| Ações em Circulação | 2,097,647 shares |
| Ações de Insider | 5,100,784 shares |
| Total de Insiders | 26 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
10520 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Cohen & Company Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Rodney E Bennett Director - [D] | 80,643 | 80,643 | |
| Walter T Beach Director - [D] | 124,962 | 124,962 | |
| Lester Raymond Brafman Chief Executive Officer - [O] | 315,702 | 315,702 | |
|
Daniel G Cohen
Executive Chairman, Director, 10% Owner -
[D]
[O]
|
24,757 | 24,757 | |
|
Edward E Cohen
10% Owner -
|
1,890,791 | 1,890,791 | |
| Marc Chayette Director - [D] | 11,471 | 1,147 | |
| John P Costas Named Executive Officer - [O] | 0 | 0 | |
| Thomas Costello Director - [D] | 238,485 | 238,485 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| G Steven Dawson Director - [D] | 2,300 | 2,300 | |
| Jack DiMaio Director - [D] | 20,933 | 20,933 | |
| DiMaio Jack J. Jr. Director - [D] | 23,233 | 23,233 | |
| Joseph M Donovan Director - [D] | 179,746 | 179,746 | |
|
EBC 2013 Family Trust
10% Owner -
|
800,000 | 800,000 | |
| Jack Haraburda Director - [D] | 13,884 | 13,884 | |
| Diana Louise Liberto Director - [D] | 17,938 | 17,938 | |
| Douglas Listman Chief Accounting Officer - [O] | 28,934 | 28,934 | |
| John Longino CFO and Treasurer - [O] | 48,006 | 48,006 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| James Mcentee Director - [D] | 0 | 0 | |
|
Mead Park Capital Partners LLC
10% Owner -
|
487,291 | 487,291 | |
| Shami Patel COO and CIO - [O] | 78,793 | 78,793 | |
| Pooler Joseph W. Jr. EVP, CFO and Treasurer - [O] | 69,073 | 69,073 | |
|
Christopher Ricciardi
10% Owner -
|
112,480 | 112,480 | |
|
Stephanie Ricciardi
10% Owner -
|
75,000 | 75,000 | |
| Neil S Subin Director - [D] | 299,190 | 299,190 | |
| Lance Ullom Director - [D] | 82,603 | 82,603 | |
| Charles W Wolcott Director - [D] | 84,893 | 84,893 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em COHN / Cohen & Company Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em COHN / Cohen & Company Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-24 | 2026-04-23 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -8,000 | 24,757 | ||||||
| 2026-03-31 | 2026-03-30 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20,000 | 32,757 | ||||||
| 2026-03-23 | 2026-03-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.5800 | -705 | -11 | 69,073 | ||||
| 2026-03-23 | 2026-03-19 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17.1500 | -6,113 | -105 | 69,778 | ||||
| 2026-02-05 | 2026-02-03 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 18.6900 | -3,252 | -61 | 28,934 | ||||
| 2026-02-05 | 2026-02-03 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 18.6900 | -7,051 | -132 | 75,891 | ||||
| 2026-01-29 | 2025-12-19 | 4 | DiMaio Jack J. Jr. | COHN | Common Stock, par value $0.01 per share | D | 2,300 | 23,233 | ||||||
| 2025-12-31 | 2025-12-30 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -30,000 | 52,757 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 2,300 | 2,300 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 2,300 | 17,938 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 12,000 | 32,186 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,500 | 82,942 | ||||||
| 2025-12-19 | 2025-12-19 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 2,300 | 13,884 | ||||||
| 2025-02-05 | 2025-02-04 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 9.7400 | -1,811 | -18 | 20,186 | ||||
| 2025-02-05 | 2025-02-04 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9.7400 | -6,843 | -67 | 67,442 | ||||
| 2024-12-20 | 2024-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,500 | 74,285 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 10,000 | 21,997 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 15,638 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 11,584 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 20,933 | ||||||
| 2024-12-20 | 2024-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 1,100 | ||||||
| 2024-07-02 | 2024-07-01 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20,000 | 4,017 | ||||||
| 2024-06-10 | 2024-06-07 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 11.6400 | -10,000 | -116 | 58,785 | ||||
| 2024-02-02 | 2024-02-01 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 7.2300 | -1,337 | -10 | 11,997 | ||||
| 2024-02-02 | 2024-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 7.2300 | -4,352 | -31 | 68,785 | ||||
| 2023-12-21 | 2023-12-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,500 | 73,137 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5,000 | 13,334 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 14,538 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 10,484 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 1,100 | ||||||
| 2023-12-21 | 2023-12-21 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 19,833 | ||||||
| 2023-03-14 | 2023-03-14 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8.7637 | -2,332 | -20 | 8,334 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8.8300 | -1,834 | -16 | 10,666 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 8.8300 | -4,379 | -39 | 57,637 | ||||
| 2022-12-20 | 2022-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 18,733 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 1,100 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,500 | 62,016 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 9,384 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5,000 | 12,500 | ||||||
| 2022-12-20 | 2022-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1,100 | 13,438 | ||||||
| 2022-11-29 | 2022-11-28 | 4 | DAWSON G STEVEN By Regents Gate Associates LLC | COHN | Common Stock, par value $0.01 per share | I | 8.5400 | -254 | -2 | 26,716 | ||||
| 2022-03-14 | 2022-03-14 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 16.3760 | -1,379 | -23 | 7,500 | ||||
| 2022-02-02 | 2022-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15.2000 | -6,479 | -98 | 46,516 | ||||
| 2022-02-02 | 2022-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 15.2000 | -1,121 | -17 | 8,879 | ||||
| 2021-12-20 | 2021-12-20 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 1,000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 211,000 | 23,265,355 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 8,274 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 17,633 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5,000 | 10,000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 15,500 | 52,995 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Brafman Lester Raymond | COHN | Cohen & Company, LLC Membership Units | D | 211,000 | 2,211,000 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 12,338 | ||||||
| 2021-10-29 | 2021-10-28 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 2,000,000 | 23,054,355 | ||||||
| 2021-10-29 | 2021-10-28 | 4 | Brafman Lester Raymond | COHN | Cohen & Company, LLC Membership Units | D | 2,000,000 | 2,000,000 | ||||||
| 2021-10-28 | 2021-10-27 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -15,000 | 24,017 | ||||||
| 2021-05-25 | 2021-05-24 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 24.6300 | -2,248 | -55 | 37,495 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 23.9000 | -7,752 | -185 | 39,743 | ||||
| 2021-05-25 | 2021-05-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 25.7300 | -10,000 | -257 | 47,495 | ||||
| 2021-05-21 | 2021-05-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 25.5600 | -1,307 | -33 | 5,000 | ||||
| 2021-05-21 | 2021-05-21 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 24.5300 | -7,200 | -177 | 6,307 | ||||
| 2021-03-17 | 2021-03-17 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -15,000 | 39,017 | ||||||
| 2021-02-16 | 2021-02-03 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 5,000 | 13,507 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Liberto Diana Louise | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 11,338 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | DiMaio Jack | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 16,633 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 7,274 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | DAWSON G STEVEN | COHN | Common Stock, par value $0.01 per share | D | 1,000 | 1,000 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 10,000 | 57,495 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 195,000 | 21,054,355 | ||||||
| 2021-02-04 | 2021-02-03 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 19,500 | 315,702 | ||||||
| 2021-02-03 | 2021-02-01 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17.2500 | -5,954 | -103 | 47,495 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 17.2500 | -14,891 | -257 | 296,202 | ||||
| 2020-12-04 | 2020-12-04 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 16.6400 | -10,000 | -166 | 54,017 | ||||
| 2020-11-18 | 2020-11-17 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | -20,096 | 44,017 | ||||||
| 2020-10-23 | 2020-10-22 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 200,000 | 311,093 | ||||||
| 2020-10-23 | 2020-10-22 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 2,000,000 | 20,859,355 | ||||||
| 2020-08-17 | 2020-08-14 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Common Stock, par value $0.01 per share | I | 19.6190 | 2,500 | 49 | 78,740 | ||||
| 2020-08-17 | 2020-08-13 | 4 | DAWSON G STEVEN Corriente Private Trust | COHN | Common Stock, par value $0.01 per share | I | 20.1520 | -278 | -6 | 24,970 | ||||
| 2020-08-17 | 2020-08-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 20.0100 | 1,000 | 20 | 111,093 | ||||
| 2020-02-13 | 2020-02-13 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 508,080 | 18,859,355 | ||||||
| 2020-02-13 | 2020-02-13 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 17,321 | 53,449 | ||||||
| 2020-02-13 | 2020-02-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 50,808 | 110,093 | ||||||
| 2020-02-03 | 2020-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 3.5000 | -2,948 | -10 | 36,128 | ||||
| 2020-02-03 | 2020-01-31 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 3.5000 | -10,252 | -36 | 59,285 | ||||
| 2020-01-02 | 2019-12-30 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 12,549,273 | 17,801,275 | ||||||
| 2019-11-08 | 2019-11-07 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 4.5000 | -1,000 | -4 | 39,076 | ||||
| 2019-10-04 | 2019-10-02 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Cohen & Company, LLC Membership Units | I | 268,445 | 5,252,002 | ||||||
| 2019-10-04 | 2019-10-02 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | COHN | Common Stock, par value $0.01 per share | I | 76,240 | 76,240 | ||||||
| 2019-02-15 | 2019-02-13 | 4 | COHEN DANIEL G | COHN | Cohen & Company, LLC Membership Units | D | 550,000 | 5,533,557 | ||||||
| 2019-02-14 | 2019-02-13 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9,375 | 40,076 | ||||||
| 2019-02-14 | 2019-02-13 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 27,500 | 69,537 | ||||||
| 2019-02-05 | 2019-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 8.1500 | -3,036 | -25 | 41,415 | ||||
| 2019-02-05 | 2019-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 8.1500 | -491 | -4 | 8,507 | ||||
| 2019-02-05 | 2019-01-31 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 8.1500 | -7,119 | -58 | 42,037 | ||||
| 2018-09-06 | 2018-08-29 | 4 | Haraburda Jack | COHN | Common Stock, par value $0.01 per share | D | 10.0000 | -17,555 | -176 | 6,274 | ||||
| 2018-02-23 | 2018-02-21 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 40,191 | 64,113 | ||||||
| 2018-02-23 | 2018-02-21 | 4 | Brafman Lester Raymond | COHN | Common Stock, par value $0.01 per share | D | 19,139 | 349,156 | ||||||
| 2018-02-23 | 2018-02-21 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 4,785 | 44,451 | ||||||
| 2018-02-16 | 2018-01-31 | 4 | Pooler Joseph W. Jr. | COHN | Common Stock, par value $0.01 per share | D | 9.9189 | -4,233 | -42 | 39,666 | ||||
| 2018-02-16 | 2018-01-31 | 4 | Listman Douglas | COHN | Common Stock, par value $0.01 per share | D | 9.9189 | -444 | -4 | 8,998 | ||||
| 2018-01-05 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 111,240 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.01 | I | 57,480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.01 | I | 57,480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 111,240 | ||||||||
| 2018-01-05 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 112,480 | ||||||||
| 2018-01-05 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 112,480 | ||||||||
| 2018-01-05 | 2018-01-04 | 4 | Ricciardi Stephanie | COHN | Common Stock, par value $0.01 | D | 15.0000 | 20,000 | 300 | 75,000 | ||||
| 2018-01-05 | 2018-01-04 | 4 | Ricciardi Christopher | COHN | Common Stock, par value $0.01 | D | 15.0000 | 20,000 | 300 | 76,240 | ||||
| 2017-12-20 | 2017-12-19 | 4 | COHEN DANIEL G | COHN | Common Stock, par value $0.01 per share | D | 8.0000 | -15,881 | -127 | 23,922 | ||||
| 2017-12-19 | 2017-12-18 | 4 | MCENTEE JAMES | COHN | Common Stock, par value $0.01 per share | D | 10.0000 | -27,346 | -273 | 0 | ||||
| 2017-02-21 | 2017-02-17 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 156,332 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 238,285 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Liberto Diana Louise | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 103,395 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | MCENTEE JAMES | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 273,461 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 136,364 | 3,300,171 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 | D | -25,000 | 94,420 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 79,545 | 439,004 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 299,190 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 238,485 | ||||||
| 2017-02-21 | 2017-02-17 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 41,667 | 103,395 | ||||||
| 2017-02-02 | 2017-01-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 1.2700 | -27,396 | -35 | 359,459 | ||||
| 2017-02-02 | 2017-01-31 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 per share | D | 1.2700 | -49,595 | -63 | 3,163,807 | ||||
| 2016-02-16 | 2016-02-12 | 4 | MCENTEE JAMES | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 231,794 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 257,523 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 61,728 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 196,818 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 196,618 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 114,665 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 92,593 | 279,712 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 154,321 | 213,402 | ||||||
| 2016-02-16 | 2016-02-12 | 4 | Liberto Diana Louise | IFMI | Common Stock, $0.001 par value per share | D | 61,728 | 61,728 | ||||||
| 2016-02-05 | 3 | MCENTEE JAMES | IFMI | Common Stock, par value $0.001 per share | D | 340,132 | ||||||||
| 2016-02-05 | 3 | MCENTEE JAMES | IFMI | Common Stock, par value $0.001 per share | D | 340,132 | ||||||||
| 2016-02-03 | 2016-01-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 per share | D | 1.1100 | -9,024 | -10 | 187,119 | ||||
| 2016-02-03 | 2016-01-31 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 per share | D | 1.1100 | -16,677 | -19 | 59,081 | ||||
| 2015-11-06 | 2015-11-06 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2.0000 | 31,200 | 62 | 262,403 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2.0000 | 56,500 | 113 | 231,203 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2.0000 | 80,300 | 161 | 174,703 | ||||
| 2015-11-06 | 2015-11-05 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2.0000 | 82,000 | 164 | 94,403 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Stephanie By Spouse | IFMI | Common Stock, par value $0.001 | I | 2.0000 | -487,291 | -975 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Stephanie | IFMI | Common Stock, par value $0.001 | D | 2.0000 | -1,400,169 | -2,800 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher By Spouse | IFMI | Common Stock, par value $0.001 | I | 2.0000 | -48,448 | -97 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2.0000 | -487,291 | -975 | 0 | ||||
| 2015-10-19 | 2015-10-16 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 2.0000 | -1,399,286 | -2,799 | 12,403 | ||||
| 2015-09-08 | 3 | COHEN EDWARD E By Spouse | IFMI | Common Stock | I | 2,550,011 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E | IFMI | Common Stock | D | 2,768,902 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Partnership | IFMI | Common Stock | I | 1,890,791 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E | IFMI | Common Stock | D | 2,768,902 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Spouse | IFMI | Common Stock | I | 2,550,011 | ||||||||
| 2015-09-08 | 3 | COHEN EDWARD E By Partnership | IFMI | Common Stock | I | 1,890,791 | ||||||||
| 2015-08-28 | 2015-08-28 | 4 | Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Notes | D | 3.00 | 5,421,797.7000 | ||||||
| 2015-08-28 | 2015-08-28 | 4 | Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | D | 1.3300 | -1,461,876 | -1,944 | 487,291 | ||||
| 2015-08-28 | 2015-08-28 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3.00 | 3,614,535.5100 | 0 | |||||
| 2015-08-28 | 2015-08-28 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Common Stock, Par Value $0.001 | I | 1.3300 | -974,585 | -1,296 | 0 | ||||
| 2015-02-17 | 2015-02-12 | 4 | Brafman Lester Raymond | IFMI | Common Stock, par value $0.001 | D | 75,758 | 75,758 | ||||||
| 2015-02-17 | 2015-02-12 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 45,455 | 196,143 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 195,795 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 135,090 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 134,890 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Ricciardi Christopher | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 1,411,689 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 52,937 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 179,746 | ||||||
| 2015-02-06 | 2015-02-04 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 30,303 | 72,168 | ||||||
| 2015-02-02 | 2014-04-10 | 5 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | -75,000 | 398,039 | ||||||
| 2015-01-05 | 2014-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1.6500 | -6,022 | -10 | 150,688 | ||||
| 2014-11-17 | 2014-11-13 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 1.7700 | -100,000 | -177 | 398,039 | ||||
| 2014-08-28 | 2014-08-26 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 2.0700 | -100,000 | -207 | 498,039 | ||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 5.00 | 1,000,000 | 1,000,000 | |||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy | D | 4.00 | 1,000,000 | 1,000,000 | |||||
| 2014-06-10 | 2014-06-10 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 3.00 | 500,000 | 1,000,000 | |||||
| 2014-02-18 | 2014-02-13 | 4 | Pooler Joseph W. Jr. | IFMI | Employee Stock Option (Right to Buy) | D | 4.00 | -107,143 | 107,143 | |||||
| 2014-02-14 | 2014-02-12 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 165,492 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 41,865 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 104,787 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 104,587 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Ricciardi Christopher | IFMI | Common Stock, par value $0.001 | D | 22,634 | 1,381,386 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | DiMaio Jack | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 22,634 | ||||||
| 2014-02-14 | 2014-02-12 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 22,634 | 149,443 | ||||||
| 2014-01-03 | 2013-12-31 | 4 | COHEN DANIEL G | IFMI | Common Stock, Par Value $0.001 | D | 1.9300 | -30,103 | -58 | 673,039 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1.9300 | -11,185 | -22 | 156,710 | ||||
| 2013-12-03 | 2013-11-30 | 4 | Brafman Lester Raymond | IFMI | Employee Stock Option (Right to Buy) | D | 3.00 | -500,000 | 500,000 | |||||
| 2013-10-02 | 2013-10-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 | D | 2.3200 | -10,196 | -24 | 69,420 | ||||
| 2013-09-26 | 2013-09-25 | 4 | COHEN DANIEL G By EBC 2013 Family Trust | IFMI | Convertible Senior Promissory Note | I | 3.00 | 2,400,000.0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | COHEN DANIEL G By EBC 2013 Family Trust | IFMI | Common Stock, par value $0.001 | I | 2.0000 | 800,000 | 1,600 | 800,000 | ||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3.00 | 1,461,873.0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Christopher By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2.0000 | 487,291 | 975 | 487,291 | ||||
| 2013-09-26 | 3 | DiMaio Jack | IFMI | No securities are beneficially owned | D | 0 | ||||||||
| 2013-09-26 | 2013-09-25 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Convertible Senior Promissory Note | I | 3.00 | 2,923,755.0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | DiMaio Jack By Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | I | 2.0000 | 974,585 | 1,949 | 974,585 | ||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Stephanie By Spouse | IFMI | Convertible Senior Promissory Note | I | 3.00 | 1,461,873.0000 | ||||||
| 2013-09-26 | 2013-09-25 | 4 | Ricciardi Stephanie By Spouse | IFMI | Common Stock, par value $0.001 | I | 2.0000 | 487,291 | 975 | 494,322 | ||||
| 2013-09-26 | 3 | Mead Park Capital Partners LLC | IFMI | Common Stock, par value $0.001 | D | 1,949,167 | ||||||||
| 2013-09-26 | 3 | EBC 2013 Family Trust | IFMI | Common Stock, par value $0.001 | D | 800,000 | ||||||||
| 2013-05-16 | 2013-05-15 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 2.1600 | 9,800 | 21 | 126,809 | ||||
| 2013-05-16 | 2013-05-14 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 2.2100 | 40,200 | 89 | 117,009 | ||||
| 2013-05-14 | 2013-05-09 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series E Voting Non-Convertible Preferred Stock | I | 4,983,557 | 4,983,557 | ||||||
| 2013-05-14 | 2013-05-09 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series D Voting Non-Convertible Preferred Stock | I | -4,983,557 | 0 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 142,858 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 68,499 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | BENNETT RODNEY E | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 80,643 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Beach Walter T | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 124,962 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Wolcott Charles W | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 84,893 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 81,953 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 82,153 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Ullom Lance | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 82,603 | ||||||
| 2013-03-06 | 2013-03-04 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 19,231 | 76,809 | ||||||
| 2013-01-17 | 2013-01-15 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | 200,000 | 703,142 | ||||||
| 2013-01-17 | 2013-01-15 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 35,000 | 167,895 | ||||||
| 2013-01-03 | 2012-12-31 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | 1.2000 | -99,074 | -119 | 503,142 | ||||
| 2013-01-03 | 2012-12-31 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 1.2000 | -30,511 | -37 | 132,895 | ||||
| 2012-12-28 | 2012-12-28 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series D Voting Non-Convertible Preferred Stock | I | 4,983,557 | 4,983,557 | ||||||
| 2012-12-28 | 2012-12-28 | 4 | COHEN DANIEL G By Cohen Bros. Financial, LLC | IFMI | Series B Voting Non-Convertible Preferred Stock | I | -4,983,557 | 0 | ||||||
| 2012-12-28 | 2012-12-26 | 4 | COHEN DANIEL G | IFMI | Common Stock, par value $0.001 | D | -116,595 | 602,216 | ||||||
| 2012-07-23 | 2012-07-19 | 4 | Costas John P | IFMI | Common Stock, par value $0.001 | D | -424,371 | 0 | ||||||
| 2012-05-02 | 2012-05-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 per share | D | 1.2700 | -690 | -1 | 79,616 | ||||
| 2012-03-13 | 2012-03-09 | 4 | DAWSON G STEVEN | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 49,268 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | SUBIN NEIL S | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 123,627 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | BENNETT RODNEY E | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 61,412 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Beach Walter T | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 105,731 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Wolcott Charles W | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 65,662 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Ullom Lance | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 63,372 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Costello Thomas | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 62,922 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Haraburda Jack | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 62,722 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Donovan Joseph M | IFMI | Common Stock, $0.001 par value per share | D | 37,414 | 57,578 | ||||||
| 2012-03-13 | 2012-03-09 | 4 | Pooler Joseph W. Jr. | IFMI | Common Stock, par value $0.001 | D | 30,000 | 163,406 | ||||||
| 2012-02-03 | 2012-02-01 | 4 | Listman Douglas | IFMI | Common Stock, par value $0.001 per share | D | 1.8600 | -1,090 | -2 | 80,306 | ||||
| 2010-03-29 | 3 | Ricciardi Stephanie By Spouse | COHN | Common Stock, par value $0.001 | I | 1,099,496 | ||||||||
| 2010-03-29 | 3 | Ricciardi Stephanie | COHN | Common Stock, par value $0.001 | D | 357,638 | ||||||||
| 2010-03-29 | 3 | Ricciardi Stephanie By GRAT | COHN | Common Stock, par value $0.001 | I | 11,291 | ||||||||
| 2010-03-11 | 2010-03-09 | 4 | BENNETT RODNEY E | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 12,321 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Chayette Marc | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 11,471 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Costello Thomas | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 13,831 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | DAWSON G STEVEN | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 9,418 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Haraburda Jack | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 13,631 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Ullom Lance See footnote (3) | COHN | Common Stock, $0.001 par value per share | I | 6.3800 | 10,000 | 64 | 18,000 | ||||
| 2010-03-11 | 2010-03-09 | 4 | Ullom Lance | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 14,281 | ||||||
| 2010-03-11 | 2010-03-09 | 4 | Wolcott Charles W | COHN | Common Stock, $0.001 par value per share | D | 8,487 | 16,571 | ||||||
| 2009-12-18 | 3 | Ricciardi Christopher By Spouse | COHN | Common Stock, par value $0.001 | I | 37,157 | ||||||||
| 2009-12-18 | 3 | Ricciardi Christopher | COHN | Common Stock, par value $0.001 | D | 337,356 | ||||||||
| 2006-11-28 | 2006-11-27 | 4 | Chayette Marc | AFN | Common Stock, $0.001 par value per share | D | 13,500.0000 | 1,500 | 20,250 | 1,500 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Costello Thomas | AFN | Common Stock, $0.001 par value per share | D | 45,000.0000 | 5,000 | 225,000 | 17,600 | ||||
| 2006-11-28 | 2006-11-27 | 4 | BENNETT RODNEY E | AFN | Common Stock, $0.001 par value per share | D | 18,000.0000 | 2,000 | 36,000 | 4,000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Haraburda Jack | AFN | Common Stock, $0.001 par value per share | D | 36,000.0000 | 4,000 | 144,000 | 16,600 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Wolcott Charles W | AFN | Common Stock, $0.001 par value per share | D | 90,000.0000 | 10,000 | 900,000 | 15,000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | DAWSON G STEVEN | AFN | Common Stock, $0.001 par value per share | D | 450,000.0000 | 50,000 | 22,500,000 | 52,000 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Longino John | AFN | Common Stock, $0.001 par value per share | D | 49,995.0000 | 5,555 | 277,722 | 48,006 | ||||
| 2006-11-28 | 2006-11-27 | 4 | Patel Shami | AFN | Common Stock, $0.001 par value per share | D | 150,003.0000 | 16,667 | 2,500,100 | 78,793 | ||||
| 2006-11-01 | 2006-10-31 | 4 | MCENTEE JAMES | AFN | Common Stock, $0.001 par value per share | D | -113,204 | 25,326 | ||||||
| 2006-11-01 | 2006-10-31 | 4 | COHEN DANIEL G | AFN | Common Stock, $0.001 par value per share | D | -113,204 | 604,800 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
