| Ações de Insider | 14,157,089 shares |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
N/A
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
N/A
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Acer Therapeutics Inc negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em ACER / Acer Therapeutics Inc. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em ACER / Acer Therapeutics Inc. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-20 | 2023-11-17 | 4 | ASELAGE STEVE | ACER | Common Stock, $0.0001 par value per share | D | -483,741 | 0 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | DUNN JOHN MICHAEL | ACER | Common Stock, $0.0001 par value per share | D | -27,380 | 0 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | Joseph Donald | ACER | Common Stock, $0.0001 par value per share | D | -14,285 | 0 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | PALMIN HARRY S | ACER | Common Stock, $0.0001 par value per share | D | -125,000 | 0 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | Schelling Chris | ACER | Common Stock, $0.0001 par value per share | D | -2,712,529 | 0 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | Davis Jefferson E | ACER | Common Stock, $0.0001 par value per share | D | -71,645 | 0 | ||||||
| 2022-12-01 | 2022-11-29 | 4 | Schelling Chris | ACER | Common Stock | D | 1.2200 | 819,672 | 1,000 | 2,712,529 | ||||
| 2022-12-01 | 2022-11-29 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 1.2200 | 409,836 | 500 | 483,741 | ||||
| 2022-02-23 | 2022-02-21 | 4 | Quartel Adrian W | ACER | Employee Stock Option (right to buy) | D | 2.55 | 200,000 | 200,000 | |||||
| 2022-01-21 | 2022-01-14 | 4 | Paul Bernard H | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Seibt Matthew | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Schelling Chris | ACER | Employee Stock Option (right to buy) | D | 2.21 | 50,000 | 50,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | PALMIN HARRY S | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Klopp John Michael | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Joseph Donald | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | GRIFFIN MICHELLE RENEE | ACER | Stock Option (right to buy) | D | 2.21 | 18,500 | 18,500 | |||||
| 2022-01-19 | 2022-01-14 | 4 | DUNN JOHN MICHAEL | ACER | Stock Option (right to buy) | D | 2.21 | 18,500 | 18,500 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Davis Jefferson E | ACER | Employee Stock Option (right to buy) | D | 2.21 | 25,000 | 25,000 | |||||
| 2022-01-19 | 2022-01-14 | 4 | ASELAGE STEVE | ACER | Stock Option (right to buy) | D | 2.21 | 18,500 | 18,500 | |||||
| 2022-01-19 | 2022-01-14 | 4 | Amello Jason | ACER | Stock Option (right to buy) | D | 2.21 | 18,500 | 18,500 | |||||
| 2021-12-13 | 2021-12-10 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 2.0400 | 7,984 | 16 | 73,905 | ||||
| 2021-12-13 | 2021-12-09 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 2.1500 | 2,016 | 4 | 65,921 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Davis Jefferson E | ACER | Employee Stock Option (right to buy) | D | 3.89 | 100,000 | 100,000 | |||||
| 2021-02-05 | 3 | Davis Jefferson E | ACER | Common Stock, $0.0001 par value | D | 71,645 | ||||||||
| 2021-01-20 | 2021-01-15 | 4 | Seibt Matthew | ACER | Employee Stock Option (right to buy) | D | 3.85 | 20,000 | 20,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | Schelling Chris | ACER | Employee Stock Option (right to buy) | D | 3.85 | 40,000 | 40,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | PALMIN HARRY S | ACER | Employee Stock Option (right to buy) | D | 3.85 | 60,000 | 60,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | Klopp John Michael | ACER | Employee Stock Option (right to buy) | D | 3.85 | 20,000 | 20,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | Joseph Donald | ACER | Employee Stock Option (right to buy) | D | 3.85 | 60,000 | 60,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | GRIFFIN MICHELLE RENEE | ACER | Stock Option (right to buy) | D | 3.85 | 15,000 | 15,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | DUNN JOHN MICHAEL | ACER | Stock Option (right to buy) | D | 3.85 | 15,000 | 15,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | ASELAGE STEVE | ACER | Stock Option (right to buy) | D | 3.85 | 15,000 | 15,000 | |||||
| 2021-01-20 | 2021-01-15 | 4 | Amello Jason | ACER | Stock Option (right to buy) | D | 3.85 | 15,000 | 15,000 | |||||
| 2020-07-28 | 2020-07-24 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 3.5000 | 45,000 | 158 | 63,905 | ||||
| 2020-07-28 | 2020-07-24 | 4 | DUNN JOHN MICHAEL | ACER | Common Stock | D | 3.5000 | 21,428 | 75 | 27,380 | ||||
| 2020-07-28 | 2020-07-24 | 4 | Joseph Donald | ACER | Common Stock | D | 3.5000 | 14,285 | 50 | 14,285 | ||||
| 2020-07-28 | 2020-07-24 | 4 | Schelling Chris | ACER | Common Stock | D | 3.5000 | 142,857 | 500 | 1,892,857 | ||||
| 2020-03-04 | 2020-03-02 | 4 | Andrews William T. | ACER | Common Stock | D | 3.2800 | -3,142 | -10 | 5,858 | ||||
| 2020-01-03 | 2020-01-02 | 4 | ASELAGE STEVE | ACER | Stock Option (right to buy) | D | 3.79 | 9,000 | 9,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | DUNN JOHN MICHAEL | ACER | Stock Option (right to buy) | D | 3.79 | 9,000 | 9,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | GRIFFIN MICHELLE RENEE | ACER | Stock Option (right to buy) | D | 3.79 | 9,000 | 9,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Amello Jason | ACER | Stock Option (right to buy) | D | 3.79 | 9,000 | 9,000 | |||||
| 2019-09-25 | 2019-09-18 | 4 | Klopp John Michael | ACER | Employee Stock Option (right to buy) | D | 3.42 | 50,000 | 50,000 | |||||
| 2019-09-23 | 2019-09-18 | 4 | Seibt Matthew | ACER | Employee Stock Option (right to buy) | D | 3.42 | 50,000 | 50,000 | |||||
| 2019-09-23 | 2019-09-18 | 4 | Andrews William T. | ACER | Employee Stock Option (right to buy) | D | 3.42 | 40,000 | 40,000 | |||||
| 2019-09-23 | 2019-09-18 | 4 | Joseph Donald | ACER | Employee Stock Option (right to buy) | D | 3.42 | 40,000 | 40,000 | |||||
| 2019-09-23 | 2019-09-18 | 4 | PALMIN HARRY S | ACER | Employee Stock Option (right to buy) | D | 3.42 | 40,000 | 40,000 | |||||
| 2019-07-05 | 2019-07-03 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 3.7162 | 5,000 | 19 | 18,905 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Andrews William T. | ACER | Common Stock | D | 9,000 | 9,000 | ||||||
| 2019-02-05 | 2019-02-01 | 4 | Schelling Chris | ACER | Employee Stock Option (right to buy) | D | 24.46 | 72,500 | 72,500 | |||||
| 2019-02-05 | 2019-02-01 | 4 | PALMIN HARRY S | ACER | Employee Stock Option (right to buy) | D | 24.46 | 27,000 | 27,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | Joseph Donald | ACER | Employee Stock Option (right to buy) | D | 24.46 | 27,000 | 27,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | GRIFFIN MICHELLE RENEE | ACER | Employee Stock Option (right to buy) | D | 24.46 | 6,000 | 6,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | DUNN JOHN MICHAEL | ACER | Employee Stock Option (right to buy) | D | 24.46 | 6,000 | 6,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | ASELAGE STEVE | ACER | Employee Stock Option (right to buy) | D | 24.46 | 6,000 | 6,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | Andrews William T. | ACER | Employee Stock Option (right to buy) | D | 24.46 | 27,000 | 27,000 | |||||
| 2019-02-05 | 2019-02-01 | 4 | Amello Jason | ACER | Employee Stock Option (right to buy) | D | 24.46 | 6,000 | 6,000 | |||||
| 2018-12-06 | 2018-12-04 | 4 | Jutt-Eghbali Salma | ACER | Employee Stock Option (right to buy) | D | 22.18 | 60,000 | 60,000 | |||||
| 2018-08-22 | 2018-08-01 | 4 | TVM Life Science Ventures VII L.P. | ACER | Common Stock | I | 18.0000 | 275,000 | 4,950 | 1,697,709 | ||||
| 2018-04-23 | 2018-04-20 | 4 | Joseph Donald | ACER | Employee Stock Option (right to buy) | D | 18.53 | 60,000 | 60,000 | |||||
| 2018-01-12 | 2017-12-12 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 12.0000 | 250,000 | 3,000 | 1,422,709 | ||||
| 2018-01-12 | 2017-12-12 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 12.0000 | 21,271 | 255 | 248,756 | ||||
| 2018-01-12 | 2017-12-12 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 12.0000 | 62,062 | 745 | 725,844 | ||||
| 2017-12-18 | 2017-12-14 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 12.0000 | 2,000 | 24 | 13,905 | ||||
| 2017-10-06 | 2017-10-04 | 4 | Schelling Chris | ACER | Employee Stock Option (right to buy) | D | 15.34 | 46,000 | 46,000 | |||||
| 2017-10-06 | 2017-10-04 | 4 | PALMIN HARRY S | ACER | Employee Stock Option (right to buy) | D | 15.34 | 67,600 | 67,600 | |||||
| 2017-10-06 | 2017-10-04 | 4 | Amello Jason | ACER | Stock Option (right to buy) | D | 15.34 | 9,000 | 9,000 | |||||
| 2017-10-06 | 2017-10-04 | 4 | DUNN JOHN MICHAEL | ACER | Stock Option (right to buy) | D | 15.34 | 6,000 | 6,000 | |||||
| 2017-10-06 | 2017-10-04 | 4 | GRIFFIN MICHELLE RENEE | ACER | Stock Option (right to buy) | D | 15.34 | 9,000 | 9,000 | |||||
| 2017-10-06 | 2017-10-04 | 4 | ASELAGE STEVE | ACER | Stock Option (right to buy) | D | 15.34 | 6,000 | 6,000 | |||||
| 2017-10-06 | 2017-10-04 | 4 | Andrews William T. | ACER | Employee Stock Option (right to buy) | D | 15.34 | 100,000 | 100,000 | |||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,291,461 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 3,236,685 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 3 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 2,727,758 | ||||||||
| 2017-09-27 | 2017-09-19 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 1,172,709 | 1,172,709 | ||||||
| 2017-09-27 | 2017-09-19 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 227,485 | 227,485 | ||||||
| 2017-09-27 | 2017-09-19 | 4 | TVM Life Science Ventures VI GmbH & Co KG | ACER | Common Stock | I | 663,782 | 663,782 | ||||||
| 2017-09-21 | 2017-09-19 | 4 | Schelling Chris | ACER | Common Stock | D | 1,750,000 | 1,750,000 | ||||||
| 2017-09-21 | 2017-09-19 | 4 | DUNN JOHN MICHAEL | ACER | Nonqualified Stock Option (right to buy) | D | 2.55 | 16,000 | 16,000 | |||||
| 2017-09-21 | 2017-09-19 | 4 | DUNN JOHN MICHAEL | ACER | Common Stock | D | 5,952 | 5,952 | ||||||
| 2017-09-21 | 2017-09-19 | 4 | ASELAGE STEVE | ACER | Nonqualified Stock Option (right to buy) | D | 2.55 | 21,000 | 21,000 | |||||
| 2017-09-21 | 2017-09-19 | 4 | ASELAGE STEVE | ACER | Common Stock | D | 11,905 | 11,905 | ||||||
| 2017-09-21 | 2017-09-19 | 4 | PALMIN HARRY S | ACER | Common Stock | D | 125,000 | 125,000 | ||||||
| 2017-09-21 | 2017-09-19 | 4 | Steiner Robert D | ACER | Nonqualified Stock Option (right to buy) | D | 2.55 | 40,000 | 40,000 | |||||
| 2016-11-22 | 2016-11-18 | 4 | BARABE TIMOTHY C | OPXA | Warrants (Right to Buy) | D | 12.00 | 0.0059 | -16,000 | -0 | 0 | |||
| 2016-11-22 | 2016-11-18 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 0.5509 | -7,809 | -4 | 12,910 | ||||
| 2016-11-22 | 2016-11-18 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 0.5500 | -7,105 | -4 | 20,719 | ||||
| 2016-10-04 | 2016-09-30 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 6,455 | 27,824 | ||||||
| 2016-10-04 | 2016-09-30 | 4 | Seaman Scott B | OPXA | Common Stock | D | 6,455 | 29,989 | ||||||
| 2016-10-04 | 2016-09-30 | 4 | Richman Michael | OPXA | Common Stock | D | 6,455 | 25,884 | ||||||
| 2016-10-04 | 2016-09-30 | 4 | Maderis Gail J | OPXA | Common Stock | D | 6,455 | 25,884 | ||||||
| 2016-07-01 | 2016-06-30 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 6,455 | 21,369 | ||||||
| 2016-07-01 | 2016-06-30 | 4 | Seaman Scott B | OPXA | Common Stock | D | 6,455 | 23,534 | ||||||
| 2016-07-01 | 2016-06-30 | 4 | Richman Michael | OPXA | Common Stock | D | 6,455 | 19,429 | ||||||
| 2016-07-01 | 2016-06-30 | 4 | Maderis Gail J | OPXA | Common Stock | D | 6,455 | 19,429 | ||||||
| 2016-05-18 | 2016-05-16 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 6,455 | 14,914 | ||||||
| 2016-05-18 | 2016-05-16 | 4 | Seaman Scott B | OPXA | Common Stock | D | 6,455 | 17,079 | ||||||
| 2016-05-18 | 2016-05-16 | 4 | Richman Michael | OPXA | Common Stock | D | 6,455 | 12,974 | ||||||
| 2016-05-18 | 2016-05-16 | 4 | Rill Donna R | OPXA | Employee Stock Option (Right to Buy) | D | 2.13 | 50,000 | 50,000 | |||||
| 2016-05-18 | 2016-05-16 | 4 | Warma Neil K | OPXA | Employee Stock Option (Right to Buy) | D | 2.13 | 50,000 | 50,000 | |||||
| 2016-05-18 | 2016-05-16 | 4 | Maderis Gail J | OPXA | Common Stock | D | 6,455 | 12,974 | ||||||
| 2016-05-18 | 2016-05-16 | 4 | Healey Don | OPXA | Employee Stock Option (Right to Buy) | D | 2.13 | 50,000 | 50,000 | |||||
| 2016-01-04 | 2015-12-31 | 4 | Maderis Gail J | OPXA | Common Stock | D | 1,354 | 6,520 | ||||||
| 2016-01-04 | 2015-12-31 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 1,354 | 8,460 | ||||||
| 2016-01-04 | 2015-12-31 | 4 | Richman Michael | OPXA | Common Stock | D | 1,354 | 6,520 | ||||||
| 2015-11-03 | 3 | Healey Don | OPXA | Common Stock | D | 8,090 | ||||||||
| 2015-11-03 | 3 | Healey Don | OPXA | Common Stock | D | 8,090 | ||||||||
| 2015-10-02 | 2015-09-30 | 4 | Richman Michael | OPXA | Common Stock | D | 1,200 | 5,166 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | Maderis Gail J | OPXA | Common Stock | D | 1,200 | 5,166 | ||||||
| 2015-10-02 | 2015-09-30 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 1,200 | 7,106 | ||||||
| 2015-07-01 | 2015-06-30 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 8,427 | 47,245 | ||||||
| 2015-07-01 | 2015-06-30 | 4 | Richman Michael | OPXA | Common Stock | D | 8,427 | 31,729 | ||||||
| 2015-07-01 | 2015-06-30 | 4 | Maderis Gail J | OPXA | Common Stock | D | 8,427 | 31,729 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | BARABE TIMOTHY C | OPXA | Warrants (Right to Buy) | D | 16,000 | 16,000 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | BARABE TIMOTHY C | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -16,000 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 16,000 | 38,818 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Warrants (Right to Buy) | I | 518,707 | 518,707 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Subscription Rights (Right to Buy) | I | 0.55 | -518,707 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Warrants (Right to Buy) | D | 44,087 | 44,087 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -44,087 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Common Stock | I | 518,707 | 1,037,414 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Seaman Scott B | OPXA | Common Stock | D | 44,087 | 85,000 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Richman Michael | OPXA | Warrants (Right to Buy) | D | 8,242 | 8,242 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Richman Michael | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -8,242 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Richman Michael | OPXA | Common Stock | D | 8,242 | 23,302 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Warma Neil K | OPXA | Warrants (Right to Buy) | D | 37,247 | 37,247 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Warma Neil K | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -37,247 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Warma Neil K | OPXA | Common Stock | D | 37,247 | 144,881 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Maderis Gail J | OPXA | Warrants (Right to Buy) | D | 8,242 | 8,242 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Maderis Gail J | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -8,242 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Maderis Gail J | OPXA | Common Stock | D | 8,242 | 23,302 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Radhakrishnan Karthik | OPXA | Warrants (Right to Buy) | D | 50,000 | 50,000 | ||||||
| 2015-04-09 | 2015-04-08 | 4 | Radhakrishnan Karthik | OPXA | Subscription Rights (Right to Buy) | D | 0.55 | -50,000 | 0 | |||||
| 2015-04-09 | 2015-04-08 | 4 | Radhakrishnan Karthik | OPXA | Common Stock | D | 50,000 | 124,659 | ||||||
| 2015-04-01 | 2015-03-31 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 6,818 | 22,818 | ||||||
| 2015-04-01 | 2015-03-30 | 4 | BARABE TIMOTHY C | OPXA | Stock Option (Right to Buy) | D | 0.53 | 23,804 | 23,804 | |||||
| 2015-04-01 | 2015-03-30 | 4 | BARABE TIMOTHY C | OPXA | Stock Option (Right to Buy) | D | 0.53 | 71,410 | 71,410 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 0.53 | 35,706 | 35,706 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 0.53 | 23,804 | 23,804 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 0.53 | 71,410 | 71,410 | |||||
| 2015-04-01 | 2015-03-31 | 4 | Richman Michael | OPXA | Common Stock | D | 6,818 | 15,060 | ||||||
| 2015-04-01 | 2015-03-30 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 0.53 | 23,804 | 23,804 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 0.53 | 71,410 | 71,410 | |||||
| 2015-04-01 | 2015-03-31 | 4 | Maderis Gail J | OPXA | Common Stock | D | 6,818 | 15,060 | ||||||
| 2015-04-01 | 2015-03-30 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 0.53 | 23,804 | 23,804 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 0.53 | 71,410 | 71,410 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Hartung Hans-Peter | OPXA | Stock Option (Right to Buy) | D | 0.53 | 23,804 | 23,804 | |||||
| 2015-04-01 | 2015-03-30 | 4 | Hartung Hans-Peter | OPXA | Stock Option (Right to Buy) | D | 0.53 | 71,410 | 71,410 | |||||
| 2015-03-04 | 2015-03-02 | 4 | Warma Neil K | OPXA | Employee Stock Option (Right to Buy) | D | 0.82 | 120,000 | 120,000 | |||||
| 2015-03-04 | 2015-03-02 | 4 | Rill Donna R | OPXA | Employee Stock Option (Right to Buy) | D | 0.82 | 50,000 | 50,000 | |||||
| 2015-03-04 | 2015-03-02 | 4 | Radhakrishnan Karthik | OPXA | Employee Stock Option (Right to Buy) | D | 0.82 | 50,000 | 50,000 | |||||
| 2014-09-18 | 2014-09-17 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 1.1500 | 10,000 | 12 | 16,000 | ||||
| 2014-09-17 | 2014-09-16 | 4 | Warma Neil K | OPXA | Common Stock | D | 1.1100 | 10,000 | 11 | 107,634 | ||||
| 2014-03-21 | 3 | BARABE TIMOTHY C | OPXA | Common Stock | D | 0 | ||||||||
| 2014-03-21 | 2014-03-19 | 4 | BARABE TIMOTHY C | OPXA | Stock Option (Right to Buy) | D | 2.00 | 4,300 | 4,300 | |||||
| 2014-03-21 | 2014-03-19 | 4 | BARABE TIMOTHY C | OPXA | Stock Option (Right to Buy) | D | 2.00 | 12,900 | 12,900 | |||||
| 2014-03-21 | 2014-03-19 | 4 | BARABE TIMOTHY C | OPXA | Common Stock | D | 6,000 | 6,000 | ||||||
| 2014-03-21 | 3 | Hartung Hans-Peter | OPXA | Common Stock | D | 0 | ||||||||
| 2014-03-21 | 2014-03-19 | 4 | Hartung Hans-Peter | OPXA | Stock Option (Right to Buy) | D | 2.00 | 6,450 | 6,450 | |||||
| 2014-03-21 | 2014-03-19 | 4 | Hartung Hans-Peter | OPXA | Stock Option (Right to Buy) | D | 2.00 | 4,300 | 4,300 | |||||
| 2014-03-21 | 2014-03-19 | 4 | Hartung Hans-Peter | OPXA | Stock Option (Right to Buy) | D | 2.00 | 12,900 | 12,900 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 1.82 | 8,844 | 8,844 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 1.82 | 5,896 | 5,896 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 1.82 | 17,686 | 17,686 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 1.82 | 5,896 | 5,896 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 1.82 | 17,686 | 17,686 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Richman Michael | OPXA | Common Stock | D | 8,242 | 8,242 | ||||||
| 2014-03-04 | 2014-02-28 | 4 | Rill Donna R | OPXA | Employee Stock Option (Right to Buy) | D | 1.82 | 64,625 | 64,625 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Rill Donna R | OPXA | Common Stock | D | 12,363 | 32,765 | ||||||
| 2014-03-04 | 2014-02-28 | 4 | Warma Neil K | OPXA | Employee Stock Option (Right to Buy) | D | 1.82 | 316,250 | 316,250 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Warma Neil K | OPXA | Common Stock | D | 51,748 | 97,634 | ||||||
| 2014-03-04 | 2014-02-28 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 1.82 | 5,896 | 5,896 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 1.82 | 17,686 | 17,686 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Maderis Gail J | OPXA | Common Stock | D | 8,242 | 8,242 | ||||||
| 2014-03-04 | 2014-02-28 | 4 | Radhakrishnan Karthik | OPXA | Employee Stock Option (Right to Buy) | D | 1.82 | 64,625 | 64,625 | |||||
| 2014-03-04 | 2014-02-28 | 4 | Radhakrishnan Karthik | OPXA | Common Stock | D | 16,659 | 74,659 | ||||||
| 2013-12-18 | 2013-12-18 | 4 | Seaman Scott B | OPXA | Common Stock | D | 1.7000 | 30,000 | 51 | 40,913 | ||||
| 2013-12-18 | 2013-12-18 | 4 | Radhakrishnan Karthik | OPXA | Common Stock | D | 1.7000 | 8,000 | 14 | 58,000 | ||||
| 2013-11-12 | 2013-11-08 | 4 | Rill Donna R | OPXA | Common Stock | D | 20,000 | 20,402 | ||||||
| 2013-11-12 | 2013-11-08 | 4 | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 1.88 | 50,000 | 50,000 | |||||
| 2013-11-12 | 2013-11-08 | 4 | Warma Neil K | OPXA | Common Stock | D | 28,571 | 45,886 | ||||||
| 2013-09-26 | 2013-09-24 | 4 | JORDEN DAVID EMERSON | OPXA | Convertible Promissory Note | D | 1.91 | 0 | ||||||
| 2013-09-26 | 2013-09-24 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock | D | 1.9100 | 61,912 | 118 | 293,456 | ||||
| 2013-09-26 | 2013-09-24 | 4 | Seaman Scott B See footnote. | OPXA | Convertible Promissory Note | I | 1.91 | 0 | ||||||
| 2013-09-26 | 2013-09-24 | 4 | Seaman Scott B See footnote. | OPXA | Common Stock | I | 1.9100 | 269,182 | 514 | 518,708 | ||||
| 2013-09-26 | 2013-09-24 | 4 | Warma Neil K | OPXA | Convertible Promissory Note | D | 1.91 | 0 | ||||||
| 2013-09-26 | 2013-09-24 | 4 | Warma Neil K | OPXA | Common Stock | D | 1.9100 | 8,076 | 15 | 17,315 | ||||
| 2013-08-09 | 2013-08-08 | 4 | Radhakrishnan Karthik | OPXA | Common Stock | D | 1.5000 | 50,000 | 75 | 50,000 | ||||
| 2013-07-02 | 2013-06-30 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock | D | 1.5400 | 4,450 | 7 | 231,544 | ||||
| 2013-07-02 | 2013-06-30 | 4 | Seaman Scott B | OPXA | Common Stock | I | 1.5400 | 19,345 | 30 | 249,526 | ||||
| 2013-07-02 | 2013-06-30 | 4 | Warma Neil K | OPXA | Common Stock | D | 1.5400 | 581 | 1 | 9,239 | ||||
| 2013-06-14 | 2013-02-04 | 4/A | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 95,970 | 95,970 | |||||
| 2013-06-14 | 2013-04-29 | 4/A | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 1.75 | 20,000 | 20,000 | |||||
| 2013-06-14 | 2013-02-04 | 4/A | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 20,939 | 20,939 | |||||
| 2013-05-01 | 2013-04-29 | 4 | JORDEN DAVID EMERSON | OPXA | Stock Option (Right to Buy) | D | 1.75 | 17,143 | 17,143 | |||||
| 2013-05-01 | 2013-04-29 | 4 | JORDEN DAVID EMERSON | OPXA | Stock Option (Right to Buy) | D | 1.75 | 5,000 | 5,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 1.75 | 17,143 | 17,143 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 1.75 | 5,000 | 5,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 1.75 | 17,143 | 17,143 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 1.75 | 5,000 | 5,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 1.75 | 20,000 | 20,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Rill Donna R | OPXA | Common Stock | D | 20,000 | 20,402 | ||||||
| 2013-05-01 | 2013-02-04 | 4 | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 20,939 | 20,939 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 1.75 | 50,000 | 50,000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Warma Neil K | OPXA | Common Stock | D | 28,571 | 37,229 | ||||||
| 2013-05-01 | 2013-02-04 | 4 | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 95,970 | 95,970 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 1.75 | 17,143 | 17,143 | |||||
| 2013-05-01 | 2013-04-29 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 1.75 | 5,000 | 5,000 | |||||
| 2013-04-01 | 3 | Radhakrishnan Karthik | OPXA | No securities are beneficially owned | D | 0 | ||||||||
| 2013-04-01 | 2013-03-29 | 4 | Radhakrishnan Karthik | OPXA | Employee Stock Option (right to buy) | D | 2.34 | 125,000 | 125,000 | |||||
| 2013-02-27 | 2013-02-26 | 4 | JORDEN DAVID EMERSON | OPXA | Convertible Promissory Note | D | 1.30 | 0 | ||||||
| 2013-02-19 | 2013-02-19 | 4 | Seaman Scott B See Note | OPXA | Common Stock Warrant (Right to Buy) | I | 8.00 | 0.0075 | -1,318 | -0 | 0 | |||
| 2013-02-19 | 2013-02-14 | 4 | Seaman Scott B See Note | OPXA | Common Stock Warrant (Right to Buy) | I | 8.00 | 0.0075 | -11,966 | -0 | 1,318 | |||
| 2013-02-19 | 2013-02-13 | 4 | Seaman Scott B See Note | OPXA | Common Stock Warrant (Right to Buy) | I | 8.00 | 0.0075 | -36,691 | -0 | 13,284 | |||
| 2013-02-19 | 2013-02-12 | 4 | Seaman Scott B See Note | OPXA | Common Stock Warrant (Right to Buy) | I | 8.00 | 0.0150 | -25 | -0 | 49,975 | |||
| 2013-01-31 | 2013-01-29 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock Warrant (Right to Buy) | D | 1.21 | 5,278 | 5,278 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Seaman Scott B | OPXA | Common Stock Warrant (Right to Buy) | I | 1.21 | 22,950 | 22,950 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Warma Neil K | OPXA | Common Stock Warrant (Right to Buy) | D | 1.21 | 688 | 688 | |||||
| 2013-01-28 | 2012-12-31 | 4 | Warma Neil K | OPXA | Common Stock | D | 1.3300 | 600 | 1 | 8,658 | ||||
| 2013-01-28 | 2012-09-12 | 4 | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 43,623 | 43,623 | |||||
| 2013-01-25 | 2012-09-12 | 4 | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 10,469 | 10,469 | |||||
| 2013-01-25 | 2012-09-12 | 4 | Thompson Jaye | OPXA | Employee Stock Option (right to buy) | D | 3.80 | 10,469 | 10,469 | |||||
| 2013-01-24 | 2013-01-23 | 4 | JORDEN DAVID EMERSON | OPXA | Convertible Promissory Note | D | 1.30 | 37,500 | ||||||
| 2013-01-24 | 2013-01-23 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock Warrant (Right to Buy) | D | 1.24 | 37,500 | 37,500 | |||||
| 2013-01-24 | 2012-12-31 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock | D | 1.3300 | 4,595 | 6 | 227,094 | ||||
| 2013-01-24 | 2012-12-31 | 4 | Seaman Scott B | OPXA | Common Stock | I | 1.3300 | 19,978 | 27 | 230,181 | ||||
| 2012-08-16 | 2012-08-15 | 4 | JORDEN DAVID EMERSON | OPXA | Stock Option (Right to Buy) | D | 0.51 | 75,000 | 75,000 | |||||
| 2012-07-27 | 2012-07-25 | 4 | JORDEN DAVID EMERSON | OPXA | Convertible Promissory Note | D | 100.00 | 107,813 | ||||||
| 2012-07-27 | 2012-07-25 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock Warrant (Right to Buy) | D | 1.25 | 107,813 | 107,813 | |||||
| 2012-07-27 | 2012-07-25 | 4 | Seaman Scott B Footnote 3 | OPXA | Common Stock Warrant (Right to Buy) | I | 1.25 | 468,750 | 468,750 | |||||
| 2012-07-27 | 2012-07-25 | 4 | Seaman Scott B Footnote 3 | OPXA | Convertible Promissory Note | I | 100.00 | 468,750 | ||||||
| 2012-07-27 | 2012-07-25 | 4 | Warma Neil K | OPXA | Convertible Promissory Note | D | 100.00 | 14,063 | ||||||
| 2012-07-27 | 2012-07-25 | 4 | Warma Neil K | OPXA | Common Stock Warrant (Right to Buy) | D | 1.25 | 14,063 | 14,063 | |||||
| 2012-03-05 | 2012-03-01 | 4 | JORDEN DAVID EMERSON | OPXA | Stock Option (Right to Buy) | D | 0.94 | 20,600 | 20,600 | |||||
| 2012-03-05 | 2012-03-01 | 4 | JORDEN DAVID EMERSON | OPXA | Stock Option (Right to Buy) | D | 0.94 | 10,000 | 10,000 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 0.94 | 20,600 | 20,600 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Seaman Scott B | OPXA | Stock Option (Right to Buy) | D | 0.94 | 10,000 | 10,000 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 0.94 | 20,600 | 20,600 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Richman Michael | OPXA | Stock Option (Right to Buy) | D | 0.94 | 10,000 | 10,000 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 0.94 | 20,600 | 20,600 | |||||
| 2012-03-05 | 2012-03-01 | 4 | Maderis Gail J | OPXA | Stock Option (Right to Buy) | D | 0.94 | 10,000 | 10,000 | |||||
| 2012-01-10 | 2012-01-06 | 4 | Rill Donna R | OPXA | Employee Stock Option (right to buy) | D | 0.95 | 38,388 | 38,388 | |||||
| 2012-01-10 | 2012-01-06 | 4 | Warma Neil K | OPXA | Employee Stock Option (right to buy) | D | 0.95 | 174,493 | 174,493 | |||||
| 2012-01-10 | 2012-01-06 | 4 | Thompson Jaye | OPXA | Employee Stock Option (right to buy) | D | 0.95 | 38,388 | 38,388 | |||||
| 2010-05-05 | 2010-04-30 | 4 | Richman Michael | OPXA | Common Stock Option (right to buy) | D | 2.25 | 7,889 | 7,889 | |||||
| 2010-05-05 | 2010-04-30 | 4 | Richman Michael | OPXA | Common Stock Option (right to buy) | D | 2.25 | 10,000 | 10,000 | |||||
| 2010-05-05 | 2010-04-30 | 4 | Seaman Scott B | OPXA | Common Stock Option (right to buy) | D | 2.25 | 7,889 | 7,889 | |||||
| 2010-05-05 | 2010-04-30 | 4 | Seaman Scott B | OPXA | Common Stock Option (right to buy) | D | 2.25 | 10,000 | 10,000 | |||||
| 2009-12-14 | 2009-12-11 | 4 | JORDEN DAVID EMERSON | OPXA | Common Stock | D | 1.9480 | 25,000 | 49 | 650,000 | ||||
| 2006-04-17 | 3 | STARK BRIAN JAY By SF Capital Partners Ltd. | PFTR.OB | Common Stock, par value $0.05 per share | I | 10,000,000 | ||||||||
| 2005-12-06 | 2005-10-17 | 4 | Frison Paul | pftr.ob | Common Stock Options (right to buy) | D | 1.15 | 10,000 | 75,000 | |||||
| 2005-12-06 | 2005-10-17 | 4 | Frison Paul | pftr.ob | Common Stock Options (right to buy) | D | 1.15 | 30,000 | 65,000 | |||||
| 2005-12-06 | 2005-12-01 | 4 | Kamin Tony | pftr.ob | Common Stock | D | 0.6900 | 5,000 | 3 | 105,000 | ||||
| 2005-12-06 | 2005-10-17 | 4 | Kamin Tony | pftr.ob | Common Stock Options (right to buy) | D | 1.15 | 2,500 | 147,500 | |||||
| 2005-12-06 | 2005-10-17 | 4 | Kamin Tony | pftr.ob | Common Stock Options (right to buy) | D | 1.15 | 30,000 | 145,000 | |||||
| 2005-09-16 | 3 | Wesner Terry | pftr.ob | Common Stock | D | 227,295 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
