ANIX / Anixa Biosciences, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Anixa Biosciences, Inc.
US ˙ NasdaqCM ˙ US03528H1095

Ações em Circulação 33,527,858 shares
Ações de Insider5,249,473 shares
Propriedade de Insider15.66 %
Total de Insiders20
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
1365 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )
1356 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Anixa Biosciences, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Robert Andrew Berman President & CEO, Director - [D] [O] 61,553 61,553
Anthony Bowers 60,000
Arnold M Baskies Director - [D] 135,000 135,000
Andrea Belz 300,000
Michael Catelani President, COO, & CFO - [O] 44,500 44,500
David Cavalier Director - [D] 2,000 2,000
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Frank J Disanto 150,000
Dale Fox Director - [D] 0 0
Emily Gottschalk Director - [D] 45,665 45,665
Henry P Herms VP, Finance & CFO - [O] 23,321 23,321
Bruce F Johnson Director - [D] 1,109,634 1,109,634
Denis A Krusos Chief Executive Officer, Director - [D] [O] 1,169,880 1,169,880
Amit Kumar Chief Executive Officer - [O] 610,486 610,486
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
George P Larounis 60,000
John J Monahan Director - [D] 50,900 50,900
Roop John H. Sr. Vice President-Engineering - [O] 129,500 129,500
Tisha Stender Chief Operating Officer - [O] 800,000 800,000
Lewis H jr Titterton Director - [D] 969,334 969,334
Richard H Williams Director - [D] 50,000 50,000
Williams Kent B. Director - [D] 47,700 47,700

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em ANIX / Anixa Biosciences, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2026-01-28 Baskies Arnold M 10,000 3.0400 10,000 3.0400 30,400 84 3.1400 1,000 3.29
2025-07-31 Titterton Lewis H jr 10,000 3.0800 10,000 3.0800 30,800
2025-07-30 KUMAR AMIT 5,000 3.1600 5,000 3.1600 15,800
2025-07-18 Baskies Arnold M 5,000 3.3900 5,000 3.3900 16,950
2025-07-11 KUMAR AMIT 5,000 3.1500 5,000 3.1500 15,750
2025-07-11 Titterton Lewis H jr 10,000 3.1400 10,000 3.1400 31,400
2025-06-04 KUMAR AMIT 10,000 2.8500 10,000 2.8500 28,500
2025-01-28 Baskies Arnold M 5,000 2.8200 5,000 2.8200 14,100
2025-01-24 Titterton Lewis H jr 1,000 3.0000 1,000 3.0000 3,000

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

ANIX / Anixa Biosciences, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em ANIX / Anixa Biosciences, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2023-07-31 KUMAR AMIT 11,800 3.5700 11,800 3.5700 42,126 333 2.2100 -16,048 -38.10
2018-04-09 WILLIAMS RICHARD H 25,000 4.6400 25,000 4.6400 116,000
2016-08-24 Titterton Lewis H jr 210,000 3.1000 210,000 3.1000 651,000
2016-06-02 HERMS HENRY P 500 3.2300 500 3.2300 1,615
2016-06-01 HERMS HENRY P 500 3.2800 500 3.2800 1,640
2016-06-01 HERMS HENRY P 1,000 3.2700 1,000 3.2700 3,270
2015-10-30 HERMS HENRY P 500 3.7600 500 3.7600 1,880
2015-10-29 HERMS HENRY P 800 3.7300 800 3.7300 2,984
2015-10-28 HERMS HENRY P 1,700 3.8000 1,700 3.8000 6,460

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

ANIX / Anixa Biosciences, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-01-29 2026-01-28 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.0400 10,000 30 135,000
2025-12-16 2025-12-15 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.9200 16,000 47 969,334
2025-10-31 2025-10-30 4 KUMAR AMIT ANIX Common Stock F - Taxes D 4.0600 -169,439 -688 610,486
2025-10-31 2025-10-30 4 KUMAR AMIT ANIX Common Stock M - Exercise D 2.9200 200,000 584 779,925
2025-08-04 2025-07-31 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0800 10,000 31 953,334
2025-07-31 2025-07-30 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.1600 5,000 16 579,925
2025-07-21 2025-07-18 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.3900 5,000 17 125,000
2025-07-15 2025-07-11 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.1400 10,000 31 943,334
2025-07-14 2025-07-11 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.1500 5,000 16 574,925
2025-06-05 2025-06-04 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.8500 10,000 28 569,925
2025-01-29 2025-01-28 4 Baskies Arnold M ANIX Common Stock P - Purchase D 2.8200 5,000 14 120,000
2025-01-27 2025-01-24 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0000 1,000 3 933,334
2025-01-27 2025-01-23 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.9100 2,000 6 932,334
2025-01-23 2025-01-22 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0100 2,000 6 930,334
2025-01-22 2025-01-21 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.5900 6,000 16 928,334
2025-01-17 2025-01-17 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.5700 10,000 26 922,334
2025-01-15 2025-01-15 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.2300 43,000 96 559,925
2025-01-15 2025-01-15 4 Catelani Michael ANIX Common Stock P - Purchase D 2.1500 9,289 20 44,500
2024-10-23 2024-10-22 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 16,000 41 912,334
2024-08-01 2024-07-31 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.2300 5,580 18 896,334
2024-08-01 2024-07-30 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0600 21,646 66 890,754
2024-07-29 2024-07-26 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0300 7,700 23 869,108
2024-07-29 2024-07-25 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.8100 796 2 861,408
2024-07-26 2024-07-26 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.0900 5,000 15 115,000
2024-06-18 2024-06-14 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.6800 4,000 11 860,612
2024-06-14 2024-06-13 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.7000 405 1 856,612
2024-06-12 2024-06-11 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.6600 7,102 19 856,207
2024-06-12 2024-06-10 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.6000 330 1 849,105
2024-06-10 2024-06-07 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.5200 10,738 27 848,775
2024-06-07 2024-06-07 4 Catelani Michael ANIX Common Stock P - Purchase D 2.4000 6,250 15 35,211
2024-06-07 2024-06-07 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.4100 25,000 60 516,925
2024-05-02 2024-04-30 4 Catelani Michael ANIX Common Stock A - Award D 2.5200 1,189 3 28,961
2024-04-10 2024-04-09 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.2800 15,009 49 838,037
2024-03-15 2024-03-15 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.6300 10,000 36 110,000
2024-03-15 2024-03-15 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.2200 30,000 97 491,925
2023-11-02 2023-10-31 4 Catelani Michael ANIX Common Stock A - Award D 2.6900 1,117 3 27,772
2023-10-11 2023-10-10 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 16,000 41 823,028
2023-07-31 2023-07-27 4 Titterton Lewis H jr ANIX Common Stock F - Taxes D 3.5500 -87,042 -309 807,028
2023-07-31 2023-07-27 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 120,000 309 894,070
2023-07-31 2023-07-31 4 KUMAR AMIT ANIX Common Stock S - Sale D 3.5700 -11,800 -42 461,925
2023-07-31 2023-07-28 4 KUMAR AMIT ANIX Common Stock F - Taxes D 3.6300 -28,375 -103 473,725
2023-07-31 2023-07-28 4 KUMAR AMIT ANIX Common Stock M - Exercise D 2.5750 40,000 103 502,100
2023-07-21 2023-07-20 4 Catelani Michael ANIX Common Stock P - Purchase D 3.6400 5,500 20 26,655
2023-05-01 2023-04-28 4 Catelani Michael ANIX Common Stock A - Award D 3.4700 865 3 21,155
2022-11-01 2022-10-31 4 Catelani Michael ANIX Common Stock J - Other D 2.8100 1,069 3 20,290
2022-09-30 2022-09-29 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 40,000 103 774,070
2022-09-16 2022-09-15 4 KUMAR AMIT ANIX Common Stock F - Taxes D 4.4800 -491,900 -2,204 462,100
2022-09-16 2022-09-15 4 KUMAR AMIT ANIX Common Stock M - Exercise D 2.5750 640,000 1,648 954,000
2022-09-16 2022-09-14 4 Titterton Lewis H jr ANIX Common Stock G - Gift D -300,000 734,070
2022-06-28 2022-06-24 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 16,000 41 1,034,070
2022-06-28 2022-06-24 4 Titterton Lewis H jr ANIX Common Stock M - Exercise D 2.5750 30,000 77 1,018,070
2022-05-02 2022-04-29 4 Catelani Michael ANIX Common Stock J - Other D 2.7600 1,086 3 19,221
2022-04-27 2022-04-26 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.7900 10,000 28 988,070
2022-04-22 2022-04-21 4 Catelani Michael ANIX Common Stock P - Purchase D 2.6600 5,500 15 18,135
2022-04-21 2022-04-20 4 Catelani Michael ANIX Common Stock P - Purchase D 2.5300 2,509 6 12,635
2022-04-15 2022-04-14 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 2.62 100,000 100,000
2022-03-11 2022-03-10 4 Gottschalk Emily ANIX Employee Stock Option (Right to Buy) A - Award D 2.74 100,000 100,000
2022-03-11 2022-03-10 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 2.74 500,000 500,000
2022-03-11 2022-03-10 4 Baskies Arnold M ANIX Employee Stock Option (Right to Buy) A - Award D 2.74 100,000 100,000
2022-03-11 2022-03-10 4 Titterton Lewis H jr ANIX Employee Stock Option (Right to Buy) A - Award D 2.74 100,000 100,000
2022-03-11 2022-03-10 4 KUMAR AMIT ANIX Employee Stock Option (Right to Buy) A - Award D 2.74 500,000 500,000
2022-01-13 2022-01-12 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.2800 5,000 16 978,070
2022-01-12 2022-01-11 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.2000 2,000 6 973,070
2022-01-11 2022-01-10 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0800 6,000 18 971,070
2022-01-10 2022-01-07 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.0800 11,000 34 965,070
2022-01-07 2022-01-07 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.0000 20,000 60 314,000
2021-11-02 2021-10-29 4 Catelani Michael ANIX Common Stock J - Other D 4.0400 743 3 10,126
2021-11-01 2021-10-29 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.7600 18,244 87 954,070
2021-11-01 2021-10-29 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.7700 2,000 10 294,000
2021-07-28 2021-07-26 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.2100 30,000 126 935,826
2021-07-27 2021-07-23 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.2800 5,000 21 292,000
2021-07-27 2021-07-23 4 Baskies Arnold M ANIX Common Stock P - Purchase D 4.3300 19,000 82 100,000
2021-07-20 2021-07-16 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.9400 10,000 39 287,000
2021-07-19 2021-07-16 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.0700 10,000 41 905,826
2021-07-19 2021-07-15 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.6500 2,200 8 895,826
2021-07-16 2021-07-15 4 Gottschalk Emily ANIX Common Stock P - Purchase D 3.9600 20,065 79 45,665
2021-07-16 2021-07-15 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.9000 20,000 78 81,000
2021-07-15 2021-07-14 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.7200 23,300 87 893,626
2021-06-02 2021-06-01 4 Baskies Arnold M ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 30,000 30,000
2021-06-02 2021-06-01 4 KUMAR AMIT ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 500,000 500,000
2021-06-02 2021-06-01 4 KUMAR AMIT ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 2,000,000 2,000,000
2021-06-02 2021-05-31 4 KUMAR AMIT ANIX Restricted Stock Award D - Sale to Issuer D 0.00 -1,500,000 0
2021-06-02 2021-06-01 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 100,000 100,000
2021-06-02 2021-06-01 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 100,000 100,000
2021-06-02 2021-06-01 4 Gottschalk Emily ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 30,000 30,000
2021-06-02 2021-06-01 4 Titterton Lewis H jr ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 200,000 200,000
2021-06-02 2021-06-01 4 Titterton Lewis H jr ANIX Employee Stock Option (Right to Buy) A - Award D 4.02 30,000 30,000
2021-05-04 2021-04-30 4 Catelani Michael ANIX Common Stock J - Other D 1.8400 1,634 3 9,383
2021-04-23 2021-04-23 4 Gottschalk Emily ANIX Common Stock P - Purchase D 4.4900 10,000 45 25,600
2021-04-20 2021-04-20 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.9100 10,000 39 61,000
2021-04-20 2021-04-19 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.9900 5,000 20 870,326
2021-03-26 2021-03-25 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.8400 45,000 218 865,326
2021-03-26 2021-03-25 4 Gottschalk Emily ANIX Common Stock P - Purchase D 4.8800 15,600 76 15,600
2021-03-25 2021-03-25 4 Baskies Arnold M ANIX Common Stock P - Purchase D 4.8000 10,000 48 51,000
2021-03-25 2021-03-25 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.8600 5,000 24 277,000
2021-02-05 2021-02-03 4 Titterton Lewis H jr ANIX Common Stock G - Gift D -200,000 820,326
2021-02-01 2021-01-29 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.7300 10,000 37 272,000
2020-12-28 2020-12-23 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 2.83 100,000 100,000
2020-12-28 2020-12-23 4 KUMAR AMIT ANIX Employee Stock Option (Right to Buy) A - Award D 2.83 1,000,000 1,000,000
2020-11-03 2020-10-31 4 Catelani Michael ANIX Common Stock J - Other D 1.5600 1,918 3 7,749
2020-09-14 2020-09-11 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.0800 40,000 83 1,020,326
2020-09-11 2020-09-11 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.1100 28,000 59 262,000
2020-08-17 2020-08-13 4 Titterton Lewis H jr ANIX Employee Stock Option (Right to Buy) A - Award D 2.68 30,000 30,000
2020-08-17 2020-08-13 4 MONAHAN JOHN J ANIX Employee Stock Option (Right to Buy) A - Award D 2.68 30,000 30,000
2020-08-17 2020-08-13 4 Gottschalk Emily ANIX Employee Stock Option (Right to Buy) A - Award D 2.68 30,000 30,000
2020-08-17 2020-08-13 4 Cavalier David ANIX Employee Stock Option (Right to Buy) A - Award D 2.68 30,000 30,000
2020-08-17 2020-08-13 4 Baskies Arnold M ANIX Employee Stock Option (Right to Buy) A - Award D 2.68 30,000 30,000
2020-06-17 2020-06-16 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.2700 24,500 56 980,326
2020-06-16 2020-06-15 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.2700 31,083 71 955,826
2020-06-12 2020-06-12 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.0300 20,000 41 234,000
2020-05-04 2020-04-30 4 Catelani Michael ANIX Common Stock J - Other D 1.6100 1,867 3 5,829
2020-03-17 2020-03-13 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 2.1200 5,799 12 924,743
2020-03-12 2020-03-12 4 Baskies Arnold M ANIX Common Stock P - Purchase D 1.8400 10,000 18 41,000
2020-03-12 2020-03-12 4 KUMAR AMIT ANIX Common Stock P - Purchase D 1.8200 20,000 36 214,000
2020-03-10 2020-03-06 4 Baskies Arnold M ANIX Common Stock P - Purchase D 2.7100 10,000 27 31,000
2020-01-21 2020-01-17 4 Baskies Arnold M ANIX Common Stock P - Purchase D 3.5300 10,000 35 21,000
2020-01-16 2020-01-15 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.3200 5,000 17 918,944
2020-01-15 2020-01-14 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 3.2200 7,400 24 913,944
2020-01-14 2020-01-14 4 KUMAR AMIT ANIX Common Stock P - Purchase D 2.9900 20,000 60 194,000
2019-12-16 2019-12-12 4 KUMAR AMIT ANIX Employee Stock Option (Right to Buy) A - Award D 3.84 520,000 520,000
2019-12-16 2019-12-12 4 Catelani Michael ANIX Employee Stock Option (Right to Buy) A - Award D 3.84 100,000 100,000
2019-11-04 2019-10-31 4 Catelani Michael ANIX Common Stock J - Other D 3.2900 912 3 3,962
2019-10-24 2019-10-23 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 3.87 45,000 45,000
2019-10-24 2019-10-23 4 MONAHAN JOHN J ANIX Employee Stock Option (Right to Buy) A - Award D 3.87 45,000 45,000
2019-10-24 2019-10-23 4 Gottschalk Emily ANIX Employee Stock Option (Right to Buy) A - Award D 3.87 45,000 45,000
2019-10-24 2019-10-23 4 Cavalier David ANIX Employee Stock Option (Right to Buy) A - Award D 3.87 45,000 45,000
2019-10-24 2019-10-23 4 Baskies Arnold M ANIX Employee Stock Option (Right to Buy) A - Award D 3.87 45,000 45,000
2019-10-24 3 Gottschalk Emily ANIX Common Stock D 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.92 16,000 16,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 16,000 16,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -16,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -16,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 16,000 16,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -16,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 16,000 16,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -16,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 120,000 120,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -120,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 0.82 6,000 6,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -6,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 40,000 40,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -40,000 0
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option A - Award D 2.58 30,000 30,000
2019-09-20 2019-09-20 4 Titterton Lewis H jr ANIX Employee Stock Option D - Sale to Issuer D 0.67 -30,000 0
2019-09-20 2019-09-20 4 MONAHAN JOHN J ANIX Employee Stock Option A - Award D 5.30 12,000 12,000
2019-09-20 2019-09-20 4 MONAHAN JOHN J ANIX Employee Stock Option D - Sale to Issuer D 0.67 -12,000 0
2019-09-20 2019-09-20 4 MONAHAN JOHN J ANIX Employee Stock Option A - Award D 3.13 6,000 6,000
2019-09-20 2019-09-20 4 MONAHAN JOHN J ANIX Employee Stock Option D - Sale to Issuer D 0.67 -6,000 0
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option A - Award D 2.92 200,000 200,000
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option D - Sale to Issuer D 0.67 -200,000 0
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option A - Award D 2.58 40,000 40,000
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option D - Sale to Issuer D 0.67 -40,000 0
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option A - Award D 2.58 213,333 213,333
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option D - Sale to Issuer D 0.67 -213,333 0
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option A - Award D 2.58 106,667 106,667
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option D - Sale to Issuer D 0.67 -106,667 0
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option A - Award D 2.58 320,000 320,000
2019-09-20 2019-09-20 4 KUMAR AMIT ANIX Employee Stock Option D - Sale to Issuer D 0.67 -320,000 0
2019-09-20 2019-09-20 4 Baskies Arnold M ANIX Employee Stock Option A - Award D 5.30 12,000 12,000
2019-09-20 2019-09-20 4 Baskies Arnold M ANIX Employee Stock Option D - Sale to Issuer D 0.67 -12,000 0
2019-09-20 2019-09-20 4 Baskies Arnold M ANIX Employee Stock Option A - Award D 3.13 6,000 6,000
2019-09-20 2019-09-20 4 Baskies Arnold M ANIX Employee Stock Option D - Sale to Issuer D 0.67 -6,000 0
2019-09-20 2019-09-20 4 Catelani Michael ANIX Employee Stock Option A - Award D 0.96 200,000 200,000
2019-09-20 2019-09-20 4 Catelani Michael ANIX Employee Stock Option D - Sale to Issuer D 0.67 -200,000 0
2019-09-20 2019-09-20 4 Catelani Michael ANIX Employee Stock Option A - Award D 4.85 50,000 50,000
2019-09-20 2019-09-20 4 Catelani Michael ANIX Employee Stock Option D - Sale to Issuer D 0.67 -50,000 0
2019-09-16 2019-09-13 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.1000 15,000 61 906,544
2019-09-16 2019-09-13 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.1200 10,000 41 174,000
2019-05-02 2019-04-30 4 Catelani Michael ANIX Common Stock J - Other D 3.4300 800 3 3,050
2019-04-29 2019-04-29 4 MONAHAN JOHN J ANIX Common Stock P - Purchase D 4.2200 900 4 50,900
2019-04-29 2019-04-29 4 Cavalier David ANIX Common Stock P - Purchase D 4.2100 2,000 8 2,000
2019-04-29 2019-04-26 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.2100 4,000 17 164,000
2019-04-26 2019-04-26 4 Baskies Arnold M ANIX Common Stock P - Purchase D 4.2800 10,000 43 11,000
2019-04-24 2019-04-24 4 KUMAR AMIT ANIX Common Stock P - Purchase D 4.2700 10,000 43 160,000
2019-04-22 2019-04-22 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.0900 50,000 204 891,544
2018-10-26 2018-10-25 4 Titterton Lewis H jr ANIX Common Stock P - Purchase D 4.0500 2,000 8 841,544
2018-10-25 2018-10-25 4 KUMAR AMIT ANIX Common Stock P - Purchase D 3.9000 11,000 43 150,000
2018-10-09 2018-10-08 4 Baskies Arnold M ANIX Employee Stock Option (Right to Buy) A - Award D 5.29 45,000 45,000
2018-10-09 2018-10-08 4 Cavalier David ANIX Employee Stock Option (Right to Buy) A - Award D 5.29 45,000 45,000
2018-10-09 2018-10-08 4 MONAHAN JOHN J ANIX Employee Stock Option (Right to Buy) A - Award D 5.29 45,000 45,000
2018-10-01 3 Cavalier David ANIX Common Stock D 0
2018-10-01 3 Baskies Arnold M ANIX Common Stock D 2,000
2018-10-01 3 Baskies Arnold M ANIX Common Stock D 2,000
2018-10-01 3 Baskies Arnold M ANIX Common Stock D 2,000
2018-09-19 2018-09-18 4 Catelani Michael ITUS Common Stock P - Purchase D 4.4500 2,250 10 2,250
2018-09-18 2018-09-14 4 KUMAR AMIT ITUS Common Stock P - Purchase D 4.0800 3,000 12 139,000
2018-09-17 2018-09-14 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 3.9800 5,000 20 839,544
2018-09-14 2018-09-13 4 KUMAR AMIT ITUS Common Stock P - Purchase D 3.8400 3,000 12 136,000
2018-09-13 2018-09-13 4 KUMAR AMIT ITUS Common Stock P - Purchase D 3.9600 4,112 16 133,000
2018-09-12 2018-09-12 4 KUMAR AMIT ITUS Common Stock P - Purchase D 3.9900 4,480 18 128,888
2018-07-27 2018-07-26 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 3.46 300,000 300,000
2018-05-14 2018-05-08 4 KUMAR AMIT ITUS Restricted Stock Award A - Award D 0.00 1,500,000 1,500,000
2018-05-14 2018-05-08 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 3.70 1,500,000 1,500,000
2018-05-14 2018-05-08 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 3.70 600,000 600,000
2018-05-14 2018-05-08 4 Catelani Michael ITUS Employee Stock Option A - Award D 3.70 500,000 500,000
2018-04-11 2017-09-22 4/A WILLIAMS RICHARD H ITUS Employee Stock Options (right to Buy) A - Award D 2.27 50,000 50,000
2018-04-11 2017-09-22 4/A WILLIAMS RICHARD H ITUS Employee Stock Options (right to Buy) A - Award D 2.27 50,000 50,000
2018-04-11 2017-09-22 4/A WILLIAMS RICHARD H Williams Resource Group, Inc. ITUS Common Stock A - Award I 50,000 50,000
2018-04-11 2018-04-09 4 WILLIAMS RICHARD H ITUS Common Stock S - Sale D 4.6400 -25,000 -116 25,000
2017-10-23 2017-10-19 4 Titterton Lewis H jr ITUS Employee Stock Option M - Exercise D 0.67 -2,400 0
2017-10-23 2017-10-19 4 Titterton Lewis H jr ITUS Common Stock M - Exercise D 0.6700 2,400 2 834,544
2017-10-02 3 WILLIAMS RICHARD H ITUS Common Stock D 100,000
2017-10-02 3 WILLIAMS RICHARD H ITUS Common Stock D 100,000
2017-10-02 2017-09-22 4 WILLIAMS RICHARD H ITUS Employee Stock Options (right to Buy) A - Award D 2.27 50,000 50,000
2017-10-02 2017-09-22 4 WILLIAMS RICHARD H ITUS Employee Stock Options (right to Buy) A - Award D 2.27 50,000 50,000
2017-10-02 2017-09-22 4 WILLIAMS RICHARD H Williams Resource Group, Inc. ITUS Common Stock A - Award I 50,000 100,000
2017-09-26 3 JOHNSON BRUCE F ITUS Common Stock D 1,109,634
2017-09-26 3 JOHNSON BRUCE F ITUS Common Stock D 1,109,634
2017-09-26 2017-09-22 4 Titterton Lewis H jr ITUS Employee Stock Options (Right to Buy) A - Award D 2.27 50,000 50,000
2017-09-26 2017-09-22 4 Titterton Lewis H jr ITUS Common Stock A - Award D 50,000 832,144
2017-09-26 2017-09-22 4 MONAHAN JOHN J ITUS Employee Stock Options (Right to Buy) A - Award D 2.27 50,000 50,000
2017-09-26 2017-09-22 4 MONAHAN JOHN J ITUS Common Stock A - Award D 50,000 50,000
2017-09-26 2017-09-22 4 JOHNSON BRUCE F ITUS Employee Stock Options (Right to Buy) A - Award D 2.27 50,000 50,000
2017-09-26 2017-09-22 4 JOHNSON BRUCE F ITUS Common Stock A - Award D 50,000 604,817
2017-09-11 2017-01-03 4/A MONAHAN JOHN J ITUS Employee Stock Options (Right to Buy) A - Award D 5.30 12,000 12,000
2017-09-08 2017-09-06 4 Catelani Michael ITUS Employee Stock Option A - Award D 0.67 200,000 200,000
2017-09-08 2017-09-06 4 Catelani Michael ITUS Employee Stock Option D - Sale to Issuer D 0.96 -200,000 0
2017-09-08 2017-09-06 4 Catelani Michael ITUS Employee Stock Option A - Award D 0.67 50,000 50,000
2017-09-08 2017-09-06 4 Catelani Michael ITUS Employee Stock Option D - Sale to Issuer D 4.85 -50,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 16,000 16,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 16,000 16,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -16,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.92 -16,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 16,000 16,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -16,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 16,000 16,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -16,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 120,000 120,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -120,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 2,400 2,400
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -2,400 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 6,000 6,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.82 -6,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 40,000 40,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -40,000 0
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.67 30,000 30,000
2017-09-08 2017-09-06 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 2.58 -30,000 0
2017-09-08 2017-09-06 4 Baskies Arnold M ITUS Employee Stock Option A - Award D 0.67 12,000 12,000
2017-09-08 2017-09-06 4 Baskies Arnold M ITUS Employee Stock Option D - Sale to Issuer D 5.30 -12,000 0
2017-09-08 2017-09-06 4 Baskies Arnold M ITUS Employee Stock Option A - Award D 0.67 6,000 6,000
2017-09-08 2017-09-06 4 Baskies Arnold M ITUS Employee Stock Option D - Sale to Issuer D 3.13 -6,000 0
2017-09-08 2017-09-06 4 Baskies Arnold M ITUS Employee Stock Option (Right to Buy) A - Award D 0.67 20,000 20,000
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option A - Award D 0.67 12,000 12,000
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option A - Award D 0.67 12,000 12,000
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 2.92 -12,000 0
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 5.30 -12,000 0
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option A - Award D 0.67 12,000 12,000
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 2.58 -12,000 0
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option A - Award D 0.67 6,000 6,000
2017-09-08 2017-09-06 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 2.58 -6,000 0
2017-09-08 2017-09-06 4 MONAHAN JOHN J ITUS Employee Stock Option A - Award D 0.67 12,000 12,000
2017-09-08 2017-09-06 4 MONAHAN JOHN J ITUS Employee Stock Option D - Sale to Issuer D 5.30 -12,000 0
2017-09-08 2017-09-06 4 MONAHAN JOHN J ITUS Employee Stock Option A - Award D 0.67 6,000 6,000
2017-09-08 2017-09-06 4 MONAHAN JOHN J ITUS Employee Stock Option D - Sale to Issuer D 3.13 -6,000 0
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.67 200,000 200,000
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 2.92 -200,000 0
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.67 40,000 40,000
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 2.58 -40,000 0
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.67 213,333 213,333
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 2.58 -213,333 0
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.67 106,667 106,667
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 2.58 -106,667 0
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.67 320,000 320,000
2017-09-08 2017-09-06 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 2.58 -320,000 0
2017-07-25 3 Titterton Lewis H jr ITUS Common Stock D 1,564,288
2017-07-25 3 Titterton Lewis H jr ITUS Common Stock D 1,564,288
2017-07-25 2017-07-06 4 Catelani Michael ITUS Employee Stock Option (Right to Buy) A - Award D 0.96 200,000 200,000
2017-06-06 2017-06-05 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.9000 10,000 9 124,408
2017-06-05 2017-06-02 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.8800 9,900 9 61,553
2017-06-05 2017-06-02 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.8500 100 0 51,653
2017-06-05 2017-06-02 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.8800 8,078 7 114,408
2017-06-05 2017-06-02 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.8700 1,422 1 106,330
2017-06-05 2017-06-02 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.8600 500 0 104,908
2017-04-04 2017-04-03 4 BERMAN ROBERT ANDREW ITUS Subscription Right X - Other D 2.38 -5,995 0
2017-04-04 2017-04-03 4 BERMAN ROBERT ANDREW ITUS Common Stock X - Other D 2.3800 5,995 14 51,553
2017-01-11 2017-01-03 4 Baskies Arnold M ITUS Employee Stock Option (Right to Buy) A - Award D 5.30 12,000 12,000
2017-01-11 2017-01-03 4 Fox Dale ITUS Employee Stock Option (Right to Buy) A - Award D 5.30 12,000 12,000
2017-01-10 2017-01-03 4 MONAHAN JOHN J ITUS Employee Stock Options (Right to Buy) A - Award D 5.30 12,000 12,000
2016-11-17 2016-11-15 4 Catelani Michael ITUS Employee Stock Option (Right to Buy) A - Award D 4.85 50,000 50,000
2016-11-09 3 Catelani Michael ITUS Common Stock D 0
2016-10-24 2016-10-20 4 HERMS HENRY P ITUS Employee Stock Option M - Exercise D 2.58 -2,000 0
2016-10-24 2016-10-20 4 HERMS HENRY P ITUS Common Stock D - Sale to Issuer D 6.4000 -804 -5 23,321
2016-10-24 2016-10-20 4 HERMS HENRY P ITUS Common Stock M - Exercise D 2.5750 2,000 5 24,125
2016-09-07 3/A Baskies Arnold M ITUS Common Stock D 1,000
2016-09-01 3 Baskies Arnold M ITUS Common Stock D 0
2016-09-01 3 MONAHAN JOHN J ITUS Common Stock D 0
2016-08-26 2016-08-24 4 Titterton Lewis H jr ITUS Common Stock S - Sale D 3.1000 -210,000 -651 287,437
2016-07-05 2016-06-30 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.2600 4,500 15 419,119
2016-06-29 2016-06-27 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.1600 400 1 414,619
2016-06-20 2016-06-17 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.3400 200 1 414,219
2016-06-20 2016-06-16 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.7000 200 1 414,019
2016-06-13 2016-06-09 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.3100 900 3 413,819
2016-06-10 2016-06-08 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.6000 500 2 412,919
2016-06-06 2016-06-03 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.2500 500 2 412,419
2016-06-06 2016-06-02 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.3900 1,500 5 411,919
2016-06-03 2016-06-02 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.2300 -500 -2 22,125
2016-06-03 2016-06-01 4 HERMS HENRY P ITUS Employee Stock Option M - Exercise D 2.58 -2,000 0
2016-06-03 2016-06-01 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.2800 -500 -2 22,625
2016-06-03 2016-06-01 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.2700 -1,000 -3 23,125
2016-06-03 2016-06-01 4 HERMS HENRY P ITUS Common Stock M - Exercise D 2.5800 2,000 5 24,125
2016-06-01 2016-05-31 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.3200 2,504 8 410,419
2016-06-01 2016-05-27 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.1700 100 0 407,915
2016-04-21 2016-04-20 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.9600 200 1 407,715
2016-04-21 2016-04-19 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.9200 200 1 407,515
2016-04-21 2016-04-19 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.6200 100 0 407,315
2016-04-11 2016-04-07 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.8200 200 1 407,215
2016-04-04 2016-03-31 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.0200 100 0 407,005
2016-04-04 2016-03-31 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.0100 500 2 406,905
2016-03-30 2016-03-28 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.0300 100 0 406,405
2016-03-25 2016-03-23 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.7570 720 2 406,305
2016-03-22 2016-03-18 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.8500 500 1 405,585
2016-03-16 2016-03-14 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.9600 500 1 405,085
2016-03-11 2016-03-09 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 2.9400 500 1 404,585
2016-03-08 2016-03-04 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 3.3100 500 2 497,437
2016-03-02 2016-03-01 4 KUMAR AMIT ITUS Common Stock P - Purchase D 2.5200 1,000 3 104,408
2016-03-02 2016-02-29 4 KUMAR AMIT ITUS Common Stock P - Purchase D 2.4000 1,000 2 103,408
2016-03-02 2016-02-29 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 2.2900 2,000 5 496,937
2016-02-19 2016-02-18 4 Titterton Lewis H jr ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 16,000 16,000
2016-02-19 2016-02-18 4 JOHNSON BRUCE F ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 12,000 12,000
2016-02-19 2016-02-18 4 Fox Dale ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 12,000 12,000
2016-02-19 2016-02-18 4 KUMAR AMIT ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 200,000 200,000
2016-02-19 2016-02-18 4 BERMAN ROBERT ANDREW ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 200,000 200,000
2016-02-19 2016-02-18 4 HERMS HENRY P ITUS Employee Stock Options (Right to Buy) A - Award D 2.92 30,000 30,000
2015-10-30 2015-10-30 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.7600 -500 -2 22,125
2015-10-29 2015-10-29 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.7300 -800 -3 22,625
2015-10-29 2015-10-28 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.8000 -1,700 -6 23,425
2015-10-29 2015-10-27 4 HERMS HENRY P ITUS Employee Stock Option M - Exercise D 2.58 -4,000 0
2015-10-29 2015-10-27 4 HERMS HENRY P ITUS Common Stock S - Sale D 3.7900 -1,000 -4 25,125
2015-10-29 2015-10-27 4 HERMS HENRY P ITUS Common Stock M - Exercise D 2.5800 4,000 10 26,125
2015-09-29 2015-09-25 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.5900 5,616 26 494,937
2015-09-29 2015-09-25 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.4900 1,400 6 404,085
2015-09-29 2015-09-25 4 KUMAR AMIT ITUS Common Stock P - Purchase D 4.7000 1,000 5 102,408
2015-09-23 2015-09-22 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.6100 100 0 489,321
2015-09-23 2015-09-21 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.9600 600 3 489,221
2015-09-23 2015-09-21 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.1500 100 1 402,685
2015-09-21 2015-09-18 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.8500 400 2 488,621
2015-09-21 2015-09-17 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 5.9000 281 2 488,221
2015-09-18 2015-09-16 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.6200 600 3 402,585
2015-09-16 2015-09-14 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.9000 500 2 487,940
2015-09-16 2015-09-15 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.4000 100 1 401,985
2015-09-16 2015-09-14 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.2400 200 1 401,885
2015-09-14 2015-09-11 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.5000 500 2 401,685
2015-09-14 2015-09-10 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.2300 100 0 401,185
2015-09-09 2015-09-03 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 3.9500 2,000 8 401,085
2015-08-31 2015-08-27 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 4.1500 2,000 8 487,400
2015-08-12 2015-08-07 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.6600 300 1 399,085
2015-08-07 2015-08-05 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.4900 200 1 398,785
2015-08-07 2015-08-05 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.4900 1,500 7 398,585
2015-08-03 2015-07-31 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 4.9800 2,000 10 397,085
2015-08-03 2015-07-30 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.4700 1,050 6 395,085
2015-08-03 2015-07-30 4 KUMAR AMIT ITUS Common Stock P - Purchase D 5.2300 1,500 8 101,408
2015-07-30 2015-07-28 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.7500 2,000 12 394,035
2015-07-28 2015-07-24 4 KUMAR AMIT ITUS Common Stock P - Purchase D 5.6300 1,500 8 99,908
2015-07-28 2015-07-24 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.7100 5,548 32 392,035
2015-07-27 2015-07-24 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 5.4000 2,000 11 485,440
2015-07-27 2015-07-23 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 5.5000 5,000 28 483,440
2015-07-24 2015-07-21 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 5.7700 5,000 29 45,558
2015-07-23 2015-07-21 4 KUMAR AMIT ITUS Common Stock P - Purchase D 5.6900 5,000 28 98,408
2015-07-23 2015-07-22 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.9900 1,500 9 386,487
2015-07-21 2015-07-20 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 5.5100 1,400 8 478,440
2015-07-21 2015-07-17 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 5.4400 3,000 16 477,040
2015-07-21 2015-07-20 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.5400 1,000 6 384,987
2015-07-21 2015-07-17 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 5.4500 8,400 46 383,987
2015-07-21 2015-07-20 4 KUMAR AMIT ITUS Common Stock P - Purchase D 5.4200 1,000 5 93,408
2015-07-21 2015-07-17 4 KUMAR AMIT ITUS Common Stock P - Purchase D 5.4000 1,000 5 92,408
2015-07-14 2015-07-10 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 4.0000 200 1 40,558
2015-07-09 2015-07-07 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 3.8000 200 1 40,358
2015-07-09 2015-07-07 4 JOHNSON BRUCE F ITUSD Common Stock P - Purchase D 3.6200 6,500 24 375,587
2015-07-08 2015-07-06 4 KUMAR AMIT ITUSD Common Stock P - Purchase D 3.9400 3,500 14 91,408
2015-07-02 2015-07-01 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 3.9500 500 2 40,158
2015-07-02 2015-06-30 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 3.7500 600 2 39,658
2015-07-02 2015-06-30 4 KUMAR AMIT ITUSD Common Stock P - Purchase D 3.9800 1,700 7 87,908
2015-07-01 2015-06-29 4 KUMAR AMIT ITUSD Common Stock P - Purchase D 3.9500 2,000 8 86,208
2015-07-01 2015-06-29 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 4.0700 1,400 6 39,058
2015-07-01 2015-06-26 4 BERMAN ROBERT ANDREW ITUSD Common Stock P - Purchase D 5.0000 312 2 37,658
2015-06-30 2015-06-26 4 JOHNSON BRUCE F ITUSD Common Stock P - Purchase D 3.9500 6,000 24 369,087
2015-06-29 2015-06-25 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1135 210,000 24 9,077,167
2015-06-29 2015-06-26 4 KUMAR AMIT ITUSD Common Stock P - Purchase D 8.9500 100 1 84,208
2015-06-24 2015-06-22 4/A KUMAR AMIT ITUS Common Stock P - Purchase D 0.1510 50,000 8 2,102,691
2015-06-24 2015-06-19 4/A KUMAR AMIT ITUS Common Stock P - Purchase D 0.1435 50,000 7 2,052,691
2015-06-24 2015-06-23 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1571 140,000 22 8,867,167
2015-06-24 2015-06-22 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1505 35,000 5 8,727,167
2015-06-24 2015-06-22 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1481 54,958 8 11,850,983
2015-06-23 2015-06-22 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1510 50,000 8 21,002,691
2015-06-23 2015-06-19 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1435 50,000 7 2,052,691
2015-06-23 2015-06-22 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1504 60,000 9 933,650
2015-06-23 2015-06-19 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1400 20,000 3 873,650
2015-06-19 2015-06-17 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1350 50,000 7 2,002,691
2015-06-19 2015-06-15 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1417 100,000 14 1,952,691
2015-06-19 2015-06-19 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1363 40,000 5 11,796,025
2015-06-19 2015-06-18 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1296 40,000 5 11,756,025
2015-06-19 2015-06-17 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1358 200,000 27 11,716,025
2015-06-19 2015-06-17 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1267 15,000 2 8,692,167
2015-06-18 2015-06-18 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1297 50,000 6 853,650
2015-06-18 2015-06-17 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1349 50,000 7 803,650
2015-06-18 2015-06-15 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1360 30,000 4 753,650
2015-06-15 2015-06-12 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1500 50,000 8 8,677,167
2015-06-11 2015-06-10 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1497 100,000 15 1,827,691
2015-06-11 2015-06-09 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1350 50,000 7 1,727,691
2015-06-11 2015-06-11 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1423 25,000 4 723,650
2015-06-11 2015-06-11 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1380 25,000 3 1,852,691
2015-06-10 2015-06-09 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1410 42,000 6 11,516,025
2015-06-10 2015-06-10 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1449 10,000 1 698,650
2015-06-10 2015-06-09 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1399 10,000 1 688,650
2015-06-08 2015-06-05 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1400 36,000 5 8,627,167
2015-06-05 2015-06-04 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1560 136,025 21 8,591,167
2015-06-04 2015-06-03 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1647 85,000 14 8,455,142
2015-06-04 2015-06-02 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1450 2,700 0 8,370,142
2015-06-04 2015-06-04 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1600 25,000 4 1,677,691
2015-06-04 2015-06-04 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1625 20,000 3 678,650
2015-06-03 2015-06-03 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1490 70,000 10 11,474,025
2015-06-02 2015-06-02 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1500 50,000 8 1,652,691
2015-06-02 2015-06-01 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1240 50,000 6 1,602,691
2015-06-02 2015-06-02 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1460 50,000 7 11,404,025
2015-06-02 2015-06-01 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1390 100,000 14 11,354,025
2015-06-01 2015-06-01 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1423 30,000 4 658,650
2015-04-08 2015-04-06 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1640 35,000 6 1,552,691
2015-04-08 2015-04-06 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.1600 15,000 2 1,517,691
2015-04-06 2015-04-02 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1625 5,000 1 8,367,442
2015-04-06 2015-04-02 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1598 5,000 1 8,362,422
2015-04-06 2015-04-02 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1640 10,000 2 11,254,025
2015-04-06 2015-04-01 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1400 20,000 3 11,244,025
2015-04-02 2015-04-01 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1522 156,544 24 8,357,442
2015-04-02 2015-03-31 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1250 50,000 6 8,200,898
2015-03-30 2015-03-26 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1270 10,000 1 8,150,898
2015-03-26 2015-03-25 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1377 125,000 17 8,140,898
2015-03-26 2015-03-24 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1320 30,000 4 8,015,898
2015-03-24 2015-03-23 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1217 50,000 6 628,650
2015-03-24 2015-03-20 4 BERMAN ROBERT ANDREW ITUS Common Stock P - Purchase D 0.1004 50,000 5 578,650
2015-03-24 2015-03-23 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1160 35,000 4 7,985,898
2015-03-24 2015-03-20 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.1054 188,325 20 7,950,898
2015-03-24 2015-03-23 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1160 45,000 5 11,224,025
2015-03-24 2015-03-20 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.1000 200,000 20 11,179,025
2015-03-20 2015-03-18 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.0902 110,000 10 10,979,025
2015-03-20 2015-03-18 4 JOHNSON BRUCE F ITUS Common Stock P - Purchase D 0.0942 215,258 20 7,762,573
2015-03-16 2015-03-13 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.7200 100,000 72 10,869,025
2015-03-16 2015-03-12 4 Titterton Lewis H jr ITUS Common Stock P - Purchase D 0.0785 325,000 26 10,769,025
2015-03-16 2015-03-13 4 KUMAR AMIT ITUS Common Stock P - Purchase D 0.0800 113,000 9 1,502,691
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option A - Award D 0.10 1,000,000 1,000,000
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option D - Sale to Issuer D 0.20 -1,000,000 0
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option A - Award D 0.10 8,000,000 8,000,000
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option A - Award D 0.10 8,000,000 8,000,000
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option D - Sale to Issuer D 0.22 -8,000,000 0
2015-02-05 2015-02-05 4 BERMAN ROBERT ANDREW ITUS Employee Stock Option D - Sale to Issuer D 0.22 -8,000,000 0
2015-02-05 2015-02-05 4 Belz Andrea ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 Belz Andrea ITUS Employee Stock Option D - Sale to Issuer D 0.11 -300,000 0
2015-02-05 2015-02-05 4 Belz Andrea ITUS Employee Stock Option A - Award D 0.10 150,000 150,000
2015-02-05 2015-02-05 4 Belz Andrea ITUS Employee Stock Option D - Sale to Issuer D 0.25 -150,000 0
2015-02-05 2015-02-05 4 Fox Dale ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 0.11 -300,000 0
2015-02-05 2015-02-05 4 Fox Dale ITUS Employee Stock Option A - Award D 0.10 150,000 150,000
2015-02-05 2015-02-05 4 Fox Dale ITUS Employee Stock Option D - Sale to Issuer D 0.25 -150,000 0
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option D - Sale to Issuer D 0.20 -300,000 0
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option D - Sale to Issuer D 0.11 -300,000 0
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option D - Sale to Issuer D 0.19 -300,000 0
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.10 60,000 60,000
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.10 60,000 60,000
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option D - Sale to Issuer D 0.20 -60,000 0
2015-02-05 2015-02-05 4 JOHNSON BRUCE F ITUS Employee Stock Option D - Sale to Issuer D 0.12 -60,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 550,000 550,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.20 -550,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 300,000 300,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.24 -300,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 100,000 100,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 100,000 100,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.14 -100,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.37 -100,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 75,000 75,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.14 -75,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 50,000 50,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 50,000 50,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.70 -50,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.14 -50,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 100,000 100,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.52 -100,000 0
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option A - Award D 0.10 100,000 100,000
2015-02-05 2015-02-05 4 HERMS HENRY P ITUS Employee Stock Option D - Sale to Issuer D 0.65 -100,000 0
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.10 1,000,000 1,000,000
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 0.20 -1,000,000 0
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.10 8,000,000 8,000,000
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option A - Award D 0.10 8,000,000 8,000,000
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 0.22 -8,000,000 0
2015-02-05 2015-02-05 4 KUMAR AMIT ITUS Employee Stock Option D - Sale to Issuer D 0.22 -8,000,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 400,000 400,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 400,000 400,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.20 -400,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.11 -400,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 400,000 400,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.19 -400,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 3,000,000 3,000,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.20 -3,000,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 1,000,000 1,000,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.24 -1,000,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 750,000 750,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.22 -750,000 0
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.10 60,000 60,000
2015-02-05 2015-02-05 4 Titterton Lewis H jr ITUS Employee Stock Option D - Sale to Issuer D 0.20 -60,000 0
2015-01-06 2015-01-02 4 Titterton Lewis H jr ITUS Employee Stock Option A - Award D 0.11 400,000 400,000
2015-01-06 2015-01-02 4 Fox Dale ITUS Employee Stock Option A - Award D 0.11 300,000 300,000
2015-01-06 2015-01-02 4 Belz Andrea ITUS Employee Stock Option A - Award D 0.11 300,000 300,000
2015-01-06 2015-01-02 4 JOHNSON BRUCE F ITUS Employee Stock Option A - Award D 0.11 300,000 300,000
2014-10-24 2014-10-22 4 HERMS HENRY P ITUS Employee Stock Option M - Exercise D 0.14 -70,000 0
2014-10-24 2014-10-22 4 HERMS HENRY P ITUS Common Stock M - Exercise D 0.1450 70,000 10 553,125
2014-09-02 3 Fox Dale ITUS No securities are beneficially owned D 0
2014-07-17 2014-07-16 4 Stender Tisha COPY Employee Stock Option (Right to Buy) A - Award D 0.25 2,000,000 2,000,000
2014-07-17 2014-07-16 4 Stender Tisha COPY Employee Stock Option (Right to Buy) A - Award D 0.25 2,000,000 2,000,000
2014-07-17 2014-07-15 4 Stender Tisha COPY Common Stock Purchase Warrants (Right to Buy) P - Purchase D 0.40 400,000 400,000
2014-07-17 2014-07-15 4 Stender Tisha COPY Common Stock P - Purchase D 800,000 800,000
2014-07-17 2014-07-15 4 KUMAR AMIT COPY Common Stock Purchase Warrants (Right to Buy) P - Purchase D 0.40 50,000 50,000
2014-07-17 2014-07-15 4 KUMAR AMIT COPY Common Stock P - Purchase D 100,000 1,389,691
2014-07-17 2014-07-15 4 Titterton Lewis H jr COPY Common Stock Purchase Warrants (Right to Buy) P - Purchase D 0.40 50,000 50,000
2014-07-17 2014-07-15 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 100,000 10,444,025
2014-05-30 2014-05-28 4 Williams Kent B. COPY Employee Stock Option (right to buy) A - Award D 0.28 300,000 300,000
2014-04-30 2014-04-29 4 HERMS HENRY P COPY Employee Stock Option M - Exercise D 0.14 -5,000 0
2014-04-30 2014-04-29 4 HERMS HENRY P COPY Common Stock M - Exercise D 0.1450 5,000 1 483,125
2014-03-24 2014-03-24 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2850 50,000 14 613,804
2014-03-24 2014-03-24 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2875 10,000 3 563,804
2014-03-24 2014-03-24 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2900 30,000 9 553,804
2014-03-24 2014-03-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2900 10,000 3 523,804
2014-03-24 2014-03-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2850 5,000 1 513,804
2014-03-24 2014-03-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2900 8,500 2 10,344,025
2014-03-24 2014-03-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2800 91,500 26 10,335,525
2014-02-04 2014-01-29 4 Roop John H. COPY Common Stock P - Purchase D 0.4000 50,000 20 129,500
2014-02-04 2014-01-28 4 Roop John H. COPY Common Stock P - Purchase D 0.3400 50,000 17 79,500
2014-02-04 2014-01-24 4 Roop John H. COPY Common Stock P - Purchase D 0.3000 10,000 3 29,500
2014-02-04 2014-01-24 4 Roop John H. COPY Common Stock P - Purchase D 0.2900 8,500 2 19,500
2014-02-04 2014-01-24 4 Roop John H. COPY Common Stock P - Purchase D 0.2700 10,000 3 11,000
2014-02-04 2014-01-24 4 Roop John H. COPY Common Stock P - Purchase D 0.2600 1,000 0 1,000
2014-02-03 2014-01-30 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3950 15,000 6 6,871,428
2014-01-31 2014-01-31 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.4209 2,500 1 508,804
2014-01-31 2014-01-31 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.4205 2,500 1 506,304
2014-01-31 2014-01-31 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.4200 5,000 2 503,804
2014-01-31 2014-01-31 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3969 50,000 20 498,804
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3450 3,300 1 448,804
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3440 2,500 1 445,504
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3420 2,500 1 443,004
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3410 5,000 2 440,504
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3400 20,000 7 435,504
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3350 12,500 4 415,504
2014-01-29 2014-01-28 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3250 7,500 2 403,004
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.3000 2,500 1 395,504
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2900 10,000 3 393,004
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2800 16,552 5 383,004
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2750 948 0 366,452
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2745 5,200 1 365,504
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2740 2,500 1 360,304
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2700 7,500 2 357,804
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2650 19,800 5 350,304
2014-01-29 2014-01-27 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2640 2,500 1 330,504
2014-01-29 2014-01-29 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3500 10,000 4 6,856,428
2014-01-29 2014-01-28 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3270 20,000 7 6,846,428
2014-01-29 2014-01-28 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3225 10,000 3 6,826,428
2014-01-29 2014-01-28 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3171 20,000 6 6,816,428
2014-01-29 2014-01-29 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.4000 2,500 1 190,707
2014-01-29 2014-01-29 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3800 3,006 1 165,707
2014-01-29 2014-01-29 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3790 6,994 3 162,701
2014-01-29 2014-01-28 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3400 18,305 6 155,707
2014-01-29 2014-01-28 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3380 2,500 1 137,402
2014-01-29 2014-01-27 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3100 2,500 1 134,902
2014-01-29 2014-01-27 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3090 20,000 6 132,402
2014-01-29 2014-01-27 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3050 4,500 1 112,402
2014-01-29 2014-01-27 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3000 7,500 2 107,902
2014-01-29 2014-01-27 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2950 5,000 1 100,402
2014-01-28 2014-01-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2995 7,000 2 10,244,025
2014-01-28 2014-01-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2900 10,500 3 10,237,025
2014-01-28 2014-01-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2885 2,500 1 10,226,525
2014-01-28 2014-01-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2705 76,000 21 10,224,025
2014-01-28 2014-01-24 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2650 4,000 1 10,148,025
2014-01-28 2014-01-24 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2650 10,000 3 6,796,428
2014-01-28 2014-01-24 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2598 10,000 3 6,786,428
2014-01-28 2014-01-24 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2900 40,000 12 6,776,428
2014-01-28 2014-01-24 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.3000 1,000 0 95,402
2014-01-28 2014-01-24 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2995 2,500 1 94,402
2014-01-28 2014-01-24 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2950 5,000 1 91,902
2014-01-27 2014-01-23 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2900 67,200 19 10,144,025
2014-01-27 2014-01-23 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2800 10,000 3 10,076,825
2014-01-27 2014-01-23 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2740 100,000 27 10,066,825
2014-01-27 2014-01-23 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2700 22,800 6 9,966,825
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2950 42,648 13 328,004
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2900 57,352 17 285,356
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2650 10,000 3 228,004
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2895 8,000 2 218,004
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2750 5,000 1 210,004
2014-01-27 2014-01-23 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2700 12,000 3 205,004
2014-01-27 2014-01-23 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2822 100,000 28 6,736,428
2014-01-27 2014-01-23 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2700 20,000 5 6,636,428
2014-01-24 2014-01-22 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2500 50,000 12 9,944,025
2014-01-24 2014-01-22 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2425 50,000 12 6,616,428
2014-01-24 2014-01-22 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.2199 50,000 11 6,566,428
2014-01-24 2014-01-22 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2300 22,000 5 86,902
2014-01-24 2014-01-22 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2200 23,000 5 64,902
2014-01-23 2014-01-21 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2100 52,500 11 9,894,025
2014-01-23 2014-01-21 4 Titterton Lewis H jr COPY Common Stock P - Purchase D 0.2000 47,500 10 9,841,525
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2199 700 0 193,004
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2150 10,000 2 192,304
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2100 39,300 8 182,304
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2099 26,000 5 143,004
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2080 15,000 3 117,004
2014-01-23 2014-01-21 4 KUMAR AMIT COPY Common Stock P - Purchase D 0.2040 9,000 2 102,004
2014-01-23 2014-01-21 4 BERMAN ROBERT ANDREW COPY Common Stock P - Purchase D 0.2097 25,000 5 41,902
2014-01-06 2014-01-02 4 BERMAN ROBERT ANDREW COPY Common Stock J - Other D 0.1910 5,236 1 16,902
2014-01-06 2014-01-02 4 JOHNSON BRUCE F COPY Common Stock J - Other D 0.1901 10,471 2 6,516,428
2014-01-06 2014-01-02 4 KUMAR AMIT COPY Common Stock J - Other D 0.1901 10,471 2 93,004
2013-11-14 2013-11-08 4 KUMAR AMIT COPY Employee Stock Options (Right to Buy) A - Award D 0.20 1,000,000 1,000,000
2013-11-13 2013-11-08 4 Titterton Lewis H jr COPY Employee Stock Options (Right to Buy) A - Award D 0.20 3,000,000 3,000,000
2013-11-13 2013-11-08 4 BERMAN ROBERT ANDREW COPY Employee Stock Options (Right to Buy) A - Award D 0.20 1,000,000 1,000,000
2013-11-13 2013-11-08 4 HERMS HENRY P COPY Employee Stock Options (Right to Buy) A - Award D 0.20 550,000 550,000
2013-11-13 2013-11-08 4 Roop John H. COPY Employee Stock Options (Right to Buy) A - Award D 0.20 500,000 500,000
2013-09-09 2013-09-09 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2100 -27,500 -6 478,125
2013-09-09 2013-09-09 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2125 -7,500 -2 505,625
2013-09-09 2013-09-09 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2150 -2,500 -1 513,125
2013-09-09 2013-09-06 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2100 -5,000 -1 515,625
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2025 -9,500 -2 520,625
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2040 -5,000 -1 530,125
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2050 -9,100 -2 535,125
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2100 -10,000 -2 544,225
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2125 -12,500 -3 554,225
2013-09-09 2013-09-05 4 HERMS HENRY P COPY Common Stock S - Sale D 0.2175 -3,850 -1 566,725
2013-07-16 2013-07-15 4 JOHNSON BRUCE F COPY Common Stock Purchase Warrants (Right to Buy) M - Exercise D 0.16 0.1786 -700,000 -125 0
2013-07-16 2013-07-15 4 JOHNSON BRUCE F COPY Common Stock M - Exercise D 0.1600 700,000 112 6,496,196
2013-07-16 2013-07-01 4 JOHNSON BRUCE F COPY Common Stock J - Other D 0.2901 6,894 2 5,796,196
2013-07-16 2013-07-01 4 KUMAR AMIT COPY Common Stock J - Other D 0.2901 6,894 2 72,772
2013-07-16 2013-07-01 4 BERMAN ROBERT ANDREW COPY Common Stock J - Other D 0.2901 3,447 1 6,786
2013-07-16 2013-07-15 4 HERMS HENRY P COPY Common Stock Purchase Warrants (Right to Buy) M - Exercise D 0.16 0.1786 -280,000 -50 0
2013-07-16 2013-07-15 4 HERMS HENRY P COPY Common Stock M - Exercise D 0.1600 280,000 45 570,575
2013-07-16 2013-07-15 4 Titterton Lewis H jr COPY Common Stock Purchase Warrants (Right to Buy) M - Exercise D 0.16 0.1786 -1,400,000 -250 0
2013-07-16 2013-07-15 4 Titterton Lewis H jr COPY Common Stock M - Exercise D 0.1600 1,400,000 224 9,794,025
2013-05-22 2013-05-21 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3000 24,973 7 5,789,302
2013-05-21 2013-05-16 4 JOHNSON BRUCE F COPY Common Stock P - Purchase D 0.3100 25,000 8 5,764,329
2013-03-28 2013-03-28 4 Titterton Lewis H jr COPY Employee Stock Options (Right to Buy) A - Award D 0.20 400,000 400,000
2013-03-28 2013-03-28 4 JOHNSON BRUCE F COPY Employee Stock Options (Right to Buy) A - Award D 0.20 300,000 300,000
2013-03-28 2013-03-28 4 Williams Kent B. COPY Employee Stock Options (Right to Buy) A - Award D 0.20 300,000 300,000
2013-03-20 2013-02-15 4 Titterton Lewis H jr COPY Employee Stock Options (Right to Buy) A - Award D 0.24 1,000,000 1,000,000
2013-01-29 2013-01-25 4 JOHNSON BRUCE F COPY 8% Convertible Debentures Due 2015 P - Purchase D 0.15 333,300
2013-01-29 2013-01-25 4 JOHNSON BRUCE F COPY Common Stock Purchase Warrant P - Purchase D 0.30 333,300 333,300
2013-01-29 2013-01-25 4 BERMAN ROBERT ANDREW COPY Common Stock Purchase Warrant P - Purchase D 0.30 166,650 166,650
2013-01-29 2013-01-25 4 BERMAN ROBERT ANDREW COPY 8% Convertible Debentures Due 2015 P - Purchase D 0.15 166,650
2013-01-29 2013-01-25 4 KUMAR AMIT COPY 8% Convertible Debentures Due 2015 P - Purchase D 0.15 333,300
2013-01-29 2013-01-25 4 KUMAR AMIT COPY Common Stock Purchase Warrant P - Purchase D 0.30 333,300 333,300
2012-12-07 3 KUMAR AMIT COPY CopyTele, Inc. common stock D 59,200
2012-12-04 2012-11-30 4 Titterton Lewis H jr COPY Employee Stock Option A - Award D 0.20 60,000 60,000
2012-12-04 2012-11-30 4 Williams Kent B. COPY Employee Stock Option A - Award D 0.21 1,000,000 1,000,000
2012-12-04 2012-11-30 4 Williams Kent B. COPY Employee Stock Option A - Award D 0.20 60,000 60,000
2012-12-04 2012-11-30 4 JOHNSON BRUCE F COPY Employee Stock Option A - Award D 0.20 60,000 60,000
2012-09-25 2012-09-19 4 Williams Kent B. COPY Employee Stock Options (Right to Buy) A - Award D 0.22 750,000 750,000
2012-09-25 2012-09-19 4 Titterton Lewis H jr COPY Employee Stock Options (Right to Buy) A - Award D 0.22 750,000 750,000
2012-09-24 2012-09-20 4 JOHNSON BRUCE F COPY CopyTele, Inc. common stock P - Purchase D 0.2340 2,000 0 4,085,188
2012-09-24 2012-09-19 4 JOHNSON BRUCE F COPY CopyTele, Inc. common stock P - Purchase D 0.2400 1,000 0 4,085,188
2012-09-24 2012-09-12 4 JOHNSON BRUCE F COPY CopyTele, Inc. common stock P - Purchase D 0.1900 1,000 0 4,085,188
2012-09-24 2012-09-12 4 JOHNSON BRUCE F COPY CopyTele, Inc. common stock P - Purchase D 0.1850 1,000 0 4,085,188
2012-09-24 2012-08-23 4 JOHNSON BRUCE F COPY CopyTele, Inc. common stock P - Purchase D 0.1040 1,000 0 4,085,188
2012-09-24 2012-09-19 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.24 300,000 300,000
2012-09-14 2012-09-12 4 Titterton Lewis H jr COPY 8% Convertible Debentures Due 2016 P - Purchase D 0.09 0.0920 1,630,434
2012-09-14 2012-09-12 4 JOHNSON BRUCE F COPY 8% Convertible Debentures Due 2016 P - Purchase D 0.09 0.0920 1,630,434
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.14 100,000 100,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.14 75,000 75,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.14 50,000 50,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.14 70,000 70,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option A - Award D 0.14 5,000 5,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option D - Sale to Issuer D 0.92 100,000 100,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option D - Sale to Issuer D 1.17 75,000 75,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option D - Sale to Issuer D 0.83 50,000 50,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option D - Sale to Issuer D 1.04 70,000 70,000
2012-09-10 2012-09-05 4 HERMS HENRY P COPY Employee Stock Option D - Sale to Issuer D 0.81 5,000 5,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option A - Award D 0.14 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option A - Award D 0.14 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option A - Award D 0.14 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option A - Award D 0.14 120,000 120,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option D - Sale to Issuer D 0.92 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option D - Sale to Issuer D 1.04 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option D - Sale to Issuer D 1.21 60,000 60,000
2012-09-10 2012-09-05 4 LAROUNIS GEORGE P COPY Employee Stock Option D - Sale to Issuer D 0.83 120,000 120,000
2012-09-05 3 JOHNSON BRUCE F COPY CopyTele, Inc. common stock D 4,079,188
2012-08-30 3 Williams Kent B. Consists of shares owned through the Vista Asset Management 401(k) plan. COPY CopyTele, Inc. common stock I 99,540
2012-08-30 3 Williams Kent B. Owned by the reporting person's wife through the Vista Asset Management 401(k) plan COPY CopyTele, Inc. common stock I 215,460
2012-08-30 3 Williams Kent B. Consists of shares owned by the reporting person's wife. COPY CopyTele, Inc. common stock I 47,700
2012-08-30 3 Williams Kent B. COPY CopyTele, Inc. common stock D 111,210
2012-01-26 2011-05-25 5 KRUSOS DENIS A COPY Common Stock G - Gift D -500,000 1,169,880
2012-01-26 2011-02-22 5 KRUSOS DENIS A COPY Common Stock G - Gift D -800,000 1,169,880
2012-01-26 2010-11-05 5 KRUSOS DENIS A COPY Common Stock G - Gift D -500,000 1,169,880
2004-05-13 2004-05-11 4 LAROUNIS GEORGE P COPY Employee Stock Option A - Award D 0.81 60,000 60,000
2004-05-13 2004-05-11 4 BOWERS ANTHONY COPY Employee Stock Option A - Award D 0.81 60,000 60,000
2004-02-25 2004-02-23 4 DISANTO FRANK J COPY Employee Stock Option A - Award D 0.43 150,000 150,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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