| Ações em Circulação | 48,402,419 shares |
| Ações de Insider | 40,329,854 shares |
| Propriedade de Insider | 83.32 % |
| Total de Insiders | 22 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
7953 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Nuo Therapeutics, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
|
Aldagen Holdings, LLC
10% Owner -
|
13,139,215 | 13,139,215 | |
| Lawrence Atinsky | 62,500 | ||
| James Benson | 380,000 | ||
|
Boyalife Investment Fund I, Inc.
10% Owner -
|
4,900,000 | 4,900,000 | |
| Peter Clausen CSO/COO - [O] | 773,528 | 773,528 | |
| Guercio Joseph Del Director - [D] | 305,160 | 305,160 | |
| Field Edward L. | 834,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Lyle A Hohnke | 620,000 | ||
| David Emerson Jorden CEO/CFO, Director - [D] [O] | 2,085,000 | 2,085,000 | |
| Stephen Keith | 285,000 | ||
| Richard S Kent Director - [D] | 1,233,740 | 1,233,740 | |
| Craig B Mendelsohn | 95,000 | ||
| Andrew Scott Maslan Chief Financial Officer - [O] | 112,780 | 112,780 | |
| Mark T McLoughlin Director - [D] | 20,001 | 20,001 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Paul Mintz Director - [D] | 108,294 | 108,294 | |
|
Pittman Scott M.
Director, 10% Owner -
[D]
|
5,400,000 | 5,400,000 | |
| Martin P Rosendale Chief Executive Officer, Director - [D] [O] | 229,149 | 229,149 | |
| Steven A Shallcross Chief Financial Officer - [O] | 79,500 | 79,500 | |
|
Charles E Sheedy
10% Owner -
|
11,570,833 | 11,570,833 | |
| Dean Tozer Chief Commercial Officer - [O] | 200,000 | 200,000 | |
| Patrick Paul Vanek | 140,000 | ||
| C Eric Winzer Director - [D] | 172,654 | 172,654 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em AURX / Nuo Therapeutics, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em AURX / Nuo Therapeutics, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-05 | 2026-06-05 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.0952 | 13,245 | 15 | 2,085,000 | ||||
| 2026-01-05 | 2026-01-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.9700 | -25,381 | -50 | 2,046,374 | ||||
| 2026-01-05 | 2026-01-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 125,000 | 50 | 2,071,755 | ||||
| 2025-12-22 | 2025-12-17 | 4 | WINZER C ERIC | AURX | Common Stock | D | 2.0000 | -13,750 | -28 | 172,654 | ||||
| 2025-12-22 | 2025-12-17 | 4 | WINZER C ERIC | AURX | Common Stock | D | 0.4000 | 68,750 | 28 | 186,404 | ||||
| 2025-12-11 | 2025-12-09 | 4/A | Mintz Paul | AURX | Common Stock | D | 2.2000 | -9,091 | -20 | 108,294 | ||||
| 2025-12-11 | 2025-12-09 | 4/A | Mintz Paul | AURX | Common Stock | D | 0.4000 | 50,000 | 20 | 117,385 | ||||
| 2025-12-11 | 2025-12-09 | 4 | Mintz Paul | AURX | Common Stock | D | 2.2000 | -9,091 | -20 | 108,294 | ||||
| 2025-12-11 | 2025-12-09 | 4 | Mintz Paul | AURX | Common Stock | D | 0.4000 | 50,000 | 20 | 117,385 | ||||
| 2025-12-03 | 2025-11-28 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -200,000 | -300 | 1,946,755 | ||||
| 2025-08-04 | 2025-08-01 | 4/A | WINZER C ERIC | AURX | Common Stock | D | 1.7400 | -27,659 | -48 | 117,654 | ||||
| 2025-08-04 | 2025-08-01 | 4/A | WINZER C ERIC | AURX | Common Stock | D | 0.4000 | 120,313 | 48 | 145,313 | ||||
| 2025-08-04 | 2025-08-01 | 4 | WINZER C ERIC | AURX | Common Stock | D | 1.7400 | -27,659 | -48 | 117,654 | ||||
| 2025-08-04 | 2025-08-01 | 4 | WINZER C ERIC | AURX | Common Stock | D | 0.4000 | 120,313 | 48 | 145,313 | ||||
| 2025-08-04 | 2025-08-01 | 4 | Mintz Paul | AURX | Common Stock | D | 1.7400 | -20,115 | -35 | 67,385 | ||||
| 2025-08-04 | 2025-08-01 | 4 | Mintz Paul | AURX | Common Stock | D | 0.4000 | 87,500 | 35 | 87,500 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.7400 | -21,313 | -37 | 2,146,755 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 92,710 | 37 | 2,168,068 | ||||
| 2025-08-04 | 2025-08-01 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 100,000 | 40 | 2,075,358 | ||||
| 2025-08-04 | 2025-07-31 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.4000 | 183,853 | 74 | 770,054 | ||||
| 2025-08-01 | 2025-07-30 | 4 | Pittman Scott M. | AURX | Common Stock | D | 1.5000 | 3,946 | 6 | 5,400,000 | ||||
| 2025-08-01 | 2025-07-30 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 1.5000 | 133,333 | 200 | 11,570,833 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.5000 | 33,334 | 17 | 5,396,054 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 62,500 | 25 | 5,362,720 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 121,875 | 49 | 5,300,220 | ||||
| 2024-09-19 | 2024-09-18 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.7500 | 125,000 | 94 | 11,437,500 | ||||
| 2024-05-21 | 2024-05-20 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.7500 | 100,000 | 75 | 11,312,500 | ||||
| 2024-05-21 | 2024-05-20 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.7500 | 15,000 | 11 | 586,201 | ||||
| 2024-05-21 | 2024-05-20 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.7500 | 135,000 | 101 | 5,178,345 | ||||
| 2023-12-20 | 2023-12-19 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.5000 | 150,000 | 75 | 11,212,500 | ||||
| 2023-12-20 | 2023-12-19 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 0.5000 | 20,000 | 10 | 571,201 | ||||
| 2023-12-20 | 2023-12-19 | 4 | Pittman Scott M. | AURX | Common Stock | D | 0.5000 | 600,000 | 300 | 5,043,345 | ||||
| 2023-08-04 | 2023-08-01 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 2.0000 | 62,500 | 125 | 11,062,500 | ||||
| 2023-08-03 | 2023-08-01 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 2.0000 | 25,000 | 50 | 551,201 | ||||
| 2023-08-03 | 2023-08-01 | 4 | Pittman Scott M. | AURX | Common Stock | D | 2.0000 | 100,000 | 200 | 4,443,345 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -5,000 | -8 | 1,975,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -7,000 | -10 | 1,980,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -10,000 | -15 | 1,987,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -13,500 | -20 | 1,997,358 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -20,000 | -30 | 2,010,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -20,000 | -30 | 2,010,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -27,000 | -40 | 2,050,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -30,000 | -45 | 2,077,858 | ||||
| 2022-11-14 | 2022-11-09 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.5000 | -30,000 | -45 | 2,077,858 | ||||
| 2022-10-18 | 3/A | CLAUSEN PETER | AURX | Common Stock | D | 501,201 | ||||||||
| 2022-10-18 | 3/A | CLAUSEN PETER By spouse | AURX | Common Stock | I | 3,474 | ||||||||
| 2022-05-02 | 2022-04-29 | 4 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 1.0000 | 10,532 | 11 | 2,137,858 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Pittman Scott M. | AURX | Common Stock | D | 1.0000 | 100,000 | 100 | 4,343,345 | ||||
| 2022-05-02 | 2022-04-29 | 4 | CLAUSEN PETER | AURX | Common Stock | D | 1.0000 | 25,000 | 25 | 526,201 | ||||
| 2022-05-02 | 2022-04-29 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 1.0000 | 804,868 | 805 | 11,000,000 | ||||
| 2022-04-26 | 3 | CLAUSEN PETER | AURX | Common Stock | D | 501,201 | ||||||||
| 2022-04-26 | 3 | CLAUSEN PETER By spouse | AURX | Common Stock | I | 3,747 | ||||||||
| 2022-04-26 | 2022-03-04 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.75 | 75,000 | 75,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.50 | 36,666 | 36,666 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.75 | 75,000 | 75,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.50 | 26,666 | 26,666 | |||||
| 2022-04-26 | 2022-03-04 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.50 | 43,328 | 43,328 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.75 | 100,000 | 100,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.50 | 33,334 | 33,334 | |||||
| 2022-04-26 | 2022-03-04 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.75 | 125,000 | 125,000 | |||||
| 2022-04-26 | 2022-03-04 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.50 | 66,672 | 66,672 | |||||
| 2022-04-26 | 2021-12-30 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.20 | -1,431,615 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.2000 | 1,431,615 | 286 | 10,195,132 | ||||
| 2022-04-26 | 2021-12-01 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | -1,431,615 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,431,615 | 1,431,615 | |||||
| 2022-04-26 | 2021-12-30 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.20 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.2000 | 900,000 | 180 | 4,243,345 | ||||
| 2022-04-26 | 2021-12-06 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -322,635 | 900,000 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -322,635 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,222,635 | 1,222,635 | |||||
| 2022-04-26 | 2021-12-30 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.20 | -1,137,635 | 0 | |||||
| 2022-04-26 | 2021-12-30 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.2000 | 1,137,635 | 228 | 2,127,326 | ||||
| 2022-04-26 | 2021-12-06 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -160,000 | 1,137,635 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -397,635 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -900,000 | 0 | |||||
| 2022-04-26 | 2021-12-01 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.20 | 1,297,635 | 1,297,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | -165,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 1,431,615 | 1,431,615 | |||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.4000 | 175,000 | 70 | 8,763,517 | ||||
| 2022-04-26 | 2020-10-05 | 5 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.4000 | 302,205 | 121 | 8,588,517 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 900,000 | 900,000 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | -45,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 322,635 | 322,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 25,000 | 10 | 3,343,345 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 82,545 | 33 | 3,318,345 | ||||
| 2022-04-26 | 2020-10-05 | 5 | Pittman Scott M. | AURX | Common Stock | D | 0.4000 | 300,000 | 120 | 3,235,800 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 900,000 | 900,000 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | -45,000 | 0 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 397,635 | 397,635 | |||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 50,000 | 20 | 989,691 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 82,545 | 33 | 939,691 | ||||
| 2022-04-26 | 2020-10-05 | 5 | JORDEN DAVID EMERSON | AURX | Common Stock | D | 0.4000 | 300,000 | 120 | 857,146 | ||||
| 2022-04-26 | 2019-12-06 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 30,000 | 45,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | Pittman Scott M. | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2022-04-26 | 2019-12-06 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 150,000 | 165,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | SHEEDY CHARLES E | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2022-04-26 | 2019-12-06 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 30,000 | 45,000 | |||||
| 2022-04-26 | 2019-11-15 | 5 | JORDEN DAVID EMERSON | AURX | Warrants to purchase Common Stock | D | 0.40 | 15,000 | 15,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Atinsky Lawrence | AURX | Option to Purchase Common Stock | D | 0.40 | 62,500 | 62,500 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.40 | 50,000 | 50,000 | |||||
| 2019-01-03 | 2019-01-01 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.40 | 125,000 | 125,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.40 | 81,250 | 81,250 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.40 | 62,500 | 62,500 | |||||
| 2019-01-03 | 2018-12-31 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.40 | 68,750 | 68,750 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Atinsky Lawrence | AURX | Option to Purchase Common Stock | D | 0.40 | 109,375 | 109,375 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Pittman Scott M. | AURX | Option to Purchase Common Stock | D | 0.40 | 121,875 | 121,875 | |||||
| 2018-08-13 | 2018-08-09 | 4 | CLAUSEN PETER | AURX | Option to Purchase Common Stock | D | 0.40 | 183,853 | 183,853 | |||||
| 2018-08-13 | 2018-08-09 | 4 | WINZER C ERIC | AURX | Option to Purchase Common Stock | D | 0.40 | 120,313 | 120,313 | |||||
| 2018-08-13 | 2018-08-09 | 4 | JORDEN DAVID EMERSON | AURX | Option to Purchase Common Stock | D | 0.40 | 192,710 | 192,710 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Mintz Paul | AURX | Option to Purchase Common Stock | D | 0.40 | 87,500 | 87,500 | |||||
| 2017-09-21 | 2017-09-11 | 4 | Boyalife Investment Fund I, Inc. | AURX | Common Stock, $.00001 par value | D | 0.2222 | 3,150,000 | 700 | 4,900,000 | ||||
| 2017-08-14 | 2017-08-10 | 4 | SHEEDY CHARLES E | AURX | Common Stock | D | 0.2222 | 5,220,000 | 1,160 | 8,286,312 | ||||
| 2017-08-14 | 2017-08-10 | 4 | Pittman Scott M. | AURX | COMMON STOCK | D | 0.5000 | 560,000 | 280 | 2,935,800 | ||||
| 2017-08-14 | 2017-08-10 | 4 | Pittman Scott M. | AURX | COMMON STOCK | D | 0.2222 | 1,485,000 | 330 | 2,375,800 | ||||
| 2017-08-14 | 2017-08-10 | 4 | JORDEN DAVID EMERSON | AURX | COMMON STOCK | D | 0.2222 | 247,500 | 55 | 557,146 | ||||
| 2017-07-10 | 2017-05-10 | 4 | Mintz Paul | AURX | Option to purchase Common Stock | D | 1.00 | 18,750 | 18,750 | |||||
| 2017-01-11 | 2017-01-09 | 4 | WINZER C ERIC | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | JORDEN DAVID EMERSON | NONE | Option to purchase Common Stock | D | 1.00 | 162,500 | 162,500 | |||||
| 2017-01-11 | 2017-01-09 | 4 | DEL GUERCIO JOSEPH | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | CLAUSEN PETER | NONE | Option to purchase Common Stock | D | 1.00 | 80,000 | 80,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | Atinsky Lawrence | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2017-01-11 | 2017-01-09 | 4 | Pittman Scott M. | NONE | Option to purchase Common Stock | D | 1.00 | 40,000 | 40,000 | |||||
| 2016-10-07 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 27,859 | 305,160 | ||||||
| 2016-09-01 | 3 | Boyalife Investment Fund I, Inc. | NONE | Common Stock, par value $0.0001 per share | D | 3,500,000 | ||||||||
| 2016-09-01 | 3 | Boyalife Investment Fund I, Inc. | NONE | Common Stock, par value $0.0001 per share | D | 3,500,000 | ||||||||
| 2016-08-23 | 2016-06-20 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 10,000 | 890,800 | ||||||
| 2016-08-23 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Warrants to purchase Common Stock | D | 1.00 | 280,000 | 280,000 | |||||
| 2016-08-23 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Warrants to purchase Common Stock | D | 0.75 | 850,000 | 850,000 | |||||
| 2016-08-15 | 2016-06-20 | 4 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 10,000 | 3,066,312 | ||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 6,115,989 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | I | 3,063,042 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | D | 6,115,989 | ||||||||
| 2016-08-12 | 3 | SHEEDY CHARLES E | NONE | Common Stock, par value $0.0001 per share | I | 3,063,042 | ||||||||
| 2016-07-29 | 2016-05-05 | 4 | WINZER C ERIC | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 25,000 | 25 | 25,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON By Child | NONE | Common Stock, par value $0.0001 per share | I | 167 | 167 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 55,915 | 309,646 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 62,182 | 253,731 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 54,049 | 191,549 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | JORDEN DAVID EMERSON | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 137,500 | 138 | 137,500 | ||||
| 2016-07-29 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 27,301 | 277,301 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | DEL GUERCIO JOSEPH | NONE | Common Stock, par value $0.0001 per share | I | 1.0000 | 250,000 | 250 | 250,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | CLAUSEN PETER By Spouse | NONE | Common Stock, par value $0.0001 per share | I | 3,474 | 3,474 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | CLAUSEN PETER | NONE | Common Stock, par value $0.0001 per share | D | 1,201 | 1,201 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 189 | 880,800 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 21,483 | 880,611 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 34,128 | 859,128 | ||||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 525,000 | 525 | 825,000 | ||||
| 2016-07-29 | 2016-05-05 | 4 | Pittman Scott M. | NONE | Common Stock, par value $0.0001 per share | D | 1.0000 | 300,000 | 300 | 300,000 | ||||
| 2015-07-15 | 2015-07-09 | 4 | JORDEN DAVID EMERSON | NUOT | Employee Stock Option (right to buy) | D | 0.21 | 250,000 | 430,000 | |||||
| 2015-05-13 | 2015-05-11 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.2700 | -50,000 | -14 | 13,139,215 | ||||
| 2015-03-12 | 2015-01-09 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -15,850 | -6 | 13,189,215 | ||||
| 2015-03-12 | 2014-12-30 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -1,200 | -0 | 13,205,065 | ||||
| 2015-03-12 | 2014-11-11 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 1.1800 | 1,270,000 | 1,499 | 13,206,265 | ||||
| 2015-03-12 | 2013-06-13 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | -105,300 | 11,936,265 | ||||||
| 2015-01-22 | 2015-01-20 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -5,500 | -2 | 12,181,395 | ||||
| 2015-01-15 | 2015-01-14 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -153,467 | -54 | 12,186,895 | ||||
| 2015-01-15 | 2015-01-13 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -14,000 | -5 | 12,340,362 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -73,496 | -26 | 12,354,362 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -61,037 | -21 | 12,427,858 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -82,850 | -29 | 12,488,895 | ||||
| 2015-01-12 | 2015-01-02 | 4 | DEL GUERCIO JOSEPH | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 491,364 | |||||
| 2015-01-12 | 2014-01-28 | 4 | DEL GUERCIO JOSEPH | NUOT | Options to purchase shares of Common Stock | D | 0.61 | 30,000 | 446,364 | |||||
| 2015-01-06 | 2015-01-02 | 4 | HOHNKE LYLE A | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 620,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | KEITH STEPHEN | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 285,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | WINZER C ERIC | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 285,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | McLoughlin Mark T | NUOT | Options to purchase shares of Common Stock | D | 0.34 | 45,000 | 435,000 | |||||
| 2015-01-02 | 2014-12-31 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -100 | -0 | 12,571,745 | ||||
| 2014-12-31 | 2014-12-30 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -299,900 | -105 | 12,571,845 | ||||
| 2014-12-31 | 2014-12-29 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -100 | -0 | 12,871,745 | ||||
| 2014-12-23 | 2014-12-22 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3700 | -10,300 | -4 | 12,871,845 | ||||
| 2014-12-23 | 2014-12-19 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -97,150 | -34 | 12,882,145 | ||||
| 2014-12-23 | 2014-11-28 | 4 | Aldagen Holdings, LLC | NUOT | Common Stock | D | 0.3500 | -2,850 | -1 | 12,979,295 | ||||
| 2014-10-08 | 2014-10-06 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3600 | 33,300 | 12 | 200,000 | ||||
| 2014-09-16 | 2014-09-12 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.4500 | 40,000 | 18 | 166,700 | ||||
| 2014-09-02 | 2014-08-29 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3500 | 40,000 | 14 | 126,700 | ||||
| 2014-08-27 | 2014-08-26 | 4 | SHALLCROSS STEVEN A | CMXI | Common Stock | D | 0.3800 | 27,500 | 10 | 79,500 | ||||
| 2014-08-25 | 2014-08-22 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3800 | 38,700 | 15 | 86,700 | ||||
| 2014-08-21 | 2014-08-20 | 4 | SHALLCROSS STEVEN A | CMXI | Common Stock | D | 0.3900 | 52,000 | 20 | 52,000 | ||||
| 2014-08-21 | 2014-08-20 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.4000 | 25,000 | 10 | 229,149 | ||||
| 2014-08-21 | 2014-08-20 | 4 | TOZER DEAN | CMXI | Common Stock | D | 0.3900 | 48,000 | 19 | 48,000 | ||||
| 2014-06-20 | 2014-04-08 | 4/A | ROSENDALE MARTIN P | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 1,330,223 | |||||
| 2014-06-20 | 3/A | CLAUSEN PETER | CMXI | COMMON STOCK | D | 195,891 | ||||||||
| 2014-06-20 | 2014-04-08 | 4/A | SHALLCROSS STEVEN A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 900,000 | |||||
| 2014-06-20 | 2014-04-08 | 4/A | Field Edward L. | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 300,000 | 834,000 | |||||
| 2014-04-14 | 3 | CLAUSEN PETER | CMXI | COMMON STOCK | D | 391,782 | ||||||||
| 2014-04-14 | 3 | CLAUSEN PETER | CMXI | COMMON STOCK | D | 391,782 | ||||||||
| 2014-04-10 | 2014-04-08 | 4 | SHALLCROSS STEVEN A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 1,219,900 | 1,819,900 | |||||
| 2014-04-10 | 2014-04-08 | 4 | ROSENDALE MARTIN P | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 2,624,800 | 3,655,023 | |||||
| 2014-04-10 | 2014-04-08 | 4 | Field Edward L. | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 0.60 | 1,285,900 | 1,819,900 | |||||
| 2014-02-07 | 2014-01-28 | 4 | McLoughlin Mark T | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 30,000 | 420,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | HOHNKE LYLE A | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 575,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | WINZER C ERIC | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 240,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | Kent Richard S | CMXI | Option to purchase shares of Common Stock | D | 0.61 | 30,000 | 30,000 | |||||
| 2014-01-30 | 2014-01-28 | 4 | KEITH STEPHEN | CMXI | Options to purchase shares of Common Stock | D | 0.61 | 40,000 | 240,000 | |||||
| 2013-05-21 | 2013-05-21 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5000 | 55,000 | 28 | 6,905,000 | ||||
| 2013-05-21 | 2013-05-17 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5000 | 25,000 | 12 | 6,850,000 | ||||
| 2013-04-19 | 2013-04-19 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5000 | 15,000 | 8 | 6,875,000 | ||||
| 2013-04-19 | 2013-04-18 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5100 | 20,000 | 10 | 6,860,000 | ||||
| 2013-04-19 | 2013-04-17 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5100 | 15,000 | 8 | 6,840,000 | ||||
| 2013-04-09 | 2013-04-09 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5200 | 31,515 | 16 | 6,825,000 | ||||
| 2013-04-09 | 2013-04-08 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5100 | 43,485 | 22 | 6,793,485 | ||||
| 2013-04-05 | 2013-04-04 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.5200 | 17,231 | 9 | 204,149 | ||||
| 2013-03-29 | 2013-02-19 | 4/A | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK | I | 0.75 | 356,364 | 550,362 | |||||
| 2013-03-21 | 2013-03-19 | 4 | Kent Richard S | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 30,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | HOHNKE LYLE A | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 535,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | WINZER C ERIC | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 200,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | McLoughlin Mark T | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 390,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | Benson James | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 380,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | KEITH STEPHEN | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 40,000 | 200,000 | |||||
| 2013-03-20 | 2013-03-19 | 4 | DEL GUERCIO JOSEPH | CMXI | Option to purchase shares of Common Stock | D | 0.51 | 30,000 | 580,362 | |||||
| 2013-02-27 | 2013-02-27 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5300 | 4,400 | 2 | 6,750,000 | ||||
| 2013-02-27 | 2013-02-26 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK | D | 0.5200 | 20,600 | 11 | 6,745,600 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VII, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 224,849 | 224,849 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 224,848 | 224,848 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 215,020 | 215,020 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | Warrant (right to buy) | I | 0.75 | 9,829 | 9,829 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VII, L.P. | CMXI | Common Stock | I | 0.5500 | 321,213 | 177 | 1,233,740 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | Common Stock | I | 0.5500 | 321,211 | 177 | 1,233,738 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | Common Stock | I | 0.5500 | 307,171 | 169 | 1,179,805 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | Common Stock | I | 0.5500 | 14,042 | 8 | 53,934 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 19,091 | 19,091 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 12,727 | 12,727 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 63,636 | 63,636 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 63,636 | 63,636 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 22,567 | 22,567 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Warrant (right to buy) | I | 0.75 | 15,616 | 15,616 | |||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 27,273 | 15 | 39,967 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 18,182 | 10 | 60,494 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 90,909 | 50 | 429,404 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 90,909 | 50 | 429,404 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 32,238 | 18 | 157,276 | ||||
| 2013-02-26 | 2013-02-22 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | I | 0.5500 | 22,308 | 12 | 108,830 | ||||
| 2013-02-22 | 2013-02-22 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5300 | 20,000 | 11 | 6,725,000 | ||||
| 2013-02-22 | 2013-02-21 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5300 | 30,000 | 16 | 6,705,000 | ||||
| 2013-02-22 | 2013-02-22 | 4 | ROSENDALE MARTIN P | CMXI | COMMON STOCK | D | 0.5300 | 20,000 | 11 | 186,918 | ||||
| 2013-02-21 | 2013-02-19 | 4 | JORDEN DAVID EMERSON | CMXI | COMMON STOCK WARRANT | D | 0.70 | 114,286 | 620,110 | |||||
| 2013-02-21 | 2013-02-19 | 4 | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK WARRANT | I | 0.75 | 356,364 | 520,362 | |||||
| 2013-02-21 | 2013-02-19 | 4 | DEL GUERCIO JOSEPH | CMXI | COMMON STOCK | I | 0.5500 | 509,091 | 280 | 1,143,770 | ||||
| 2013-02-15 | 2013-02-13 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | D | -557,671 | 12,982,145 | ||||||
| 2012-09-14 | 2012-09-14 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.8900 | 25,000 | 22 | 6,675,000 | ||||
| 2012-09-12 | 2012-09-11 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.9500 | 8,333 | 8 | 6,650,000 | ||||
| 2012-09-04 | 2012-08-29 | 4 | McLoughlin Mark T | CMXI | Warrant | D | -6,667 | 350,000 | ||||||
| 2012-09-04 | 2012-08-29 | 4 | McLoughlin Mark T | CMXI | Common Stock | D | 6,667 | 20,001 | ||||||
| 2012-08-31 | 2012-08-29 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -16,667 | 505,824 | ||||||
| 2012-08-31 | 2012-08-29 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.0000 | 16,667 | 17 | 6,641,667 | ||||
| 2012-08-08 | 2012-08-07 | 4 | Maslan Andrew Scott | CMXI | Warrant | D | -10,000 | 462,643 | ||||||
| 2012-08-08 | 2012-08-07 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1.0000 | 10,000 | 10 | 112,780 | ||||
| 2012-08-07 | 2012-08-06 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.6500 | -8,000 | -13 | 166,918 | ||||
| 2012-08-07 | 2012-08-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | -16,667 | 1,096,997 | ||||||
| 2012-08-07 | 2012-08-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.0000 | 16,667 | 17 | 174,918 | ||||
| 2012-07-03 | 2012-07-03 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1.0800 | 5,000 | 5 | 102,780 | ||||
| 2012-07-03 | 2012-07-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 1.1500 | 8,000 | 9 | 158,251 | ||||
| 2012-06-20 | 2012-06-18 | 4 | Kent Richard S | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 986,426 | |||||
| 2012-06-20 | 2012-06-18 | 4 | DEL GUERCIO JOSEPH | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 193,998 | |||||
| 2012-06-19 | 2012-06-18 | 4 | HOHNKE LYLE A | CMXI | OPTIONS TO PURCHASE SHARES OF COMMON STOCK | D | 1.88 | 30,000 | 505,000 | |||||
| 2012-05-22 | 2012-05-18 | 4 | Aldagen Holdings, LLC | CMXI | Series E Convertible Preferred Stock | D | -135,398 | 0 | ||||||
| 2012-05-22 | 2012-05-18 | 4 | Aldagen Holdings, LLC | CMXI | Common Stock | D | 13,539,816 | 13,539,816 | ||||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | 1.42 | 4,071 | 1,080,330 | |||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Warrant | D | -17,922 | 1,076,259 | ||||||
| 2012-05-04 | 2012-05-03 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 0.5368 | 17,922 | 10 | 150,251 | ||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 338,495 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 84,624 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 125,038 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 86,522 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 12,694 | ||||||||
| 2012-04-10 | 3 | Clark B. Jefferson | CMXI | Common Stock | I | 42,312 | ||||||||
| 2012-03-19 | 2011-12-01 | 4 | VANEK PATRICK PAUL | CMXI | OPTIONS TO PURCHASE COMMON STOCK | D | 0.80 | 30,000 | 140,000 | |||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners VI, L.P. | CMXI | COMMON STOCK | I | 912,527 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners VII L.P. | CMXI | COMMON STOCK | I | 912,527 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Partners V, L.P. | CMXI | COMMON STOCK | I | 872,634 | ||||||||
| 2012-02-21 | 3 | Kent Richard S by Intersouth Affiliates V, L.P. | CMXI | COMMON STOCK | I | 39,892 | ||||||||
| 2012-02-21 | 3 | DEL GUERCIO JOSEPH by CNF Investments II, LLC. | CMXI | COMMON STOCK | I | 634,679 | ||||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -178,571 | 522,494 | ||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Warrant | D | -200,000 | 701,065 | ||||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5000 | 178,571 | 89 | 6,625,000 | ||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 0.5368 | 200,000 | 107 | 6,446,429 | ||||
| 2012-02-15 | 2012-02-15 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.1540 | -76,313 | -88 | 6,246,429 | ||||
| 2012-02-15 | 2012-02-14 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.2000 | -27,000 | -32 | 6,322,742 | ||||
| 2012-02-15 | 2012-02-13 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1.2520 | -39,775 | -50 | 6,349,742 | ||||
| 2012-02-14 | 2012-02-13 | 4 | Maslan Andrew Scott | CMXI | Warrant | D | -8,961 | 477,321 | ||||||
| 2012-02-14 | 2012-02-13 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 0.5368 | 8,961 | 5 | 97,780 | ||||
| 2012-02-13 | 2012-01-03 | 4 | WINZER C ERIC | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 160,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | McLoughlin Mark T | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 356,667 | |||||
| 2012-02-13 | 2012-01-03 | 4 | Benson James | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 350,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | KEITH STEPHEN | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 40,000 | 160,000 | |||||
| 2012-02-13 | 2012-01-03 | 4 | MENDELSOHN CRAIG B | CMXI | NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK | D | 1.13 | 30,000 | 95,000 | |||||
| 2012-02-10 | 2012-02-08 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 8,000 | 6,389,517 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 143,370 | 6,381,517 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 1,000 | 88,819 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 17,922 | 87,819 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 2,000 | 132,329 | ||||||
| 2012-02-10 | 2012-02-08 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 35,843 | 130,329 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | JORDEN DAVID EMERSON | CMXI | Common Stock | D | 1,854 | 6,238,147 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | Maslan Andrew Scott | CMXI | Common Stock | D | 232 | 69,897 | ||||||
| 2012-01-30 | 2012-01-17 | 4 | ROSENDALE MARTIN P | CMXI | Common Stock | D | 464 | 94,486 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
