| Ações em Circulação | 33,527,858 shares |
| Ações de Insider | 5,249,473 shares |
| Propriedade de Insider | 15.66 % |
| Total de Insiders | 20 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
1356 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Anixa Biosciences, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Robert Andrew Berman President & CEO, Director - [D] [O] | 61,553 | 61,553 | |
| Anthony Bowers | 60,000 | ||
| Arnold M Baskies Director - [D] | 135,000 | 135,000 | |
| Andrea Belz | 300,000 | ||
| Michael Catelani President, COO, & CFO - [O] | 44,500 | 44,500 | |
| David Cavalier Director - [D] | 2,000 | 2,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Frank J Disanto | 150,000 | ||
| Dale Fox Director - [D] | 0 | 0 | |
| Emily Gottschalk Director - [D] | 45,665 | 45,665 | |
| Henry P Herms VP, Finance & CFO - [O] | 23,321 | 23,321 | |
| Bruce F Johnson Director - [D] | 1,109,634 | 1,109,634 | |
| Denis A Krusos Chief Executive Officer, Director - [D] [O] | 1,169,880 | 1,169,880 | |
| Amit Kumar Chief Executive Officer - [O] | 610,486 | 610,486 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| George P Larounis | 60,000 | ||
| John J Monahan Director - [D] | 50,900 | 50,900 | |
| Roop John H. Sr. Vice President-Engineering - [O] | 129,500 | 129,500 | |
| Tisha Stender Chief Operating Officer - [O] | 800,000 | 800,000 | |
| Lewis H jr Titterton Director - [D] | 969,334 | 969,334 | |
| Richard H Williams Director - [D] | 50,000 | 50,000 | |
| Williams Kent B. Director - [D] | 47,700 | 47,700 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em ANIX / Anixa Biosciences, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em ANIX / Anixa Biosciences, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-29 | 2026-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0400 | 10,000 | 30 | 135,000 | ||||
| 2025-12-16 | 2025-12-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9200 | 16,000 | 47 | 969,334 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.0600 | -169,439 | -688 | 610,486 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9200 | 200,000 | 584 | 779,925 | ||||
| 2025-08-04 | 2025-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 10,000 | 31 | 953,334 | ||||
| 2025-07-31 | 2025-07-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1600 | 5,000 | 16 | 579,925 | ||||
| 2025-07-21 | 2025-07-18 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.3900 | 5,000 | 17 | 125,000 | ||||
| 2025-07-15 | 2025-07-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.1400 | 10,000 | 31 | 943,334 | ||||
| 2025-07-14 | 2025-07-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1500 | 5,000 | 16 | 574,925 | ||||
| 2025-06-05 | 2025-06-04 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.8500 | 10,000 | 28 | 569,925 | ||||
| 2025-01-29 | 2025-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.8200 | 5,000 | 14 | 120,000 | ||||
| 2025-01-27 | 2025-01-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0000 | 1,000 | 3 | 933,334 | ||||
| 2025-01-27 | 2025-01-23 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9100 | 2,000 | 6 | 932,334 | ||||
| 2025-01-23 | 2025-01-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0100 | 2,000 | 6 | 930,334 | ||||
| 2025-01-22 | 2025-01-21 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5900 | 6,000 | 16 | 928,334 | ||||
| 2025-01-17 | 2025-01-17 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5700 | 10,000 | 26 | 922,334 | ||||
| 2025-01-15 | 2025-01-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.2300 | 43,000 | 96 | 559,925 | ||||
| 2025-01-15 | 2025-01-15 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.1500 | 9,289 | 20 | 44,500 | ||||
| 2024-10-23 | 2024-10-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 912,334 | ||||
| 2024-08-01 | 2024-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2300 | 5,580 | 18 | 896,334 | ||||
| 2024-08-01 | 2024-07-30 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0600 | 21,646 | 66 | 890,754 | ||||
| 2024-07-29 | 2024-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0300 | 7,700 | 23 | 869,108 | ||||
| 2024-07-29 | 2024-07-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.8100 | 796 | 2 | 861,408 | ||||
| 2024-07-26 | 2024-07-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0900 | 5,000 | 15 | 115,000 | ||||
| 2024-06-18 | 2024-06-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6800 | 4,000 | 11 | 860,612 | ||||
| 2024-06-14 | 2024-06-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7000 | 405 | 1 | 856,612 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6600 | 7,102 | 19 | 856,207 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6000 | 330 | 1 | 849,105 | ||||
| 2024-06-10 | 2024-06-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5200 | 10,738 | 27 | 848,775 | ||||
| 2024-06-07 | 2024-06-07 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.4000 | 6,250 | 15 | 35,211 | ||||
| 2024-06-07 | 2024-06-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.4100 | 25,000 | 60 | 516,925 | ||||
| 2024-05-02 | 2024-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5200 | 1,189 | 3 | 28,961 | ||||
| 2024-04-10 | 2024-04-09 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 15,009 | 49 | 838,037 | ||||
| 2024-03-15 | 2024-03-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.6300 | 10,000 | 36 | 110,000 | ||||
| 2024-03-15 | 2024-03-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.2200 | 30,000 | 97 | 491,925 | ||||
| 2023-11-02 | 2023-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6900 | 1,117 | 3 | 27,772 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 823,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.5500 | -87,042 | -309 | 807,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 120,000 | 309 | 894,070 | ||||
| 2023-07-31 | 2023-07-31 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.5700 | -11,800 | -42 | 461,925 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.6300 | -28,375 | -103 | 473,725 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 502,100 | ||||
| 2023-07-21 | 2023-07-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.6400 | 5,500 | 20 | 26,655 | ||||
| 2023-05-01 | 2023-04-28 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4700 | 865 | 3 | 21,155 | ||||
| 2022-11-01 | 2022-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.8100 | 1,069 | 3 | 20,290 | ||||
| 2022-09-30 | 2022-09-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 774,070 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.4800 | -491,900 | -2,204 | 462,100 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 640,000 | 1,648 | 954,000 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -300,000 | 734,070 | ||||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 1,034,070 | ||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 30,000 | 77 | 1,018,070 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.7600 | 1,086 | 3 | 19,221 | ||||
| 2022-04-27 | 2022-04-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7900 | 10,000 | 28 | 988,070 | ||||
| 2022-04-22 | 2022-04-21 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6600 | 5,500 | 15 | 18,135 | ||||
| 2022-04-21 | 2022-04-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5300 | 2,509 | 6 | 12,635 | ||||
| 2022-04-15 | 2022-04-14 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.62 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-01-13 | 2022-01-12 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 5,000 | 16 | 978,070 | ||||
| 2022-01-12 | 2022-01-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2000 | 2,000 | 6 | 973,070 | ||||
| 2022-01-11 | 2022-01-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 6,000 | 18 | 971,070 | ||||
| 2022-01-10 | 2022-01-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 11,000 | 34 | 965,070 | ||||
| 2022-01-07 | 2022-01-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.0000 | 20,000 | 60 | 314,000 | ||||
| 2021-11-02 | 2021-10-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 4.0400 | 743 | 3 | 10,126 | ||||
| 2021-11-01 | 2021-10-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.7600 | 18,244 | 87 | 954,070 | ||||
| 2021-11-01 | 2021-10-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.7700 | 2,000 | 10 | 294,000 | ||||
| 2021-07-28 | 2021-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.2100 | 30,000 | 126 | 935,826 | ||||
| 2021-07-27 | 2021-07-23 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2800 | 5,000 | 21 | 292,000 | ||||
| 2021-07-27 | 2021-07-23 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.3300 | 19,000 | 82 | 100,000 | ||||
| 2021-07-20 | 2021-07-16 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9400 | 10,000 | 39 | 287,000 | ||||
| 2021-07-19 | 2021-07-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0700 | 10,000 | 41 | 905,826 | ||||
| 2021-07-19 | 2021-07-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.6500 | 2,200 | 8 | 895,826 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 3.9600 | 20,065 | 79 | 45,665 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9000 | 20,000 | 78 | 81,000 | ||||
| 2021-07-15 | 2021-07-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.7200 | 23,300 | 87 | 893,626 | ||||
| 2021-06-02 | 2021-06-01 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 500,000 | 500,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 2,000,000 | 2,000,000 | |||||
| 2021-06-02 | 2021-05-31 | 4 | KUMAR AMIT | ANIX | Restricted Stock Award | D | 0.00 | -1,500,000 | 0 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 200,000 | 200,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-05-04 | 2021-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.8400 | 1,634 | 3 | 9,383 | ||||
| 2021-04-23 | 2021-04-23 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.4900 | 10,000 | 45 | 25,600 | ||||
| 2021-04-20 | 2021-04-20 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9100 | 10,000 | 39 | 61,000 | ||||
| 2021-04-20 | 2021-04-19 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.9900 | 5,000 | 20 | 870,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.8400 | 45,000 | 218 | 865,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.8800 | 15,600 | 76 | 15,600 | ||||
| 2021-03-25 | 2021-03-25 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.8000 | 10,000 | 48 | 51,000 | ||||
| 2021-03-25 | 2021-03-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.8600 | 5,000 | 24 | 277,000 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -200,000 | 820,326 | ||||||
| 2021-02-01 | 2021-01-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.7300 | 10,000 | 37 | 272,000 | ||||
| 2020-12-28 | 2020-12-23 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 100,000 | 100,000 | |||||
| 2020-12-28 | 2020-12-23 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 1,000,000 | 1,000,000 | |||||
| 2020-11-03 | 2020-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.5600 | 1,918 | 3 | 7,749 | ||||
| 2020-09-14 | 2020-09-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.0800 | 40,000 | 83 | 1,020,326 | ||||
| 2020-09-11 | 2020-09-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.1100 | 28,000 | 59 | 262,000 | ||||
| 2020-08-17 | 2020-08-13 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-06-17 | 2020-06-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 24,500 | 56 | 980,326 | ||||
| 2020-06-16 | 2020-06-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 31,083 | 71 | 955,826 | ||||
| 2020-06-12 | 2020-06-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.0300 | 20,000 | 41 | 234,000 | ||||
| 2020-05-04 | 2020-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.6100 | 1,867 | 3 | 5,829 | ||||
| 2020-03-17 | 2020-03-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.1200 | 5,799 | 12 | 924,743 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 1.8400 | 10,000 | 18 | 41,000 | ||||
| 2020-03-12 | 2020-03-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 1.8200 | 20,000 | 36 | 214,000 | ||||
| 2020-03-10 | 2020-03-06 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.7100 | 10,000 | 27 | 31,000 | ||||
| 2020-01-21 | 2020-01-17 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.5300 | 10,000 | 35 | 21,000 | ||||
| 2020-01-16 | 2020-01-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.3200 | 5,000 | 17 | 918,944 | ||||
| 2020-01-15 | 2020-01-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2200 | 7,400 | 24 | 913,944 | ||||
| 2020-01-14 | 2020-01-14 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9900 | 20,000 | 60 | 194,000 | ||||
| 2019-12-16 | 2019-12-12 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 520,000 | 520,000 | |||||
| 2019-12-16 | 2019-12-12 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 100,000 | 100,000 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.2900 | 912 | 3 | 3,962 | ||||
| 2019-10-24 | 2019-10-23 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 3 | Gottschalk Emily | ANIX | Common Stock | D | 0 | ||||||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.92 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 120,000 | 120,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -120,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.82 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 30,000 | 30,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -30,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.92 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 213,333 | 213,333 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -213,333 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 106,667 | 106,667 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -106,667 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 320,000 | 320,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -320,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.96 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 4.85 | 50,000 | 50,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -50,000 | 0 | |||||
| 2019-09-16 | 2019-09-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.1000 | 15,000 | 61 | 906,544 | ||||
| 2019-09-16 | 2019-09-13 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.1200 | 10,000 | 41 | 174,000 | ||||
| 2019-05-02 | 2019-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4300 | 800 | 3 | 3,050 | ||||
| 2019-04-29 | 2019-04-29 | 4 | MONAHAN JOHN J | ANIX | Common Stock | D | 4.2200 | 900 | 4 | 50,900 | ||||
| 2019-04-29 | 2019-04-29 | 4 | Cavalier David | ANIX | Common Stock | D | 4.2100 | 2,000 | 8 | 2,000 | ||||
| 2019-04-29 | 2019-04-26 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2100 | 4,000 | 17 | 164,000 | ||||
| 2019-04-26 | 2019-04-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.2800 | 10,000 | 43 | 11,000 | ||||
| 2019-04-24 | 2019-04-24 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2700 | 10,000 | 43 | 160,000 | ||||
| 2019-04-22 | 2019-04-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0900 | 50,000 | 204 | 891,544 | ||||
| 2018-10-26 | 2018-10-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0500 | 2,000 | 8 | 841,544 | ||||
| 2018-10-25 | 2018-10-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9000 | 11,000 | 43 | 150,000 | ||||
| 2018-10-09 | 2018-10-08 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-01 | 3 | Cavalier David | ANIX | Common Stock | D | 0 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-09-19 | 2018-09-18 | 4 | Catelani Michael | ITUS | Common Stock | D | 4.4500 | 2,250 | 10 | 2,250 | ||||
| 2018-09-18 | 2018-09-14 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.0800 | 3,000 | 12 | 139,000 | ||||
| 2018-09-17 | 2018-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.9800 | 5,000 | 20 | 839,544 | ||||
| 2018-09-14 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.8400 | 3,000 | 12 | 136,000 | ||||
| 2018-09-13 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9600 | 4,112 | 16 | 133,000 | ||||
| 2018-09-12 | 2018-09-12 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9900 | 4,480 | 18 | 128,888 | ||||
| 2018-07-27 | 2018-07-26 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 3.46 | 300,000 | 300,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Restricted Stock Award | D | 0.00 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 600,000 | 600,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 3.70 | 500,000 | 500,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 50,000 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 4.6400 | -25,000 | -116 | 25,000 | ||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | -2,400 | 0 | |||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.6700 | 2,400 | 2 | 834,544 | ||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 100,000 | ||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 50,000 | 832,144 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 50,000 | 604,817 | ||||||
| 2017-09-11 | 2017-01-03 | 4/A | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.96 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 50,000 | 50,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 4.85 | -50,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.92 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 120,000 | 120,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -120,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 2,400 | 2,400 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -2,400 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.82 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 30,000 | 30,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -30,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 0.67 | 20,000 | 20,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.92 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.92 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 213,333 | 213,333 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -213,333 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 106,667 | 106,667 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -106,667 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 320,000 | 320,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -320,000 | 0 | |||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 2017-07-06 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 0.96 | 200,000 | 200,000 | |||||
| 2017-06-06 | 2017-06-05 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.9000 | 10,000 | 9 | 124,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8800 | 9,900 | 9 | 61,553 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8500 | 100 | 0 | 51,653 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8800 | 8,078 | 7 | 114,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8700 | 1,422 | 1 | 106,330 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8600 | 500 | 0 | 104,908 | ||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Subscription Right | D | 2.38 | -5,995 | 0 | |||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 2.3800 | 5,995 | 14 | 51,553 | ||||
| 2017-01-11 | 2017-01-03 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-11 | 2017-01-03 | 4 | Fox Dale | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-10 | 2017-01-03 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2016-11-17 | 2016-11-15 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 4.85 | 50,000 | 50,000 | |||||
| 2016-11-09 | 3 | Catelani Michael | ITUS | Common Stock | D | 0 | ||||||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 6.4000 | -804 | -5 | 23,321 | ||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5750 | 2,000 | 5 | 24,125 | ||||
| 2016-09-07 | 3/A | Baskies Arnold M | ITUS | Common Stock | D | 1,000 | ||||||||
| 2016-09-01 | 3 | Baskies Arnold M | ITUS | Common Stock | D | 0 | ||||||||
| 2016-09-01 | 3 | MONAHAN JOHN J | ITUS | Common Stock | D | 0 | ||||||||
| 2016-08-26 | 2016-08-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.1000 | -210,000 | -651 | 287,437 | ||||
| 2016-07-05 | 2016-06-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2600 | 4,500 | 15 | 419,119 | ||||
| 2016-06-29 | 2016-06-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1600 | 400 | 1 | 414,619 | ||||
| 2016-06-20 | 2016-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3400 | 200 | 1 | 414,219 | ||||
| 2016-06-20 | 2016-06-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.7000 | 200 | 1 | 414,019 | ||||
| 2016-06-13 | 2016-06-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3100 | 900 | 3 | 413,819 | ||||
| 2016-06-10 | 2016-06-08 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.6000 | 500 | 2 | 412,919 | ||||
| 2016-06-06 | 2016-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2500 | 500 | 2 | 412,419 | ||||
| 2016-06-06 | 2016-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3900 | 1,500 | 5 | 411,919 | ||||
| 2016-06-03 | 2016-06-02 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2300 | -500 | -2 | 22,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2800 | -500 | -2 | 22,625 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2700 | -1,000 | -3 | 23,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 2,000 | 5 | 24,125 | ||||
| 2016-06-01 | 2016-05-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3200 | 2,504 | 8 | 410,419 | ||||
| 2016-06-01 | 2016-05-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1700 | 100 | 0 | 407,915 | ||||
| 2016-04-21 | 2016-04-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 200 | 1 | 407,715 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9200 | 200 | 1 | 407,515 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.6200 | 100 | 0 | 407,315 | ||||
| 2016-04-11 | 2016-04-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8200 | 200 | 1 | 407,215 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0200 | 100 | 0 | 407,005 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0100 | 500 | 2 | 406,905 | ||||
| 2016-03-30 | 2016-03-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0300 | 100 | 0 | 406,405 | ||||
| 2016-03-25 | 2016-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.7570 | 720 | 2 | 406,305 | ||||
| 2016-03-22 | 2016-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8500 | 500 | 1 | 405,585 | ||||
| 2016-03-16 | 2016-03-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 500 | 1 | 405,085 | ||||
| 2016-03-11 | 2016-03-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9400 | 500 | 1 | 404,585 | ||||
| 2016-03-08 | 2016-03-04 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.3100 | 500 | 2 | 497,437 | ||||
| 2016-03-02 | 2016-03-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.5200 | 1,000 | 3 | 104,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.4000 | 1,000 | 2 | 103,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 2.2900 | 2,000 | 5 | 496,937 | ||||
| 2016-02-19 | 2016-02-18 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 16,000 | 16,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | Fox Dale | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | KUMAR AMIT | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | HERMS HENRY P | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 30,000 | 30,000 | |||||
| 2015-10-30 | 2015-10-30 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7600 | -500 | -2 | 22,125 | ||||
| 2015-10-29 | 2015-10-29 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7300 | -800 | -3 | 22,625 | ||||
| 2015-10-29 | 2015-10-28 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.8000 | -1,700 | -6 | 23,425 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -4,000 | 0 | |||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7900 | -1,000 | -4 | 25,125 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 4,000 | 10 | 26,125 | ||||
| 2015-09-29 | 2015-09-25 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.5900 | 5,616 | 26 | 494,937 | ||||
| 2015-09-29 | 2015-09-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,400 | 6 | 404,085 | ||||
| 2015-09-29 | 2015-09-25 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.7000 | 1,000 | 5 | 102,408 | ||||
| 2015-09-23 | 2015-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.6100 | 100 | 0 | 489,321 | ||||
| 2015-09-23 | 2015-09-21 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9600 | 600 | 3 | 489,221 | ||||
| 2015-09-23 | 2015-09-21 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.1500 | 100 | 1 | 402,685 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.8500 | 400 | 2 | 488,621 | ||||
| 2015-09-21 | 2015-09-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.9000 | 281 | 2 | 488,221 | ||||
| 2015-09-18 | 2015-09-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.6200 | 600 | 3 | 402,585 | ||||
| 2015-09-16 | 2015-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9000 | 500 | 2 | 487,940 | ||||
| 2015-09-16 | 2015-09-15 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4000 | 100 | 1 | 401,985 | ||||
| 2015-09-16 | 2015-09-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.2400 | 200 | 1 | 401,885 | ||||
| 2015-09-14 | 2015-09-11 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.5000 | 500 | 2 | 401,685 | ||||
| 2015-09-14 | 2015-09-10 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.2300 | 100 | 0 | 401,185 | ||||
| 2015-09-09 | 2015-09-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.9500 | 2,000 | 8 | 401,085 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.1500 | 2,000 | 8 | 487,400 | ||||
| 2015-08-12 | 2015-08-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.6600 | 300 | 1 | 399,085 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 200 | 1 | 398,785 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,500 | 7 | 398,585 | ||||
| 2015-08-03 | 2015-07-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.9800 | 2,000 | 10 | 397,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4700 | 1,050 | 6 | 395,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.2300 | 1,500 | 8 | 101,408 | ||||
| 2015-07-30 | 2015-07-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7500 | 2,000 | 12 | 394,035 | ||||
| 2015-07-28 | 2015-07-24 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6300 | 1,500 | 8 | 99,908 | ||||
| 2015-07-28 | 2015-07-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7100 | 5,548 | 32 | 392,035 | ||||
| 2015-07-27 | 2015-07-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4000 | 2,000 | 11 | 485,440 | ||||
| 2015-07-27 | 2015-07-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5000 | 5,000 | 28 | 483,440 | ||||
| 2015-07-24 | 2015-07-21 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 5.7700 | 5,000 | 29 | 45,558 | ||||
| 2015-07-23 | 2015-07-21 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6900 | 5,000 | 28 | 98,408 | ||||
| 2015-07-23 | 2015-07-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.9900 | 1,500 | 9 | 386,487 | ||||
| 2015-07-21 | 2015-07-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5100 | 1,400 | 8 | 478,440 | ||||
| 2015-07-21 | 2015-07-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4400 | 3,000 | 16 | 477,040 | ||||
| 2015-07-21 | 2015-07-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.5400 | 1,000 | 6 | 384,987 | ||||
| 2015-07-21 | 2015-07-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4500 | 8,400 | 46 | 383,987 | ||||
| 2015-07-21 | 2015-07-20 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4200 | 1,000 | 5 | 93,408 | ||||
| 2015-07-21 | 2015-07-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4000 | 1,000 | 5 | 92,408 | ||||
| 2015-07-14 | 2015-07-10 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0000 | 200 | 1 | 40,558 | ||||
| 2015-07-09 | 2015-07-07 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.8000 | 200 | 1 | 40,358 | ||||
| 2015-07-09 | 2015-07-07 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.6200 | 6,500 | 24 | 375,587 | ||||
| 2015-07-08 | 2015-07-06 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9400 | 3,500 | 14 | 91,408 | ||||
| 2015-07-02 | 2015-07-01 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.9500 | 500 | 2 | 40,158 | ||||
| 2015-07-02 | 2015-06-30 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.7500 | 600 | 2 | 39,658 | ||||
| 2015-07-02 | 2015-06-30 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9800 | 1,700 | 7 | 87,908 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9500 | 2,000 | 8 | 86,208 | ||||
| 2015-07-01 | 2015-06-29 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0700 | 1,400 | 6 | 39,058 | ||||
| 2015-07-01 | 2015-06-26 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 5.0000 | 312 | 2 | 37,658 | ||||
| 2015-06-30 | 2015-06-26 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.9500 | 6,000 | 24 | 369,087 | ||||
| 2015-06-29 | 2015-06-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1135 | 210,000 | 24 | 9,077,167 | ||||
| 2015-06-29 | 2015-06-26 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 8.9500 | 100 | 1 | 84,208 | ||||
| 2015-06-24 | 2015-06-22 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 2,102,691 | ||||
| 2015-06-24 | 2015-06-19 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-24 | 2015-06-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1571 | 140,000 | 22 | 8,867,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1505 | 35,000 | 5 | 8,727,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1481 | 54,958 | 8 | 11,850,983 | ||||
| 2015-06-23 | 2015-06-22 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 21,002,691 | ||||
| 2015-06-23 | 2015-06-19 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-23 | 2015-06-22 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1504 | 60,000 | 9 | 933,650 | ||||
| 2015-06-23 | 2015-06-19 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 873,650 | ||||
| 2015-06-19 | 2015-06-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 2,002,691 | ||||
| 2015-06-19 | 2015-06-15 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1417 | 100,000 | 14 | 1,952,691 | ||||
| 2015-06-19 | 2015-06-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1363 | 40,000 | 5 | 11,796,025 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1296 | 40,000 | 5 | 11,756,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1358 | 200,000 | 27 | 11,716,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1267 | 15,000 | 2 | 8,692,167 | ||||
| 2015-06-18 | 2015-06-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1297 | 50,000 | 6 | 853,650 | ||||
| 2015-06-18 | 2015-06-17 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1349 | 50,000 | 7 | 803,650 | ||||
| 2015-06-18 | 2015-06-15 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1360 | 30,000 | 4 | 753,650 | ||||
| 2015-06-15 | 2015-06-12 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 8,677,167 | ||||
| 2015-06-11 | 2015-06-10 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1497 | 100,000 | 15 | 1,827,691 | ||||
| 2015-06-11 | 2015-06-09 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 1,727,691 | ||||
| 2015-06-11 | 2015-06-11 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 25,000 | 4 | 723,650 | ||||
| 2015-06-11 | 2015-06-11 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1380 | 25,000 | 3 | 1,852,691 | ||||
| 2015-06-10 | 2015-06-09 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1410 | 42,000 | 6 | 11,516,025 | ||||
| 2015-06-10 | 2015-06-10 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1449 | 10,000 | 1 | 698,650 | ||||
| 2015-06-10 | 2015-06-09 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1399 | 10,000 | 1 | 688,650 | ||||
| 2015-06-08 | 2015-06-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1400 | 36,000 | 5 | 8,627,167 | ||||
| 2015-06-05 | 2015-06-04 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1560 | 136,025 | 21 | 8,591,167 | ||||
| 2015-06-04 | 2015-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1647 | 85,000 | 14 | 8,455,142 | ||||
| 2015-06-04 | 2015-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1450 | 2,700 | 0 | 8,370,142 | ||||
| 2015-06-04 | 2015-06-04 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 25,000 | 4 | 1,677,691 | ||||
| 2015-06-04 | 2015-06-04 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1625 | 20,000 | 3 | 678,650 | ||||
| 2015-06-03 | 2015-06-03 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1490 | 70,000 | 10 | 11,474,025 | ||||
| 2015-06-02 | 2015-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 1,652,691 | ||||
| 2015-06-02 | 2015-06-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1240 | 50,000 | 6 | 1,602,691 | ||||
| 2015-06-02 | 2015-06-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1460 | 50,000 | 7 | 11,404,025 | ||||
| 2015-06-02 | 2015-06-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1390 | 100,000 | 14 | 11,354,025 | ||||
| 2015-06-01 | 2015-06-01 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 30,000 | 4 | 658,650 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1640 | 35,000 | 6 | 1,552,691 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 15,000 | 2 | 1,517,691 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1625 | 5,000 | 1 | 8,367,442 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1598 | 5,000 | 1 | 8,362,422 | ||||
| 2015-04-06 | 2015-04-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1640 | 10,000 | 2 | 11,254,025 | ||||
| 2015-04-06 | 2015-04-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 11,244,025 | ||||
| 2015-04-02 | 2015-04-01 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1522 | 156,544 | 24 | 8,357,442 | ||||
| 2015-04-02 | 2015-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1250 | 50,000 | 6 | 8,200,898 | ||||
| 2015-03-30 | 2015-03-26 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1270 | 10,000 | 1 | 8,150,898 | ||||
| 2015-03-26 | 2015-03-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1377 | 125,000 | 17 | 8,140,898 | ||||
| 2015-03-26 | 2015-03-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1320 | 30,000 | 4 | 8,015,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1217 | 50,000 | 6 | 628,650 | ||||
| 2015-03-24 | 2015-03-20 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1004 | 50,000 | 5 | 578,650 | ||||
| 2015-03-24 | 2015-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1160 | 35,000 | 4 | 7,985,898 | ||||
| 2015-03-24 | 2015-03-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1054 | 188,325 | 20 | 7,950,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1160 | 45,000 | 5 | 11,224,025 | ||||
| 2015-03-24 | 2015-03-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1000 | 200,000 | 20 | 11,179,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0902 | 110,000 | 10 | 10,979,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.0942 | 215,258 | 20 | 7,762,573 | ||||
| 2015-03-16 | 2015-03-13 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.7200 | 100,000 | 72 | 10,869,025 | ||||
| 2015-03-16 | 2015-03-12 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0785 | 325,000 | 26 | 10,769,025 | ||||
| 2015-03-16 | 2015-03-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.0800 | 113,000 | 9 | 1,502,691 | ||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.19 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.12 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 550,000 | 550,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.20 | -550,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.24 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.37 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 75,000 | 75,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -75,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.70 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.52 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.65 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.19 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 3,000,000 | 3,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -3,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.24 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 750,000 | 750,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.22 | -750,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | 400,000 | 400,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -70,000 | 0 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 0.1450 | 70,000 | 10 | 553,125 | ||||
| 2014-09-02 | 3 | Fox Dale | ITUS | No securities are beneficially owned | D | 0 | ||||||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 400,000 | 400,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock | D | 800,000 | 800,000 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock | D | 100,000 | 1,389,691 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 100,000 | 10,444,025 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Williams Kent B. | COPY | Employee Stock Option (right to buy) | D | 0.28 | 300,000 | 300,000 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | -5,000 | 0 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1450 | 5,000 | 1 | 483,125 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 50,000 | 14 | 613,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2875 | 10,000 | 3 | 563,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 30,000 | 9 | 553,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 523,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 5,000 | 1 | 513,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 10,344,025 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 91,500 | 26 | 10,335,525 | ||||
| 2014-02-04 | 2014-01-29 | 4 | Roop John H. | COPY | Common Stock | D | 0.4000 | 50,000 | 20 | 129,500 | ||||
| 2014-02-04 | 2014-01-28 | 4 | Roop John H. | COPY | Common Stock | D | 0.3400 | 50,000 | 17 | 79,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.3000 | 10,000 | 3 | 29,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 19,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2700 | 10,000 | 3 | 11,000 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2600 | 1,000 | 0 | 1,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3950 | 15,000 | 6 | 6,871,428 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4209 | 2,500 | 1 | 508,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4205 | 2,500 | 1 | 506,304 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4200 | 5,000 | 2 | 503,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3969 | 50,000 | 20 | 498,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3450 | 3,300 | 1 | 448,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3440 | 2,500 | 1 | 445,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3420 | 2,500 | 1 | 443,004 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3410 | 5,000 | 2 | 440,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3400 | 20,000 | 7 | 435,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3350 | 12,500 | 4 | 415,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3250 | 7,500 | 2 | 403,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3000 | 2,500 | 1 | 395,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 393,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2800 | 16,552 | 5 | 383,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 948 | 0 | 366,452 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2745 | 5,200 | 1 | 365,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2740 | 2,500 | 1 | 360,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 7,500 | 2 | 357,804 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 19,800 | 5 | 350,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2640 | 2,500 | 1 | 330,504 | ||||
| 2014-01-29 | 2014-01-29 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3500 | 10,000 | 4 | 6,856,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3270 | 20,000 | 7 | 6,846,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3225 | 10,000 | 3 | 6,826,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3171 | 20,000 | 6 | 6,816,428 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.4000 | 2,500 | 1 | 190,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3800 | 3,006 | 1 | 165,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3790 | 6,994 | 3 | 162,701 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3400 | 18,305 | 6 | 155,707 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3380 | 2,500 | 1 | 137,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3100 | 2,500 | 1 | 134,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3090 | 20,000 | 6 | 132,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3050 | 4,500 | 1 | 112,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 7,500 | 2 | 107,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 100,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2995 | 7,000 | 2 | 10,244,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 10,500 | 3 | 10,237,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2885 | 2,500 | 1 | 10,226,525 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2705 | 76,000 | 21 | 10,224,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2650 | 4,000 | 1 | 10,148,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 6,796,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2598 | 10,000 | 3 | 6,786,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2900 | 40,000 | 12 | 6,776,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 1,000 | 0 | 95,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2995 | 2,500 | 1 | 94,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 91,902 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 67,200 | 19 | 10,144,025 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 10,000 | 3 | 10,076,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2740 | 100,000 | 27 | 10,066,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2700 | 22,800 | 6 | 9,966,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2950 | 42,648 | 13 | 328,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 57,352 | 17 | 285,356 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 228,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2895 | 8,000 | 2 | 218,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 5,000 | 1 | 210,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 12,000 | 3 | 205,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2822 | 100,000 | 28 | 6,736,428 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2700 | 20,000 | 5 | 6,636,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2500 | 50,000 | 12 | 9,944,025 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2425 | 50,000 | 12 | 6,616,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2199 | 50,000 | 11 | 6,566,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2300 | 22,000 | 5 | 86,902 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2200 | 23,000 | 5 | 64,902 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2100 | 52,500 | 11 | 9,894,025 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2000 | 47,500 | 10 | 9,841,525 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2199 | 700 | 0 | 193,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2150 | 10,000 | 2 | 192,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2100 | 39,300 | 8 | 182,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2099 | 26,000 | 5 | 143,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2080 | 15,000 | 3 | 117,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2040 | 9,000 | 2 | 102,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2097 | 25,000 | 5 | 41,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.1910 | 5,236 | 1 | 16,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 6,516,428 | ||||
| 2014-01-06 | 2014-01-02 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 93,004 | ||||
| 2013-11-14 | 2013-11-08 | 4 | KUMAR AMIT | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 3,000,000 | 3,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | BERMAN ROBERT ANDREW | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | HERMS HENRY P | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 550,000 | 550,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Roop John H. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 500,000 | 500,000 | |||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -27,500 | -6 | 478,125 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -7,500 | -2 | 505,625 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2150 | -2,500 | -1 | 513,125 | ||||
| 2013-09-09 | 2013-09-06 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -5,000 | -1 | 515,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2025 | -9,500 | -2 | 520,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2040 | -5,000 | -1 | 530,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2050 | -9,100 | -2 | 535,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -10,000 | -2 | 544,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -12,500 | -3 | 554,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2175 | -3,850 | -1 | 566,725 | ||||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -700,000 | -125 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1600 | 700,000 | 112 | 6,496,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 5,796,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 72,772 | ||||
| 2013-07-16 | 2013-07-01 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2901 | 3,447 | 1 | 6,786 | ||||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -280,000 | -50 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1600 | 280,000 | 45 | 570,575 | ||||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -1,400,000 | -250 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.1600 | 1,400,000 | 224 | 9,794,025 | ||||
| 2013-05-22 | 2013-05-21 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3000 | 24,973 | 7 | 5,789,302 | ||||
| 2013-05-21 | 2013-05-16 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3100 | 25,000 | 8 | 5,764,329 | ||||
| 2013-03-28 | 2013-03-28 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 400,000 | 400,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-20 | 2013-02-15 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.24 | 1,000,000 | 1,000,000 | |||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock Purchase Warrant | D | 0.30 | 166,650 | 166,650 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 166,650 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2012-12-07 | 3 | KUMAR AMIT | COPY | CopyTele, Inc. common stock | D | 59,200 | ||||||||
| 2012-12-04 | 2012-11-30 | 4 | Titterton Lewis H jr | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.21 | 1,000,000 | 1,000,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-24 | 2012-09-20 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2340 | 2,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2400 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1900 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1850 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-08-23 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1040 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.24 | 300,000 | 300,000 | |||||
| 2012-09-14 | 2012-09-12 | 4 | Titterton Lewis H jr | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-14 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.92 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.17 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.83 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.04 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.81 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 120,000 | 120,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.92 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.04 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.21 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.83 | 120,000 | 120,000 | |||||
| 2012-09-05 | 3 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 4,079,188 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned through the Vista Asset Management 401(k) plan. | COPY | CopyTele, Inc. common stock | I | 99,540 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Owned by the reporting person's wife through the Vista Asset Management 401(k) plan | COPY | CopyTele, Inc. common stock | I | 215,460 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned by the reporting person's wife. | COPY | CopyTele, Inc. common stock | I | 47,700 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. | COPY | CopyTele, Inc. common stock | D | 111,210 | ||||||||
| 2012-01-26 | 2011-05-25 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2012-01-26 | 2011-02-22 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -800,000 | 1,169,880 | ||||||
| 2012-01-26 | 2010-11-05 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2004-05-13 | 2004-05-11 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-05-13 | 2004-05-11 | 4 | BOWERS ANTHONY | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-02-25 | 2004-02-23 | 4 | DISANTO FRANK J | COPY | Employee Stock Option | D | 0.43 | 150,000 | 150,000 |
