| Ações em Circulação | 71,402,472 shares |
| Ações de Insider | 37,782,002 shares |
| Propriedade de Insider | 52.91 % |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
N/A
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
N/A
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Opus Genetics, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em OCUP / Opus Genetics, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em OCUP / Opus Genetics, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-20 | 2026-05-18 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 4.3500 | -1,700,000 | -7,395 | 3,792,171 | ||||
| 2026-04-27 | 2026-04-23 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 5.2371 | -7,470 | -39 | 711,535 | ||||
| 2026-04-27 | 2026-04-23 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2202 | -4,697 | -25 | 296,084 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Magrath George | IRD | Common Stock | D | 5.2200 | -9,511 | -50 | 1,741,344 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2040 | -1,641 | -9 | 188,671 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 5.1846 | -7,842 | -41 | 592,158 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1917 | -7,542 | -39 | 509,233 | ||||
| 2026-04-22 | 2026-04-20 | 4 | Rodgers Richard J | IRD | Common Stock | D | 24,367 | 343,022 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 24,367 | 317,318 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Benton Susan | IRD | Common Stock | D | 24,367 | 243,894 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Gallagher Cam | IRD | Common Stock | D | 24,367 | 2,015,797 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Graves Adrienne L | IRD | Common Stock | D | 24,367 | 127,514 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Bennett Jean | IRD | Common Stock | D | 24,367 | 259,019 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Ainsworth Sean | IRD | Common Stock | D | 24,367 | 321,692 | ||||||
| 2026-03-18 | 2026-03-16 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2501 | -3,719 | -20 | 300,781 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2450 | -2,816 | -15 | 190,312 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Magrath George | IRD | Common Stock | D | 5.2102 | -24,438 | -127 | 1,750,855 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1213 | -3,719 | -19 | 516,775 | ||||
| 2026-02-17 | 2026-02-12 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 3.3900 | -5,313 | -18 | 520,494 | ||||
| 2026-01-26 | 2026-01-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 400,000 | 719,005 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 250,000 | 304,500 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 86,500 | 193,128 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Magrath George | IRD | Common Stock | D | 483,639 | 1,775,293 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 400,000 | 525,807 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 400,000 | 600,000 | ||||||
| 2026-01-21 | 2026-01-18 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 2.1000 | -3,390 | -7 | 106,628 | ||||
| 2026-01-13 | 2026-01-10 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.9300 | -3,950 | -8 | 110,018 | ||||
| 2026-01-08 | 2026-01-06 | 4 | Gallagher Cam | IRD | Common Stock | D | 67,000 | 1,991,430 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 31,188 | 292,951 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Graves Adrienne L | IRD | Common Stock | D | 23,643 | 103,147 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Bennett Jean | IRD | Common Stock | D | 21,127 | 234,652 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Ainsworth Sean | IRD | Common Stock | D | 42,507 | 297,325 | ||||||
| 2025-12-31 | 2025-12-31 | 4 | Gallagher Cam | IRD | Common Stock | D | 33,000 | 1,924,430 | ||||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam By Garret Gallagher - Custodian UTMA/UGMA | IRD | Common Stock | I | 1.9689 | 83,000 | 163 | 83,000 | ||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.9787 | 81,000 | 160 | 1,891,430 | ||||
| 2025-12-11 | 2025-12-09 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2.1500 | -4,000,000 | -8,600 | 5,492,171 | ||||
| 2025-11-05 | 2025-11-01 | 4/A | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-11-04 | 2025-11-01 | 4 | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-10-24 | 2025-10-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 1.9500 | -23,795 | -46 | 319,005 | ||||
| 2025-09-11 | 2025-09-10 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 200,000 | 200,000 | ||||||
| 2025-08-27 | 2025-08-25 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.1500 | 869,565 | 1,000 | 1,810,430 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Ainsworth Sean | IRD | Common Stock | D | 1.1500 | 86,956 | 100 | 254,818 | ||||
| 2025-05-06 | 2025-05-05 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 6,927,419 | 9,492,171 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Rodgers Richard J | IRD | Common Stock | D | 79,504 | 318,655 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 79,504 | 261,763 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Graves Adrienne L | IRD | Common Stock | D | 79,504 | 79,504 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Gallagher Cam | IRD | Common Stock | D | 79,504 | 940,865 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Benton Susan | IRD | Common Stock | D | 79,504 | 219,527 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Bennett Jean | IRD | Common Stock | D | 79,504 | 213,525 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Ainsworth Sean | IRD | Common Stock | D | 79,504 | 167,862 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Gallagher Cam | IRD | Common Stock | D | 784,314 | 861,361 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Magrath George | IRD | Common Stock | D | 392,157 | 1,322,004 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 52,500 | 54,500 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 39,500 | 113,968 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Magrath George | IRD | Common Stock | D | 330,697 | 929,847 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 52,500 | 194,293 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 52,500 | 125,807 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 29,500 | 185,446 | ||||||
| 2025-02-18 | 2025-02-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 1.1500 | -5,193 | -6 | 73,307 | ||||
| 2025-02-18 | 2025-02-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 1.1500 | -8,207 | -9 | 141,793 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.1400 | -8,190 | -9 | 74,468 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 1.1400 | -6,751 | -8 | 155,946 | ||||
| 2025-01-06 | 2025-01-02 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 50,222 | 182,259 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Bennett Jean | IRD | Common Stock | D | 34,021 | 134,021 | ||||||
| 2024-12-30 | 2024-12-26 | 4 | Magrath George | IRD | Common Stock | D | 0.9760 | 100,000 | 98 | 599,150 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Magrath George | IRD | Common Stock | D | 6,200 | 499,150 | ||||||
| 2024-11-25 | 2024-11-21 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 0.9834 | 10,000 | 10 | 342,800 | ||||
| 2024-11-19 | 2024-11-18 | 4 | Magrath George | IRD | Common Stock | D | 1.0244 | 9,706 | 10 | 492,950 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Magrath George | IRD | Common Stock | D | 1.0102 | 90,294 | 91 | 483,244 | ||||
| 2024-11-12 | 2024-11-07 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 332,800 | 332,800 | ||||||
| 2024-11-05 | 2024-11-01 | 4 | Magrath George | IRD | Common Stock | D | 1.1800 | -37,050 | -44 | 392,950 | ||||
| 2024-10-29 | 3 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2,564,752 | ||||||||
| 2024-10-24 | 2024-10-22 | 4 | Bennett Jean | IRD | Common Stock | D | 100,000 | 100,000 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 41,143 | 239,151 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 41,143 | 180,458 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Gallagher Cam | OCUP | Common Stock | D | 41,143 | 77,047 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 41,143 | 132,037 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Benton Susan | OCUP | Common Stock | D | 41,143 | 140,023 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 41,143 | 88,358 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 1.7650 | 3,500 | 6 | 78,500 | ||||
| 2024-05-21 | 2024-05-17 | 4 | Magrath George | OCUP | Common Stock | D | 1.7545 | 5,000 | 9 | 430,000 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 32,000 | 139,315 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | SCHACHLE JOSEPH K | OCUP | Common Stock | D | 2.0500 | 2,000 | 4 | 2,000 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 2.1000 | 10,000 | 21 | 150,000 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Magrath George | OCUP | Common Stock | D | 1.9620 | 25,000 | 49 | 425,000 | ||||
| 2024-02-14 | 2024-02-12 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 140,000 | 140,000 | ||||||
| 2024-02-14 | 2024-02-12 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 75,000 | 75,000 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 20,000 | 162,697 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 40,000 | 82,658 | ||||||
| 2024-01-12 | 2024-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 3.2650 | -4,031 | -13 | 142,697 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 3.2650 | -3,950 | -13 | 42,658 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 3.2650 | -1,282 | -4 | 90,714 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 14,964 | 107,315 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 22,090 | 90,894 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 24,762 | 198,008 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Benton Susan | OCUP | Common Stock | D | 19,418 | 98,880 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 49,692 | 91,996 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 35,000 | 92,351 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 35,000 | 173,246 | ||||||
| 2023-11-03 | 2023-11-01 | 4 | Magrath George | OCUP | Common Stock | D | 400,000 | 400,000 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Benton Susan | OCUP | Common Stock | D | 10,976 | 79,462 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,976 | 68,804 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 10,976 | 47,215 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Gallagher Cam | OCUP | Common Stock | D | 10,976 | 35,904 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Pepose Jay | OCUP | Common Stock | D | 10,976 | 57,351 | ||||||
| 2023-04-26 | 2023-04-24 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 20,000 | 42,304 | ||||||
| 2023-04-26 | 3 | Patel Ronil A. | OCUP | Common Stock | D | 22,304 | ||||||||
| 2023-04-21 | 2023-04-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 50,000 | 138,246 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Benton Susan | OCUP | Common Stock | D | 1,053 | 68,486 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Pepose Jay | OCUP | Common Stock | D | 468 | 46,375 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 2,819 | 57,828 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina Held by Daughter | OCUP | Common Stock | I | 50,000 | 50,000 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina | OCUP | Common Stock | D | -100,000 | 296,045 | ||||||
| 2023-02-14 | 2022-12-23 | 5 | Sooch Mina | OCUP | Common Stock | D | -30,000 | 396,045 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 36,239 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Sooch Mina | OCUP | Common Stock | D | 134,456 | 430,501 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 18,544 | 55,009 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 46,608 | 146,728 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 20,822 | 88,246 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 13,013 | 45,907 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 46,608 | 46,608 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Benton Susan | OCUP | Common Stock | D | 16,267 | 67,433 | ||||||
| 2023-01-06 | 2023-01-04 | 4 | Gallagher Cam | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 24,928 | ||||
| 2022-10-20 | 2022-10-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 41,239 | ||||
| 2022-10-12 | 2022-10-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 0.0001 | 787 | 0 | 36,465 | ||||
| 2022-10-04 | 2022-10-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 0.0001 | 3,148 | 0 | 67,424 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Sooch Mina | OCUP | Common Stock | D | 0.0001 | 1,023 | 0 | 426,045 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 12,376 | 51,166 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 6,335 | 38,790 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 15,841 | 64,276 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 7,812 | 48,435 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 14,108 | 35,678 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 9,900 | 32,894 | ||||||
| 2022-05-24 | 2022-05-20 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 1.9900 | 5,000 | 10 | 21,570 | ||||
| 2022-05-23 | 2022-05-20 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0240 | 12,500 | 25 | 425,022 | ||||
| 2022-05-23 | 2022-05-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0703 | 12,500 | 26 | 412,522 | ||||
| 2022-04-13 | 2022-04-08 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-04-05 | 2022-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 3,395 | 32,455 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,629 | 40,623 | ||||||
| 2022-02-14 | 2021-12-23 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 39,665 | ||||||
| 2022-02-01 | 2022-01-28 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 42,500 | 42,500 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 200,000 | 200,000 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,021 | 35,994 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Benton Susan | OCUP | Common Stock | D | 2,949 | 29,060 | ||||||
| 2021-12-14 | 2021-12-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 3.6500 | 8,250 | 30 | 22,994 | ||||
| 2021-11-22 | 2021-11-18 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 3.5000 | 2,000 | 7 | 16,570 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,912 | 31,973 | ||||||
| 2021-10-04 | 2021-10-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,135 | 26,111 | ||||||
| 2021-09-15 | 2021-09-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 4.7500 | 12,631 | 60 | 14,744 | ||||
| 2021-09-03 | 2021-09-02 | 4 | Benton Susan | OCUP | Common Stock | D | 4.5700 | 20,000 | 91 | 23,976 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,840 | 29,061 | ||||||
| 2021-07-02 | 2021-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,083 | 3,976 | ||||||
| 2021-06-09 | 2021-06-07 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 5.74 | 40,000 | 40,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 3 | Pepose Jay | OCUP | Common Stock | D | 2,113 | ||||||||
| 2021-04-05 | 2021-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 1,893 | 1,893 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,581 | 26,221 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 3,148 | 3,148 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 26,789 | 26,789 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 17,730 | 23,640 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Common Stock | D | 8,865 | 23,354 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 787 | 787 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 6,697 | 6,697 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 4,434 | 14,570 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series B Warrant (right to buy) | D | 0.00 | 315 | 315 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series A Warrant (right to buy) | D | 4.48 | 2,679 | 2,679 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 1,771 | 487,029 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series B Warrant (right to buy) | D | 0.00 | 2,046 | 2,046 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series A Warrant (right to buy) | D | 4.48 | 17,413 | 17,413 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 11,524 | 800,044 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 8,865 | 44,665 | ||||||
| 2020-11-16 | 2020-11-11 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 75,000 | 75,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 130,000 | 130,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 20,000 | 20,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 4.05 | 7,500 | 7,500 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 1.21 | 31,695 | 31,695 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 485,258 | 485,258 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,136 | 10,136 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Common Stock | D | 14,489 | 14,489 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 35,800 | 35,800 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.65 | 4,226 | 4,226 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 30,110 | 30,110 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 42,867 | 42,867 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 100,120 | 100,120 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 158,475 | 158,475 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 178,284 | 178,284 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Common Stock | D | 788,520 | 788,520 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 5,910 | 5,910 | ||||||
| 2019-06-07 | 2019-06-06 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | -1,625 | 3,250 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 23,250 | ||||||
| 2019-03-01 | 2019-02-27 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 0.53 | 84,968 | 84,968 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | -2,375 | 4,750 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 4,750 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | Beever Charles | RNN | Common Stock | D | 0.6380 | 10,000 | 6 | 11,000 | ||||
| 2019-01-31 | 2019-01-29 | 4 | Price Ben Gil | RNN | Common Stock | D | 0.6094 | 15,000 | 9 | 15,000 | ||||
| 2019-01-31 | 2019-01-30 | 4 | Nolan Lisa | RNN | Common Stock | D | 0.6480 | 20,000 | 13 | 21,625 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Swirsky Douglas J | RNN | Common Stock | D | 0.6344 | 50,000 | 32 | 50,000 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.62 | 100,000 | 100,000 | |||||
| 2019-01-25 | 2019-01-25 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.62 | 130,000 | 130,000 | |||||
| 2018-12-03 | 2018-11-29 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 1.10 | 112,878 | 112,878 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 1.09 | 500,000 | 500,000 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-03-09 | 2018-03-07 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 1.78 | 200,000 | 200,000 | |||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 1,625 | 4,875 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 1,625 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 6,250 | 18,750 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Common Stock | D | 6,250 | 22,250 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 2,375 | 7,125 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 2,375 | ||||||
| 2018-01-30 | 2018-01-26 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 2.29 | 42,101 | 42,101 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 2.29 | 112,271 | 112,271 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 2.29 | 45,443 | 45,443 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 2.10 | 250,000 | 250,000 | |||||
| 2017-08-16 | 2017-08-16 | 4 | Suzdak Peter David | RNN | Common Stock | D | 1.9872 | 10,000 | 20 | 16,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | -250,000 | 0 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.7015 | -250,000 | -175 | 6,010,000 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.3100 | 250,000 | 78 | 6,260,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 250,000 | 250,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.18 | 1,175,000 | 1,175,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Restricted Stock Units | D | 70,000 | 70,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.18 | 330,000 | 330,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Restricted Stock Units | D | 63,000 | 63,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.18 | 300,000 | 300,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 95,000 | 95,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.18 | 450,000 | 450,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.18 | 315,000 | 315,000 | |||||
| 2016-07-08 | 2016-07-06 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.26 | 1,200,000 | 1,200,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-03-21 | 2016-03-18 | 4 | Suzdak Peter David | RNN | Common Stock | D | 0.3231 | 60,000 | 19 | 60,000 | ||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 500,000 | 500,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 98,734 | 98,734 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 100,000 | 100,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 98,853 | 98,853 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 1,000,000 | 1,000,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 411,689 | 411,689 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 200,000 | 200,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 214,461 | 214,461 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-02-04 | 2015-02-02 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.71 | 1,200,000 | 1,200,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.71 | 1,100,000 | 1,100,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -48,444 | 549,151 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9137 | -48,444 | -44 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 48,444 | 39 | 6,058,444 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -186,212 | 597,595 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9155 | -186,212 | -170 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 186,212 | 149 | 6,196,212 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -80,000 | 783,807 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9004 | -80,000 | -72 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 80,000 | 64 | 6,090,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -49,800 | 182,728 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9135 | -49,800 | -45 | 505,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 49,800 | 40 | 554,800 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -188,690 | 232,528 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9153 | -188,690 | -173 | 505,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 188,690 | 151 | 693,690 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -78,782 | 421,218 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9004 | -78,782 | -71 | 505,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 78,782 | 63 | 583,782 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Ahn Chang Ho | RNN | Common Stock | D | -803,924 | 6,010,000 | ||||||
| 2014-12-03 | 2014-12-02 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.68 | 30,000 | 30,000 | |||||
| 2014-09-05 | 2014-09-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.83 | 1,000,000 | 1,000,000 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -136,193 | 863,807 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9871 | -136,193 | -134 | 6,813,924 | ||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 136,193 | 109 | 6,950,117 | ||||
| 2014-06-11 | 2014-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | McIntosh David M | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Hwang Si Moon | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.80 | 125,000 | 0 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 1.0100 | -99,010 | -100 | 25,990 | ||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 0.8000 | 125,000 | 100 | 125,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | CARTHY MARK | RNN | Stock Options (right to buy) | D | 1.35 | 20,000 | 20,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 1.14 | 350,000 | 350,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 1.14 | 125,000 | 125,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 1.14 | 175,000 | 175,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 1.14 | 85,000 | 85,000 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.24 | -150,000 | 0 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -71,139 | -32 | 505,000 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -78,861 | -36 | 576,139 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.2400 | 150,000 | 36 | 655,000 | ||||
| 2013-06-13 | 2013-06-11 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 0.31 | 50,000 | 50,000 | |||||
| 2013-02-06 | 2013-02-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.37 | 1,200,000 | 1,200,000 | |||||
| 2012-06-26 | 2012-06-18 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-26 | 3 | Hwang Si Moon By son | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon | RNN | Common Stock | D | 341,198 | ||||||||
| 2012-06-20 | 2012-06-18 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Kivel Richard | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,813,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,838,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,863,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,888,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,913,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,938,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,963,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,988,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,013,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,038,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,063,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,088,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,113,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,138,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,163,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,188,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,213,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,238,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,263,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,288,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,313,924 | ||||||
| 2012-02-03 | 2011-05-31 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -4,000,000 | 7,338,924 | ||||||
| 2010-10-19 | 3 | Kivel Richard | RNN | Common Stock | D | 0 | ||||||||
| 2008-07-18 | 3 | Soni Rakesh | RNN | Common Stock | D | 2,700 | ||||||||
| 2007-06-13 | 3 | Hoffman Freddie Ann | RXHN | No securities beneficially owned. | D | 0 | ||||||||
| 2005-05-17 | 3 | Kwon Suk Hyung | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Rhee Jang Han | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | McIntosh David M | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Steinfels George F | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Park Young Soon Held through Korean Rexahn Investors Voting Trust | RXHN | Common Stock | I | 166,000 | ||||||||
| 2005-05-17 | 3 | Park Young Soon | RXHN | Common Stock | D | 2,909,000 | ||||||||
| 2005-05-17 | 3 | HOLADAY JOHN W DR | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Korean Rexahn Investors Voting Trust | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho | RXHN | Common Stock | D | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho Held by wife, Inok Ahn | RXHN | Common Stock | I | 500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok Held by husband, Chang H. Ahn | RXHN | Common Stock | I | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok | RXHN | Common Stock | D | 500,000 | ||||||||
| 2005-05-17 | 3 | Rexgene Biotech Co., Ltd. | RXHN | Common Stock | D | 4,791,670 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
