NEPH Insider Trading - Nephros, Inc.

Ações em Circulação	10,856,546 shares
Ações de Insider	12,427,763 shares
Total de Insiders	31

Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )

1199 out of 10931

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )

1203 out of 10788

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Nephros, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider	Ações Possuídas	Ajuste de Divisão
Arthur H Amron Director - [D]	134,882	134,882
Andrew Astor President, CEO & CFO, Director - [D] [O]	92,773	92,773
Banks Robert R. Jr. President and CEO - [O]	190,000	190,000
Lawrence J Centella Director - [D]	218,467	24,274
Charles E Davidson 10% Owner - [10%]	3,544,492	3,600,552
Enso Capital Management LLC 10% Owner - [10%]	1,228,587	1,228,587
Daron Evans CEO Specialty Renal Products - [O]	8,669	8,669
Joshua A Fink 10% Owner - [10%]	1,228,587	1,228,587
Howard Golden 10% Owner - [10%]	525,079	525,079
Tom Gwydir Director - [D]	43,226	43,226

Insider	Ações Possuídas	Ajuste de Divisão
Joseph Michael Harris Director - [D]	17,693	17,693
Houghton John C. President, CEO and Acting CFO, Director - [D] [O]	74,139	8,238
Joseph Jacobs 10% Owner - [10%]	3,544,492	3,600,552
Gerald John SR Kochanski CFO, Secretary and Treasurer - [O]	45,929	5,103
Judy Krandel Chief Financial Officer - [O]	68,861	68,861
Lambda Investors LLC Director, 10% Owner - [D] [10%]	29,800,424	3,311,158
Alisa Lask Director - [D]	48,629	48,629
Lobo Wesley S. Chief Marketing Officer - [O]	35,168	35,168
Paul A Mieyal Director - [D]	3,448	3,448
Lisa Marie Nettis Director - [D]	1,622	1,622

Insider	Ações Possuídas	Ajuste de Divisão
Malcolm C Persen Director - [D]	48,774	48,774
Moshe Pinto Director - [D]	204,118	22,680
Matthew Rosenberg Director - [D]	847,935	94,215
James S Scibetta Director - [D]	64,134	7,126
Southpaw Asset Management LP 10% Owner - [10%]	525,079	525,079
Spandow Oliver J. Director - [D]	122,881	122,881
Stagg Capital Group LLC 10% Owner - [10%]	4,166,558	4,166,558
Scott A Stagg 10% Owner - [10%]	4,166,558	4,166,558
Wexford Capital Lp 10% Owner - [10%]	3,600,552	3,600,552
Bruce Wasserstein 10% Owner - [10%]	1,928,725	1,928,725
Wexford GP LLC 10% Owner - [10%]	3,544,492	3,600,552

Report errors via our new Insider Auditing Tool

Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em NEPH / Nephros, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Máx	Preço em Máx	Lucro Máximo ($)	Retorno Máximo (%)
2024-05-30	AMRON ARTHUR H	3,000	2.2449	3,000	2.2449	6,735	363	2.9400	2,086	30.98
2024-05-28	AMRON ARTHUR H	2,000	2.2207	2,000	2.2207	4,441
2024-05-16	Banks Robert R. Jr.	50,000	2.2410	50,000	2.2410	112,050
2024-03-12	AMRON ARTHUR H	7,000	2.4471	7,000	2.4471	17,130
2023-12-07	Banks Robert R. Jr.	18,000	2.2026	18,000	2.2026	39,647
2023-08-15	Banks Robert R. Jr.	1,901	1.6869	1,901	1.6869	3,207
2023-08-14	Banks Robert R. Jr.	99	1.5000	99	1.5000	148
2021-08-20	Lobo Wesley S.	1,000	7.9200	1,000	7.9200	7,920
2021-08-18	Gwydir Tom	5,000	7.6400	5,000	7.6400	38,200

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em NEPH / Nephros, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Mín	Preço em Mín	Máxima Perda Evitada ($)	Máxima Perda Evitada (%)
2009-09-02	Southpaw Asset Management LP	200,000	1.9459	22,222	17.5131	389,180	329	0.16	-385,624	-99.09
2009-09-01	Southpaw Asset Management LP	92,000	1.9459	10,222	17.5131	179,023
2009-08-31	Southpaw Asset Management LP	101,000	1.8561	11,222	16.7049	187,466
2009-08-28	Southpaw Asset Management LP	200,000	1.9695	22,222	17.7255	393,900
2009-08-27	Southpaw Asset Management LP	200,000	2.0162	22,222	18.1458	403,240
2009-08-26	Southpaw Asset Management LP	27,600	2.0306	3,067	18.2754	56,045
2009-08-20	Southpaw Asset Management LP	2,390	2.5508	266	22.9572	6,096
2009-08-20	Southpaw Asset Management LP	27,610	2.5508	3,068	22.9572	70,428
2008-10-17	Enso Capital Management LLC	21,317	0.1522	2,369	1.3698	3,244

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo Data	Data da Operação	Formulário	Insider	Ticker	Título de Segurança	Código	Direto	Preço de Exercício Preço Unitário	Preço por Unidade	Unidades Alteradas	Valor Alterado (1K)	Opções Restantes	Ações Restantes
2026-03-25	2026-03-23	4	Krandel Judy	NEPH	Common Stock	M - Exercise	D		1.7100	68,861	118		68,861
2026-03-25	2026-03-23	4	Banks Robert R. Jr.	NEPH	Common Stock	M - Exercise	D		1.4400	120,000	173		190,000
2026-03-18	2026-03-16	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			3,610			134,882
2025-11-13	2025-11-10	4	Nettis Lisa Marie	NEPH	Common Stock	A - Award	D			1,622			1,622
2025-11-13	2025-11-10	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			8,036			122,881
2025-11-13	2025-11-10	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			5,391			131,272
2025-01-03	2025-01-01	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			22,418			125,881
2025-01-03	2025-01-01	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			33,241			114,845
2024-05-30	2024-05-30	4	AMRON ARTHUR H	NEPH	Common Stock	P - Purchase	D		2.2449	3,000	7		103,463
2024-05-30	2024-05-28	4	AMRON ARTHUR H	NEPH	Common Stock	P - Purchase	D		2.2207	2,000	4		100,463
2024-05-16	2024-05-16	4	Banks Robert R. Jr.	NEPH	Common Stock	P - Purchase	D		2.2410	50,000	112		70,000
2024-03-14	2024-03-13	4	WEXFORD CAPITAL LP	NEPH	Common Stock	J - Other	D			-91,463			56,060
2024-03-14	2024-03-13	4	AMRON ARTHUR H	NEPH	Common stock	J - Other	D			91,463			98,463
2024-03-14	2024-03-12	4	AMRON ARTHUR H	NEPH	Common stock	P - Purchase	D		2.4471	7,000	17		7,000
2023-12-15	2023-12-13	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			14,294			81,604
2023-12-15	2023-12-13	4	Harris Joseph Michael	NEPH	Common Stock	A - Award	D			9,291			17,693
2023-12-15	2023-12-13	4	Lask Alisa	NEPH	Common Stock	A - Award	D			9,291			48,629
2023-12-15	2023-12-13	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			9,291			9,291
2023-12-11	2023-12-07	4	Banks Robert R. Jr.	NEPH	Common Stock	P - Purchase	D		2.2026	18,000	40		20,000
2023-08-15	2023-08-15	4	Banks Robert R. Jr.	NEPH	Common Stock	P - Purchase	D		1.6869	1,901	3		2,000
2023-08-15	2023-08-14	4	Banks Robert R. Jr.	NEPH	Common Stock	P - Purchase	D		1.5000	99	0		99
2023-01-09	2023-01-05	4	Gwydir Tom	NEPH	Common Stock	A - Award	D			27,613			43,226
2023-01-09	2023-01-05	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			42,481			67,310
2023-01-09	2023-01-05	4	Lask Alisa	NEPH	Common Stock	A - Award	D			27,613			39,338
2023-01-09	2023-01-05	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			27,613			27,613
2023-01-09	2023-01-05	4	Harris Joseph Michael	NEPH	Common Stock	A - Award	D			8,402			8,402
2022-03-07	2022-03-05	4	Astor Andrew	NEPH	Warrants (right to buy)	M - Exercise	D	2.70		-14,815		0
2022-03-07	2022-03-05	4	Astor Andrew	NEPH	Common Stock	M - Exercise	D		2.7000	14,815	40		92,773
2022-02-18	2022-02-16	4	Lobo Wesley S.	NEPH	Common Stock	F - Taxes	D		4.8000	-6,389	-31		35,168
2021-12-16	2021-12-14	4	Gwydir Tom	NEPH	Stock Option (right to buy)	A - Award	D	6.82		7,062		7,062
2021-12-16	2021-12-14	4	Gwydir Tom	NEPH	Common Stock	A - Award	D			4,582			15,613
2021-12-16	2021-12-14	4	Lask Alisa	NEPH	Stock Option (right to buy)	A - Award	D	6.82		7,062		7,062
2021-12-16	2021-12-14	4	Lask Alisa	NEPH	Common Stock	A - Award	D			4,582			11,725
2021-12-16	2021-12-14	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	6.82		38,612		38,612
2021-12-16	2021-12-14	4	AMRON ARTHUR H	NEPH	Stock Option (Right to Buy)	A - Award	D	6.82		7,062		7,062
2021-12-16	2021-12-14	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			4,582			4,582
2021-12-16	2021-12-14	4	Spandow Oliver J.	NEPH	Stock Option (Right to Buy)	A - Award	D	6.82		7,062		7,062
2021-12-16	2021-12-14	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			5,429			24,829
2021-09-03	2021-09-01	4	Lobo Wesley S.	NEPH	Stock Option (right to buy)	A - Award	D	8.47		57,368		57,368
2021-08-23	2021-08-20	4	Lobo Wesley S.	NEPH	Common Stock	P - Purchase	D		7.9200	1,000	8		41,557
2021-08-19	2021-08-18	4	Gwydir Tom	NEPH	Common Stock	P - Purchase	D		7.6400	5,000	38		11,031
2021-08-18	2021-08-18	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		7.7733	2,500	19		77,958
2021-08-18	2021-08-17	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		7.6687	2,500	19		75,458
2021-06-03	2021-06-01	4	WEXFORD CAPITAL LP	NEPH	Common Stock Warrants	X - Other	I	2.70	2.7000	-66,667	-180	0
2021-06-03	2021-06-01	4	WEXFORD CAPITAL LP See footnotes	NEPH	Common Stock	X - Other	I		2.7000	66,667	180		3,544,492
2021-06-01	2021-05-27	4/A	Evans Daron By UTMA #1	NEPH	Common Stock	F - Taxes	I		2.7000	-349	-1		8,669
2021-06-01	2021-05-27	4/A	Evans Daron By UTMA #2	NEPH	Common Stock	F - Taxes	I		2.7000	-349	-1		8,669
2021-05-25	2021-05-24	4	Evans Daron By UTMA #2	NEPH	Common Stock Warrants (Right to Buy)	X - Other	I	2.70		-1,111		0
2021-05-25	2021-05-24	4	Evans Daron By UTMA #1	NEPH	Common Stock Warrants (Right to Buy)	X - Other	I	2.70		-1,111		0
2021-05-25	2021-05-24	4	Evans Daron By UTMA #2	NEPH	Common Stock	X - Other	I		2.7000	1,111	3		9,018
2021-05-25	2021-05-24	4	Evans Daron By UTMA #1	NEPH	Common Stock	X - Other	I		2.7000	1,111	3		9,018
2021-02-18	2021-02-16	4	Lobo Wesley S.	NEPH	Stock Optoin (right to buy)	A - Award	D	8.66		114,178		114,178
2021-02-18	2021-02-16	4	Lobo Wesley S.	NEPH	Common Stock	A - Award	D			40,557			40,557
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Stock Option (Right to Buy)	M - Exercise	D	4.50		-4,477		4,477
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Stock Option (Right to Buy)	M - Exercise	D	3.60		-3,765		3,765
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Stock Option (Right to Buy)	M - Exercise	D	4.14		-2,956		2,956
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Stock Option (Right to Buy)	M - Exercise	D	4.59		-3,556		3,556
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Common Stock	M - Exercise	D		4.5000	4,477	20		106,037
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Common Stock	M - Exercise	D		3.6000	3,765	14		101,560
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Common Stock	M - Exercise	D		4.1400	2,956	12		97,795
2021-01-29	2021-01-27	4	WEXFORD CAPITAL LP	NEPH	Common Stock	M - Exercise	D		4.5900	3,556	16		94,839
2021-01-08	2021-01-06	4	WEXFORD CAPITAL LP	NEPH	Common Stock	A - Award	D			3,196			3,196
2021-01-08	2021-01-06	4	Gwydir Tom	NEPH	Stock Option (right to buy)	A - Award	D	8.06		6,850		6,850
2021-01-08	2021-01-06	4	Gwydir Tom	NEPH	Common Stock	A - Award	D			3,666			6,031
2021-01-08	2021-01-06	4	Spandow Oliver J.	NEPH	Stock Option (Right to Buy)	A - Award	D	8.06		6,850		6,850
2021-01-08	2021-01-06	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			3,666			19,400
2021-01-08	2021-01-06	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	8.06		6,850		6,850
2021-01-08	2021-01-06	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			5,921			48,774
2021-01-08	2021-01-06	4	Lask Alisa	NEPH	Stock Option (right to buy)	A - Award	D	8.06		6,850		6,850
2021-01-08	2021-01-06	4	Lask Alisa	NEPH	Common Stock	A - Award	D			3,666			7,143
2021-01-08	2021-01-06	4	AMRON ARTHUR H	NEPH	Stock Option (Right to Buy)	A - Award	D	8.06		6,850		6,850
2021-01-08	2021-01-06	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			3,666			3,666
2020-11-20	2020-11-18	4	Spandow Oliver J.	NEPH	Common Stock	P - Purchase	D		5.8328	1,500	9		15,734
2020-11-19	2020-11-19	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		5.8669	1,000	6		72,958
2020-10-16	2020-10-15	4	WEXFORD CAPITAL LP See footnotes	NEPH	Common Stock, par value $0.001	A - Award	I		6.0000	166,667	1,000		3,605,471
2020-08-26	2020-08-24	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	7.07		152,064		152,064
2020-08-19	2020-08-19	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		7.4000	950	7		71,958
2020-05-29	2020-05-28	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		6.9600	1,000	7		71,008
2020-05-13	2020-05-11	4	PERSEN MALCOLM C By spouse	NEPH	Warrants (right to buy)	X - Other	I	7.65		-1,732		0
2020-05-13	2020-05-11	4	PERSEN MALCOLM C By spouse	NEPH	Common Stock	X - Other	I		7.6500	1,732	13		5,194
2020-03-12	2020-03-12	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		6.6500	2,500	17		134,215
2020-03-12	2020-03-12	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		6.7000	1,000	7		70,008
2020-03-05	2020-03-05	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		8.4436	2,500	21		131,715
2020-03-05	2020-03-05	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		8.4567	700	6		69,008
2020-02-05	2020-02-01	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	5.40		97,076		242,690
2020-02-05	2020-02-01	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	2.64		13,958		46,525
2020-02-05	2020-02-01	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	4.14		19,320		64,399
2019-12-18	2019-12-16	4	AMRON ARTHUR H	NEPH	Stock Option (Right to Buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			3,448			3,448
2019-12-18	2019-12-16	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			5,437			42,853
2019-12-18	2019-12-16	4	Gwydir Tom	NEPH	Stock Option (right to buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	Gwydir Tom	NEPH	Common Stock	A - Award	D			2,365			2,365
2019-12-18	2019-12-16	4	Spandow Oliver J.	NEPH	Stock Option (Right to Buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			3,448			14,234
2019-12-18	2019-12-16	4	Lask Alisa	NEPH	Stock Option (right to buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	Lask Alisa	NEPH	Common Stock	A - Award	D			3,227			3,477
2019-12-18	2019-12-16	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	8.57		20,000		20,000
2019-12-18	2019-12-16	4	Evans Daron	NEPH	Common Stock	A - Award	D			9,282			129,215
2019-12-18	2019-12-16	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	8.30		20,000		20,000
2019-12-18	2019-12-16	4	Astor Andrew	NEPH	Common Stock	A - Award	D			6,848			68,308
2019-12-18	2019-12-16	4	Mieyal Paul A	NEPH	Stock Option (Right to Buy)	A - Award	D	8.57		5,568		5,568
2019-12-18	2019-12-16	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			3,448			3,448
2019-11-26	2019-11-25	4	Spandow Oliver J.	NEPH	Common Stock	P - Purchase	D		8.1700	1,000	8		10,786
2019-11-18	2019-11-18	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		8.3500	1,000	8		119,933
2019-11-18	2019-11-18	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		8.3756	750	6		61,460
2019-09-13	2019-09-11	4	Lask Alisa	NEPH	Common Stock	P - Purchase	D		6.4500	250	2		250
2019-08-22	2019-08-22	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		6.9700	1,500	10		60,710
2019-08-22	2019-08-22	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		6.9227	2,000	14		118,933
2019-08-13	2019-08-09	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	5.40		36,404		145,614
2019-08-13	2019-08-09	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	2.64		9,305		32,567
2019-08-13	2019-08-09	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	4.14		12,880		45,079
2019-06-14	2019-06-14	4	Evans Daron By UTMA #4	NEPH	Common Stock	P - Purchase	I		0.6037	8,000	5		8,000
2019-06-14	2019-06-14	4	Evans Daron By UTMA #3	NEPH	Common Stock	P - Purchase	I		0.6094	8,000	5		8,000
2019-06-14	2019-06-14	4	Evans Daron By UTMA #2	NEPH	Common Stock	P - Purchase	I		0.5900	8,000	5		71,166
2019-06-14	2019-06-14	4	Evans Daron By UTMA #1	NEPH	Common Stock	P - Purchase	I		0.5816	8,000	5		73,666
2019-06-14	2019-06-14	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5982	11,172	7		1,052,426
2019-06-14	2019-06-14	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.6400	35,000	22		532,903
2019-05-02	2019-02-08	4/A	Lask Alisa	NEPH	Stock Option (right to buy)	A - Award	D	0.58		86,546		86,546
2019-05-01	2019-04-29	4	Gwydir Tom	NEPH	Stock Option (right to buy)	A - Award	D	0.59		86,641		86,641
2019-02-12	2019-02-08	4	Lask Alisa	NEPH	Stock Option (right to buy)	A - Award	D	0.58		70,817		70,817
2018-12-21	2018-12-19	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	0.65		200,000		200,000
2018-12-21	2018-12-19	4	AMRON ARTHUR H	NEPH	Stock Option (Right to Buy)	A - Award	D	0.65		46,457		46,457
2018-12-21	2018-12-19	4	Spandow Oliver J.	NEPH	Stock Option (Right to Buy)	A - Award	D	0.65		46,457		46,457
2018-12-21	2018-12-19	4	Pinto Moshe	NEPH	Stock Option (Right to Buy)	A - Award	D	0.65		46,457		46,457
2018-12-21	2018-12-19	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	0.65		46,457		46,457
2018-12-21	2018-12-19	4	Mieyal Paul A	NEPH	Stock Option (Right to Buy)	A - Award	D	0.65		46,457		46,457
2018-12-20	2018-12-14	4/A	Pinto Moshe	NEPH	Common Stock	A - Award	D			47,673			204,118
2018-12-18	2018-12-14	4	Astor Andrew	NEPH	Common Stock	A - Award	D			44,111			497,903
2018-12-18	2018-12-14	4	Evans Daron	NEPH	Common Stock	A - Award	D			108,296			1,001,254
2018-12-18	2018-12-14	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			47,673			47,673
2018-12-18	2018-12-14	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			47,673			47,673
2018-12-18	2018-12-14	4	Spandow Oliver J.	NEPH	Common Stock	A - Award	D			18,030			88,080
2018-12-18	2018-12-14	4	Pinto Moshe	NEPH	Common Stock	A - Award	D			73,343			229,788
2018-12-18	2018-12-14	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			71,509			336,750
2018-08-13		3	Spandow Oliver J.	NEPH	Common Stock		D						140,100
2018-08-13		3	Spandow Oliver J.	NEPH	Common Stock		D						140,100
2018-08-13		3	Spandow Oliver J.	NEPH	Common Stock		D						140,100
2018-08-13	2018-08-10	4	Spandow Oliver J.	NEPH	Stock Option (Right to Buy)	A - Award	D	0.62		85,199		85,199
2018-05-14	2018-05-14	4	Astor Andrew	NEPH	Warrants (right to buy)	X - Other	D	0.30		-33,333		133,333
2018-05-14	2018-05-14	4	Astor Andrew	NEPH	Common Stock	X - Other	D		0.3000	33,333	10		453,792
2018-05-14	2018-05-14	4	Evans Daron By PoC Capital, LLC	NEPH	Common Stock Warrants (Right to Buy)	X - Other	I	0.30		-40,000		0
2018-05-14	2018-05-14	4	Evans Daron By PoC Capital, LLC	NEPH	Common Stock	X - Other	I		0.3000	40,000	12		95,000
2018-04-12	2018-04-10	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.4500	80,000	36		420,459
2018-04-12	2018-04-10	4	Evans Daron By UTMA #2	NEPH	Common Stock	P - Purchase	I		0.4500	12,000	5		63,166
2018-04-12	2018-04-10	4	Evans Daron By UTMA #1	NEPH	Common Stock	P - Purchase	I		0.4500	12,000	5		63,166
2018-04-12	2018-04-10	4	Evans Daron By PoC Capital, LLC	NEPH	Common Stock	P - Purchase	I		0.4500	55,000	25		55,000
2018-03-13	2018-03-09	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.4750	5,000	2		340,459
2018-02-27	2017-12-20	4/A	Pinto Moshe	NEPH	Stock Option (Right to Buy)	A - Award	D	0.50		40,284		40,284
2018-02-27	2017-12-20	4/A	Pinto Moshe	NEPH	Common Stock	A - Award	D			73,864			156,445
2018-02-22	2018-02-01	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	0.60		218,419		982,887
2017-12-22	2017-12-20	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	0.50		837,125		837,125
2017-12-22	2017-12-20	4	Evans Daron	NEPH	Common Stock	A - Award	D			180,000			892,958
2017-12-22	2017-12-20	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	0.50		50,000		50,000
2017-12-22	2017-12-20	4	Astor Andrew	NEPH	Common Stock	A - Award	D			120,417			335,459
2017-12-22	2017-12-20	4	Pinto Moshe	NEPH	Stock Option (Right to Buy)	A - Award	D	0.50		40,284		40,284
2017-12-22	2017-12-20	4	Pinto Moshe	NEPH	Common Stock	A - Award	D			73,864			156,445
2017-12-22	2017-12-20	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	0.50		40,284		40,284
2017-12-22	2017-12-20	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			113,636			265,241
2017-12-22	2017-12-20	4	Mieyal Paul A	NEPH	Non-qualified stock option	A - Award	D	0.50		40,284		40,284
2017-12-22	2017-12-20	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			73,864			73,864
2017-12-22	2017-12-20	4	AMRON ARTHUR H	NEPH	Non-Qualified Stock Option	A - Award	D	0.50		40,284		40,284
2017-12-22	2017-12-20	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			73,864			73,864
2017-12-05	2017-12-04	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.5000	8,333	4		215,042
2017-12-05	2017-12-01	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.5000	10,000	5		206,709
2017-09-06	2017-09-06	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2435	28,000	7		712,958
2017-09-06	2017-09-05	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2350	1,580	0		684,958
2017-08-28	2017-08-28	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.2729	4,000	1		196,709
2017-08-28	2017-08-28	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.2700	6,000	2		192,709
2017-08-28	2017-06-16	4	Astor Andrew	NEPH	Common Stock	L - Other	D		0.2650	43	0		186,709
2017-08-23	2017-08-22	4	Evans Daron By UTMA #2	NEPH	Common Stock	P - Purchase	I		0.2500	2,000	0		51,166
2017-08-23	2017-08-22	4	Evans Daron By UTMA #1	NEPH	Common Stock	P - Purchase	I		0.2500	2,000	0		1,417,922
2017-08-11	2017-08-11	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D		0.2599	20,000	5		186,666
2017-08-11	2017-08-11	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2600	70,000	18		683,378
2017-06-13	2017-06-12	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2600	3,961	1		613,378
2017-06-13	2017-06-09	4	Evans Daron By UTMA #2	NEPH	Common Stock	P - Purchase	I		0.2600	7,500	2		49,166
2017-06-13	2017-06-09	4	Evans Daron By UTMA #1	NEPH	Common Stock	P - Purchase	I		0.2600	10,000	3		51,666
2017-05-19	2017-05-19	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2550	7,500	2		609,417
2017-05-19	2017-05-18	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2550	22,500	6		601,917
2017-05-15	2017-05-01	4/A	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	0.29		209,355		209,355
2017-05-02	2017-05-01	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	0.29		209,355		209,355
2017-04-04	2017-03-31	4	Evans Daron	NEPH	Common Stock	A - Award	D			17,756			579,417
2017-03-21	2017-03-17	4	Evans Daron By UTMA #2	NEPH	Common Stock Warrants (Right to Buy)	P - Purchase	I	0.30		41,666		41,666
2017-03-21	2017-03-17	4	Evans Daron By UTMA #1	NEPH	Common Stock Warrants (Right to Buy)	P - Purchase	I	0.30		41,666		41,666
2017-03-21	2017-03-17	4	Evans Daron By UTMA #2	NEPH	Common Stock	P - Purchase	I			41,666			41,666
2017-03-21	2017-03-17	4	Evans Daron By UTMA #1	NEPH	Common Stock	P - Purchase	I			41,666			41,666
2017-03-21	2017-03-17	4	Astor Andrew	NEPH	Warrants (right to buy)	P - Purchase	D	0.30		166,666		166,666
2017-03-21	2017-03-17	4	Astor Andrew	NEPH	Common Stock	P - Purchase	D			166,666			166,666
2017-02-15	2017-02-13	4	Astor Andrew	NEPH	Stock Option (right to buy)	A - Award	D	0.46		289,785		289,785
2016-12-23	2016-12-23	4	Evans Daron	NEPH	Common Stock	A - Award	D			213,068			561,661
2016-12-15	2016-12-14	4	Evans Daron	NEPH	Common Stock	A - Award	D			9,165			348,593
2016-12-09	2016-12-07	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.3200	4,069	1		339,428
2016-12-06	2016-12-05	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.3400	6,020	2		335,359
2016-12-06	2016-12-05	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.3399	4,600	2		329,339
2016-12-02	2016-12-01	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.3206	40,599	13		324,739
2016-12-02	2016-11-30	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.2900	931	0		284,140
2016-08-26	2016-08-24	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	0.40		33,880		33,880
2016-08-26	2016-08-24	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			113,636			151,605
2016-08-26	2016-08-24	4	Pinto Moshe	NEPH	Stock Option (Right to Buy)	A - Award	D	0.40		33,880		33,880
2016-08-26	2016-08-24	4	Pinto Moshe	NEPH	Common Stock	A - Award	D			73,864			82,581
2016-08-25	2016-08-24	4	AMRON ARTHUR H	NEPH	Non-Qualified Stock Option	A - Award	D	0.40		33,880		33,880
2016-08-25	2016-08-24	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			73,864			73,864
2016-08-25	2016-08-24	4	Mieyal Paul A	NEPH	Non-Qualified Stock Option	A - Award	D	0.40		33,880		33,880
2016-08-25	2016-08-24	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			73,864			73,864
2016-06-07	2016-06-03	4	Evans Daron By UTMA #2	NEPH	Common Stock Warrants (Right to Buy)	P - Purchase	I	0.30		10,000		10,000
2016-06-07	2016-06-03	4	Evans Daron By UTMA #1	NEPH	Common Stock Warrants (Right to Buy)	P - Purchase	I	0.30		10,000		10,000
2016-06-07	2016-06-03	4	Evans Daron By PoC Capital, LLC	NEPH	Common Stock Warrants (Right to Buy)	P - Purchase	I	0.30		40,000		40,000
2016-06-07	2016-06-03	4	Lambda Investors LLC Held directly by Lamdba Investors LLC	NEPH	Common Stock Warrant	A - Award	I	0.30		600,000		600,000
2015-12-22	2015-12-18	4	Lambda Investors LLC Held directly by Lamdba Investors LLC	NEPH	Common Stock Warrants	X - Other	I	0.40		-2,782,576		0
2015-12-22	2015-12-18	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	X - Other	I			2,782,576			29,800,424
2015-12-18	2015-12-17	4	Evans Daron	NEPH	Common Stock	A - Award	D			42,840			283,209
2015-10-01	2015-09-29	4	Lambda Investors LLC Held directly by Lambda Investors LCC	NEPH	Class D Warrants	X - Other	I	0.15		-11,742,100		0
2015-10-01	2015-09-29	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Class D Warrants (Common Stock)	A - Award	I	0.15		11,742,100		11,742,100
2015-10-01	2015-09-29	4	Lambda Investors LLC Held directly by Lambda Investors LCC	NEPH	Class D Warrants	D - Sale to Issuer	I	0.30		-11,742,100		0
2015-10-01	2015-09-29	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	X - Other	I			11,742,100			27,017,848
2015-09-11	2015-09-09	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			58,240			58,240
2015-09-11	2015-09-09	4	Pinto Moshe	NEPH	Common Stock	A - Award	D			8,717			8,717
2015-09-11	2015-09-09	4	CENTELLA LAWRENCE J	NEPH	Common Stock	A - Award	D			97,135			218,467
2015-09-11	2015-09-09	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			58,240			58,240
2015-09-11	2015-09-09	4	ROSENBERG MATTHEW	NEPH	Common Stock	A - Award	D			58,240			847,935
2015-09-11	2015-09-09	4	PERSEN MALCOLM C	NEPH	Common Stock	A - Award	D			16,951			16,951
2015-09-11	2015-09-09	4	Evans Daron	NEPH	Common Stock	A - Award	D			70,610			240,369
2015-08-31	2015-08-31	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5700	10,000	6		169,759
2015-08-31	2015-08-28	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.6000	10,000	6		159,759
2015-08-31	2015-08-28	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5800	5,000	3		149,759
2015-08-31	2015-08-27	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5600	19,175	11		144,759
2015-08-20	2015-08-20	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5600	27,000	15		125,584
2015-08-20	2015-08-19	4	Evans Daron	NEPH	Common Stock	P - Purchase	D		0.5000	24,500	12		98,584
2015-08-18	2015-08-14	4	Pinto Moshe	NEPH	Stock Option (Right to Buy)	A - Award	D	0.45		59,155		59,155
2015-05-14	2015-05-12	4	PERSEN MALCOLM C By spouse	NEPH	Warrants (right to buy)	P - Purchase	I	0.85		15,580		15,580
2015-05-14	2015-05-12	4	PERSEN MALCOLM C By spouse	NEPH	Common Stock	P - Purchase	I			31,160			31,160
2015-05-14	2015-05-12	4	ROSENBERG MATTHEW	NEPH	Warrants (right to buy)	P - Purchase	D	0.85		100,000		100,000
2015-05-14	2015-05-12	4	ROSENBERG MATTHEW	NEPH	Common Stock	P - Purchase	D			200,000			789,695
2015-05-11	2015-05-07	4	PERSEN MALCOLM C	NEPH	Stock Option (Right to Buy)	A - Award	D	0.79		56,981		56,981
2015-04-17	2015-04-15	4	Evans Daron	NEPH	Stock Option (Right to Buy)	A - Award	D	0.60		764,468		764,468
2014-12-22	2014-12-18	4	CENTELLA LAWRENCE J	NEPH	Common Stock	J - Other	D		0.6000	10,202	6		121,332
2014-12-22	2014-12-18	4	ROSENBERG MATTHEW	NEPH	Common Stock	J - Other	D		0.6000	374,997	225		589,695
2014-12-22	2014-12-18	4	Houghton John C.	NEPH	Common Stock	J - Other	D		0.6000	7,885	5		74,139
2014-12-22	2014-12-18	4	Lambda Investors LLC Held directly by Wexford Capital LP	NEPH	Common Stock, par value $0.001	J - Other	I			14,853			190,446
2014-12-22	2014-12-18	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	J - Other	I			3,303,808			15,275,748
2014-12-22	2014-12-18	4	Evans Daron	NEPH	Common Stock	J - Other	D		0.6000	21,239	13		74,084
2014-11-07	2014-11-06	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			25,395			25,395
2014-11-07	2014-11-06	4	CENTELLA LAWRENCE J	NEPH	Common Stock	A - Award	D			25,395			111,130
2014-11-07	2014-11-06	4	Evans Daron	NEPH	Common Stock	A - Award	D			43,194			52,845
2014-11-07	2014-11-06	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			25,395			25,395
2014-11-07	2014-11-06	4	ROSENBERG MATTHEW	NEPH	Common Stock	A - Award	D			12,698			214,698
2014-05-19		3	ROSENBERG MATTHEW	NEPH.OB	Nephros, Inc. Common Stock		D						404,000
2014-05-19		3	ROSENBERG MATTHEW	NEPH.OB	Nephros, Inc. Common Stock		D						404,000
2014-05-19	2014-05-16	4	ROSENBERG MATTHEW	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.79		48,864		48,864
2014-03-27	2014-03-26	4	AMRON ARTHUR H	NEPH	Non Qualiffied Stock Option (right to buy)	A - Award	D	0.46		26,598		26,598
2014-03-27	2014-03-26	4	CENTELLA LAWRENCE J	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.46		26,598		26,598
2014-03-27	2014-03-26	4	Evans Daron	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.46		75,361		75,361
2014-03-27	2014-03-21	4	Evans Daron	NEPH	Common Stock	J - Other	D		0.3000	2,151	1		9,651
2014-03-27	2014-03-26	4	Mieyal Paul A	NEPH	Non Qualified Stock Option (right to buy)	A - Award	D	0.46		26,598		26,598
2014-03-24	2014-03-21	4	CENTELLA LAWRENCE J	NEPH	Common Stock	J - Other	D		0.3000	19,105	6		85,735
2014-03-18	2014-03-14	4	Lambda Investors LLC Held directly by Lambda Investors LCC	NEPH	Class D Warrants	J - Other	I			2,935,525		11,742,100
2014-03-18	2014-03-14	4	Lambda Investors LLC Held directly by Wexford Capital LP	NEPH	Common Stock, par value $0.001	J - Other	I			27,811			124,803
2014-03-18	2014-03-14	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	J - Other	I			5,250,264			11,971,940
2014-02-07	2014-02-05	4	Houghton John C.	NEPH	Incentive Stock Option (right to buy)	A - Award	D	0.33		35,000		35,000
2014-01-07	2013-12-31	4	CENTELLA LAWRENCE J	NEPH	Common Stock	A - Award	D			19,733			66,630
2014-01-07	2013-12-31	4	Scibetta James S	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.42		60,440		60,440
2014-01-06	2013-12-31	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			19,733			19,733
2014-01-06	2013-12-31	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			19,733			19,733
2013-12-04		3	Evans Daron	NEPH.OB	Nephros, Inc. Common Stock		D						7,500
2013-08-22	2013-08-20	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			5,417			28,763
2013-08-22	2013-08-20	4	CENTELLA LAWRENCE J	NEPH	Common Stock	A - Award	D			5,417			46,897
2013-08-22	2013-08-20	4	Scibetta James S	NEPH	Common Stock	A - Award	D			12,078			64,134
2013-08-22	2013-08-20	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			5,417			28,763
2013-06-11	2013-05-23	4	Kochanski Gerald John SR	NEPH	Incentive Stock Option (right to buy)	A - Award	D	0.71		25,000		25,000
2013-06-11	2013-05-23	4	Kochanski Gerald John SR	NEPH	Common Stock	A - Award	D			45,929			45,929
2013-06-11	2013-05-23	4	CENTELLA LAWRENCE J	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		10,000		10,000
2013-06-11	2013-05-23	4	CENTELLA LAWRENCE J	NEPH	Common Stock	A - Award	D			23,346			41,480
2013-06-11	2013-05-23	4	Scibetta James S	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		12,500		12,500
2013-06-11	2013-05-23	4	Scibetta James S	NEPH	Common Stock	A - Award	D			52,056			52,056
2013-06-11	2013-05-23	4	Houghton John C.	NEPH	Incentive Stock Option (right to buy)	A - Award	D	0.71		37,500		37,500
2013-06-11	2013-05-23	4	Houghton John C.	NEPH	Common Stock	A - Award	D			66,254			66,254
2013-06-05	2013-05-23	4/A	Lambda Investors LLC Held directly by Wexford Capital LP	NEPH	Common Stock, par value $0.001	A - Award	I			46,692			46,692
2013-06-05	2013-05-23	4/A	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	P - Purchase	I			2,992,884			6,721,676
2013-06-04	2013-05-23	4	AMRON ARTHUR H	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		10,000		10,000
2013-06-04	2013-05-23	4	AMRON ARTHUR H	NEPH	Common Stock	A - Award	D			23,346			23,346
2013-06-04	2013-05-23	4	Mieyal Paul A	NEPH	Non-Qualified Stock Option (right to buy)	A - Award	D	0.71		10,000		10,000
2013-06-04	2013-05-23	4	Mieyal Paul A	NEPH	Common Stock	A - Award	D			23,346			23,346
2013-06-04	2013-05-23	4	Lambda Investors LLC Held directly by Lambda Investors LLC	NEPH	Common Stock, par value $0.001	P - Purchase	I			2,992,884			6,721,676
2012-07-06	2012-07-03	4	Houghton John C.	NEPH.OB	Non-Qualified Stock Option (right to buy)	A - Award	D	1.89		331,550		331,550
2012-04-25	2012-04-20	4	Houghton John C.	NEPH.OB	Incentive Stock Option (right to buy)	A - Award	D	0.95		675,000		675,000
2012-03-20	2012-02-16	4	Scibetta James S	NEPH.OB	Non-Qualified Stock Option (right to buy)	A - Award	D	0.83		12,500		12,500
2012-03-16	2012-02-16	4	Kochanski Gerald John SR	NEPH.OB	Incentive Stock Option (right to buy)	A - Award	D	0.83		20,000		20,000
2012-03-16	2012-02-16	4	CENTELLA LAWRENCE J	NEPH.OB	Non-Qualified Stock Option (right to buy)	A - Award	D	0.83		10,000		10,000
2012-03-15	2012-02-16	4	AMRON ARTHUR H	NEPH.OB	Non-qualified stock option (right to buy)	A - Award	D	0.83		10,000		10,000
2012-03-15	2012-02-16	4	Mieyal Paul A	NEPH.OB	Non-qualified stock option (right to buy)	A - Award	D	0.83		10,000		10,000
2011-03-24	2011-03-10	4	Southpaw Asset Management LP	NEPHD	Class D Warrants	J - Other	I	0.40		1		1
2011-03-24	2011-03-10	4	Southpaw Asset Management LP	NEPHD	Common Stock Warrants	P - Purchase	I	0.40		10,404,862		10,404,862
2011-03-24	2011-03-10	4	Southpaw Asset Management LP	NEPHD	Common Stock, par value $0.001 per share	P - Purchase	I			520,242			525,079
2010-01-26	2010-01-08	4	CENTELLA LAWRENCE J	NEPH.OB	Non-qualified stock option (right to buy)	A - Award	D	0.95		20,000		20,000
2009-09-02	2009-09-02	4	Southpaw Asset Management LP	NEPH	Common Stock	S - Sale	I		1.9459	-200,000	-389		96,730
2009-09-02	2009-09-01	4	Southpaw Asset Management LP	NEPH	Common Stock	S - Sale	I		1.9459	-92,000	-179		296,730
2009-09-02	2009-08-31	4	Southpaw Asset Management LP	NEPH	Common Stock	S - Sale	I		1.8561	-101,000	-187		388,730
2009-08-28	2009-08-28	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		1.9695	-200,000	-394		489,730
2009-08-28	2009-08-27	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		2.0162	-200,000	-403		689,730
2009-08-28	2009-08-26	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		2.0306	-27,600	-56		889,730
2009-08-26	2009-08-20	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		2.5508	-2,390	-6		73,068
2009-08-26	2009-08-20	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		2.5508	-27,610	-70		844,262
2008-10-21	2008-10-17	4	Enso Capital Management LLC	NEP	Common Stock	S - Sale	I		0.1522	-21,317	-3		1,228,587
2008-10-21	2008-10-17	4	Enso Capital Management LLC	NEP	Common Stock	S - Sale	I		0.1522	-58,772	-9		3,387,229
2008-06-12	2008-06-11	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.7000	-2,550	-2		4,166,558
2008-06-12	2008-06-10	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.7000	-4,600	-3		4,169,108
2008-06-12	2008-06-09	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.7438	-50,550	-38		4,173,708
2008-06-12	2008-06-06	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8298	-67,300	-56		4,224,258
2008-06-12	2008-06-05	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8444	-50,000	-42		4,291,558
2008-06-12	2008-06-03	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8500	-1,200	-1		4,341,558
2008-06-12	2008-06-02	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8500	-3,600	-3		4,342,758
2008-06-12	2008-05-30	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8071	-24,500	-20		4,346,358
2008-06-12	2008-05-29	4	Stagg Capital Group LLC	NEP	Common Stock	S - Sale	I		0.8412	-26,600	-22		4,370,858
2008-05-30	2008-05-27	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		0.7000	-150,431	-105		103,336
2008-05-30	2008-05-27	4	Southpaw Asset Management LP	NEP	Common Stock	S - Sale	I		0.7000	-1,737,644	-1,216		1,193,994
2008-05-20	2007-11-14	4	Stagg Capital Group LLC	NEP	Series B 10% Secured Convertible Note due 2008	C - Conversion	I	0.71				0
2008-05-20	2007-11-14	4	Stagg Capital Group LLC	NEP	Series B 10% Secured Convertible Note due 2008	C - Conversion	I	0.71
2008-05-20	2007-11-14	4	Stagg Capital Group LLC	NEP	Common Stock	C - Conversion	I		0.7060	2,198,729	1,552		4,397,458
2008-05-20	2007-11-14	4	Stagg Capital Group LLC	NEP	Common Stock	C - Conversion	I		0.7060	2,198,729	1,552		2,198,729
2007-12-11	2007-11-14	4	Southpaw Asset Management LP	NEP	Class D Warrant for the Purchase of Shares of Common Stock	C - Conversion	I	0.90		125,000		125,000
2007-12-11	2007-11-14	4	Southpaw Asset Management LP	NEP	Series B 10% Secured Convertible Note due 2008	C - Conversion	I	0.71				0
2007-12-11	2007-11-14	4	Southpaw Asset Management LP	NEP	Series A 10% Secured Convertible Note due 2008	C - Conversion	I	0.71
2007-12-11	2007-11-14	4	Southpaw Asset Management LP	NEP	Common Stock	C - Conversion	I		0.7060	2,931,638	2,070		3,185,405
2007-12-11	2007-11-14	4	Southpaw Asset Management LP	NEP	Common Stock	C - Conversion	I		0.7060	253,767	179		253,767
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series D Convertible Preferred Stock	C - Conversion	I			-729,672		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series D Convertible Preferred Stock	C - Conversion	I			-571,178		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series D Convertible Preferred Stock	C - Conversion	I			-948,244		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series C Convertible Preferred Stock	C - Conversion	I			-150,000		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series C Convertible Preferred Stock	C - Conversion	I			-410,250		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series B Convertible Preferred Stock	C - Conversion	I			-1,866,666		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Series A Convertible Preferred Stock	C - Conversion	I			-200,000		0
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			319,095			1,928,725
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			253,547			1,609,630
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			426,370			1,356,083
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			50,204			929,713
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			146,459			879,509
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			676,230			733,050
2004-09-28	2004-09-24	4	Wasserstein Bruce See Footnotes	NEP	Common Stock	C - Conversion	I			56,820			56,820

Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo

Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo

Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)

Conversão de derivativo

Venda ou transferência de ativos de volta para a empresa

Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa

Doação de ativos pelo ou para o insider

Swaps de capital e transações de hedge similares

Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)

Uma transação voluntariamente reportada no Formulário 4

Outro (acompanhado de uma nota explicativa descrevendo a transação)

NEPH / Nephros, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5