| Ações em Circulação | 132,530,081 shares |
| Ações de Insider | 8,070,277 shares |
| Propriedade de Insider | 6.09 % |
| Total de Insiders | 46 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
7833 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Evofem Biosciences, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
|
Research Corp Acacia
10% Owner -
|
1,000 | 14 | |
|
Alta Partners Management VIII, LLC
10% Owner -
|
1,339,776 | 1,339,776 | |
|
Alta Partners VIII, L.P.
10% Owner -
|
1,339,776 | 1,339,776 | |
| Katherine Cocca Atkinson Chief Commercial Officer - [O] | 33,334 | 267 | |
|
James C Blair
10% Owner -
|
3,091,643 | 3,091,643 | |
| Russell Barrans Chief Commercial Officer - [O] | 448,554 | 6,408 | |
|
Farah Champsi
10% Owner -
|
1,339,776 | 1,339,776 | |
| Kelly Culwell Chief Medical Officer - [O] | 273,390 | 3,906 | |
| Martha J Demski Director - [D] | 16,393 | 16,393 | |
|
Associates Domain
10% Owner -
|
7,868 | 7,868 | |
|
Parters Vii L P Domain
10% Owner -
|
3,091,643 | 3,091,643 | |
|
Brian H Dovey
10% Owner -
|
3,091,643 | 3,091,643 | |
|
Dp Vii Associates Lp
10% Owner -
|
48,025 | 48,025 | |
| Maria Feldman | 140,000 | ||
| File Justin J. Chief Financial Officer - [O] | 24,065 | 193 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Alexander A Fitzpatrick General Counsel and Secretary - [O] | 516,422 | 7,377 | |
|
Maxim Gorbachev
Director, 10% Owner -
[D]
|
1,585,549 | 1,585,549 | |
| Gillian Greer | 6,000 | ||
|
Brian K Halak
10% Owner -
|
3,091,643 | 3,091,643 | |
| William Walmsley Hall Director - [D] | 5,000 | 71 | |
|
Invesco Ltd.
10% Owner -
|
13,226,532 | 188,950 | |
|
Daniel Janney
10% Owner -
|
1,339,776 | 1,339,776 | |
| Lincoln Krochmal | 16,288 | ||
|
Kamdar Kim P.
Director, 10% Owner -
[D]
|
0 | 0 | |
| Christopher Kemmerer VP, Pharma Dev & Manufacturing - [O] | 10,848 | 10,848 | |
| Knudson Susan A. Chief Financial Officer - [O] | 0 | 0 | |
|
Link Fund Solutions Ltd
10% Owner -
|
0 | 0 | |
| Kenneth W Locke Chief Scientific Officer - [O] | 0 | 0 | |
| Thomas G Lynch Director - [D] | 325,000 | 4,643 | |
| George W Mahaffey President and CEO, Director - [D] [O] | 171,040 | 171,040 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Dominique Monnet | 0 | ||
|
Guy P Nohra
10% Owner -
|
1,339,776 | 1,339,776 | |
| Jeffrey M Nugent | 12,450 | ||
| Anthony Stephen O'Brien Director - [D] | 8,140 | 116 | |
|
Pdl Biopharma, Inc.
10% Owner -
|
0 | 0 | |
| Saundra L Pelletier Chief Executive Officer, Director - [D] [O] | 186,722 | 1,494 | |
|
RMI Investments S.a.r.l.
10% Owner -
|
1,585,549 | 1,585,549 | |
| Lisa Dale Rarick Director - [D] | 10,250 | 146 | |
|
RusnanoMedInvest LLC
10% Owner -
|
1,585,549 | 1,585,549 | |
| Colin Rutherford | 6,000 | ||
|
Kathleen K Schoemaker
10% Owner -
|
3,091,643 | 3,091,643 | |
|
Nimesh Shah
10% Owner -
|
7,868 | 7,868 | |
|
Jesse I Treu
10% Owner -
|
3,091,643 | 3,091,643 | |
|
Nicole Vitullo
10% Owner -
|
3,091,643 | 3,091,643 | |
| Hani M Zeini | 0 | ||
| Yan Zhang CFO - [O] | 0 | 0 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em EVFM / Evofem Biosciences, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em EVFM / Evofem Biosciences, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-12 | 2024-01-12 | 4 | Zhang Yan | EVFM | Common Stock | D | 0.0385 | -104 | -0 | 0 | ||||
| 2023-12-22 | 2023-12-21 | 4 | Kamdar Kim P. | EVFM | Common Stock | D | 0.6210 | -10 | -0 | 0 | ||||
| 2023-05-08 | 2022-12-31 | 5 | File Justin J. | EVFM | Common Stock | D | -30,000 | 24,065 | ||||||
| 2023-04-26 | 2022-12-31 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | -50,000 | 186,722 | ||||||
| 2023-04-26 | 3 | Zhang Yan | EVFM | Common Stock | D | 13,000 | ||||||||
| 2022-06-07 | 3 | Atkinson Katherine Cocca | EVFM | Common Stock | D | 16,667 | ||||||||
| 2022-05-31 | 2022-05-27 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 0.3525 | 141,000 | 50 | 236,722 | ||||
| 2022-05-06 | 2022-05-04 | 4 | Kamdar Kim P. | EVFM | Stock option (right to buy) | D | 2.47 | 6,000 | 6,000 | |||||
| 2022-05-06 | 2022-05-04 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 2.47 | 6,000 | 6,000 | |||||
| 2022-05-06 | 2022-05-04 | 4 | O'Brien Anthony Stephen | EVFM | Stock option (right to buy) | D | 2.47 | 6,000 | 6,000 | |||||
| 2022-05-06 | 2022-05-04 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 2.47 | 6,000 | 6,000 | |||||
| 2022-05-06 | 2022-05-04 | 4 | Rarick Lisa Dale | EVFM | Stock option (right to buy) | D | 2.47 | 6,000 | 6,000 | |||||
| 2022-02-23 | 2022-02-18 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 0.49 | 450,000 | 450,000 | |||||
| 2022-02-23 | 2022-02-18 | 4 | File Justin J. | EVFM | Common Stock | D | 450,000 | 810,982 | ||||||
| 2022-02-23 | 2022-02-18 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 0.49 | 300,000 | 300,000 | |||||
| 2022-02-23 | 2022-02-18 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 300,000 | 516,422 | ||||||
| 2022-02-23 | 2022-02-18 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 0.49 | 750,000 | 750,000 | |||||
| 2022-02-23 | 2022-02-18 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 750,000 | 1,435,837 | ||||||
| 2022-01-04 | 2021-12-31 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | -120,000 | 216,422 | ||||||
| 2022-01-04 | 2021-12-31 | 4 | File Justin J. | EVFM | Common Stock | D | -120,000 | 360,982 | ||||||
| 2022-01-04 | 2021-12-31 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | -300,000 | 685,837 | ||||||
| 2021-12-20 | 2021-12-20 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 0.3890 | 25,000 | 10 | 336,422 | ||||
| 2021-12-20 | 2021-12-20 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 0.3750 | 135,000 | 51 | 985,837 | ||||
| 2021-12-20 | 2021-12-20 | 4 | File Justin J. | EVFM | Common Stock | D | 0.3700 | 40,594 | 15 | 480,982 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Barrans Russell | EVFM | Common Stock | D | 0.9750 | -19,998 | -19 | 448,554 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Kamdar Kim P. | EVFM | Common Stock | D | 1.1650 | 10,000 | 12 | 19,287 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Rarick Lisa Dale | EVFM | Common Stock | D | 1.1980 | 5,000 | 6 | 10,250 | ||||
| 2021-06-14 | 2021-06-14 | 4 | O'Brien Anthony Stephen | EVFM | Common Stock | D | 1.3100 | 8,140 | 11 | 8,140 | ||||
| 2021-06-11 | 2021-06-11 | 4 | Barrans Russell | EVFM | Common Stock | D | 1.1400 | 18,180 | 21 | 468,552 | ||||
| 2021-06-10 | 2021-06-10 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 1.0300 | 50,000 | 52 | 850,837 | ||||
| 2021-06-10 | 2021-06-10 | 4 | File Justin J. | EVFM | Common Stock | D | 1.0300 | 24,500 | 25 | 440,388 | ||||
| 2021-06-10 | 2021-06-10 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 1.0250 | 10,000 | 10 | 311,422 | ||||
| 2021-05-21 | 2021-05-20 | 4 | Barrans Russell | EVFM | Common Stock | D | 0.8600 | -31,480 | -27 | 450,372 | ||||
| 2021-05-21 | 2021-05-20 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 0.8600 | -42,120 | -36 | 301,422 | ||||
| 2021-05-21 | 2021-05-20 | 4 | File Justin J. | EVFM | Common Stock | D | 0.8600 | -42,280 | -36 | 415,888 | ||||
| 2021-05-21 | 2021-05-20 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 0.8600 | -105,300 | -91 | 800,837 | ||||
| 2021-05-21 | 2021-05-20 | 4 | Culwell Kelly | EVFM | Common Stock | D | 0.8600 | -42,061 | -36 | 273,390 | ||||
| 2021-05-13 | 2021-05-12 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-05-13 | 2021-05-12 | 4 | Rarick Lisa Dale | EVFM | Stock option (right to buy) | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-05-13 | 2021-05-12 | 4 | O'Brien Anthony Stephen | EVFM | Common Stock | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-05-13 | 2021-05-12 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-05-13 | 2021-05-12 | 4 | Kamdar Kim P. | EVFM | Stock option (right to buy) | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-05-13 | 2021-05-12 | 4 | Hall William Walmsley | EVFM | Stock option (right to buy) | D | 1.25 | 90,000 | 90,000 | |||||
| 2021-03-09 | 2021-03-09 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 2.2800 | 45,249 | 103 | 906,137 | ||||
| 2021-02-03 | 2021-02-03 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 3.25 | 700,000 | 700,000 | |||||
| 2021-02-03 | 2021-02-03 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 500,000 | 860,888 | ||||||
| 2021-02-03 | 2021-02-03 | 4 | Barrans Russell | EVFM | Stock option (right to buy) | D | 3.25 | 150,000 | 150,000 | |||||
| 2021-02-03 | 2021-02-03 | 4 | Barrans Russell | EVFM | Common Stock | D | 200,000 | 481,852 | ||||||
| 2021-02-03 | 2021-02-03 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 3.25 | 150,000 | 150,000 | |||||
| 2021-02-03 | 2021-02-03 | 4 | File Justin J. | EVFM | Common Stock | D | 200,000 | 458,168 | ||||||
| 2021-02-03 | 2021-02-03 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 3.25 | 150,000 | 150,000 | |||||
| 2021-02-03 | 2021-02-03 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 200,000 | 343,542 | ||||||
| 2021-02-03 | 2021-02-03 | 4 | Culwell Kelly | EVFM | Stock option (right to buy) | D | 3.25 | 150,000 | 150,000 | |||||
| 2021-02-03 | 2021-02-03 | 4 | Culwell Kelly | EVFM | Common Stock | D | 200,000 | 315,451 | ||||||
| 2020-11-18 | 2020-11-17 | 4 | File Justin J. | EVFM | Common Stock | D | 2.1700 | 7,760 | 17 | 258,168 | ||||
| 2020-11-18 | 2020-11-17 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 2.2000 | 9,090 | 20 | 143,542 | ||||
| 2020-09-11 | 2020-09-11 | 4 | Barrans Russell | EVFM | Common Stock | D | 2.0800 | 3,000 | 6 | 279,052 | ||||
| 2020-09-11 | 2020-09-10 | 4 | Barrans Russell | EVFM | Common Stock | D | 2.7100 | 1,000 | 3 | 276,052 | ||||
| 2020-09-10 | 2020-09-08 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 3.2600 | -122,500 | -399 | 360,888 | ||||
| 2020-07-17 | 2020-06-04 | 4 | Link Fund Solutions Ltd | EVFM | Common Stock, par value $0.0001 per share | D | 0.2300 | -9,138,504 | -2,102 | 0 | ||||
| 2020-07-09 | 2020-07-08 | 4 | Barrans Russell | EVFM | Common Stock | D | 3.3000 | -20,381 | -67 | 275,052 | ||||
| 2020-06-18 | 2020-06-15 | 4/A | Hall William Walmsley | EVFM | Common Stock | D | 2.8500 | 5,000 | 14 | 5,000 | ||||
| 2020-06-18 | 2020-06-17 | 4 | Rarick Lisa Dale | EVFM | Common Stock | D | 2.9900 | 5,250 | 16 | 5,250 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Hall William Walmsley | EVFM | Common Stock | D | 2.8500 | 5,000 | 14 | 5,000 | ||||
| 2020-06-16 | 2020-06-12 | 4 | Kamdar Kim P. | EVFM | Common Stock | D | 2.9400 | 5,000 | 15 | 9,287 | ||||
| 2020-06-15 | 2020-06-12 | 4 | File Justin J. | EVFM | Common Stock | D | 3.1400 | 8,500 | 27 | 250,408 | ||||
| 2020-06-09 | 2020-06-04 | 4 | ACACIA RESEARCH CORP | EVFM | Common Stock, par value $0.0001 per share | D | 3.2090 | -9,138,504 | -29,325 | 1,000 | ||||
| 2020-06-09 | 3 | ACACIA RESEARCH CORP | EVFM | Common Stock, par value $0.0001 per share | D | 18,279,008 | ||||||||
| 2020-06-09 | 3 | ACACIA RESEARCH CORP | EVFM | Common Stock, par value $0.0001 per share | D | 18,279,008 | ||||||||
| 2020-06-09 | 3 | ACACIA RESEARCH CORP | EVFM | Common Stock, par value $0.0001 per share | D | 18,279,008 | ||||||||
| 2020-06-09 | 2020-06-05 | 4 | Invesco Ltd. See Footnotes 2 | EVFM | Common stock | I | 3.5000 | 857,143 | 3,000 | 13,226,532 | ||||
| 2020-06-09 | 2020-05-26 | 4 | Invesco Ltd. See Footnotes 1 | EVFM | Common stock | I | 5.9800 | -65 | -0 | 12,369,389 | ||||
| 2020-06-09 | 2020-05-26 | 4 | Invesco Ltd. See Footnotes 1 | EVFM | Common stock | I | 5.7900 | -73,814 | -427 | 12,369,454 | ||||
| 2020-06-09 | 2020-05-15 | 4 | Invesco Ltd. See Footnotes 1 | EVFM | Common stock | I | 5.0400 | -3,211 | -16 | 12,443,268 | ||||
| 2020-06-09 | 2020-05-14 | 4 | Invesco Ltd. See Footnotes 1 | EVFM | Common stock | I | 5.1300 | 78,013 | 400 | 12,446,479 | ||||
| 2020-06-08 | 2020-06-05 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 3.3100 | -31,590 | -105 | 134,452 | ||||
| 2020-06-08 | 2020-06-05 | 4 | Barrans Russell | EVFM | Common Stock | D | 3.3100 | -15,455 | -51 | 293,509 | ||||
| 2020-06-08 | 2020-06-05 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 3.3100 | -85,620 | -283 | 479,085 | ||||
| 2020-06-08 | 2020-06-05 | 4 | Culwell Kelly | EVFM | Common Stock | D | 3.3100 | -31,548 | -104 | 115,451 | ||||
| 2020-06-08 | 2020-06-05 | 4 | File Justin J. | EVFM | Common Stock | D | 3.3100 | -42,810 | -142 | 237,605 | ||||
| 2020-05-26 | 2020-05-22 | 4 | File Justin J. | EVFM | Common Stock | D | 4.9900 | -42,262 | -211 | 280,415 | ||||
| 2020-05-26 | 2020-05-22 | 4 | Barrans Russell | EVFM | Common Stock | D | 4.9900 | -19,474 | -97 | 308,964 | ||||
| 2020-05-26 | 2020-05-22 | 4 | Culwell Kelly | EVFM | Common Stock | D | 4.9900 | -39,435 | -197 | 146,999 | ||||
| 2020-05-26 | 2020-05-22 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 4.9900 | -39,487 | -197 | 166,042 | ||||
| 2020-05-26 | 2020-05-22 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 4.9900 | -84,525 | -422 | 564,705 | ||||
| 2020-05-26 | 2020-05-21 | 4 | PDL BIOPHARMA, INC. | EVFM | Common Stock | D | -13,333,334 | 0 | ||||||
| 2020-05-13 | 2020-05-12 | 4 | Kamdar Kim P. | EVFM | Stock option (right to buy) | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-13 | 2020-05-12 | 4 | Rarick Lisa Dale | EVFM | Stock option (right to buy) | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-13 | 2020-05-12 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-13 | 2020-05-12 | 4 | O'Brien Anthony Stephen | EVFM | Common Stock | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-13 | 2020-05-12 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-13 | 2020-05-12 | 4 | Hall William Walmsley | EVFM | Stock option (right to buy) | D | 5.06 | 50,000 | 50,000 | |||||
| 2020-05-08 | 2020-05-06 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 5.2400 | -7,802 | -41 | 205,529 | ||||
| 2020-05-08 | 2020-05-06 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 5.2400 | -16,905 | -89 | 649,230 | ||||
| 2020-05-08 | 2020-05-06 | 4 | File Justin J. | EVFM | Common Stock | D | 5.2400 | -8,420 | -44 | 322,677 | ||||
| 2020-05-08 | 2020-05-06 | 4 | Culwell Kelly | EVFM | Common Stock | D | 5.2400 | -7,792 | -41 | 186,434 | ||||
| 2020-05-08 | 2020-05-06 | 4 | Barrans Russell | EVFM | Common Stock | D | 5.2400 | -3,802 | -20 | 328,438 | ||||
| 2020-05-01 | 2020-05-01 | 4 | Culwell Kelly | EVFM | Common Stock | D | 4.7500 | -1,000 | -5 | 194,226 | ||||
| 2020-05-01 | 2020-04-30 | 4 | Culwell Kelly | EVFM | Common Stock | D | 4.6600 | -1,000 | -5 | 195,226 | ||||
| 2020-04-01 | 2020-04-01 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2020-04-01 | 2020-03-31 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | 37,500 | 0 | ||||||
| 2020-04-01 | 2020-03-31 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 37,500 | 325,000 | ||||||
| 2020-02-26 | 2020-02-25 | 4 | Rarick Lisa Dale | EVFM | Stock option (right to buy) | D | 5.85 | 75,000 | 75,000 | |||||
| 2020-02-21 | 2020-02-19 | 4 | Barrans Russell | EVFM | Common Stock | D | 6.5000 | -14,957 | -97 | 332,240 | ||||
| 2020-02-21 | 2020-02-19 | 4 | Culwell Kelly | EVFM | Common Stock | D | 7.0000 | -1,000 | -7 | 196,226 | ||||
| 2020-02-07 | 2020-02-05 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 4.87 | 100,000 | 100,000 | |||||
| 2020-02-07 | 2020-02-05 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 150,000 | 213,331 | ||||||
| 2020-02-07 | 2020-02-05 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 4.87 | 300,000 | 300,000 | |||||
| 2020-02-07 | 2020-02-05 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 300,000 | 666,135 | ||||||
| 2020-02-07 | 2020-02-05 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 5.2100 | 3,846 | 20 | 366,135 | ||||
| 2020-02-07 | 2020-02-05 | 4 | Culwell Kelly | EVFM | Stock option (right to buy) | D | 4.87 | 100,000 | 100,000 | |||||
| 2020-02-07 | 2020-02-05 | 4 | Culwell Kelly | EVFM | Common Stock | D | 150,000 | 197,226 | ||||||
| 2020-02-07 | 2020-02-05 | 4 | Culwell Kelly | EVFM | Common Stock | D | 5.2100 | 3,688 | 19 | 47,226 | ||||
| 2020-02-07 | 2020-02-05 | 4 | Barrans Russell | EVFM | Stock option (right to buy) | D | 4.87 | 100,000 | 100,000 | |||||
| 2020-02-07 | 2020-02-05 | 4 | Barrans Russell | EVFM | Common Stock | D | 150,000 | 347,197 | ||||||
| 2020-02-07 | 2020-02-05 | 4 | Barrans Russell | EVFM | Common Stock | D | 5.2100 | 899 | 5 | 197,197 | ||||
| 2020-02-07 | 2020-02-05 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 4.87 | 100,000 | 100,000 | |||||
| 2020-02-07 | 2020-02-05 | 4 | File Justin J. | EVFM | Common Stock | D | 150,000 | 331,097 | ||||||
| 2020-02-07 | 2020-02-05 | 4 | File Justin J. | EVFM | Common Stock | D | 5.2100 | 3,846 | 20 | 181,097 | ||||
| 2020-01-21 | 2020-01-16 | 4 | Barrans Russell | EVFM | Common Stock | D | 6.5000 | -1,578 | -10 | 196,298 | ||||
| 2020-01-15 | 2020-01-13 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 6.0000 | -3,295 | -20 | 362,289 | ||||
| 2020-01-15 | 2020-01-13 | 4 | File Justin J. | EVFM | Common Stock | D | 6.0000 | -1,648 | -10 | 177,251 | ||||
| 2020-01-06 | 2020-01-02 | 4 | File Justin J. | EVFM | Common Stock | D | 6.0500 | -3,352 | -20 | 178,899 | ||||
| 2020-01-06 | 2020-01-02 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 6.0500 | -6,705 | -41 | 365,584 | ||||
| 2019-12-31 | 2019-12-31 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | -37,500 | 37,500 | ||||||
| 2019-12-31 | 2019-12-31 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 37,500 | 287,500 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 7.3000 | -20,000 | -146 | 372,289 | ||||
| 2019-12-04 | 2019-12-02 | 4 | File Justin J. | EVFM | Common Stock | D | 7.1600 | -10,000 | -72 | 182,251 | ||||
| 2019-12-04 | 2019-12-02 | 4 | Culwell Kelly | EVFM | Common Stock | D | 7.3500 | -1,000 | -7 | 43,538 | ||||
| 2019-11-26 | 2019-11-25 | 4 | File Justin J. | EVFM | Common Stock | D | 6.2200 | -10,102 | -63 | 192,251 | ||||
| 2019-11-26 | 2019-11-25 | 4 | Culwell Kelly | EVFM | Common Stock | D | 6.2200 | -5,187 | -32 | 44,538 | ||||
| 2019-11-26 | 2019-11-25 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 6.2200 | -7,747 | -48 | 63,331 | ||||
| 2019-11-26 | 2019-11-25 | 4 | Barrans Russell | EVFM | Common Stock | D | 6.2200 | -9,277 | -58 | 197,876 | ||||
| 2019-11-26 | 2019-11-25 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 6.2200 | -22,387 | -139 | 392,289 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 5.7400 | -7,747 | -44 | 71,078 | ||||
| 2019-11-21 | 2019-11-21 | 4 | File Justin J. | EVFM | Common Stock | D | 6.0000 | -4,900 | -29 | 202,353 | ||||
| 2019-11-21 | 2019-11-20 | 4 | File Justin J. | EVFM | Common Stock | D | 6.0000 | -100 | -1 | 207,253 | ||||
| 2019-11-21 | 2019-11-20 | 4 | File Justin J. | EVFM | Common Stock | D | 5.7400 | -10,102 | -58 | 207,353 | ||||
| 2019-11-21 | 2019-11-21 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 6.0100 | -10,000 | -60 | 414,676 | ||||
| 2019-11-21 | 2019-11-20 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 5.7400 | -22,657 | -130 | 424,676 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Culwell Kelly | EVFM | Common Stock | D | 5.7400 | -5,187 | -30 | 49,725 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Barrans Russell | EVFM | Common Stock | D | 5.7400 | -9,044 | -52 | 207,153 | ||||
| 2019-10-31 | 3 | Link Fund Solutions Ltd See Footnotes | EVFM | Common Stock, par value $0.0001 per share | I | 18,174,412 | ||||||||
| 2019-10-31 | 3 | Link Fund Solutions Ltd See Footnotes | EVFM | Common Stock, par value $0.0001 per share | I | 18,174,412 | ||||||||
| 2019-10-31 | 3 | Link Fund Solutions Ltd See Footnotes | EVFM | Common Stock, par value $0.0001 per share | I | 18,174,412 | ||||||||
| 2019-10-17 | 2019-10-16 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 5.0100 | -18,427 | -92 | 78,825 | ||||
| 2019-10-01 | 2019-09-30 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | -37,500 | 75,000 | ||||||
| 2019-10-01 | 2019-09-30 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 37,500 | 250,000 | ||||||
| 2019-08-26 | 2019-08-22 | 4 | File Justin J. | EVFM | Common Stock | D | 5.1300 | -1,558 | -8 | 217,455 | ||||
| 2019-08-26 | 2019-08-22 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 5.1300 | -1,296 | -7 | 97,252 | ||||
| 2019-08-26 | 2019-08-22 | 4 | Culwell Kelly | EVFM | Common Stock | D | 5.1300 | -864 | -4 | 54,912 | ||||
| 2019-08-26 | 2019-08-22 | 4 | Barrans Russell | EVFM | Common Stock | D | 5.1300 | -962 | -5 | 216,197 | ||||
| 2019-08-26 | 2019-08-22 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 5.1300 | -4,923 | -25 | 447,333 | ||||
| 2019-07-10 | 2019-07-08 | 4 | Barrans Russell | EVFM | Common Stock | D | 4.9900 | -13,257 | -66 | 217,159 | ||||
| 2019-07-10 | 2019-07-08 | 4 | Barrans Russell | EVFM | Common Stock | D | 150,000 | 230,416 | ||||||
| 2019-07-01 | 2019-06-30 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | -37,500 | 112,500 | ||||||
| 2019-07-01 | 2019-06-30 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 37,500 | 212,500 | ||||||
| 2019-06-12 | 2019-06-10 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 6.3600 | -7,777 | -49 | 98,548 | ||||
| 2019-06-12 | 2019-06-10 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 6.3600 | -35,826 | -228 | 452,256 | ||||
| 2019-06-12 | 2019-06-10 | 4 | File Justin J. | EVFM | Common Stock | D | 6.3600 | -10,185 | -65 | 219,013 | ||||
| 2019-06-12 | 2019-06-10 | 4 | Culwell Kelly | EVFM | Common Stock | D | 6.3600 | -5,187 | -33 | 55,776 | ||||
| 2019-06-12 | 2019-06-10 | 4 | Barrans Russell | EVFM | Common Stock | D | 6.3600 | -5,965 | -38 | 80,416 | ||||
| 2019-06-12 | 2019-06-10 | 4 | Invesco Ltd. | EVFM | Right to Purchase | I | 6.38 | 0.0001 | 555,556 | 0 | 555,556 | |||
| 2019-06-12 | 2019-06-10 | 4 | Invesco Ltd. | EVFM | Warrants | I | 5.20 | 0.0001 | -212,765 | -0 | 555,556 | |||
| 2019-06-12 | 2019-06-10 | 4 | Invesco Ltd. See Footnotes | EVFM | Common stock | I | 4.5000 | 2,222,222 | 10,000 | 11,812,910 | ||||
| 2019-06-10 | 2019-06-10 | 4 | PDL BIOPHARMA, INC. | EVFM | Warrants (Right to Buy) | D | 6.38 | 1,666,667 | 1,666,667 | |||||
| 2019-06-10 | 2019-06-10 | 4 | PDL BIOPHARMA, INC. | EVFM | Common Stock | D | 4.5000 | 6,666,667 | 30,000 | 13,333,334 | ||||
| 2019-06-07 | 2019-06-05 | 4 | Kamdar Kim P. | EVFM | Stock Option (Right to Buy) | D | 6.05 | 50,000 | 50,000 | |||||
| 2019-06-06 | 2019-06-05 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 6.05 | 50,000 | 50,000 | |||||
| 2019-06-06 | 2019-06-05 | 4 | Hall William Walmsley | EVFM | Stock option (right to buy) | D | 6.05 | 50,000 | 50,000 | |||||
| 2019-06-06 | 2019-06-05 | 4 | O'Brien Anthony Stephen | EVFM | Common Stock | D | 6.05 | 50,000 | 50,000 | |||||
| 2019-06-06 | 2019-06-05 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 6.05 | 50,000 | 50,000 | |||||
| 2019-05-23 | 2019-05-22 | 4 | Kamdar Kim P. | EVFM | Common Stock | D | 4,287 | 4,287 | ||||||
| 2019-05-23 | 2019-05-21 | 4 | Kamdar Kim P. By Domain Associates, LLC | EVFM | Common Stock | I | 5.0700 | -655 | -3 | 0 | ||||
| 2019-04-18 | 3 | PDL BIOPHARMA, INC. | EVFM | Common Stock | D | 13,333,334 | ||||||||
| 2019-04-18 | 3 | PDL BIOPHARMA, INC. | EVFM | Common Stock | D | 13,333,334 | ||||||||
| 2019-04-18 | 3 | PDL BIOPHARMA, INC. | EVFM | Common Stock | D | 13,333,334 | ||||||||
| 2019-04-15 | 2019-04-10 | 4 | Invesco Ltd. | EVFM | Right to Purchase | I | 6.38 | 0.0001 | 555,556 | 0 | 2,777,778 | |||
| 2019-04-15 | 2019-04-10 | 4 | Invesco Ltd. | EVFM | Right to Purchase | I | 4.50 | 0.0001 | 2,222,222 | 0 | 2,777,778 | |||
| 2019-04-03 | 2019-04-01 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 3.5500 | -3,731 | -13 | 488,082 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Barrans Russell | EVFM | Common Stock | D | 3.5500 | -1,160 | -4 | 86,381 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2019-04-03 | 2019-04-01 | 4 | Culwell Kelly | EVFM | Common Stock | D | 3.5500 | -1,022 | -4 | 60,963 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 3.5500 | -1,298 | -5 | 106,325 | ||||
| 2019-04-03 | 2019-04-01 | 4 | File Justin J. | EVFM | Common Stock | D | 3.5500 | -1,292 | -5 | 229,198 | ||||
| 2019-02-27 | 2019-02-25 | 4 | Barrans Russell | EVFM | Common Stock | D | 75,000 | 87,541 | ||||||
| 2019-02-27 | 2019-02-25 | 4 | Culwell Kelly | EVFM | Common Stock | D | 50,000 | 61,985 | ||||||
| 2019-02-27 | 2019-02-25 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 50,000 | 107,623 | ||||||
| 2019-02-27 | 2019-02-25 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 150,000 | 491,813 | ||||||
| 2019-02-27 | 2019-02-25 | 4 | File Justin J. | EVFM | Common Stock | D | 50,000 | 230,490 | ||||||
| 2019-02-12 | 2019-02-08 | 4 | Invesco Ltd. | EVFM | Warrants | I | 5.20 | 0.0001 | 212,765 | 0 | 212,765 | |||
| 2019-02-12 | 2019-02-08 | 4 | Invesco Ltd. | EVFM | Common stock | I | 2.6400 | 425,531 | 1,123 | 9,590,688 | ||||
| 2018-12-03 | 2018-11-28 | 4/A | Culwell Kelly | EVFM | Common Stock | D | 3.45 | 100,000 | 100,000 | |||||
| 2018-12-03 | 2018-11-28 | 4/A | Barrans Russell | EVFM | Stock option (right to buy) | D | 3.45 | 100,000 | 100,000 | |||||
| 2018-12-03 | 2018-11-28 | 4/A | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 3.45 | 284,625 | 284,625 | |||||
| 2018-12-03 | 2018-11-28 | 4/A | File Justin J. | EVFM | Stock option (right to buy) | D | 3.45 | 103,500 | 103,500 | |||||
| 2018-12-03 | 2018-11-28 | 4/A | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 3.45 | 100,000 | 100,000 | |||||
| 2018-11-29 | 2018-11-28 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 3.45 | 0 | 100,000 | |||||
| 2018-11-29 | 2018-11-28 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 3.45 | 0 | 103,500 | |||||
| 2018-11-29 | 2018-11-28 | 4 | Barrans Russell | EVFM | Stock option (right to buy) | D | 3.45 | 0 | 100,000 | |||||
| 2018-11-29 | 2018-11-28 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 3.45 | 0 | 284,625 | |||||
| 2018-11-29 | 2018-11-28 | 4 | Culwell Kelly | EVFM | Common Stock | D | 3.45 | 0 | 100,000 | |||||
| 2018-11-26 | 2018-11-21 | 4 | Barrans Russell As custodian for child's UTMA account | EVFM | Common Stock | I | 3.5500 | 279 | 1 | 12,820 | ||||
| 2018-10-17 | 2018-10-16 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 3.7800 | -17,377 | -66 | 57,623 | ||||
| 2018-08-21 | 2018-08-21 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 2.2700 | 500 | 1 | 75,000 | ||||
| 2018-08-21 | 2018-08-20 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 2.2000 | 4,500 | 10 | 74,500 | ||||
| 2018-08-20 | 2018-08-16 | 4 | Culwell Kelly | EVFM | Common Stock | D | 2.2400 | 3,000 | 7 | 11,985 | ||||
| 2018-08-15 | 2018-08-15 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 2.3300 | 68,929 | 161 | 175,000 | ||||
| 2018-08-15 | 2018-08-14 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 2.1000 | 31,071 | 65 | 106,071 | ||||
| 2018-08-13 | 2018-08-10 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 2.1100 | 10,000 | 21 | 341,813 | ||||
| 2018-08-13 | 2018-08-10 | 4 | Barrans Russell | EVFM | Common Stock | D | 1.9800 | 3,715 | 7 | 12,541 | ||||
| 2018-08-02 | 2018-07-31 | 4 | Culwell Kelly | EVFM | Common Stock | D | 2.10 | 98,800 | 98,800 | |||||
| 2018-08-02 | 2018-07-31 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 2.10 | 0 | 313,500 | |||||
| 2018-08-02 | 2018-07-31 | 4 | Lynch Thomas G | EVFM | Stock option (right to buy) | D | 2.10 | 0 | 85,500 | |||||
| 2018-08-02 | 2018-07-31 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 2.10 | 0 | 104,500 | |||||
| 2018-08-02 | 2018-07-31 | 4 | Barrans Russell | EVFM | Stock option (right to buy) | D | 2.10 | 98,800 | 98,800 | |||||
| 2018-08-02 | 2018-07-31 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 2.10 | 0 | 114,000 | |||||
| 2018-08-02 | 2018-07-31 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 2.10 | 0 | 5,550 | |||||
| 2018-07-27 | 2018-07-24 | 4 | O'Brien Anthony Stephen | EVFM | Common Stock | D | 2.31 | 12,875 | 12,875 | |||||
| 2018-07-03 | 2018-07-02 | 4 | Barrans Russell | EVFM | Common Stock | D | 2.4600 | -2,840 | -7 | 8,826 | ||||
| 2018-07-03 | 2018-07-02 | 4 | Barrans Russell | EVFM | Common Stock | D | 11,666 | 11,666 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | Culwell Kelly | EVFM | Common Stock | D | 2.4600 | -4,748 | -12 | 8,985 | ||||
| 2018-07-03 | 2018-07-02 | 4 | Culwell Kelly | EVFM | Common Stock | D | 13,733 | 13,733 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | -75,000 | 0 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | Lynch Thomas G | EVFM | Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | Lynch Thomas G | EVFM | Common Stock | D | 75,000 | 75,000 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | Fitzpatrick Alexander A | EVFM | Common Stock | D | 70,000 | 70,000 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 2.4600 | -493,187 | -1,213 | 331,813 | ||||
| 2018-07-03 | 2018-07-02 | 4 | PELLETIER SAUNDRA L | EVFM | Common Stock | D | 825,000 | 825,000 | ||||||
| 2018-07-03 | 2018-07-02 | 4 | File Justin J. | EVFM | Common Stock | D | 2.4600 | -119,510 | -294 | 180,490 | ||||
| 2018-07-03 | 2018-07-02 | 4 | File Justin J. | EVFM | Common Stock | D | 300,000 | 300,000 | ||||||
| 2018-05-24 | 2018-05-22 | 4 | Invesco Ltd. See Footnotes (2), (3) and (4) | EVFM | Warrants | I | 7.50 | 0.0100 | 2,127,659 | 21 | 2,127,659 | |||
| 2018-05-24 | 2018-05-22 | 4 | Invesco Ltd. See Footnotes | EVFM | Common stock, Par value $0.0001 per share | I | 4.6900 | 2,127,659 | 9,979 | 9,165,157 | ||||
| 2018-05-10 | 2018-05-08 | 4 | Kamdar Kim P. | EVFM | Stock Option (Right to Buy) | D | 6.99 | 12,875 | 12,875 | |||||
| 2018-05-09 | 2018-05-08 | 4 | Lynch Thomas G | EVFM | Stock option (right to buy) | D | 6.99 | 12,875 | 12,875 | |||||
| 2018-05-09 | 2018-05-08 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 6.99 | 12,875 | 12,875 | |||||
| 2018-05-09 | 2018-05-08 | 4 | Hall William Walmsley | EVFM | Stock option (right to buy) | D | 6.99 | 12,875 | 12,875 | |||||
| 2018-05-09 | 2018-05-08 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 6.99 | 12,875 | 12,875 | |||||
| 2018-03-14 | 2018-03-12 | 4 | PELLETIER SAUNDRA L | EVFM | Stock option (right to buy) | D | 7.29 | 825,000 | 825,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 7.29 | 24,691 | 24,691 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Rutherford Colin | EVFM | Stock option (right to buy) | D | 7.29 | 15,000 | 15,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | O'Brien Anthony Stephen | EVFM | Stock option (right to buy) | D | 7.29 | 24,691 | 24,691 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Hall William Walmsley | EVFM | Stock option (right to buy) | D | 7.29 | 24,691 | 24,691 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Lynch Thomas G | EVFM | Stock option (right to buy) | D | 7.29 | 225,000 | 225,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Lynch Thomas G | EVFM | Stock option (right to buy) | D | 7.29 | 24,691 | 24,691 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Greer Gillian | EVFM | Stock option (right to buy) | D | 7.29 | 24,691 | 24,691 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Barrans Russell | EVFM | Stock option (right to buy) | D | 7.29 | 260,000 | 260,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Culwell Kelly | EVFM | Stock option (right to buy) | D | 7.29 | 260,000 | 260,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | File Justin J. | EVFM | Stock option (right to buy) | D | 7.29 | 300,000 | 300,000 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Fitzpatrick Alexander A | EVFM | Stock option (right to buy) | D | 7.29 | 275,000 | 275,000 | |||||
| 2018-01-18 | 3 | Invesco Ltd. See Footnotes | EVFM | Common stock, Par value $0.0001 per share | I | 14,074,996 | ||||||||
| 2018-01-18 | 3 | Invesco Ltd. See Footnotes | EVFM | Common stock, Par value $0.0001 per share | I | 14,074,996 | ||||||||
| 2018-01-18 | 2018-01-17 | 4 | Barrans Russell | EVFM | Stock Option (right to buy) | D | 46.36 | 1,283 | 1,283 | |||||
| 2018-01-18 | 2018-01-17 | 4 | Barrans Russell | EVFM | Stock Option (right to buy) | D | 46.36 | 3,850 | 3,850 | |||||
| 2018-01-18 | 2018-01-17 | 4 | Culwell Kelly | EVFM | Stock Option (right to buy) | D | 46.36 | 7,699 | 7,699 | |||||
| 2018-01-18 | 2018-01-17 | 4 | File Justin J. | EVFM | Stock Option (right to buy) | D | 46.36 | 10,266 | 10,266 | |||||
| 2018-01-18 | 2018-01-17 | 4 | File Justin J. | EVFM | Stock Option (right to buy) | D | 46.36 | 12,833 | 12,833 | |||||
| 2018-01-18 | 2018-01-17 | 4 | Lynch Thomas G | EVFM | Stock Option (right to buy) | D | 46.36 | 3,850 | 3,850 | |||||
| 2018-01-18 | 2018-01-17 | 4 | PELLETIER SAUNDRA L | EVFM | Stock Option (right to buy) | D | 79.87 | 6,719 | 6,719 | |||||
| 2018-01-18 | 2018-01-17 | 4 | PELLETIER SAUNDRA L | EVFM | Stock Option (right to buy) | D | 46.36 | 9,994 | 9,994 | |||||
| 2018-01-18 | 2018-01-17 | 4 | PELLETIER SAUNDRA L | EVFM | Stock Option (right to buy) | D | 46.36 | 12,833 | 12,833 | |||||
| 2018-01-18 | 2018-01-17 | 4 | PELLETIER SAUNDRA L | EVFM | Stock Option (right to buy) | D | 46.36 | 19,249 | 19,249 | |||||
| 2018-01-18 | 2018-01-17 | 4 | Rutherford Colin | EVFM | Stock Option (right to buy) | D | 43.64 | 770 | 770 | |||||
| 2017-06-23 | 2017-06-22 | 4 | Feldman Maria | NEOT | Employee Stock Option (Right to Buy) | D | 2.27 | 140,000 | 140,000 | |||||
| 2017-06-23 | 2017-06-22 | 4 | Knudson Susan A. | NEOT | Employee Stock Option (Right to Buy) | D | 2.27 | 65,000 | 65,000 | |||||
| 2017-06-22 | 2017-06-20 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 2.19 | 12,450 | 12,450 | |||||
| 2017-06-21 | 2017-06-20 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 2.19 | 12,450 | 12,450 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Nugent Jeffrey M | NEOT | Stock Option (Right to Buy) | D | 2.19 | 12,450 | 12,450 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Gorbachev Maxim | NEOT | Stock Option (Right to Buy) | D | 2.19 | 12,450 | 12,450 | |||||
| 2017-05-15 | 2017-05-11 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 2.15 | 63,500 | 63,500 | |||||
| 2017-05-11 | 2017-05-11 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 2.15 | 63,500 | 63,500 | |||||
| 2017-05-11 | 2017-05-11 | 4 | Nugent Jeffrey M | NEOT | Stock Option (Right to Buy) | D | 2.15 | 63,500 | 63,500 | |||||
| 2017-03-06 | 2017-03-02 | 4 | Feldman Maria | NEOT | Stock Option (Right to Buy) | D | 1.43 | 90,000 | 90,000 | |||||
| 2017-03-06 | 2017-03-02 | 4 | Knudson Susan A. | NEOT | Stock Option (Right to Buy) | D | 1.43 | 100,000 | 100,000 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 1.13 | 24,590 | 24,590 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 1.13 | 16,393 | 16,393 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 1.13 | 12,450 | 12,450 | |||||
| 2016-06-23 | 2016-06-21 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 1.13 | 24,590 | 24,590 | |||||
| 2016-06-23 | 2016-06-21 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 1.13 | -16,393 | 0 | |||||
| 2016-06-23 | 2016-06-21 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 1.13 | 16,393 | 16,393 | |||||
| 2016-06-23 | 2016-06-21 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 1.13 | 12,450 | 12,450 | |||||
| 2016-06-23 | 2016-06-21 | 4 | DEMSKI MARTHA J | NEOT | Common Stock | D | 1.1300 | 16,393 | 19 | 16,393 | ||||
| 2016-06-23 | 2016-06-21 | 4 | Nugent Jeffrey M | NEOT | Stock Option (Right to Buy) | D | 1.13 | 24,590 | 24,590 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Nugent Jeffrey M | NEOT | Stock Option (Right to Buy) | D | 1.13 | 12,450 | 12,450 | |||||
| 2016-06-23 | 2016-06-21 | 4 | Gorbachev Maxim | NEOT | Stock Option (Right to Buy) | D | 1.13 | 12,450 | 12,450 | |||||
| 2016-02-08 | 2016-02-04 | 4 | Locke Kenneth W | NEOT | Stock Option (Right to Buy) | D | 0.97 | 35,000 | 35,000 | |||||
| 2016-02-08 | 2016-02-04 | 4 | Knudson Susan A. | NEOT | Stock Option (Right to Buy) | D | 0.97 | 45,000 | 45,000 | |||||
| 2015-12-30 | 2015-12-30 | 4 | Alta Partners VIII, L.P. | NEOT | Common Stock | D | 1.4400 | -250,000 | -360 | 1,339,776 | ||||
| 2015-12-30 | 2015-12-29 | 4 | Alta Partners VIII, L.P. | NEOT | Common Stock | D | 1.5300 | -493,654 | -755 | 1,589,776 | ||||
| 2015-12-30 | 2015-12-28 | 4 | Alta Partners VIII, L.P. | NEOT | Common Stock | D | 1.5900 | -54,333 | -86 | 2,083,430 | ||||
| 2015-12-21 | 2015-12-17 | 4 | Knudson Susan A. | NEOT | Common Stock | D | 1.2600 | -1,005 | -1 | 0 | ||||
| 2015-12-21 | 2015-12-17 | 4 | Locke Kenneth W | NEOT | Common Stock | D | 1.2600 | -598 | -1 | 0 | ||||
| 2015-12-18 | 3 | Shah Nimesh By Domain Associates, LLC | NEOT | Common Stock | I | 7,868 | ||||||||
| 2015-12-18 | 3 | Shah Nimesh By Domain Associates, LLC | NEOT | Common Stock | I | 7,868 | ||||||||
| 2015-12-17 | 2015-12-15 | 4 | Alta Partners VIII, L.P. | NEOT | Common Stock | D | 1.4400 | -529,261 | -762 | 2,137,763 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Locke Kenneth W | NEOT | Stock Option (Right to Buy) | D | 1.22 | -2,005 | 11,366 | |||||
| 2015-11-19 | 2015-11-18 | 4 | Locke Kenneth W | NEOT | Stock Option (Right to Buy) | D | 1.22 | -4,093 | 23,191 | |||||
| 2015-11-19 | 2015-11-18 | 4 | Locke Kenneth W | NEOT | Common Stock | D | 8.3010 | -6,098 | -51 | 293 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Locke Kenneth W | NEOT | Common Stock | D | 8.3010 | 6,098 | 51 | 6,391 | ||||
| 2015-10-19 | 2015-10-15 | 4 | Mahaffey George W | NEOT | Common Stock | D | 8.6000 | -26,681 | -229 | 171,040 | ||||
| 2015-09-25 | 2015-09-23 | 4 | ZEINI HANI M | NEOT | Stock Option (Right to Buy) | D | 12.28 | 10,179 | 10,179 | |||||
| 2015-09-25 | 2015-09-23 | 4 | Nugent Jeffrey M | NEOT | Stock Option (Right to Buy) | D | 12.28 | 10,179 | 10,179 | |||||
| 2015-09-22 | 2015-09-18 | 4 | Kemmerer Christopher | NEOT | Stock Option (Right to Buy) | D | 1.34 | -1,000 | 50,182 | |||||
| 2015-09-22 | 2015-09-18 | 4 | Kemmerer Christopher | NEOT | Common Stock | D | 12.1950 | -1,000 | -12 | 10,848 | ||||
| 2015-09-22 | 2015-09-18 | 4 | Kemmerer Christopher | NEOT | Common Stock | D | 1.3420 | 1,000 | 1 | 11,848 | ||||
| 2015-09-03 | 2015-09-01 | 4 | Knudson Susan A. | NEOT | Stock Option (Right to Buy) | D | 1.22 | -3,000 | 30,718 | |||||
| 2015-09-03 | 2015-09-01 | 4 | Knudson Susan A. | NEOT | Common Stock | D | 11.3300 | -3,000 | -34 | 492 | ||||
| 2015-09-03 | 2015-09-01 | 4 | Knudson Susan A. | NEOT | Common Stock | D | 1.2200 | 3,000 | 4 | 3,492 | ||||
| 2015-08-17 | 2015-08-07 | 4/A | Kemmerer Christopher | NEOT | Stock Option (Right to Buy) | D | 1.34 | -1,000 | 51,182 | |||||
| 2015-08-17 | 2015-08-07 | 4/A | Kemmerer Christopher | NEOT | Common Stock | D | 1.3420 | 1,000 | 1 | 11,848 | ||||
| 2015-08-10 | 2015-08-07 | 4 | Kemmerer Christopher | NEOT | Stock Option (Right to Buy) | D | 1.22 | -1,000 | 1,710 | |||||
| 2015-08-10 | 2015-08-07 | 4 | Kemmerer Christopher | NEOT | Common Stock | D | 12.8800 | -1,000 | -13 | 10,848 | ||||
| 2015-08-10 | 2015-08-07 | 4 | Kemmerer Christopher | NEOT | Common Stock | D | 1.2200 | 1,000 | 1 | 11,848 | ||||
| 2015-06-18 | 2015-06-16 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 6.29 | 12,450 | 12,450 | |||||
| 2015-06-18 | 2015-06-16 | 4 | Kamdar Kim P. | NEOT | Stock Option (Right to Buy) | D | 6.29 | 23,940 | 23,940 | |||||
| 2015-06-17 | 2015-06-16 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 6.29 | 12,450 | 12,450 | |||||
| 2015-06-17 | 2015-06-16 | 4 | DEMSKI MARTHA J | NEOT | Stock Option (Right to Buy) | D | 6.29 | 9,722 | 9,722 | |||||
| 2015-06-17 | 2015-06-16 | 4 | JANNEY DANIEL | NEOT | Stock Option (Right to Buy) | D | 6.29 | 12,450 | 12,450 | |||||
| 2015-06-17 | 2015-06-16 | 4 | JANNEY DANIEL | NEOT | Stock Option (Right to Buy) | D | 6.29 | 23,940 | 23,940 | |||||
| 2015-06-17 | 2015-06-16 | 4 | Gorbachev Maxim | NEOT | Stock Option (Right to Buy) | D | 6.29 | 12,450 | 12,450 | |||||
| 2015-06-17 | 2015-06-16 | 4 | Gorbachev Maxim | NEOT | Stock Option (Right to Buy) | D | 6.29 | 23,940 | 23,940 | |||||
| 2015-06-16 | 2015-06-12 | 4 | Kemmerer Christopher | NEOT | Common Stock (Right to Buy) | D | 1.22 | -10,848 | 0 | |||||
| 2015-06-16 | 2015-06-12 | 4 | Kemmerer Christopher | NEOT | Common Stock | D | 1.2200 | 10,848 | 13 | 10,848 | ||||
| 2015-03-20 | 2015-03-19 | 4 | Mahaffey George W | NEOT | Common Stock | D | 7.7569 | 1,000 | 8 | 197,721 | ||||
| 2015-02-12 | 2015-02-10 | 4 | Locke Kenneth W | NEOT | Stock Option (Right to Buy) | D | 6.79 | 16,288 | 16,288 | |||||
| 2015-02-12 | 2015-02-10 | 4 | KROCHMAL LINCOLN | NEOT | Stock Option (Right to Buy) | D | 6.79 | 16,288 | 16,288 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Knudson Susan A. | NEOT | Stock Option (Right to Buy) | D | 6.79 | 45,607 | 45,607 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Kemmerer Christopher | NEOT | Stock Option (Right to Buy) | D | 6.79 | 42,350 | 42,350 | |||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series C Preferred Stock Warrant (Right to Buy) | D | 8.54 | -165,790 | 0 | |||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series B-2 Preferred Stock Warrant (Right to Buy) | D | 8.54 | -92,105 | 0 | |||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series C Preferred Stock | D | -7,252,144 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series B-2 Preferred Stock | D | -2,164,305 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series B Preferred Stock | D | -6,111,968 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Series A Preferred Stock | D | -737,422 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | 70,000 | 980 | 3,091,643 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | -101,132 | -1,416 | 3,021,643 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 8.5400 | 165,790 | 1,416 | 3,122,775 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | -56,185 | -787 | 2,956,985 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 8.5400 | 92,105 | 787 | 3,013,170 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 2,921,065 | 2,921,065 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series C Preferred Stock Warrant (Right to Buy) | D | 8.54 | -2,827 | 0 | |||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series B-2 Preferred Stock Warrant (Right to Buy) | D | 8.54 | -1,570 | 0 | |||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series C Preferred Stock | D | -102,282 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series B-2 Preferred Stock | D | -36,913 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series B Preferred Stock | D | -104,247 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Series A Preferred Stock | D | -12,578 | 0 | ||||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 14.0000 | -1,725 | -24 | 48,025 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 8.5400 | 2,827 | 24 | 49,750 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 14.0000 | -958 | -13 | 46,923 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 8.5400 | 1,570 | 13 | 47,881 | ||||
| 2014-12-10 | 2014-11-25 | 4/A | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 46,311 | 46,311 | ||||||
| 2014-12-01 | 2014-11-25 | 4/A | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 8.5400 | 93,676 | 800 | 2,595,257 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series C Preferred Stock Warrant (Right to Buy) | D | 8.54 | -2,827 | 0 | |||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series B-2 Preferred Stock Warrant (Right to Buy) | D | 8.54 | -1,570 | 0 | |||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series C Preferred Stock | D | -102,282 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series B-2 Preferred Stock | D | -36,913 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series B Preferred Stock | D | -104,247 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Series A Preferred Stock | D | -12,578 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 14.0000 | -1,725 | -24 | 48,023 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 8.5400 | 2,827 | 24 | 49,748 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 14.0000 | -958 | -13 | 46,921 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 8.5400 | 1,570 | 13 | 47,879 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DP VII ASSOCIATES LP | NEOT | Common Stock | D | 46,309 | 46,309 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series C Preferred Stock Warrant (Right to Buy) | D | 8.54 | -165,790 | 0 | |||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series B-2 Preferred Stock Warrant (Right to Buy) | D | 8.54 | -92,105 | 0 | |||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series C Preferred Stock | D | -7,252,144 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series B-2 Preferred Stock | D | -2,164,305 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series B Preferred Stock | D | -6,111,968 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Series A Preferred Stock | D | -737,422 | 0 | ||||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | 70,000 | 980 | 3,091,642 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | -101,132 | -1,416 | 3,021,642 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 8.5400 | 165,790 | 1,416 | 3,122,774 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 14.0000 | -56,185 | -787 | 2,956,984 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 8.5400 | 92,105 | 787 | 3,013,169 | ||||
| 2014-11-26 | 2014-11-25 | 4 | DOMAIN PARTERS VII L P | NEOT | Common Stock | D | 2,921,064 | 2,921,064 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Warrant | I | 1.40 | 1.4000 | -214,285 | -300 | 0 | |||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Warrant | I | 1.40 | 1.4000 | -707,142 | -990 | 0 | |||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Warrant | I | 1.85 | 1.8500 | -432,432 | -800 | 0 | |||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Series C Preferred Stock | I | -4,489,065 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Series B-2 Preferred Stock | I | -2,201,220 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Series B Preferred Stock | I | -6,216,215 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Parnters VIII, LP | NEOT | Seires A Preferred Stock | I | -750,000 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 14.0000 | 70,000 | 980 | 2,667,024 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 14.0000 | -21,429 | -300 | 2,597,024 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 8.5400 | 35,128 | 300 | 2,618,453 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 14.0000 | -70,714 | -990 | 2,583,325 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 8.5400 | 115,925 | 990 | 2,654,039 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 14.0000 | -57,143 | -800 | 2,538,114 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 11.2900 | 93,676 | 1,058 | 2,595,257 | ||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 735,912 | 2,501,581 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 476,845 | 1,765,669 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 1,161,939 | 1,288,824 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | JANNEY DANIEL Alta Partners VIII, LP | NEOT | Common Stock | I | 122,951 | 126,885 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | RMI Investments S.a.r.l. | NEOT | Series C Preferred Stock | D | -9,244,852 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | RMI Investments S.a.r.l. | NEOT | Common Stock | D | 14.0000 | 70,000 | 980 | 1,585,549 | ||||
| 2014-11-25 | 2014-11-25 | 4 | RMI Investments S.a.r.l. | NEOT | Common Stock | D | 1,515,549 | 1,515,549 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | Gorbachev Maxim RMI Investments S.a.r.l. | NEOT | Series C Preferred Stock | I | -9,244,852 | 0 | ||||||
| 2014-11-25 | 2014-11-25 | 4 | Gorbachev Maxim RMI Investments S.a.r.l | NEOT | Common Stock | I | 14.0000 | 70,000 | 980 | 1,585,549 | ||||
| 2014-11-25 | 2014-11-25 | 4 | Gorbachev Maxim RMI Investments S.a.r.l | NEOT | Common Stock | I | 1,515,549 | 1,515,549 | ||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Alta Partners VIII, L.P. Alta Partners VIII, LP | NEOT | Common Stock | I | 7,868 | ||||||||
| 2014-11-19 | 3 | Mahaffey George W | NEOT | Common Stock | D | 393,442 | ||||||||
| 2014-11-19 | 3 | Mahaffey George W | NEOT | Common Stock | D | 393,442 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 | ||||||||
| 2014-11-19 | 3 | Kamdar Kim P. | NEOT | Common Stock | D | 7,868 |
