 70,144
2017-10-20 2017-10-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.9004 847 5 69,355
2017-09-28 2017-09-27 4 Klein Mark D GSVC Common Stock P - Purchase D 5.0212 10,000 50 97,340
2017-09-21 2017-09-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.4050 925 5 68,508
2017-09-21 2017-09-20 4 Klein Mark D GSVC Common Stock P - Purchase D 5.3579 10,000 54 87,340
2017-09-18 2017-09-15 4 POTTRUCK DAVID S Through David S Pottruck Revocable Trust GSVC Common Stock P - Purchase I 5.3678 10,000 54 10,000
2017-09-14 2017-09-13 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1132 10,000 51 77,340
2017-09-13 2017-09-12 4 Potter Leonard GSVC Common Stock P - Purchase D 5.1726 10,000 52 34,333
2017-09-07 2017-09-06 4 Klein Mark D GSVC Common Stock P - Purchase D 4.9176 10,000 49 67,340
2017-08-31 2017-08-30 4 Klein Mark D GSVC Common Stock P - Purchase D 4.6394 10,000 46 57,340
2017-08-14 2017-08-14 4 Mazur Marc GSVC COMMON STOCK P - Purchase D 4.4500 6,000 27 6,000
2017-02-28 2017-02-24 4 Pine River Capital Management L.P. See Footnotes 1 and 2 GSVC 5.25% Convertible Senior Notes due 2018 S - Sale I 98.6250 -4,000,000 -394,500 25,953,000
2016-12-22 2016-12-21 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7824 5,000 24 67,583
2016-12-02 2016-12-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.8499 1,030 5 62,583
2016-11-01 2016-11-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.6750 1,069 5 61,553
2016-10-03 2016-10-03 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7680 1,048 5 60,484
2016-09-20 2016-09-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7244 900 4 59,436
2016-09-20 2016-09-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.6300 100 0 58,536
2016-09-02 2016-09-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.8929 1,000 5 58,436
2016-08-30 2016-08-29 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.9407 11,301 56 57,436
2016-08-26 2016-08-25 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.9098 2,000 10 46,135
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5998 4,500 25 43,875
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5948 5,000 28 39,375
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5950 500 3 34,375
2016-08-01 2016-08-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.4660 914 5 47,340
2016-08-01 2016-08-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.4544 916 5 33,875
2016-07-20 2016-06-24 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock S - Sale I 4.9550 -11,103 -55 0
2016-07-05 2016-07-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1027 979 5 46,426
2016-07-05 2016-07-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.1027 979 5 32,959
2016-05-17 2016-05-17 4 Klein Mark D GSVC Common Stock P - Purchase D 5.0986 1,000 5 45,447
2016-05-16 2016-05-16 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1500 1,000 5 44,447
2016-05-16 2016-05-16 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.1500 1,000 5 31,980
2016-05-04 2016-05-02 4 Klein Mark D GSVC Common Stock P - Purchase D 5.7089 875 5 43,447
2016-05-04 2016-05-02 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.7088 875 5 30,980
2016-04-04 2016-04-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.7278 872 5 42,572
2016-04-04 2016-04-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.7279 872 5 30,105
2016-03-28 2016-03-24 4 Flynn Mark W. GSVC Common Stock P - Purchase D 5.6906 5,000 28 5,000
2016-03-23 2016-03-22 4 Klein Mark D GSVC Common Stock P - Purchase D 6.0357 3,138 19 41,700
2016-03-23 2016-03-22 4 Potter Leonard GSVC Common Stock P - Purchase D 5.9515 4,000 24 24,333
2016-03-22 2016-03-21 4 Klein Mark D GSVC Common Stock P - Purchase D 6.1000 1,862 11 38,562
2016-03-22 2016-03-18 4 Klein Mark D GSVC Common Stock P - Purchase D 6.1948 5,000 31 36,700
2016-03-18 2016-03-16 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.0257 12,800 77 29,233
2015-11-19 2015-11-17 4 Moe Michael T. GSVC Common Stock P - Purchase D 10.1800 1,000 10 16,245
2015-11-18 2015-11-17 4 Klein Mark D GSVC Common Stock P - Purchase D 9.5700 1,000 10 31,700
2015-08-28 2015-03-19 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 9.4680 1,000 9 8,589
2015-08-28 2014-03-18 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 11.7810 3,193 38 7,589
2015-08-28 2012-11-19 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 7.0800 1,154 8 4,396
2015-08-28 2012-05-31 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 10.4500 436 5 3,242
2015-08-28 2012-05-30 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 10.8400 860 9 2,806
2015-08-28 2012-05-23 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 11.9095 1,946 23 1,946
2015-08-24 2015-08-21 4 Klein Mark D GSVC Common Stock P - Purchase D 8.8208 1,000 9 30,700
2015-08-12 2015-08-11 4 Moe Michael T. GSVC Common Stock P - Purchase D 9.2371 600 6 15,245
2015-08-11 2015-08-11 4 Klein Mark D GSVC Common Stock P - Purchase D 9.2816 2,500 23 29,700
2015-05-21 2015-05-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 10.3393 1,500 16 14,645
2015-02-23 3 Koenig Bradford C. GSVC Common Stock, par value $0.01 per share D 0
2015-02-19 3 LOTT RONALD M. GSVC Common Stock, par value $0.01 per share D 0
2014-11-13 2014-11-13 4 Tanona William F. GSVC Common Stock P - Purchase D 9.7000 10,000 97 10,000
2014-09-03 2014-09-02 4 Klein Mark D GSVC Common Stock P - Purchase D 10.7600 500 5 28,867
2014-06-27 3 Rizzo Carl M GSVC Common Stock D 0
2014-06-27 3 Tanona William F. GSVC Common Stock D 0
2013-11-27 2013-11-26 4/A Klein Mark D GSVC Common Stock P - Purchase D 10.9400 700 8 28,367
2013-11-26 2013-11-26 4 Klein Mark D GSVC Common Stock P - Purchase D 10.5400 700 7 28,367
2013-11-19 2013-11-19 4 Crowder David V. GSVC Common Stock P - Purchase D 11.7300 275 3 13,825
2013-11-15 2013-11-14 4 Moe Michael T. GSVC Common Stock P - Purchase D 13.1500 545 7 13,145
2013-03-18 3 FRIEDMAN CATHY GSVC GSVC Common Stock D 0
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9200 100 1 13,500
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9250 200 2 13,400
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9300 300 2 13,200
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9350 100 1 12,900
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9400 100 1 12,800
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9500 4,200 33 12,700
2012-11-23 2012-11-20 4 Potter Leonard GSVC Common Stock P - Purchase D 7.2500 5,300 38 20,333
2012-11-23 2012-11-19 4 Potter Leonard GSVC Common Stock P - Purchase D 7.1800 1,700 12 15,033
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0500 4,800 34 27,617
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0400 52 0 22,817
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0300 148 1 22,765
2012-11-14 2012-11-12 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.9800 1,000 7 12,600
2012-11-14 2012-11-12 4 Crowder David V. GSVC Common Stock P - Purchase D 7.0100 1,400 10 8,500
2012-10-05 3 Crowder David V. GSVC GSVC Common Stock D 7,100
2012-10-05 3 Crowder David V. Custodian of minor son's shares. GSVC GSVC Common Stock I 50
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.8200 2,500 22 11,600
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.8100 500 4 9,100
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7600 2,500 22 8,600
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7500 5,500 48 6,100
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7400 500 4 600
2012-08-31 2012-08-30 4 Klein Mark D GSVC Common Stock P - Purchase D 8.7500 2,500 22 22,667
2012-08-24 2012-08-22 4 Klein Mark D GSVC Common Stock P - Purchase D 8.6300 2,500 22 20,167
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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