| Ações em Circulação | 37,275,107 shares |
| Ações de Insider | 10,334,547 shares |
| Propriedade de Insider | 27.73 % |
| Total de Insiders | 27 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
10483 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Harrow, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Stephen G Austin Director - [D] | 91,987 | 91,987 | |
| Jeffrey J Abrams Director - [D] | 45,927 | 45,927 | |
| Mark L Baum CHIEF EXECUTIVE OFFICER, Director - [D] [O] | 2,996,130 | 2,996,130 | |
| Boll Andrew R. PRESIDENT AND CFO - [O] | 814,679 | 814,679 | |
| August Shelby Bassani Director - [D] | 13,488 | 13,488 | |
| Balbir Brar Director - [D] | 49,305 | 49,305 | |
| Brett Conrad - | 1,416,000 | 1,416,000 | |
|
Dermastar International, Llc
10% Owner -
|
0 | 0 | |
| Clayton D Edwards | 55,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Paul Finnegan Director - [D] | 6,865 | 6,865 | |
| Adrienne L Graves Director - [D] | 1,000 | 1,000 | |
| Robert J Kammer Director - [D] | 797,327 | 797,327 | |
| Peter C Kenny Director - [D] | 8,947 | 8,947 | |
| Richard L Md Lindstrom Director - [D] | 126,100 | 126,100 | |
|
Alexej Ladonnikov
10% Owner -
|
1,984,156 | 1,984,156 | |
| Longboard Capital Advisors, LLC - | 1,416,000 | 1,416,000 | |
| Makary Martin A. Director - [D] | 45,000 | 45,000 | |
|
Donald Paul Miloni
10% Owner -
|
468,576 | 468,576 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Nelson William H. Director - [D] | 12,904 | 12,904 | |
|
Opaleye Management Inc.
10% Owner -
|
59,428 | 59,428 | |
| Anthony Principi Director - [D] | 93,798 | 93,798 | |
|
Professional Compounding Centers of America, Inc.
10% Owner -
|
832,682 | 832,682 | |
| Saharek John P. CEO & President, ImprimisRx - [O] | 467,388 | 467,388 | |
| Lauren P Silvernail Director - [D] | 1,000 | 1,000 | |
| Joachim PH Schupp | 25,000 | ||
| Teresa Sparks | 17,006 | ||
| Van Horn R. Lawrence Director - [D] | 1,860 | 1,860 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em HROW / Harrow, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em HROW / Harrow, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-19 | 2026-05-18 | 4 | SILVERNAIL LAUREN P | HROW | Common Stock | D | 31.0000 | 1,000 | 31 | 1,000 | ||||
| 2026-05-19 | 2026-05-18 | 4 | Graves Adrienne L | HROW | Common Stock | D | 31.0700 | 1,000 | 31 | 1,000 | ||||
| 2026-05-15 | 2026-05-14 | 4 | BAUM MARK L | HROW | Common Stock | D | 30.2000 | 10,000 | 302 | 2,996,130 | ||||
| 2026-05-15 | 2026-05-14 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 29.9000 | 3,500 | 105 | 814,679 | ||||
| 2026-03-05 | 2026-03-04 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 39.6721 | -4,263 | -169 | 59,428 | ||||
| 2026-03-05 | 2026-03-04 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 39.6721 | -134,000 | -5,316 | 3,622,000 | ||||
| 2026-03-05 | 2026-03-03 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 39.1524 | -1,309 | -51 | 63,691 | ||||
| 2026-03-05 | 2026-03-03 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 39.1524 | -59,000 | -2,310 | 3,756,000 | ||||
| 2026-03-03 | 2026-02-27 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 54.1800 | -5,000 | -271 | 65,000 | ||||
| 2026-01-08 | 2026-01-06 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 53.3457 | -20,000 | -1,067 | 70,000 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 47.0600 | -26,665 | -1,255 | 811,179 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 3.9500 | 60,000 | 237 | 837,844 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BAUM MARK L | HROW | Common Stock | D | 47.0600 | -79,994 | -3,765 | 2,986,130 | ||||
| 2025-12-16 | 2025-12-12 | 4 | BAUM MARK L | HROW | Common Stock | D | 3.9500 | 180,000 | 711 | 3,066,124 | ||||
| 2025-07-23 | 2025-07-21 | 4 | BAUM MARK L | HROW | Common stock | D | 37.0800 | -313,338 | -11,619 | 2,886,124 | ||||
| 2025-07-23 | 2025-07-21 | 4 | BAUM MARK L | HROW | Common stock | D | 7.8700 | 600,000 | 4,722 | 3,199,462 | ||||
| 2025-06-11 | 2025-06-10 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.8022 | -15,000 | -462 | 90,000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.3732 | -15,204 | -462 | 105,000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0153 | -1,796 | -54 | 120,204 | ||||
| 2025-06-05 | 2025-06-03 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0387 | -3,000 | -90 | 122,000 | ||||
| 2025-05-14 | 2025-05-13 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 26.5890 | -5,000 | -133 | 125,000 | ||||
| 2025-05-14 | 2025-05-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 25.8959 | -10,000 | -259 | 130,000 | ||||
| 2025-05-14 | 2025-03-24 | 4/A | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0110 | -5,000 | -150 | 140,000 | ||||
| 2025-05-14 | 2025-03-18 | 4/A | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 29.6400 | -5,000 | -148 | 145,000 | ||||
| 2025-04-07 | 2025-04-07 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 23.0900 | -136,745 | -3,157 | 777,844 | ||||
| 2025-04-07 | 2025-04-03 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 346,500 | 914,589 | ||||||
| 2025-04-07 | 2025-04-07 | 4 | BAUM MARK L | HROW | Common Stock | D | 23.0900 | -300,363 | -6,935 | 2,599,462 | ||||
| 2025-04-07 | 2025-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 762,300 | 2,899,825 | ||||||
| 2025-04-07 | 2025-04-07 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 23.0900 | -109,475 | -2,528 | 467,388 | ||||
| 2025-04-07 | 2025-04-03 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 277,200 | 576,863 | ||||||
| 2025-03-26 | 2025-03-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 30.0110 | -5,000 | -150 | 140,000 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 29.6400 | -5,000 | -148 | 145,000 | ||||
| 2025-03-04 | 2025-02-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 28.0500 | -5,000 | -140 | 150,000 | ||||
| 2025-01-24 | 2025-01-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 35.5907 | -20,000 | -712 | 155,000 | ||||
| 2024-09-13 | 2024-09-11 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 41.3700 | -45,140 | -1,867 | 299,663 | ||||
| 2024-09-13 | 2024-09-11 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 7.3700 | 90,000 | 663 | 344,803 | ||||
| 2024-04-25 | 2024-04-25 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.9700 | 20,000 | 199 | 3,815,000 | ||||
| 2024-04-24 | 2024-04-24 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.1500 | 8,285 | 84 | 3,795,000 | ||||
| 2024-04-24 | 2024-04-23 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.2900 | 11,715 | 121 | 3,786,715 | ||||
| 2024-04-19 | 2024-04-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.5575 | 29,400 | 310 | 3,775,000 | ||||
| 2024-03-28 | 2024-03-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 12.8200 | 50,000 | 641 | 3,745,600 | ||||
| 2024-03-25 | 2024-03-22 | 4 | BAUM MARK L | HROW | Common stock | D | 11.5900 | 9,000 | 104 | 2,137,525 | ||||
| 2024-03-22 | 2024-03-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.6500 | 50,600 | 488 | 3,695,600 | ||||
| 2024-03-06 | 2024-03-01 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 8.7500 | 5,000 | 44 | 254,803 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BAUM MARK L | HROW | Common stock | D | 10.6700 | -59,836 | -638 | 2,128,525 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BAUM MARK L | HROW | Common stock | D | 10.6700 | 150,000 | 1,600 | 2,188,361 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 10.6700 | -18,480 | -197 | 568,089 | ||||
| 2024-02-21 | 2024-02-20 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 10.6700 | 45,000 | 480 | 586,569 | ||||
| 2024-02-21 | 2024-02-20 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 10.6700 | -12,616 | -135 | 249,803 | ||||
| 2024-02-21 | 2024-02-20 | 4 | SAHAREK JOHN P. | HROW | Common stock | D | 10.6700 | 30,000 | 320 | 262,419 | ||||
| 2024-02-08 | 2024-02-07 | 4 | BOLL ANDREW R. | HROW | Common stock | D | 7.7100 | 7,400 | 57 | 541,569 | ||||
| 2024-02-08 | 2024-02-07 | 4 | BAUM MARK L | HROW | Common stock | D | 7.7100 | 15,400 | 119 | 2,038,361 | ||||
| 2023-11-16 | 2023-11-16 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.1100 | 7,500 | 61 | 2,022,961 | ||||
| 2023-11-16 | 2023-11-15 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 8.0294 | 25,000 | 201 | 3,645,000 | ||||
| 2023-11-14 | 2023-11-10 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 12.8300 | -9,778 | -125 | 232,419 | ||||
| 2023-11-14 | 2023-11-10 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 20,000 | 242,197 | ||||||
| 2023-09-20 | 2023-09-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 14.4928 | 5,983 | 87 | 3,620,000 | ||||
| 2023-09-20 | 2023-09-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 14.6512 | 14,017 | 205 | 3,614,017 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Makary Martin A. | HROW | Common Stock | D | 16.9200 | 20,000 | 338 | 45,000 | ||||
| 2023-08-15 | 2023-08-14 | 4 | BAUM MARK L | HROW | Common Stock | D | 17.0500 | 5,800 | 99 | 2,015,461 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BAUM MARK L | HROW | Common Stock | D | 18.2300 | -299,968 | -5,468 | 2,009,661 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BAUM MARK L | HROW | Common Stock | D | 762,300 | 2,309,629 | ||||||
| 2023-07-20 | 2023-07-18 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 18.2300 | -109,080 | -1,989 | 222,197 | ||||
| 2023-07-20 | 2023-07-18 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 277,200 | 331,277 | ||||||
| 2023-07-20 | 2023-07-18 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 18.2300 | -136,350 | -2,486 | 534,169 | ||||
| 2023-07-20 | 2023-07-18 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 346,500 | 670,519 | ||||||
| 2023-04-04 | 2023-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 20.9700 | -117,633 | -2,467 | 1,547,329 | ||||
| 2023-04-04 | 2023-04-03 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.9900 | 180,000 | 1,618 | 1,664,962 | ||||
| 2023-04-04 | 2023-03-31 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 21.1600 | -34,442 | -729 | 324,019 | ||||
| 2023-04-04 | 2023-03-31 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 6.0000 | 90,000 | 540 | 358,461 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 14.7600 | -9,602 | -142 | 268,461 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 23,000 | 278,063 | ||||||
| 2023-01-03 | 2023-01-02 | 4 | BAUM MARK L | HROW | Common Stock | D | 14.7600 | -35,179 | -519 | 1,484,962 | ||||
| 2023-01-03 | 2023-01-02 | 4 | BAUM MARK L | HROW | Common Stock | D | 88,000 | 1,520,141 | ||||||
| 2022-12-23 | 2022-12-22 | 4 | BAUM MARK L | HROW | Common Stock | D | 13.3900 | 25,000 | 335 | 1,432,141 | ||||
| 2022-12-23 | 2022-12-22 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 13.5400 | 2,500 | 34 | 255,063 | ||||
| 2022-12-23 | 2022-12-22 | 4 | Van Horn R. Lawrence | HROW | Common Stock | D | 13.4200 | 1,860 | 25 | 1,860 | ||||
| 2022-12-23 | 2022-12-21 | 4 | Makary Martin A. | HROW | Common Stock | D | 13.3700 | 25,000 | 334 | 25,000 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 10.5200 | 16,183 | 170 | 175,000 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 10.5200 | 415,000 | 4,366 | 3,600,000 | ||||
| 2022-10-03 | 2022-09-30 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 12.6200 | -40,000 | -505 | 26,100 | ||||
| 2022-09-30 | 2022-09-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 9.7748 | 1,085 | 11 | 158,817 | ||||
| 2022-09-30 | 2022-09-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 9.7748 | 10,000 | 98 | 3,185,000 | ||||
| 2022-04-13 | 2022-04-13 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.7632 | 2,832 | 19 | 157,732 | ||||
| 2022-04-13 | 2022-04-13 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.7632 | 10,000 | 68 | 3,175,000 | ||||
| 2022-04-13 | 2022-04-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.7485 | 3,557 | 24 | 154,900 | ||||
| 2022-04-13 | 2022-04-12 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.7485 | 25,000 | 169 | 3,165,000 | ||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -50,000 | 0 | |||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 7.8700 | -20,605 | -162 | 252,563 | ||||
| 2022-02-23 | 2022-02-19 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 50,000 | 273,168 | ||||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | -50,000 | 0 | |||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 7.8700 | -25,923 | -204 | 54,077 | ||||
| 2022-02-23 | 2022-02-19 | 4 | SAHAREK JOHN P. | HROW | Common Stock | D | 50,000 | 80,000 | ||||||
| 2022-01-31 | 2022-01-28 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.001 per share | I | 6.8873 | 1,343 | 9 | 150,000 | ||||
| 2022-01-31 | 2022-01-28 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.001 per share | I | 6.8873 | 5,000 | 34 | 3,140,000 | ||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Stock Option (Right to buy) | D | 2.40 | -125,000 | 0 | |||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.3300 | -71,406 | -595 | 1,407,141 | ||||
| 2022-01-21 | 2022-01-20 | 4 | BAUM MARK L | HROW | Common Stock | D | 2.4000 | 125,000 | 300 | 1,478,547 | ||||
| 2021-09-27 | 2021-09-24 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 10.0400 | -3,900 | -39 | 66,100 | ||||
| 2021-09-17 | 2021-09-16 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 9.0200 | -5,840 | -53 | 70,000 | ||||
| 2021-09-17 | 2021-09-15 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 9.0900 | -14,160 | -129 | 75,840 | ||||
| 2021-08-23 | 2021-08-19 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.4450 | 2,500 | 21 | 150,000 | ||||
| 2021-08-23 | 2021-08-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.4450 | 50,000 | 422 | 3,135,000 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.6447 | 1,500 | 13 | 147,500 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.6447 | 45,000 | 389 | 3,085,000 | ||||
| 2021-08-19 | 2021-08-17 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.5661 | 1,000 | 9 | 146,000 | ||||
| 2021-08-19 | 2021-08-17 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.5661 | 25,000 | 214 | 3,040,000 | ||||
| 2021-07-23 | 2021-07-23 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 762,301 | 762,301 | ||||||
| 2021-07-23 | 2021-07-23 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 346,500 | 346,500 | ||||||
| 2021-07-23 | 2021-07-23 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 277,200 | 277,200 | ||||||
| 2021-07-22 | 2021-07-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 7.5965 | 4,706 | 36 | 145,000 | ||||
| 2021-07-22 | 2021-07-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 7.5965 | 4,500 | 34 | 3,015,000 | ||||
| 2021-07-22 | 2021-07-20 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 7.1999 | 125 | 1 | 140,294 | ||||
| 2021-07-22 | 2021-07-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 7.1999 | 4,800 | 35 | 3,010,500 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 6.9683 | 169 | 1 | 140,169 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 6.9683 | 5,700 | 40 | 3,005,700 | ||||
| 2021-06-28 | 2021-06-25 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Van Horn R. Lawrence | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-28 | 2021-06-25 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 9,644 | 9,644 | |||||
| 2021-06-22 | 2021-06-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.3492 | 3,522 | 29 | 140,000 | ||||
| 2021-06-22 | 2021-06-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.3492 | 59,800 | 499 | 3,000,000 | ||||
| 2021-06-22 | 2021-06-17 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 8.3201 | 462 | 4 | 136,478 | ||||
| 2021-06-22 | 2021-06-17 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 8.3201 | 10,800 | 90 | 2,940,200 | ||||
| 2021-05-21 | 2021-05-20 | 4 | LINDSTROM RICHARD L MD | HROW | Common Stock | I | 10.7500 | -10,000 | -108 | 90,000 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Restricked Stock Unit | D | 0.00 | -850,000 | 0 | |||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 8.2600 | -334,129 | -2,760 | 1,353,547 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 850,000 | 1,687,676 | ||||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Restricked Stock Unit | D | 0.00 | -127,500 | 0 | |||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 8.2600 | -49,832 | -412 | 223,168 | ||||
| 2021-04-27 | 2021-04-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 127,500 | 273,000 | ||||||
| 2021-02-26 | 2021-02-25 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | -200,000 | 850,000 | |||||
| 2021-02-26 | 2021-02-25 | 4 | BAUM MARK L | HROW | Common Stock | D | 200,000 | 837,676 | ||||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -30,000 | 127,500 | |||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 7.6800 | -7,500 | -58 | 145,500 | ||||
| 2021-02-26 | 2021-02-25 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 30,000 | 153,000 | ||||||
| 2021-02-23 | 2021-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | 30,000 | 30,000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 45,000 | 45,000 | |||||
| 2021-02-23 | 2021-02-19 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | 150,000 | 150,000 | |||||
| 2020-12-22 | 2020-12-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.1948 | 657 | 3 | 136,016 | ||||
| 2020-12-22 | 2020-12-22 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.1948 | 15,900 | 83 | 2,929,400 | ||||
| 2020-12-22 | 2020-12-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.2394 | 2,059 | 11 | 135,359 | ||||
| 2020-12-22 | 2020-12-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.2394 | 51,400 | 269 | 2,913,500 | ||||
| 2020-12-22 | 2020-12-18 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.3126 | 1,400 | 7 | 133,300 | ||||
| 2020-12-22 | 2020-12-18 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.3126 | 35,000 | 186 | 2,862,100 | ||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -4,573 | 93,798 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -12,690 | 89,225 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -15,723 | 76,535 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -34,091 | 60,812 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -9,715 | 26,721 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | -17,006 | 17,006 | |||||
| 2020-09-30 | 2020-09-28 | 4 | Principi Anthony | HROW | COMMON STOCK | D | 93,798 | 93,798 | ||||||
| 2020-09-30 | 2020-09-28 | 4 | Van Horn R. Lawrence | HROW | RSU | D | 0.00 | 12,500 | 12,500 | |||||
| 2020-07-14 | 2020-07-12 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.9801 | 1,900 | 9 | 131,900 | ||||
| 2020-07-14 | 2020-07-12 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9886 | 19,000 | 95 | 2,827,100 | ||||
| 2020-07-14 | 2020-07-11 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9556 | 46,800 | 232 | 2,808,100 | ||||
| 2020-07-14 | 2020-07-10 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9770 | 45,000 | 224 | 2,761,300 | ||||
| 2020-07-09 | 2020-07-09 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.8157 | 5,000 | 24 | 130,000 | ||||
| 2020-07-09 | 2020-07-09 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.8400 | 25,000 | 121 | 2,716,300 | ||||
| 2020-07-09 | 2020-07-08 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.9943 | 65,000 | 325 | 2,691,300 | ||||
| 2020-07-09 | 2020-07-07 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.1815 | 41,300 | 214 | 2,626,300 | ||||
| 2020-06-23 | 2020-06-19 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.5829 | 35,000 | 195 | 2,585,000 | ||||
| 2020-06-08 | 2020-06-04 | 4 | BAUM MARK L | HROW | Employee Stock Option - Right to Buy | D | 7.87 | 600,000 | 600,000 | |||||
| 2020-06-08 | 2020-06-04 | 4 | BAUM MARK L | HROW | Employee Stock Option - Right to Buy | D | 7.87 | -600,000 | 0 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-08 | 2020-06-04 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 17,006 | 17,006 | |||||
| 2020-06-04 | 2020-06-04 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.7861 | 10,000 | 58 | 2,550,000 | ||||
| 2020-06-04 | 2020-06-03 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.7431 | 20,600 | 118 | 2,540,000 | ||||
| 2020-06-04 | 2020-06-02 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.6876 | 19,400 | 110 | 2,519,400 | ||||
| 2020-05-22 | 2020-05-22 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 5.0210 | 5,000 | 25 | 125,000 | ||||
| 2020-05-22 | 2020-05-22 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 5.0527 | 8,804 | 44 | 2,500,000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.6981 | 200 | 1 | 120,000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.6555 | 10,396 | 48 | 2,491,196 | ||||
| 2020-05-22 | 2020-05-20 | 4 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, par value $0.0001 per share | I | 4.4981 | 1,200 | 5 | 119,800 | ||||
| 2020-05-22 | 2020-05-20 | 4 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, par value $0.0001 per share | I | 4.4700 | 300 | 1 | 2,480,800 | ||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Opaleye, L.P. | HROW | Common Stock, $0.001 par value | I | 5,079,600 | ||||||||
| 2020-05-22 | 3 | Opaleye Management Inc. By Managed Account | HROW | Common Stock, $0.001 par value | I | 2,717,700 | ||||||||
| 2020-03-18 | 2020-03-16 | 4 | Sparks Teresa | HROW | RSU | D | 0.00 | 10,000 | 10,000 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -12,690 | 59,529 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -15,723 | 43,806 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -34,091 | 9,715 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | -9,715 | 0 | |||||
| 2020-03-18 | 2020-03-16 | 4 | AUSTIN STEPHEN G | HROW | COMMON STOCK | D | 72,218 | 91,987 | ||||||
| 2020-01-06 | 2020-01-02 | 4/A | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 23,000 | 23,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 7.30 | 57,000 | 57,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | 88,000 | 88,000 | |||||
| 2020-01-06 | 2020-01-02 | 4/A | BAUM MARK L | HROW | Option - Right to Buy | D | 7.30 | 217,500 | 217,500 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BAUM MARK L | HROW | Restricted Stock Unit | D | 0.00 | -88,000 | 88,000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BAUM MARK L | HROW | Option - Right to Buy | D | 7.30 | -217,500 | 217,500 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | -23,000 | 23,000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 7.30 | -57,000 | 57,000 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BAUM MARK L | HROW | Purchase Warrant | D | 1.79 | -156,000 | 0 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BAUM MARK L | HROW | Common Stock | I | 1.7900 | 156,000 | 279 | 598,126 | ||||
| 2019-11-25 | 2019-11-22 | 4 | BOLL ANDREW R. | HROW | Purchase Warrant | D | 1.79 | -39,000 | 0 | |||||
| 2019-11-25 | 2019-11-22 | 4 | BOLL ANDREW R. | HROW | Common Stock | D | 1.7900 | 39,000 | 70 | 123,000 | ||||
| 2019-11-13 | 2019-11-11 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.7500 | -6,500 | -31 | 797,327 | ||||
| 2019-10-08 | 2019-10-07 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.2500 | -6,500 | -34 | 803,827 | ||||
| 2019-09-11 | 2019-09-09 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.6700 | -6,500 | -37 | 810,327 | ||||
| 2019-08-14 | 2019-08-12 | 4 | Kammer Robert J | HROW | Common Stock | D | 6.8900 | -6,500 | -45 | 816,827 | ||||
| 2019-07-16 | 2019-07-15 | 4 | Kammer Robert J | HROW | Common Stock | D | 7.9100 | -6,500 | -51 | 823,327 | ||||
| 2019-06-28 | 2019-06-26 | 4 | AUSTIN STEPHEN G | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | LINDSTROM RICHARD L MD | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | Kammer Robert J | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-28 | 2019-06-26 | 4 | Principi Anthony | HROW | RSU | D | 0.00 | 9,715 | 9,715 | |||||
| 2019-06-05 | 2019-06-03 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.7800 | -10,000 | -58 | 829,827 | ||||
| 2019-05-03 | 2019-05-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.5700 | -10,000 | -46 | 839,827 | ||||
| 2019-04-02 | 2019-04-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 4.7700 | -10,000 | -48 | 849,827 | ||||
| 2019-03-04 | 2019-03-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 6.9100 | -10,000 | -69 | 859,827 | ||||
| 2019-02-21 | 2019-02-19 | 4 | BOLL ANDREW R. | HROW | Restricted Stock Unit | D | 0.00 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | BOLL ANDREW R. | HROW | Option - Right to Buy | D | 6.30 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | SAHAREK JOHN P. | HROW | Option - Right to Buy | D | 6.30 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | SAHAREK JOHN P. | HROW | Restricted Stock Unit | D | 0.00 | 50,000 | 50,000 | |||||
| 2019-02-21 | 2019-02-19 | 4 | BAUM MARK L | HROW | Option - Right to Buy | D | 6.30 | 150,000 | 150,000 | |||||
| 2019-02-01 | 2019-02-01 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.8600 | -10,000 | -59 | 869,827 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Kammer Robert J | HROW | Common Stock | D | 5.3300 | -10,000 | -53 | 879,827 | ||||
| 2018-12-06 | 2018-12-03 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.6400 | -10,000 | -46 | 889,827 | ||||
| 2018-11-02 | 2018-11-01 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.2100 | -10,000 | -42 | 899,827 | ||||
| 2018-10-18 | 2018-10-15 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -10,000 | -30 | 909,827 | ||||
| 2018-09-05 | 2018-09-04 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -10,000 | -30 | 919,827 | ||||
| 2018-08-15 | 2018-08-10 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0000 | -130,000 | -390 | 929,827 | ||||
| 2018-07-02 | 2018-06-29 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-07-02 | 2018-06-29 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-02-08 | 2017-03-21 | 5 | Longboard Capital Advisors, LLC | IMMY | Warrants | D | 1.79 | 52,000 | 1,416,000 | |||||
| 2018-02-08 | 2017-03-21 | 5 | Longboard Capital Advisors, LLC | IMMY | Common Stock | D | 1.7900 | 52,000 | 93 | 1,416,000 | ||||
| 2018-02-02 | 2018-02-01 | 4 | BOLL ANDREW R. | IMMY | Restricted Stock Unit | D | 0.00 | -30,000 | 30,000 | |||||
| 2018-02-02 | 2018-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 1.8300 | 30,000 | 55 | 84,000 | ||||
| 2018-02-02 | 2018-02-01 | 4 | SAHAREK JOHN P. | IMMY | Restricted Stock Unit | D | 0.00 | -30,000 | 30,000 | |||||
| 2018-02-02 | 2018-02-01 | 4 | SAHAREK JOHN P. | IMMY | Common Stock | D | 1.8300 | 30,000 | 55 | 30,000 | ||||
| 2018-01-04 | 2018-01-02 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 1.73 | 150,000 | 150,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 1.73 | 50,000 | 50,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 1.73 | 50,000 | 50,000 | |||||
| 2017-07-19 | 2017-07-17 | 4 | Kammer Robert J | IMMY | Common Stock | D | 3.0526 | -10,000 | -31 | 1,059,827 | ||||
| 2017-06-15 | 2017-06-13 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-06-15 | 2017-06-13 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 15,723 | 15,723 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | I | 1.79 | -100,000 | 0 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | I | 1.79 | 100,000 | 100,000 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | D | 1.79 | -100,000 | 0 | |||||
| 2017-05-01 | 2017-04-27 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | I | 1.7900 | 100,000 | 179 | 100,000 | ||||
| 2017-04-17 | 2017-04-13 | 4 | Edwards Clayton D | IMMY | Option - Right to Buy | D | 3.77 | 55,000 | 55,000 | |||||
| 2017-03-14 | 2017-03-09 | 4 | Kammer Robert J | IMMY | Common Stock | D | -20,000 | 1,069,827 | ||||||
| 2017-02-03 | 2017-02-01 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 2.23 | 160,000 | 160,000 | |||||
| 2017-02-03 | 2017-02-01 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 2.23 | 55,000 | 55,000 | |||||
| 2017-02-03 | 2017-02-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 2.23 | 55,000 | 55,000 | |||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Restricted Stock Unit | D | 0.00 | -200,000 | 0 | |||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 156,000 | 20 | 156,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7200 | -83,709 | -144 | 442,126 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7200 | 200,000 | 344 | 525,835 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1.7900 | 156,000 | 279 | 325,835 | ||||
| 2016-12-21 | 2016-12-19 | 4 | LINDSTROM RICHARD L MD | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 100,000 | 12 | 100,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 1.7900 | 100,000 | 179 | 100,000 | ||||
| 2016-12-21 | 2016-12-19 | 4 | BOLL ANDREW R. | IMMY | Purchase Warrant | D | 1.79 | 0.1250 | 39,000 | 5 | 39,000 | |||
| 2016-12-21 | 2016-12-19 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 1.7900 | 39,000 | 70 | 54,000 | ||||
| 2016-11-03 | 2016-11-02 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5800 | 95,000 | 435 | 1,089,827 | ||||
| 2016-06-14 | 2016-06-10 | 4 | AUSTIN STEPHEN G | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | LINDSTROM RICHARD L MD | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Principi Anthony | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Kammer Robert J | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-06-14 | 2016-06-10 | 4 | Nelson William H. | IMMY | RSU | D | 0.00 | 12,690 | 12,690 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BAUM MARK L | IMMY | Executive RSU | D | 0.00 | -1,050,000 | 0 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BAUM MARK L | IMMY | Executive RSU | D | 0.00 | 1,050,000 | 1,050,000 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BOLL ANDREW R. | IMMY | Executive RSU | D | 0.00 | -157,500 | 0 | |||||
| 2016-04-26 | 2016-04-25 | 4 | BOLL ANDREW R. | IMMY | Executive RSU | D | 0.00 | 157,500 | 157,500 | |||||
| 2016-04-05 | 2016-04-01 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 3.95 | 180,000 | 180,000 | |||||
| 2016-04-05 | 2016-04-01 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 3.95 | 60,000 | 60,000 | |||||
| 2016-04-05 | 2016-04-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 3.95 | 60,000 | 60,000 | |||||
| 2016-03-14 | 2016-03-11 | 4/A | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6500 | 45,000 | 164 | 1,250,000 | ||||
| 2016-03-14 | 2016-03-11 | 4/A | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6000 | 45,000 | 162 | 1,250,000 | ||||
| 2016-03-14 | 2016-03-11 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 3.6500 | 45,000 | 164 | 1,250,000 | ||||
| 2016-02-03 | 2016-02-01 | 4 | BOLL ANDREW R. | IMMY | Stock Option (Right to Buy) | D | 3.68 | -15,000 | 0 | |||||
| 2016-02-03 | 2016-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 3.6800 | 15,000 | 55 | 202,500 | ||||
| 2015-09-03 | 2015-09-01 | 4 | Principi Anthony | IMMY | Common Stock | D | 4,573 | 4,573 | ||||||
| 2015-08-12 | 2015-08-10 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 4,469 | 10,750 | ||||||
| 2015-08-05 | 2015-07-31 | 4 | BAUM MARK L | IMMY | Employee Stock Option - Right to Buy | D | 7.87 | 600,000 | 600,000 | |||||
| 2015-06-30 | 2015-06-30 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 7.9000 | 35,000 | 276 | 1,205,000 | ||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 3 | Opaleye Management Inc. | IMMY | Imprimis Pharmaceuticals, Inc. | I | 2,334,398 | ||||||||
| 2015-05-20 | 2015-05-19 | 4 | Miloni Donald Paul | IMMY | Common Stock | D | 8.0018 | -110,000 | -880 | 468,576 | ||||
| 2015-05-20 | 2015-05-18 | 4 | Miloni Donald Paul | IMMY | Common Stock | D | 8.0000 | -300,000 | -2,400 | 578,576 | ||||
| 2015-05-20 | 2015-05-19 | 4 | Opaleye Management Inc. See Foonote | IMMY | Common Stock | I | 8.0000 | 2,801 | 22 | 1,170,000 | ||||
| 2015-05-15 | 2015-05-13 | 4 | AUSTIN STEPHEN G | IMMY | Common Stock | D | 6,281 | 19,769 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | LINDSTROM RICHARD L MD | IMMY | Common Stock | D | 6,281 | 6,281 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | Kammer Robert J | IMMY | Common Stock | D | 6,281 | 994,827 | ||||||
| 2015-05-15 | 2015-05-13 | 4 | Nelson William H. | IMMY | Common Stock | D | 6,281 | 12,904 | ||||||
| 2015-04-27 | 2015-04-23 | 4 | Kammer Robert J | IMMY | Warrant (Right to Buy) | D | 5.92 | -15,282 | 0 | |||||
| 2015-04-27 | 2015-04-23 | 4 | Kammer Robert J | IMMY | Common Stock | D | 5.9250 | 15,282 | 91 | 988,546 | ||||
| 2015-02-02 | 2015-02-01 | 4 | SAHAREK JOHN P. | IMMY | Option - Right to Buy | D | 7.37 | 90,000 | 90,000 | |||||
| 2015-02-02 | 2015-02-01 | 4 | SAHAREK JOHN P. | IMMY | Common Stock | D | 30,000 | 30,000 | ||||||
| 2015-02-02 | 2015-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 30,000 | 187,500 | ||||||
| 2015-02-02 | 2015-02-01 | 4 | BOLL ANDREW R. | IMMY | Common Stock | D | 157,500 | 157,500 | ||||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Stock Option (Right to Buy) | D | 4.50 | -46,875 | 0 | |||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Stock Option (Right to Buy) | D | 4.50 | -25,000 | 0 | |||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 7.4200 | -28,428 | -211 | 973,264 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5000 | 46,875 | 211 | 1,001,692 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 7.4200 | -15,162 | -113 | 954,817 | ||||
| 2014-10-02 | 2014-09-30 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4.5000 | 25,000 | 112 | 969,979 | ||||
| 2014-09-08 | 2014-09-04 | 4 | AUSTIN STEPHEN G | IMMY | Common Stock | D | 6,623 | 13,488 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Kammer Robert J | IMMY | Common Stock | D | 6,623 | 944,979 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Bassani August Shelby | IMMY | Common Stock | D | 6,623 | 13,488 | ||||||
| 2014-09-08 | 2014-09-04 | 4 | Nelson William H. | IMMY | Common Stock | D | 6,623 | 6,623 | ||||||
| 2014-04-22 | 2013-09-30 | 5 | Kammer Robert J | IMMY | Common Stock | D | 6,667 | 938,356 | ||||||
| 2014-02-11 | 2014-02-10 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 7.71 | 15,400 | 15,400 | |||||
| 2014-02-11 | 2014-02-10 | 4 | BOLL ANDREW R. | IMMY | Option - Right to Buy | D | 7.71 | 7,400 | 7,400 | |||||
| 2013-10-04 | 2013-10-02 | 4 | Kenny Peter C | IMMY | Common Stock | D | 8,947 | 8,947 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | AUSTIN STEPHEN G | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Abrams Jeffrey J | IMMY | COMMON STOCK | D | 6,865 | 45,927 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Finnegan Paul | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-07-01 | 2013-06-28 | 4 | Kammer Robert J | IMMY | COMMON STOCK | D | 33,333 | 931,689 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Kammer Robert J | IMMY | COMMON STOCK | D | 6,865 | 898,356 | ||||||
| 2013-07-01 | 2013-06-27 | 4 | Bassani August Shelby | IMMY | COMMON STOCK | D | 6,865 | 6,865 | ||||||
| 2013-05-08 | 2013-04-01 | 4 | Schupp Joachim PH | IMMY | OPTION RIGHT TO BUY | D | 6.00 | 25,000 | 25,000 | |||||
| 2013-05-08 | 2013-04-01 | 4 | BOLL ANDREW R. | IMMY | OPTION RIGHT TO BUY | D | 6.00 | 90,000 | 90,000 | |||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Option - Right to Buy | D | 8.99 | 180,000 | 180,000 | |||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Common Stock | D | 200,000 | 1,419,835 | ||||||
| 2013-05-06 | 2013-05-02 | 4 | BAUM MARK L | IMMY | Common Stock | D | 1,050,000 | 1,219,835 | ||||||
| 2013-03-18 | 3 | Miloni Donald Paul By 1425 Greenwood Lane, LLC | IMMY | Common Stock | I | 151,898 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul By RCHER Financial, LLC | IMMY | Common Stock | I | 101,265 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul By wife | IMMY | Common Stock | I | 25,316 | ||||||||
| 2013-03-18 | 3 | Miloni Donald Paul | IMMY | Common Stock | D | 878,576 | ||||||||
| 2013-03-15 | 2012-07-12 | 5 | BAUM MARK L | IMMY | Warrants | D | 5.92 | 2,413 | 2,413 | |||||
| 2013-03-15 | 2012-04-30 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Warrants | I | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-04-01 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 4.50 | 60,000 | 60,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L | IMMY | Option (Right to Buy) | D | 2.40 | 125,000 | 125,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | BAUM MARK L DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-15 | 2012-02-28 | 5 | Schupp Joachim PH | IMMY | Employee Stock Option (Right to Buy) | D | 3.60 | 75,000 | 75,493 | |||||
| 2013-03-15 | 2011-12-15 | 5 | Schupp Joachim PH | IMMY | Employee Stock Option (Right to Buy) | D | 4.00 | 493 | 75,493 | |||||
| 2013-03-15 | 2012-02-28 | 5 | BOLL ANDREW R. | IMMY | Employee Stock Option (Right to Buy) | D | 3.68 | 15,000 | 15,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | Finnegan Paul | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 150,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Finnegan Paul | IMMY | Option (Right to Buy) | D | 3.20 | 125,000 | 150,000 | |||||
| 2013-03-15 | 2012-04-30 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Warrants | D | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-02-28 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Convertible Debenture | D | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | DERMASTAR INTERNATIONAL, LLC | IMMY | Convertible Debenture | D | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-15 | 2012-04-01 | 5 | Brar Balbir | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Brar Balbir | IMMY | Option (Right to Buy) | D | 3.68 | 225,000 | 225,000 | |||||
| 2013-03-15 | 2012-07-12 | 5 | Kammer Robert J | IMMY | Warrants | D | 5.92 | 2,413 | 2,413 | |||||
| 2013-03-15 | 2012-04-30 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Warrants | I | 5.92 | 48,262 | 0 | |||||
| 2013-03-15 | 2012-04-30 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 762,534.0000 | 193,047 | 147,204,901 | 0 | ||||
| 2013-03-15 | 2012-04-01 | 5 | Kammer Robert J | IMMY | Option (Right to Buy) | D | 4.50 | 25,000 | 25,000 | |||||
| 2013-03-15 | 2012-04-01 | 5 | Kammer Robert J | IMMY | Option (Right to Buy) | D | 4.50 | 60,000 | 60,000 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | -856,087 | 0 | |||||
| 2013-03-15 | 2012-02-28 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 1,454,962 | 0 | ||||||
| 2013-03-15 | 2012-01-01 | 5 | Kammer Robert J DermaStar International, LLC | IMMY | Convertible Debenture | I | 0.67 | 50,000.0000 | 856,087 | 42,804,350 | 0 | |||
| 2013-03-08 | 3 | Professional Compounding Centers of America, Inc. | IMMY | Common Stock | D | 832,682 | ||||||||
| 2012-12-18 | 2012-12-14 | 4 | Bassani August Shelby | IMMY | Option - Right to Buy | D | 2.15 | 38,014 | 38,014 | |||||
| 2012-08-15 | 2012-07-26 | 4 | AUSTIN STEPHEN G | IMMY | Option - Right to Buy | D | 0.90 | 85,616 | 85,616 | |||||
| 2012-07-20 | 2012-07-18 | 4 | BAUM MARK L | IMMY | Common Stock | D | 800,000 | 1,646,927 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | BAUM MARK L DermaStar | IMMY | Series A Convertible Preferred Stock | I | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | BAUM MARK L | IMMY | Common Stock | D | 846,927 | 846,927 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | BAUM MARK L DermaStar | IMMY | Common Stock | I | 7,498,500 | 15,738,545 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Warrants (Right to Buy) | D | 1.18 | -241,308 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Series A Convertible Preferred Stock | D | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | -15,738,545 | 0 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 7,498,500 | 15,738,545 | ||||||
| 2012-07-20 | 2012-07-18 | 4 | Kammer Robert J | IMMY | Common Stock | D | 200,000 | 4,634,254 | ||||||
| 2012-07-20 | 2012-07-12 | 4 | Kammer Robert J DermaStar | IMMY | Series A Convertible Preferred Stock | I | 0.00 | -10 | 0 | |||||
| 2012-07-20 | 2012-07-12 | 4 | Kammer Robert J | IMMY | Common Stock | D | 4,434,254 | 4,434,254 | ||||||
| 2012-07-20 | 2012-06-29 | 4 | Kammer Robert J DermaStar | IMMY | Common Stock | I | 7,498,500 | 15,738,545 | ||||||
| 2012-04-30 | 3 | Kammer Robert J DermaStar International, LLC | IMMY | Common Stock | I | 8,240,045 | ||||||||
| 2012-04-30 | 3 | Kammer Robert J | IMMY | Common Stock | D | 23,206 | ||||||||
| 2012-04-27 | 3 | BAUM MARK L DermaStar International, LLC | IMMY | Common Stock | I | 8,240,045 | ||||||||
| 2012-04-27 | 2012-04-01 | 4 | Abrams Jeffrey J | IMMY | Option (Right to Buy) | D | 0.90 | 125,000 | 436,250 | |||||
| 2012-04-27 | 2012-04-01 | 4 | Abrams Jeffrey J | IMMY | Option (Right to Buy) | D | 0.90 | 300,000 | 311,250 | |||||
| 2012-04-27 | 3 | Brar Balbir Balbir S Brar TTY Trust | IMMY | Common Stock | I | 49,305 | ||||||||
| 2012-04-27 | 3 | Brar Balbir | IMMY | Common Stock | D | 16,717 | ||||||||
| 2012-04-27 | 3 | DERMASTAR INTERNATIONAL, LLC | IMMY | Common Stock | D | 8,240,045 | ||||||||
| 2012-03-27 | 3 | Ladonnikov Alexej | IMMY | Common Stock | D | 1,984,156 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
