| Ações em Circulação | 109,193,549 shares |
| Ações de Insider | 34,287,518 shares |
| Propriedade de Insider | 31.40 % |
| Total de Insiders | 44 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
10096 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Rocket Pharmaceuticals, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Kamran Alam | 3,000 | ||
| Timothy J Barberich | 45,000 | ||
| Carsten Boess Director - [D] | 30,000 | 30,000 | |
| Rudolf A Baumgartner | 175,000 | ||
| Elisabeth Bjork Director - [D] | 50,000 | 50,000 | |
|
Care Capital Ii Llc
10% Owner -
|
2,277,139 | 2,277,139 | |
| J Martin Carroll Director - [D] | 10,000 | 10,000 | |
| Sarbani Chaudhuri See Remarks - [O] | 267,510 | 267,510 | |
|
Devon Park Bioventures Lp
10% Owner -
|
0 | 0 | |
| Mikael Dolsten Director - [D] | 44,220 | 44,220 | |
| Peter Fong Director - [D] | 53,333 | 53,333 | |
| Pedro P Granadillo Director - [D] | 54,734 | 54,734 | |
| Carlos Garcia-Parada | 17,322 | ||
| Paul G Howes | 45,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Ittai Harel | 21,857 | ||
|
Argeris N Karabelas
Director, 10% Owner -
[D]
|
2,277,139 | 2,277,139 | |
|
Mark Leschly
10% Owner -
|
2,870,584 | 2,870,584 | |
| Patrick Machado | 45,000 | ||
| Gotham Makker Director - [D] | 1,036,846 | 1,036,846 | |
| Fady Ibraham Malik Director - [D] | 30,000 | 30,000 | |
| McVicar William K. | 135,000 | ||
|
MedImmune Ventures, Inc.
10% Owner -
|
1,917,906 | 1,917,906 | |
| John Militello See Remarks - [O] | 89,780 | 89,780 | |
| Aaron Ondrey Chief Financial Officer - [O] | 128,173 | 128,173 | |
| Kinnari Patel See Remarks - [O] | 441,927 | 441,927 | |
| Isai Peimer | 21,857 | ||
| Phillips Gary M. | 45,000 | ||
|
Pitango Venture Capital Principals Fund IV, L.P.
10% Owner -
|
1,292,584 | 1,292,584 | |
| Piratip Pratumsuwan Director - [D] | 30,000 | 30,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
|
Rho Ventures Iv Qp Lp
10% Owner -
|
2,870,584 | 2,870,584 | |
| Dale Ritter Vice President, Finance - [O] | 19,827 | 19,827 | |
|
Rtw Investments, Lp
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
|
Rho Ventures IV Holdings LLC
10% Owner -
|
0 | 0 | |
| Syed Ali-aamir Rizvi Chief Medical Officer - [O] | 407,874 | 407,874 | |
| David P Southwell Director - [D] | 144,784 | 144,784 | |
| Jonathan David Schwartz See Remarks - [O] | 299,064 | 299,064 | |
| Gaurav Shah CEO - [O] | 1,061,724 | 1,061,724 | |
| Spivey Richard N. | 45,000 | ||
| Christopher James Stevens Chief Operating Officer - [O] | 469,129 | 469,129 | |
| Martin Vogelbaum | 21,857 | ||
|
Roderick Wong
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
| Mark Andrew White See Remarks - [O] | 69,140 | 69,140 | |
| Martin Wilson General Counsel - [O] | 677,977 | 677,977 | |
| Naveen Yalamanchi Director - [D] | 16,272,635 | 16,272,635 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em RCKT / Rocket Pharmaceuticals, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em RCKT / Rocket Pharmaceuticals, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0860 | -55,684 | -172 | 1,061,724 | ||||
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6910 | 76,490 | 129 | 1,117,408 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Militello John | RCKT | Common Stock | D | 3.0140 | -384 | -1 | 89,780 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0140 | -662 | -2 | 677,977 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0140 | -2,409 | -7 | 1,040,918 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.6060 | -3,361 | -12 | 678,639 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.6060 | -2,728 | -10 | 1,043,327 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Militello John | RCKT | Common Stock | D | 3.6060 | -855 | -3 | 90,164 | ||||
| 2026-05-11 | 2026-05-07 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 3.8380 | -17,650 | -68 | 267,510 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Militello John | RCKT | Common Stock | D | 3.3380 | -1,157 | -4 | 91,019 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3380 | -5,990 | -20 | 1,046,055 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3380 | -1,376 | -5 | 682,000 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3120 | -12,253 | -41 | 683,376 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Militello John | RCKT | Common Stock | D | 3.3120 | -3,726 | -12 | 92,176 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3120 | -12,279 | -41 | 1,052,045 | ||||
| 2026-02-13 | 2026-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 286,028 | 1,064,324 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 125,924 | 285,160 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 61,963 | 469,129 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 61,963 | 407,874 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 311,813 | 695,629 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Militello John | RCKT | Common Stock | D | 29,982 | 95,902 | ||||||
| 2026-01-06 | 2026-01-02 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4400 | 10,000 | 34 | 50,000 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9830 | -1,646 | -5 | 383,816 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 2.9830 | -6,276 | -19 | 778,296 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Militello John | RCKT | Common Stock | D | 2.9830 | -1,086 | -3 | 65,920 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9830 | -2,545 | -8 | 299,064 | ||||
| 2025-11-10 | 2025-11-03 | 4 | Wilson Martin | RCKT | Common Stock | D | 100,000 | 385,462 | ||||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9750 | -558 | -2 | 67,006 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9700 | -3,005 | -12 | 67,564 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9650 | -5,514 | -22 | 70,569 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9600 | -19,841 | -79 | 76,083 | ||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 62,893 | 345,911 | ||||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 283,018 | 283,018 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 30,000 | 53,333 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 23,333 | 23,333 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -59,000 | -183 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 17.8112 | 59,000 | 1,051 | 18,247,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -41,000 | -127 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 19.0916 | 41,000 | 783 | 18,229,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -1,000,000 | -3,105 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 40.0324 | 1,000,000 | 40,032 | 19,188,457 | ||||
| 2025-09-09 | 2025-09-08 | 4 | Militello John | RCKT | Common Stock | D | 40,000 | 95,924 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Wilson Martin | RCKT | Common Stock | D | 150,000 | 285,462 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,000 | 301,609 | ||||||
| 2025-08-27 | 2025-08-27 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4100 | 10,000 | 34 | 40,000 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0500 | -2,234 | -7 | 784,572 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9960 | -588 | -2 | 135,462 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0650 | -1,004 | -3 | 136,050 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Militello John | RCKT | Common Stock | D | 2.9960 | -361 | -1 | 55,924 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Militello John | RCKT | Common Stock | D | 3.0650 | -699 | -2 | 56,285 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9960 | -805 | -2 | 221,609 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0650 | -1,680 | -5 | 222,414 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0190 | -12,109 | -37 | 137,054 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0190 | -11,161 | -34 | 224,094 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Militello John | RCKT | Common Stock | D | 3.0190 | -7,043 | -21 | 56,984 | ||||
| 2025-08-06 | 2025-08-04 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 407,166 | 407,166 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 30,000 | 31,660 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | BOESS CARSTEN | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Malik Fady Ibraham | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 19,434 | 415,346 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 30,000 | 395,912 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 17,667 | 47,667 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 30,000 | 44,220 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 24,734 | 54,734 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Pratumsuwan Piratip | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-08 | 2025-07-03 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 2.8820 | -1,477 | -4 | 128,173 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.4460 | -587 | -4 | 149,163 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.4460 | -2,253 | -15 | 786,806 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.4460 | -767 | -5 | 441,927 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.4460 | -801 | -5 | 235,255 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Militello John | RCKT | Common Stock | D | 6.4460 | -357 | -2 | 64,027 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.5280 | -1,409 | -9 | 442,694 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Militello John | RCKT | Common Stock | D | 6.5280 | -655 | -4 | 64,384 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.5280 | -946 | -6 | 149,750 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.5280 | -1,582 | -10 | 236,056 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.5280 | -3,621 | -24 | 789,059 | ||||
| 2025-04-24 | 2025-03-05 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 14,220 | 14,220 | ||||||
| 2025-04-24 | 2025-04-22 | 4 | Militello John | RCKT | Common Stock | D | 7.1580 | -718 | -5 | 65,039 | ||||
| 2025-04-14 | 2025-04-10 | 4 | Shah Gaurav | RCKT | Common Stock | D | 5.0800 | 20,000 | 102 | 792,680 | ||||
| 2025-04-10 | 2025-04-09 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 4.7000 | 21,099 | 99 | 26,774 | ||||
| 2025-04-08 | 2025-04-04 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 5.2940 | -7,489 | -40 | 129,650 | ||||
| 2025-02-27 | 2025-02-25 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 10.5800 | -6,532 | -69 | 237,638 | ||||
| 2025-02-27 | 2024-11-21 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 13.0500 | -3,097 | -40 | 163,852 | ||||
| 2025-02-27 | 2024-08-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 18.5000 | -2,710 | -50 | 166,949 | ||||
| 2025-02-27 | 2024-05-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 23.3500 | -2,754 | -64 | 169,659 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Militello John | RCKT | Common Stock | D | 10.5800 | -2,737 | -29 | 65,757 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 10.5800 | -16,303 | -172 | 772,680 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 10.5800 | -3,222 | -34 | 150,696 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 10.5800 | -6,078 | -64 | 444,103 | ||||
| 2025-02-13 | 2025-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 90,358 | 153,918 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Militello John | RCKT | Common Stock | D | 20,080 | 68,494 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 90,358 | 137,139 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57,786 | 450,181 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,318 | 252,731 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 81,655 | 788,983 | ||||||
| 2025-01-27 | 2025-01-23 | 4 | Militello John | RCKT | Common Stock | D | 10.3800 | -896 | -9 | 48,414 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 13.0540 | -1,175 | -15 | 63,560 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Militello John | RCKT | Common Stock | D | 13.0540 | -1,224 | -16 | 49,310 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.0540 | -11,091 | -145 | 707,328 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 13.0540 | -4,588 | -60 | 392,395 | ||||
| 2024-11-04 | 2024-10-31 | 4 | Militello John | RCKT | Common Stock | D | 16.6250 | -917 | -15 | 50,534 | ||||
| 2024-11-04 | 2024-10-31 | 4 | White Mark Andrew | RCKT | Common Stock | D | 16.6250 | -3,080 | -51 | 69,140 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 18.5040 | -1,027 | -19 | 64,735 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 18.5040 | -9,650 | -179 | 718,419 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 18.5040 | -3,989 | -74 | 396,983 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Militello John | RCKT | Common Stock | D | 18.5040 | -1,064 | -20 | 51,451 | ||||
| 2024-07-24 | 2024-07-22 | 4 | Militello John | RCKT | Common Stock | D | 23.0150 | -812 | -19 | 52,515 | ||||
| 2024-07-09 | 2024-07-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 20.3950 | -3,026 | -62 | 72,220 | ||||
| 2024-06-10 | 2024-03-21 | 4/A | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 | RCKT | Common Stock | I | -59,716 | 113,124 | ||||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | -113,124 | 1,660 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Militello John | RCKT | Common Stock | D | 23.3500 | -1,079 | -25 | 53,327 | ||||
| 2024-05-20 | 2024-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23.3500 | -9,790 | -229 | 728,069 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 9,683 | 646,134 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 636,451 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 67,785 | 737,859 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23,940 | 670,074 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 23.3500 | -1,048 | -24 | 65,762 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 2,420 | 21,100 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,947 | 66,810 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Wilson Martin | RCKT | Common Stock | D | 28,763 | 49,863 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 23.3500 | -4,046 | -94 | 400,972 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 5,553 | 301,824 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,990 | 296,291 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 38,735 | 405,018 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Patel Kinnari | RCKT | Common Stock | D | 52,489 | 366,283 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 11,970 | 313,794 | ||||||
| 2024-04-24 | 2024-04-22 | 4 | Militello John | RCKT | Common Stock | D | 22.8700 | -833 | -19 | 54,406 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.0520 | -10,000 | -241 | 114,784 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 29,624 | 129 | 124,784 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 25.1560 | -10,284 | -259 | 95,160 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.2240 | -59,716 | -1,447 | 105,444 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 70,000 | 304 | 165,160 | ||||
| 2024-04-10 | 2024-04-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 24.6380 | -12,532 | -309 | 75,226 | ||||
| 2024-04-03 | 3 | Schwartz Jonathan David | RCKT | Common Stock | D | 172,413 | ||||||||
| 2024-04-03 | 2024-04-01 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 46,781 | 46,781 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Militello John | RCKT | Common Stock | D | 28.1040 | -2,490 | -70 | 55,239 | ||||
| 2024-03-25 | 2023-02-14 | 4 | Militello John | RCKT | Common Stock | D | 11,067 | 57,729 | ||||||
| 2024-03-25 | 2022-08-12 | 4 | Militello John | RCKT | Common Stock | D | 14,310 | 46,662 | ||||||
| 2024-03-25 | 2022-04-18 | 4 | Militello John | RCKT | Common Stock | D | 7,932 | 32,352 | ||||||
| 2024-03-25 | 2022-02-14 | 4 | Militello John | RCKT | Common Stock | D | 2,903 | 24,420 | ||||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 29.8450 | -10,000 | -298 | 21,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 12.5500 | 10,000 | 126 | 31,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.3310 | -4,100 | -120 | 18,680 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 66,577 | 621,339 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 29.8380 | -20,272 | -605 | 554,762 | ||||
| 2024-02-21 | 2024-02-16 | 4 | White Mark Andrew | RCKT | Common Stock | D | 11,096 | 87,758 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 8,322 | 21,517 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 29.8380 | -3,238 | -97 | 13,195 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 33,288 | 271,634 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 29.8380 | -7,132 | -213 | 238,346 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,644 | 22,780 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.8380 | -3,576 | -107 | 6,136 | ||||
| 2024-02-16 | 2024-02-14 | 4 | Militello John | RCKT | Common Stock | D | 6,274 | 16,433 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | -9,712 | 9,712 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 26,189 | 245,478 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -46,828 | 575,034 | ||||||
| 2024-01-23 | 2024-01-22 | 4 | Militello John | RCKT | Common Stock | D | 27.2030 | -638 | -17 | 10,159 | ||||
| 2024-01-22 | 2024-01-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 10,797 | ||||||
| 2023-11-16 | 2023-11-15 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 22.5323 | -20,000 | -451 | 1,296,497 | ||||
| 2023-11-16 | 2023-11-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 220,437 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -7,979 | 532,833 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 9,485 | ||||||
| 2023-10-25 | 2023-10-20 | 4 | Militello John | RCKT | Common Stock | D | 17.0620 | -564 | -10 | 8,760 | ||||
| 2023-10-20 | 2023-10-18 | 4/A | Militello John | RCKT | Common Stock | D | 1,586 | 9,324 | ||||||
| 2023-10-20 | 2023-02-17 | 4/A | Militello John | RCKT | Common Stock | D | 19.0600 | -1,076 | -21 | 1,782 | ||||
| 2023-10-10 | 2023-10-05 | 4 | Patel Kinnari By Adaptive Technology LLC | RCKT | Common Stock | I | 3,333 | 101,594 | ||||||
| 2023-10-02 | 2023-09-29 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.1383 | -4,677 | -99 | 1,316,497 | ||||
| 2023-10-02 | 2023-09-28 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.0318 | -10,312 | -217 | 1,321,174 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | 500,000 | 7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 22.0500 | -500,000 | -11,025 | 17,657,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | -500,000 | -7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 22.0500 | 500,000 | 11,025 | 18,657,605 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Militello John | RCKT | Common Stock | D | 15.4710 | -284 | -4 | 5,570 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 15.4710 | -4,767 | -74 | 524,854 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 15.4710 | -1,534 | -24 | 216,448 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 7,854 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 217,982 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 529,621 | ||||||
| 2023-07-24 | 2023-07-20 | 4 | Militello John | RCKT | Common Stock | D | 19.0330 | -573 | -11 | 7,129 | ||||
| 2023-07-20 | 2023-07-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 7,702 | ||||||
| 2023-05-19 | 2023-05-17 | 4 | Militello John | RCKT | Common Stock | D | 21.3750 | -245 | -5 | 6,116 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 21.3750 | -4,122 | -88 | 521,642 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 21.3750 | -1,330 | -28 | 213,993 | ||||
| 2023-05-16 | 2023-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 525,764 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 6,361 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 215,323 | ||||||
| 2023-04-25 | 2023-04-21 | 4 | Militello John | RCKT | Common Stock | D | 18.6500 | -2,342 | -44 | 5,636 | ||||
| 2023-04-20 | 2023-04-18 | 4 | Militello John | RCKT | Common Stock | D | 6,364 | 7,978 | ||||||
| 2023-04-12 | 2023-04-04 | 4 | White Mark Andrew | RCKT | Common Stock, par value $0.01 | D | 76,662 | 76,662 | ||||||
| 2023-04-05 | 2022-12-01 | 4 | RTW INVESTMENTS, LP | RCKT | Common stock, $0.01 par value ("Common Stock") | I | 529,038 | 18,157,605 | ||||||
| 2023-02-22 | 2023-02-14 | 4/A | Militello John | RCKT | Common Stock | D | 2,858 | 2,858 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Militello John | RCKT | Common Stock | D | 19.0600 | -1,244 | -24 | 1,614 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Patel Kinnari | RCKT | Common Stock | D | 15,720 | 166,566 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 19.0600 | -3,557 | -68 | 94,546 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 8,574 | 98,103 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 19.0600 | -12,194 | -232 | 536,885 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Shah Gaurav | RCKT | Common Stock | D | 31,440 | 549,079 | ||||||
| 2022-10-11 | 2022-10-06 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 14.7500 | 1,355,932 | 20,000 | 17,628,567 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Restricted Stock Units | D | 19,054 | 19,054 | ||||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 13.12 | 28,910 | 28,910 | |||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.2000 | -32,026 | -519 | 89,529 | ||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.8600 | -12,974 | -206 | 121,555 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.1500 | -35,998 | -581 | 134,529 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9000 | -9,002 | -143 | 170,527 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 8,641 | 8,641 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 33,199 | 33,199 | |||||
| 2022-03-09 | 2021-07-27 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | -621,500 | 674,901 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Restricted Stock Units | D | 17,322 | 17,322 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 20.00 | 54,006 | 54,006 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Restricted Stock Units | D | 25,984 | 25,984 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 20.00 | 81,010 | 81,010 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Restricted Stock Units | D | 47,637 | 47,637 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 20.00 | 148,518 | 148,518 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Restricted Stock Units | D | 95,275 | 95,275 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 20.00 | 297,037 | 297,037 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Restricted Stock Units | D | 8,661 | 8,661 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.00 | 27,003 | 27,003 | |||||
| 2022-02-08 | 2022-02-07 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3415 | 22,000 | 382 | 517,639 | ||||
| 2021-12-08 | 2021-12-06 | 4 | Wilson Martin | RCKT | Stock Option (Right to Buy) | D | 23.04 | 100,000 | 100,000 | |||||
| 2021-09-15 | 2021-09-13 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 35.60 | 40,000 | 40,000 | |||||
| 2021-08-31 | 2021-08-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 32.4800 | 812,516 | 26,391 | 16,272,635 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 47.1250 | -400 | -19 | 1,296,401 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 46.8457 | -34,685 | -1,625 | 1,296,801 | ||||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 2,379 | 70 | 2,379 | |||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,529 | 45 | 1,529 | |||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 47.25 | 15,295 | 15,295 | |||||
| 2021-06-16 | 2021-06-14 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,699 | 50 | 1,699 | |||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Equity Swap (Obligation to Buy) 1) | I | 40.03 | 1 | 1,000,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 40.0324 | -725,000 | -29,023 | 15,460,119 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 47.2111 | -7,475 | -353 | 495,639 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 46.4467 | -8,872 | -412 | 503,114 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.2063 | -5,919 | -268 | 511,986 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.9409 | -7,493 | -344 | 517,905 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 1.69 | -75,880 | 0 | |||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.0618 | -23,003 | -1,037 | 525,398 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.2432 | -61,350 | -2,714 | 548,401 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.5900 | -3,000 | -137 | 609,751 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6900 | 75,880 | 128 | 612,751 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.3392 | -8,505 | -377 | 536,871 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 43.8552 | -48,732 | -2,137 | 545,376 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 42.7952 | -8,667 | -371 | 594,108 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 41.7999 | -19,984 | -835 | 614,092 | ||||
| 2021-03-29 | 2021-03-24 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | -1,344,925 | 16,185,119 | ||||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.69 | -38,093 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.6900 | 38,093 | 64 | 188,939 | ||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 150,846 | ||||
| 2021-02-16 | 2020-12-02 | 5 | Yalamanchi Naveen The Naveen Yalmanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | -31,250 | 82,391 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 72,000 | 198,341 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav | RCKT | Common Stock | D | -72,000 | 622,759 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 126,341 | 126,341 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav | RCKT | Common Stock | D | -126,341 | 694,759 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav By Spouse | RCKT | Common Stock | I | 207,897 | 207,897 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav | RCKT | Common Stock | D | -207,897 | 821,100 | ||||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Paul Andrew Granadillo 2020 Irrevocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 19.90 | 20,000 | 20,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | -20,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 18.75 | 40,000 | 40,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | -40,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 14.56 | 30,000 | 30,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | -30,000 | 0 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 62.32 | 120,000 | 120,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 62.32 | 18,000 | 18,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 62.32 | 185,000 | 185,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 62.32 | 35,000 | 35,000 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.69 | -11,428 | 0 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.2100 | 213,101 | 258 | 224,529 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.6900 | 11,428 | 19 | 11,428 | ||||
| 2021-02-03 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.21 | -213,101 | 38,309 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 56.49 | 125,000 | 125,000 | |||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57.1656 | -5,427 | -310 | 94,977 | ||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 56.5120 | -11,334 | -641 | 100,404 | ||||
| 2020-12-14 | 2020-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 56.0000 | 247,720 | 13,872 | 17,530,044 | ||||
| 2020-10-07 | 2020-10-05 | 4 | Patel Kinnari By Spouse | RCKT | Restricted Stock Units | I | 10,000 | 10,000 | ||||||
| 2020-09-10 | 2020-09-08 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.05 | 50,000 | 50,000 | |||||
| 2020-08-05 | 2020-08-03 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 24.82 | 18,000 | 18,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 3,206 | 39 | 3,206 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 9,784 | 119 | 9,784 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 19.90 | 27,000 | 27,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-04-22 | 2020-04-20 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 17.50 | 40,000 | 40,000 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -90,925 | 0 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.7800 | -32,645 | -450 | 1,028,997 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4300 | 90,925 | 39 | 1,061,642 | ||||
| 2020-03-19 | 2020-03-18 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 9.5000 | 1,000 | 10 | 6,675 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -290,000 | 90,925 | |||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 20.1500 | -6,233 | -126 | 970,717 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4332 | 290,000 | 126 | 976,950 | ||||
| 2020-02-10 | 2020-02-10 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 23.89 | 3,000 | 3,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 22.72 | 25,000 | 25,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 23.89 | 2,000 | 2,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 22.72 | 20,000 | 20,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.89 | 15,000 | 15,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 22.72 | 150,000 | 150,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 23.89 | 7,000 | 7,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 22.72 | 75,000 | 75,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 22.72 | 383,306 | 383,306 | |||||
| 2019-12-12 | 2019-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 22.2500 | 225,000 | 5,006 | 17,282,324 | ||||
| 2019-11-06 | 2019-11-04 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 14.25 | 200,000 | 200,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 10.85 | 10,000 | 10,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 10.85 | 50,000 | 50,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 10.85 | 30,000 | 30,000 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 111,738 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 111,738 | ||||
| 2019-04-18 | 2019-04-16 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 17.5000 | 550,005 | 9,625 | 17,057,324 | ||||
| 2019-03-05 | 2019-03-05 | 4 | Shah Gaurav | RCKT | Common Stock | D | 16.9000 | -25,000 | -422 | 686,950 | ||||
| 2019-03-05 | 2019-03-04 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.2800 | -24,900 | -430 | 711,950 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3400 | -25,000 | -434 | 736,850 | ||||
| 2019-01-30 | 2019-01-28 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 14.56 | 75,000 | 75,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 14.56 | 180,000 | 180,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 14.56 | 315,700 | 315,700 | |||||
| 2019-01-30 | 2019-01-28 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 14.56 | 40,500 | 40,500 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 14.56 | 20,000 | 20,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 9.9600 | 4,666 | 46 | 4,666 | |||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2018-12-28 | 2018-12-28 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 13.9300 | 100,000 | 1,393 | 16,507,319 | ||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | 55,869 | 111,738 | |||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 55,869 | ||||
| 2018-12-14 | 2018-12-13 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1900 | -38,768 | -589 | 95,160 | ||||
| 2018-12-10 | 2018-12-07 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 14.9100 | -4,923 | -73 | 133,928 | ||||
| 2018-12-10 | 2018-12-06 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1500 | -52,809 | -800 | 138,851 | ||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | -65,625 | 0 | ||||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 153,125 | 191,660 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | Patel Kinnari By spouse | RCKT | Common Stock | I | 14.9800 | 5,675 | 85 | 5,675 | ||||
| 2018-11-29 | 2018-11-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 15.5000 | 967,742 | 15,000 | 16,407,319 | ||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Sell) | I | 22.05 | 1 | 1 | |||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Buy) | I | 22.05 | 1 | 1 | |||||
| 2018-08-03 | 2018-08-01 | 4 | Yalamanchi Naveen Through the Naveen Yalamanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | 22.0000 | -637 | -14 | 113,641 | ||||
| 2018-06-28 | 2018-06-25 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.61 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 18.75 | 47,000 | 47,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 14.0900 | 3,300 | 46 | 3,300 | |||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 18.75 | 395,000 | 395,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | 21,875 | 65,625 | ||||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 21,875 | 38,535 | ||||||
| 2018-04-02 | 2018-03-29 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 18.75 | 60,000 | 60,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 18.75 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 18.75 | 175,000 | 175,000 | |||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2017-09-18 | 2017-09-14 | 4 | RITTER DALE | ITEK | Common Stock | D | 12,500 | 19,827 | ||||||
| 2017-09-18 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | -12,500 | 37,500 | ||||||
| 2017-06-21 | 2017-06-20 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 175,000 | 175,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 120,000 | 120,000 | ||||||
| 2017-01-19 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2017-01-09 | 2017-01-06 | 4 | SOUTHWELL DAVID P | ITEK | Common Stock | D | 1.7500 | 60,000 | 105 | 62,765 | ||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -9,857 | 0 | ||||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -3,243,709 | 9,857 | ||||||
| 2016-09-29 | 2016-09-28 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 9.49 | 24,000 | 24,000 | |||||
| 2016-08-18 | 2016-08-17 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 6.91 | 24,000 | 24,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 51,000 | 51,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-05-17 | 2016-05-13 | 4 | CARROLL J MARTIN | ITEK | Common Stock | D | 9.0294 | 10,000 | 90 | 10,000 | ||||
| 2016-04-04 | 2016-04-01 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.63 | 24,000 | 24,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 7.56 | 215,000 | 215,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 7.56 | 40,000 | 40,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 7.56 | 165,000 | 165,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 7.56 | 135,000 | 135,000 | |||||
| 2016-01-12 | 2016-01-11 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 8.89 | 24,000 | 24,000 | |||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -127,711 | 0 | ||||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -115,083 | 636,496 | ||||||
| 2015-10-13 | 2015-10-13 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 9.50 | 24,000 | 24,000 | |||||
| 2015-07-20 | 2015-07-16 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 5.32 | 24,000 | 24,000 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Stock Options (Right to Buy) | I | 4.34 | -9,857 | 0 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Common Stock | D | 4.3420 | 9,857 | 43 | 3,253,566 | ||||
| 2015-06-26 | 2015-06-24 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 28,017 | |||
| 2015-06-26 | 2015-06-24 | 4 | KARABELAS ARGERIS N | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 25,000 | 126 | 68,982 | |||
| 2015-06-26 | 2015-06-24 | 4 | VOGELBAUM MARTIN | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 150,000 | 754 | 548,497 | |||
| 2015-06-26 | 2015-06-24 | 4 | Peimer Isai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | CARE CAPITAL II LLC | ITEK | Stock Options (Right to Buy) | I | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Harel Ittai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,615 | |||
| 2015-06-26 | 2015-06-24 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,094 | |||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Convertible Promissory Notes | I | -338,551 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Series AA Convertible Preferred Stock | I | -4,013,692 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 6.0000 | 416,667 | 2,500 | 1,917,906 | ||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 57,204 | 1,501,239 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 1,255,123 | 1,444,035 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Convertible Promissory Notes | I | -225,747 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Series AA Convertible Preferred Stock | I | -2,676,348 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 6.0000 | 212,375 | 1,274 | 1,292,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 38,143 | 1,080,209 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 847,424 | 1,042,066 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Convertible Promissory Notes | I | -432,591 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Series AA Convertible Preferred Stock | I | -5,128,577 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 958,226 | 5,749 | 2,870,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 73,092 | 1,912,358 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 1,606,230 | 1,839,266 | ||||||
| 2015-02-18 | 3/A | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 215,102 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
