| Ações em Circulação | 3,343,019 shares |
| Ações de Insider | 11,949,867 shares |
| Total de Insiders | 21 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
1768 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Urban One, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| D Geoffrey Armstrong Director - [D] | 403,636 | 40,364 | |
| Ronald E Blaylock Director - [D] | 186,022 | 186,022 | |
|
BlueMountain Capital Management, LLC
10% Owner -
|
4,147,081 | 4,147,081 | |
|
BlueMountain GP Holdings, LLC
10% Owner -
|
4,854,999 | 4,854,999 | |
|
BlueMountain Kicking Horse Fund GP, LLC
10% Owner -
|
4,854,999 | 4,147,081 | |
|
BlueMountain Long Short Grasmoor Fund Ltd.
10% Owner -
|
4,854,999 | 4,854,999 | |
|
Brigade Leveraged Capital Structures Fund Ltd.
10% Owner -
|
0 | 0 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
|
Catherine L Hughes
Chairperson & Secretary, Director, 10% Owner -
[D]
[O]
|
4,794,249 | 479,425 | |
| Terry L Jones Director - [D] | 493,141 | 49,314 | |
| David M Kantor CEO, Radio Division - [O] | 8,061 | 806 | |
|
Alfred C Liggins
CEO, Director, 10% Owner -
[D]
[O]
|
12,790,203 | 1,279,020 | |
| Brian W Mcneill Director - [D] | 234,213 | 23,421 | |
| B Doyle Jr Mitchell Director - [D] | 217,091 | 21,709 | |
| Dennis Miller Director - [D] | 49,034 | 49,034 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
|
Eric Semler
10% Owner -
|
4,204,410 | 420,441 | |
| Kristopher Simpson SVP & General Counsel - [O] | 0 | 0 | |
|
TCS Capital Advisors, LLC
10% Owner -
|
4,204,410 | 420,441 | |
| Peter Thompson CFO/EVP - [O] | 220,642 | 22,064 | |
| Linda J Vilardo Chief Administrative Officer - [O] | 226,000 | 226,000 | |
| Wegmann Christopher J. President, Radio Division - [O] | 146,039 | 146,039 | |
| Karen Wishart CAO/EVP - [O] | 41,278 | 4,128 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em UONEK / Urban One, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em UONEK / Urban One, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-29 | 2025-12-26 | 4 | JONES TERRY L | UONEK | Class D Common Stock | D | 0.8507 | -1,400 | -1 | 491,741 | ||||
| 2025-12-29 | 2025-12-24 | 4 | JONES TERRY L | UONEK | Class D Common Stock | D | 0.8425 | -987 | -1 | 493,141 | ||||
| 2025-12-23 | 2025-12-23 | 4 | JONES TERRY L | UONEK | UONEK | D | 0.9178 | -619 | -1 | 494,128 | ||||
| 2025-12-23 | 2025-12-22 | 4 | JONES TERRY L | UONEK | UONEK | D | 0.9648 | -1,630 | -2 | 494,747 | ||||
| 2025-12-10 | 2025-12-04 | 4 | Simpson Kristopher | UONEK | UONEK | D | 0.8200 | -137,734 | -113 | 0 | ||||
| 2025-11-25 | 2025-11-24 | 4 | Simpson Kristopher | UONEK | UONEK | D | 0.6115 | -107,564 | -66 | 137,564 | ||||
| 2025-11-25 | 2025-11-24 | 4 | Simpson Kristopher | UONEK | UONEK | D | 245,298 | 245,298 | ||||||
| 2025-08-28 | 2025-08-27 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 0.8168 | -220,901 | -180 | 234,213 | ||||
| 2025-08-14 | 2025-07-15 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 123,558 | 455,114 | ||||||
| 2025-07-17 | 2025-07-15 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 123,558 | 496,377 | ||||||
| 2025-07-17 | 2025-07-15 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 123,558 | 403,636 | ||||||
| 2025-07-17 | 2025-07-15 | 4 | MITCHELL B DOYLE JR | UONE/UONEK | Class D Common Stock | D | 123,558 | 217,091 | ||||||
| 2025-01-15 | 2025-01-13 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 0.9800 | -70,350 | -69 | 8,061 | ||||
| 2025-01-15 | 2025-01-13 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 0.9800 | -29,650 | -29 | 78,411 | ||||
| 2025-01-15 | 2025-01-13 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 100,000 | 108,061 | ||||||
| 2025-01-06 | 2024-07-05 | 4/A | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 53,571 | 331,556 | ||||||
| 2024-12-17 | 2024-12-13 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 1.0100 | -50,000 | -50 | 41,278 | ||||
| 2024-12-13 | 2024-12-11 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 1.0700 | -9,210 | -10 | 0 | ||||
| 2024-12-13 | 2024-12-11 | 4 | Thompson Peter | UONEK | Class D Common Stock | D | 1.0700 | -100,000 | -107 | 220,642 | ||||
| 2024-12-02 | 2024-11-27 | 4 | KANTOR DAVID M | UONEK | Class D Common Stock | D | 0.9801 | -350,000 | -343 | 8,061 | ||||
| 2024-09-24 | 2024-09-23 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.2300 | -200,000 | -246 | 320,642 | ||||
| 2024-07-09 | 2024-07-05 | 4/A | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 53,571 | 372,819 | ||||||
| 2024-07-09 | 2024-07-05 | 4 | MITCHELL B DOYLE JR | UONE/UONEK | Class D Common Stock | D | 53,571 | 93,533 | ||||||
| 2024-07-09 | 2024-07-05 | 4 | ARMSTRONG D GEOFFREY | UONEK | Class D Common Stock | D | 53,571 | 280,078 | ||||||
| 2024-07-09 | 2024-07-05 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 277,985 | 331,556 | ||||||
| 2024-07-09 | 2024-07-05 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 1.4000 | 319,248 | 447 | 372,819 | ||||
| 2024-03-07 | 2024-03-05 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 9,025 | 277,985 | ||||||
| 2024-03-07 | 2024-03-05 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 9,025 | 319,248 | ||||||
| 2024-03-07 | 2024-03-05 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 9,025 | 226,507 | ||||||
| 2024-03-07 | 2024-03-05 | 4 | MITCHELL B DOYLE JR | UONE/UONEK | Class D Common Stock | D | 9,025 | 39,962 | ||||||
| 2024-01-10 | 2024-01-05 | 4/A | Simpson Kristopher | UONEK | Class D Common Stock | D | 3.7100 | -12,785 | -47 | 9,210 | ||||
| 2024-01-10 | 2024-01-05 | 4/A | Simpson Kristopher | UONEK | Class D Common Stock | D | 3.7100 | -14,506 | -54 | 21,995 | ||||
| 2024-01-10 | 2024-01-05 | 4/A | Simpson Kristopher | UONEK | Class D Common Stock | D | 27,291 | 36,501 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | Thompson Peter | UONEK | Class D Common Stock | D | 3.7100 | -64,829 | -241 | 520,642 | ||||
| 2024-01-09 | 2024-01-05 | 4 | Thompson Peter | UONEK | Class D Common Stock | D | 131,402 | 585,471 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | LIGGINS ALFRED C | UONEK | Class D Common Stock | D | 3.7100 | 112,203 | 416 | 12,790,203 | ||||
| 2024-01-09 | 2024-01-05 | 4 | LIGGINS ALFRED C | UONEK | Class D Common Stock | D | 383,781 | 12,902,406 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | HUGHES CATHERINE L | UONEK | Class D Common Stock | D | 3.7100 | -78,100 | -290 | 4,794,249 | ||||
| 2024-01-09 | 2024-01-05 | 4 | HUGHES CATHERINE L | UONEK | Class D Common Stock | D | 230,269 | 4,872,349 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | KANTOR DAVID M | UONEK | Class D Common Stock | D | 3.7100 | 29,664 | 110 | 358,061 | ||||
| 2024-01-09 | 2024-01-05 | 4 | KANTOR DAVID M | UONEK | Class D Common Stock | D | 114,198 | 387,725 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | Wishart Karen | UONEK | Class D Common Stock | D | 3.7100 | -17,076 | -63 | 91,278 | ||||
| 2024-01-09 | 2024-01-05 | 4 | Wishart Karen | UONEK | Class D Common Stock | D | 44,474 | 108,354 | ||||||
| 2024-01-09 | 2024-01-05 | 4 | Simpson Kristopher | UONEK | Class D Common Stock | D | 3.7100 | -12,785 | -47 | 9,210 | ||||
| 2024-01-09 | 2024-01-05 | 4 | Simpson Kristopher | UONEK | Class D Common Stock | D | 3.7100 | -14,506 | -54 | 21,995 | ||||
| 2024-01-09 | 2024-01-05 | 4 | Simpson Kristopher | UONEK | Class D Common Stock | D | 27,291 | 36,501 | ||||||
| 2024-01-02 | 2023-12-28 | 4 | KANTOR DAVID M | UONEK | Class D Common Stock | D | 3.7500 | -87 | -0 | 273,527 | ||||
| 2023-10-23 | 2023-02-06 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 5.1500 | -55,008 | -283 | 4,642,080 | ||||
| 2023-10-23 | 2023-02-06 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 165,883 | 4,697,088 | ||||||
| 2023-10-23 | 2023-02-06 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 5.1500 | -82,702 | -426 | 12,518,625 | ||||
| 2023-10-23 | 2023-02-06 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 276,472 | 12,601,327 | ||||||
| 2023-07-07 | 2023-07-05 | 4 | MCNEILL BRIAN W | UONEK | Class D Common Stock | D | 8,418 | 268,960 | ||||||
| 2023-07-07 | 2023-07-05 | 4 | MITCHELL B DOYLE JR | UONEK | Class D Common Stock | D | 8,418 | 30,937 | ||||||
| 2023-07-07 | 2023-07-05 | 4 | JONES TERRY L | UONEK | Class D Common Stock | D | 8,418 | 310,223 | ||||||
| 2023-07-07 | 2023-07-05 | 4 | ARMSTRONG D GEOFFREY | UONEK | Class D Common Stock | D | 8,418 | 217,482 | ||||||
| 2023-02-17 | 2022-11-29 | 4/A | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.0500 | -13,329 | -54 | 260,542 | ||||
| 2023-02-17 | 2022-11-28 | 4/A | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.3200 | -4,371 | -19 | 273,871 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 5.1500 | -52,970 | -273 | 4,637,974 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 159,739 | 4,690,944 | ||||||
| 2023-02-17 | 2023-02-06 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 5.1500 | -78,671 | -405 | 12,512,415 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 266,232 | 12,591,086 | ||||||
| 2023-02-17 | 2023-02-06 | 4/A | KANTOR DAVID M | UONEK | Class D Common Stock | D | 5.1500 | -20,578 | -106 | 273,614 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | KANTOR DAVID M | UONEK | Class D Common Stock | D | 82,267 | 294,192 | ||||||
| 2023-02-17 | 2023-02-06 | 4/A | Wishart Karen | UONEK | Class D Common Stock | D | 5.1500 | -10,830 | -56 | 76,380 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | Wishart Karen | UONEK | Class D Common Stock | D | 32,039 | 87,210 | ||||||
| 2023-02-17 | 2023-02-06 | 4/A | Thompson Peter | UONEK | Class D Common Stock | D | 5.1500 | -45,295 | -233 | 304,069 | ||||
| 2023-02-17 | 2023-02-06 | 4/A | Thompson Peter | UONEK | Class D Common Stock | D | 94,660 | 349,364 | ||||||
| 2023-02-08 | 2023-02-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 5.1500 | -53,702 | -277 | 4,637,242 | ||||
| 2023-02-08 | 2023-02-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 159,739 | 4,690,944 | ||||||
| 2023-02-08 | 2023-02-06 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 5.1500 | -11,947 | -62 | 75,263 | ||||
| 2023-02-08 | 2023-02-06 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 32,039 | 87,210 | ||||||
| 2023-02-08 | 2023-02-06 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 5.1500 | -10,450 | -54 | 9,210 | ||||
| 2023-02-08 | 2023-02-06 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 5.1500 | 19,660 | 101 | 19,660 | ||||
| 2023-02-08 | 2023-02-06 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 5.1500 | -46,330 | -239 | 303,034 | ||||
| 2023-02-08 | 2023-02-06 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 94,660 | 349,364 | ||||||
| 2023-02-08 | 2023-02-06 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 5.1500 | -20,922 | -108 | 273,270 | ||||
| 2023-02-08 | 2023-02-06 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 82,267 | 294,192 | ||||||
| 2023-02-08 | 2023-02-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 5.1500 | -79,193 | -408 | 12,511,893 | ||||
| 2023-02-08 | 2023-02-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 266,232 | 12,591,086 | ||||||
| 2022-11-30 | 2022-11-29 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.0500 | -13,329 | -54 | 206,542 | ||||
| 2022-11-30 | 2022-11-28 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.3200 | -4,371 | -19 | 273,871 | ||||
| 2022-11-28 | 2022-11-23 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.6200 | -2,300 | -11 | 278,242 | ||||
| 2022-09-30 | 2022-09-27 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 4.2300 | -66,971 | -283 | 4,531,205 | ||||
| 2022-09-30 | 2022-09-27 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 201,961 | 4,598,176 | ||||||
| 2022-09-30 | 2022-09-27 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 4.2300 | -128,391 | -543 | 12,324,854 | ||||
| 2022-09-30 | 2022-09-27 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 336,602 | 12,453,245 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 4.2300 | -66,970 | -283 | 4,531,206 | ||||
| 2022-09-29 | 2022-09-27 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 201,961 | 4,598,176 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 4.2300 | -13,577 | -57 | 0 | ||||
| 2022-09-29 | 2022-09-27 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 4.2300 | -10,359 | -44 | 13,577 | ||||
| 2022-09-29 | 2022-09-27 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 23,936 | 23,936 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 4.2300 | -55,147 | -233 | 254,704 | ||||
| 2022-09-29 | 2022-09-27 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 115,248 | 309,851 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 4.2300 | -128,212 | -542 | 12,325,033 | ||||
| 2022-09-29 | 2022-09-27 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 336,602 | 12,453,245 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 4.2300 | -24,505 | -104 | 211,925 | ||||
| 2022-09-29 | 2022-09-27 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 100,160 | 236,430 | ||||||
| 2022-09-29 | 2022-09-27 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 4.2300 | -13,185 | -56 | 55,171 | ||||
| 2022-09-29 | 2022-09-27 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 39,007 | 68,356 | ||||||
| 2022-08-17 | 2022-08-16 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 4.6800 | -707 | -3 | 0 | ||||
| 2022-08-17 | 2022-08-15 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 4.8400 | -6,008 | -29 | 707 | ||||
| 2022-07-11 | 2022-07-09 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 4.1600 | -3,285 | -14 | 6,715 | ||||
| 2022-07-06 | 2022-07-05 | 4 | MITCHELL B DOYLE JR | UONE/UONEK | Class D Common Stock | D | 4.2200 | 11,848 | 50 | 22,519 | ||||
| 2022-07-06 | 2022-07-05 | 4 | MITCHELL B DOYLE JR | UONE/UONEK | Class D Common Stock | D | 5.1700 | 9,671 | 50 | 10,671 | ||||
| 2022-07-06 | 2022-07-05 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.2200 | 11,848 | 50 | 280,542 | ||||
| 2022-07-06 | 2022-07-05 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 5.1700 | 9,671 | 50 | 268,542 | ||||
| 2022-07-06 | 2022-07-05 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 4.2200 | 11,848 | 50 | 301,805 | ||||
| 2022-07-06 | 2022-07-05 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 5.1700 | 9,671 | 50 | 289,957 | ||||
| 2022-07-06 | 2022-07-05 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 4.2200 | 11,848 | 50 | 209,064 | ||||
| 2022-07-06 | 2022-07-05 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 5.1700 | 9,671 | 50 | 197,216 | ||||
| 2022-06-17 | 2022-06-16 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 9,124 | 280,286 | ||||||
| 2022-06-17 | 2022-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 9,124 | 259,023 | ||||||
| 2022-06-17 | 2022-06-16 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 9,124 | 187,545 | ||||||
| 2022-05-27 | 2022-05-26 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 6.0600 | -67,401 | -408 | 271,162 | ||||
| 2022-05-27 | 2022-05-25 | 4 | JONES TERRY L | UONE/UONEK | Restricted Stock Unit | D | 0.83 | 0.8300 | 30,120 | 25 | 401,282 | |||
| 2022-05-27 | 2022-05-25 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 6.0700 | -62,719 | -381 | 338,563 | ||||
| 2022-05-27 | 2022-05-25 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 0.8300 | 30,120 | 25 | 401,282 | ||||
| 2022-05-13 | 2022-05-11 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Restricted Stock Unit | D | 0.83 | -30,120 | 208,541 | |||||
| 2022-05-13 | 2022-05-11 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 6.0500 | -15,189 | -92 | 178,421 | ||||
| 2022-05-13 | 2022-05-11 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 6.0600 | -14,931 | -90 | 193,610 | ||||
| 2022-05-13 | 2022-05-11 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 30,120 | 208,541 | ||||||
| 2022-05-11 | 2022-05-10 | 4 | Wishart Karen | UONE/UONEK | Class D Common Stock | D | 6.1000 | -8,000 | -49 | 29,349 | ||||
| 2021-08-10 | 2021-08-06 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 5.8000 | -6,715 | -39 | 10,000 | ||||
| 2021-07-13 | 2021-07-09 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 5.3800 | -3,285 | -18 | 16,715 | ||||
| 2021-07-13 | 2020-07-09 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 1.7400 | -6,805 | -12 | 20,000 | ||||
| 2021-07-13 | 2020-07-09 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 1.7400 | -3,195 | -6 | 26,805 | ||||
| 2021-07-13 | 2019-07-09 | 4 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 30,000 | 30,000 | ||||||
| 2021-07-13 | 3 | Simpson Kristopher | UONE/UONEK | Class D Common Stock | D | 0 | ||||||||
| 2021-06-21 | 2021-06-21 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.6380 | 250,000 | 1,160 | 4,204,410 | ||||
| 2021-06-21 | 2021-06-18 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.6615 | 293,180 | 1,367 | 3,954,410 | ||||
| 2021-06-21 | 2021-06-17 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.6638 | 433,195 | 2,020 | 3,661,230 | ||||
| 2021-06-21 | 2021-06-17 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 12,500 | 401,282 | ||||||
| 2021-06-21 | 2021-06-16 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 9,124 | 388,782 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 12,500 | 208,541 | ||||||
| 2021-06-21 | 2021-06-16 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 9,124 | 196,041 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 12,500 | 249,899 | ||||||
| 2021-06-21 | 2021-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 9,124 | 237,399 | ||||||
| 2021-06-10 | 2021-06-08 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 6.4200 | -5,000 | -32 | 228,275 | ||||
| 2021-06-09 | 2021-06-07 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.1500 | -10,000 | -62 | 136,270 | ||||
| 2021-06-09 | 2021-06-07 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.0500 | -10,000 | -60 | 146,270 | ||||
| 2021-06-02 | 2021-05-28 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.8000 | -25,000 | -120 | 233,275 | ||||
| 2021-06-01 | 2021-06-01 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.8712 | 39,900 | 194 | 3,228,035 | ||||
| 2021-06-01 | 2021-05-28 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.6913 | 400,000 | 1,877 | 3,188,135 | ||||
| 2021-06-01 | 2021-05-27 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 3.6417 | 118,938 | 433 | 2,788,135 | ||||
| 2021-06-01 | 2021-05-27 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 4.0449 | 448,000 | 1,812 | 2,669,197 | ||||
| 2021-05-26 | 2021-05-25 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.5400 | -25,000 | -88 | 258,275 | ||||
| 2021-05-26 | 2021-05-25 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.5100 | -25,000 | -88 | 283,275 | ||||
| 2021-05-26 | 2021-05-21 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.0500 | -50,000 | -202 | 308,275 | ||||
| 2021-05-20 | 2021-05-18 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Stock Option to purchase Class D Common Stock | D | 1.87 | -13,369 | 13,369 | |||||
| 2021-05-20 | 2021-05-18 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Restricted Stock Unit | D | 0.00 | -21,929 | 0 | |||||
| 2021-05-20 | 2021-05-18 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 3.5900 | -35,298 | -127 | 209,852 | ||||
| 2021-05-20 | 2021-05-18 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | -21,929 | 245,150 | ||||||
| 2021-04-30 | 2020-06-26 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | -6,970 | 15,668,324 | ||||||
| 2021-01-26 | 2021-01-19 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 1.7174 | 100,000 | 172 | 2,221,197 | ||||
| 2021-01-26 | 2021-01-19 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class A Common Stock, $0.001 par value | I | 6.5743 | 100,000 | 657 | 675,480 | ||||
| 2021-01-26 | 2021-01-07 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 1.4199 | 39,265 | 56 | 2,121,197 | ||||
| 2021-01-26 | 2021-01-07 | 4 | SEMLER ERIC | UONE | Class A Common Stock, $0.001 par value | D | 6.8090 | 200,000 | 1,362 | 200,000 | ||||
| 2021-01-26 | 2021-01-07 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class A Common Stock, $0.001 par value | I | 6.5562 | 66,841 | 438 | 575,480 | ||||
| 2021-01-26 | 2021-01-06 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 1.3782 | 79,546 | 110 | 2,081,932 | ||||
| 2021-01-26 | 2021-01-06 | 4 | SEMLER ERIC By TCS Capital Advisors, LLC | UONE | Class A Common Stock, $0.001 par value | I | 5.1577 | 29,871 | 154 | 508,639 | ||||
| 2021-01-26 | 3 | TCS Capital Advisors, LLC By TCS Capital Advisors, LLC | UONE | Class A Common Stock, $0.001 par value | I | 478,768 | ||||||||
| 2021-01-26 | 3 | TCS Capital Advisors, LLC By TCS Capital Advisors, LLC | UONE | Class D Common Stock, $0.001 par value | I | 2,002,386 | ||||||||
| 2021-01-15 | 2021-01-06 | 4 | Thompson Peter | UONE/UONEK | Stock Option to purchase Class D Common Stock | D | 2.00 | 108,333 | 108,333 | |||||
| 2021-01-15 | 2021-01-06 | 4 | Thompson Peter | UONE/UONEK | Restricted Stock Unit | D | 0.00 | 159,692 | 0 | |||||
| 2021-01-15 | 2021-01-06 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 159,692 | 194,603 | ||||||
| 2021-01-15 | 2021-01-06 | 4 | KANTOR DAVID M | UONE/UONEK | Stock Option to purchase Class D Common Stock | D | 2.00 | 94,150 | 94,150 | |||||
| 2021-01-15 | 2021-01-06 | 4 | KANTOR DAVID M | UONE/UONEK | Restricted Stock Unit | D | 0.00 | 156,270 | 0 | |||||
| 2021-01-15 | 2021-01-06 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 156,270 | 156,270 | ||||||
| 2021-01-15 | 2021-01-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 2.00 | 189,843 | 189,843 | |||||
| 2021-01-15 | 2021-01-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 0.00 | 281,520 | 0 | |||||
| 2021-01-15 | 2021-01-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 281,520 | 6,635,282 | ||||||
| 2021-01-15 | 2021-01-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 2.00 | 316,406 | 316,406 | |||||
| 2021-01-15 | 2021-01-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 0.00 | 512,536 | 0 | |||||
| 2021-01-15 | 2021-01-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 512,536 | 15,675,294 | ||||||
| 2020-11-25 | 2020-11-25 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.3200 | 182,371 | 241 | 15,162,758 | ||||
| 2020-11-25 | 2020-11-24 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.2600 | 287,231 | 362 | 14,980,387 | ||||
| 2020-11-25 | 2020-11-23 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.2100 | 249,541 | 302 | 14,693,156 | ||||
| 2020-11-17 | 2019-10-18 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 90,900 | 6,353,762 | ||||||
| 2020-11-17 | 2020-11-13 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.0400 | 274,457 | 285 | 14,443,615 | ||||
| 2020-11-17 | 2020-11-13 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.0400 | 274,457 | 285 | 14,443,615 | ||||
| 2020-07-02 | 2020-06-24 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.2000 | -47,000 | -150 | 358,275 | ||||
| 2020-07-02 | 2020-06-24 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.1860 | -47,335 | -151 | 405,275 | ||||
| 2020-07-02 | 2020-06-23 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 2.8000 | -200,000 | -560 | 452,610 | ||||
| 2020-07-02 | 2020-06-19 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class A Common Stock | D | 38.5300 | -26,434 | -1,019 | 652,610 | ||||
| 2020-07-02 | 2020-06-18 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.4300 | -150,000 | -514 | 679,044 | ||||
| 2020-07-02 | 2020-06-17 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 4.0200 | -69,821 | -281 | 829,044 | ||||
| 2020-07-02 | 2020-06-17 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 12,500 | 898,865 | ||||||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Stock Option | D | 0.83 | 3.4500 | -30,120 | -104 | 30,120 | |||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Stock Option | D | 1.09 | 3.4500 | -22,935 | -79 | 22,935 | |||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Stock Option | D | 1.87 | 3.4500 | -13,369 | -46 | 13,369 | |||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 3.4500 | -66,424 | -229 | 898,865 | ||||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 0.8300 | -30,120 | -25 | 965,289 | ||||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 1.0900 | -22,935 | -25 | 935,169 | ||||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 1.8700 | -13,369 | -25 | 912,234 | ||||
| 2020-07-02 | 2020-06-16 | 4 | MCNEILL BRIAN W | UONE/UONEK | Class D Common Stock | D | 11,628 | 886,365 | ||||||
| 2020-06-30 | 2020-06-22 | 4 | Thompson Peter | UONE/UONEK | Stock Option | D | 1.80 | 3.5000 | -24,779 | -87 | 24,779 | |||
| 2020-06-30 | 2020-06-22 | 4 | Thompson Peter | UONE/UONEK | Stock Option | D | 2.17 | 3.5000 | -40,319 | -141 | 40,319 | |||
| 2020-06-30 | 2020-06-22 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 3.3500 | -65,098 | -218 | 34,911 | ||||
| 2020-06-30 | 2020-06-22 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.8000 | 24,779 | 45 | 100,009 | ||||
| 2020-06-30 | 2020-06-22 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 2.1700 | 40,319 | 87 | 75,230 | ||||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Stock Option | D | 1.80 | 3.5200 | -95,591 | -336 | 95,591 | |||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Stock Option | D | 1.90 | 3.5200 | -114,035 | -401 | 114,035 | |||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 3.3500 | -170,958 | -573 | 34,911 | ||||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 3.5200 | -95,591 | -336 | 205,869 | ||||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 3.5200 | -114,035 | -401 | 301,460 | ||||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.8000 | 95,591 | 172 | 415,495 | ||||
| 2020-06-30 | 2020-06-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.9000 | 114,035 | 217 | 319,904 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Stock Option | D | 2.17 | 6.1500 | -86,774 | -534 | 86,774 | |||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Stock Option | D | 1.90 | 6.1500 | -50,000 | -308 | 50,000 | |||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Stock Option | D | 2.04 | 6.1500 | -49,019 | -301 | 49,019 | |||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Stock Option | D | 2.04 | 6.1500 | -250,981 | -1,544 | 250,981 | |||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.1500 | -86,774 | -534 | 0 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.1500 | -50,000 | -308 | 86,744 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.1500 | -49,019 | -301 | 136,774 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 6.1500 | -250,981 | -1,544 | 185,793 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.1700 | 86,774 | 188 | 436,774 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 1.9000 | 50,000 | 95 | 350,000 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.0400 | 49,019 | 100 | 300,000 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.0400 | 250,981 | 512 | 250,981 | ||||
| 2020-06-30 | 2020-06-17 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 5.3900 | -272,758 | -1,470 | 0 | ||||
| 2020-06-30 | 2020-01-06 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 139,084 | 272,758 | ||||||
| 2020-06-29 | 2020-06-17 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 2.7300 | -75,000 | -205 | 245,150 | ||||
| 2020-06-29 | 2020-06-17 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 12,500 | 320,150 | ||||||
| 2020-06-29 | 2020-06-16 | 4 | ARMSTRONG D GEOFFREY | UONE/UONEK | Class D Common Stock | D | 11,628 | 307,650 | ||||||
| 2020-06-29 | 2020-06-17 | 4 | JONES TERRY L | UONE/UONEK | Class A Common Stock | D | 15.3200 | -49,557 | -759 | 415,962 | ||||
| 2020-06-29 | 2020-06-17 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 12,500 | 465,519 | ||||||
| 2020-06-29 | 2020-06-16 | 4 | JONES TERRY L | UONE/UONEK | Class D Common Stock | D | 11,628 | 453,019 | ||||||
| 2020-06-29 | 2020-06-23 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class A Common Stock | D | 23.6900 | -1,000 | -24 | 6,444,662 | ||||
| 2020-06-29 | 2020-06-23 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 3.1400 | -268,882 | -844 | 6,445,662 | ||||
| 2020-06-29 | 2020-06-22 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 3.1300 | -408,531 | -1,279 | 6,714,544 | ||||
| 2020-06-29 | 2020-06-17 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 4.7500 | -77,096 | -366 | 7,123,075 | ||||
| 2020-06-29 | 2020-06-17 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 3.8170 | -303,488 | -1,158 | 7,200,171 | ||||
| 2020-06-29 | 2020-01-06 | 4 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 1.8500 | 247,686 | 458 | 7,503,659 | ||||
| 2020-06-29 | 2020-06-22 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class A Common Stock | D | 23.9600 | -558,309 | -13,377 | 14,169,158 | ||||
| 2020-06-29 | 2020-06-22 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class A Common Stock | D | 26.5700 | -16,600 | -441 | 14,727,467 | ||||
| 2020-06-29 | 2020-06-11 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 0.7600 | 729,873 | 555 | 14,744,067 | ||||
| 2020-06-29 | 2020-01-06 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.8500 | 459,173 | 849 | 14,014,194 | ||||
| 2020-06-15 | 2020-06-11 | 4 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | D | 0.7620 | -3,938,161 | -3,001 | 0 | ||||
| 2020-05-12 | 2020-05-11 | 4 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | D | 0.8090 | -4,260 | -3 | 3,938,161 | ||||
| 2020-05-12 | 2020-05-08 | 4 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | D | 0.7930 | -800 | -1 | 3,942,421 | ||||
| 2020-04-27 | 2020-04-24 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 0.9000 | -150,000 | -135 | 544,904 | ||||
| 2020-04-27 | 2020-01-06 | 4 | Thompson Peter | UONE/UONEK | Stock Option to purchase Class D Common Stock | D | 2.17 | 99,846 | 99,846 | |||||
| 2020-04-27 | 2020-01-06 | 4 | Thompson Peter | UONE/UONEK | Restricted Stock Unit | D | 0.00 | 140,473 | 0 | |||||
| 2020-04-27 | 2020-01-06 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.8500 | 140,473 | 260 | 694,904 | ||||
| 2019-12-02 | 2019-11-27 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.9500 | -37,929 | -74 | 554,431 | ||||
| 2019-12-02 | 2019-11-26 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.9700 | -867 | -2 | 592,360 | ||||
| 2019-12-02 | 2019-11-25 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.9870 | -15,651 | -31 | 593,227 | ||||
| 2019-11-27 | 2019-11-22 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 2.0000 | -20,553 | -41 | 608,878 | ||||
| 2019-11-13 | 2019-11-08 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.2000 | -25,943 | -57 | 455,782 | ||||
| 2019-09-19 | 2019-09-17 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.8300 | -50,000 | -92 | 629,431 | ||||
| 2019-06-26 | 2019-06-25 | 4 | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 2.0300 | -9,852 | -20 | 13,555,021 | ||||
| 2019-05-30 | 2019-05-29 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.8000 | -50,000 | -90 | 679,431 | ||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2019-03-22 | 3 | Brigade Leveraged Capital Structures Fund Ltd. | UONE | Class D Common Stock, $.001 par value | I | 7,886,442 | ||||||||
| 2018-12-28 | 2018-12-18 | 5 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 2.1270 | -23,500 | -50 | 7,449,330 | ||||
| 2018-12-28 | 2018-12-18 | 5 | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 2.1270 | -94,000 | -200 | 7,472,830 | ||||
| 2018-12-28 | 2018-12-20 | 4 | Thompson Peter | UONE/UONEK | Class D Common Stock | D | 1.9000 | -50,000 | -95 | 559,174 | ||||
| 2018-11-05 | 2018-11-02 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.2000 | -3,300 | -7 | 325,944 | ||||
| 2018-11-05 | 2018-11-02 | 4 | KANTOR DAVID M | UONE/UONEK | Class D Common Stock | D | 2.2500 | -10,757 | -24 | 329,244 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | Thompson Peter | UONE/UONEK | Options | D | 1.41 | -75,000 | 0 | |||||
| 2018-08-15 | 2018-06-01 | 4/A | Thompson Peter | UONE/UONEK | Class D | D | 2.0000 | -14,685 | -29 | 609,175 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | Thompson Peter | UONE/UONEK | Class D | D | 2.0000 | -60,315 | -121 | 623,860 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | Thompson Peter | UONE/UONEK | Class D | D | 1.4100 | 75,000 | 106 | 684,175 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Option | D | 1.41 | -600,000 | 0 | |||||
| 2018-08-15 | 2018-06-01 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 2.0000 | -91,757 | -184 | 7,566,830 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class D Common Stock | D | 2.0000 | -508,243 | -1,016 | 7,658,587 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | HUGHES CATHERINE L | UONE/UONEK | Class C Common Stock | D | 1.4100 | 600,000 | 846 | 8,166,830 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Options | D | 1.41 | -1,150,000 | 0 | |||||
| 2018-08-15 | 2018-06-01 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 2.0000 | -205,755 | -412 | 13,943,799 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 2.0000 | -944,245 | -1,888 | 14,149,554 | ||||
| 2018-08-15 | 2018-06-01 | 4/A | LIGGINS ALFRED C | UONE/UONEK | Class D Common Stock | D | 1.4100 | 1,150,000 | 1,622 | 15,093,799 | ||||
| 2018-06-21 | 2018-06-15 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 2.1500 | 23,256 | 50 | 186,022 | ||||
| 2018-06-19 | 2018-06-15 | 4 | JONES TERRY L | ROIA/ROIAK | Class D Common Stock | D | 2.1500 | 23,256 | 50 | 441,391 | ||||
| 2018-06-19 | 2018-06-15 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Class D Common Stock | D | 2.1500 | 23,256 | 50 | 941,161 | ||||
| 2018-06-19 | 2018-06-15 | 4 | ARMSTRONG D GEOFFREY | ROIA/ROIAK | Class D Common Stock | D | 2.1500 | 23,256 | 50 | 296,022 | ||||
| 2018-06-08 | 2018-06-01 | 4 | JONES TERRY L | ROIA/ROIAK | Options | D | 1.41 | -17,730 | 17,730 | |||||
| 2018-06-08 | 2018-06-01 | 4 | JONES TERRY L | ROIA/ROIAK | Class D Common Stock | D | 2.0800 | -17,730 | -37 | 418,135 | ||||
| 2018-06-08 | 2018-06-01 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Options | D | 1.41 | -17,730 | 17,730 | |||||
| 2018-06-08 | 2018-06-01 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -17,730 | -35 | 917,905 | ||||
| 2018-06-08 | 2018-06-01 | 4 | ARMSTRONG D GEOFFREY | ROIA/ROIAK | Options | D | 1.41 | -17,730 | 17,730 | |||||
| 2018-06-08 | 2018-06-01 | 4 | ARMSTRONG D GEOFFREY | ROIA/ROIAK | Class D Common Stock | D | 2.0300 | -17,730 | -36 | 272,766 | ||||
| 2018-06-07 | 2018-06-01 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Options | D | 1.41 | -600,000 | 600,000 | |||||
| 2018-06-07 | 2018-06-01 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -91,757 | -184 | 7,566,830 | ||||
| 2018-06-07 | 2018-06-01 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -508,243 | -1,016 | 7,658,587 | ||||
| 2018-06-07 | 2018-06-01 | 4 | Thompson Peter | ROIA/ROIAK | Options | D | 1.41 | -75,000 | 75,000 | |||||
| 2018-06-07 | 2018-06-01 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -14,685 | -29 | 609,175 | ||||
| 2018-06-07 | 2018-06-01 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -60,315 | -121 | 623,860 | ||||
| 2018-06-07 | 2018-06-01 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Options | D | 1.41 | -1,150,000 | 1,150,000 | |||||
| 2018-06-07 | 2018-06-01 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -205,755 | -412 | 13,943,799 | ||||
| 2018-06-07 | 2018-06-01 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 2.0000 | -944,245 | -1,888 | 14,149,554 | ||||
| 2018-02-16 | 2018-01-05 | 5 | Thompson Peter | ROIA/ROIAK | Option | D | 1.70 | 1.7000 | 127,451 | 217 | 1,177,094 | |||
| 2018-02-16 | 2018-01-05 | 5 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 1.7000 | 270,833 | 460 | 1,049,643 | ||||
| 2018-02-16 | 2018-01-05 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Options | D | 1.70 | 1.7000 | 223,346 | 380 | 8,136,560 | |||
| 2018-02-16 | 2018-01-05 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 1.7000 | 474,609 | 807 | 7,913,214 | ||||
| 2018-02-16 | 2018-01-05 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Options | D | 1.70 | 1.7000 | 372,242 | 633 | 14,157,200 | |||
| 2018-02-16 | 2018-01-05 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 1.7000 | 791,015 | 1,345 | 13,784,958 | ||||
| 2018-02-06 | 3 | Wishart Karen | ROIA/ROIAK | Class D Common Stock | D | 75,000 | ||||||||
| 2018-02-06 | 3 | Wishart Karen | ROIA/ROIAK | Class D Common Stock | D | 75,000 | ||||||||
| 2017-08-21 | 2017-08-07 | 4 | KANTOR DAVID M | ROIA/ROIAK | Option | D | 1.90 | 1.9000 | 50,000 | 95 | 273,335 | |||
| 2017-08-21 | 2017-08-07 | 4 | KANTOR DAVID M | ROIA/ROIAK | Class D Common Stock | D | 1.9000 | 50,000 | 95 | 223,335 | ||||
| 2017-08-21 | 2017-08-07 | 4 | Thompson Peter | ROIA/ROIAK | Option | D | 1.90 | 1.9000 | 114,035 | 217 | 778,810 | |||
| 2017-08-21 | 2017-08-07 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 1.9000 | 256,579 | 488 | 664,775 | ||||
| 2017-08-21 | 2017-08-07 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Option | D | 1.90 | 1.9000 | 333,059 | 633 | 13,410,267 | |||
| 2017-08-21 | 2017-08-07 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 1.9000 | 749,383 | 1,424 | 13,077,208 | ||||
| 2017-08-21 | 2017-08-07 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Option | D | 1.90 | 1.9000 | 199,836 | 380 | 7,437,605 | |||
| 2017-08-21 | 2017-08-07 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 1.9000 | 449,630 | 854 | 7,237,769 | ||||
| 2017-02-15 | 2016-06-24 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 2.8700 | -160,820 | -462 | 6,789,139 | ||||
| 2017-02-15 | 2016-06-23 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | 3.1000 | -148,889 | -462 | 6,949,959 | ||||
| 2017-02-15 | 2016-06-24 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 2.8700 | -160,820 | -462 | 12,327,825 | ||||
| 2017-02-15 | 2016-06-23 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 3.1000 | -148,889 | -462 | 12,488,645 | ||||
| 2016-12-28 | 2016-12-19 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 2.8000 | -1,900 | -5 | 258,534 | ||||
| 2016-12-28 | 2016-12-16 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 2.8300 | -6,100 | -17 | 260,434 | ||||
| 2016-09-26 | 2016-09-23 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.0000 | -5,418 | -16 | 266,534 | ||||
| 2016-09-26 | 2016-09-22 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.1100 | -8,000 | -25 | 271,952 | ||||
| 2016-09-26 | 2016-09-21 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.1200 | -11,000 | -34 | 279,952 | ||||
| 2016-08-09 | 2016-08-09 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.1800 | -4,140 | -13 | 290,952 | ||||
| 2016-08-09 | 2016-08-08 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.3000 | -5,788 | -19 | 295,092 | ||||
| 2016-08-09 | 2016-08-05 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.3400 | -8,572 | -29 | 300,880 | ||||
| 2016-06-20 | 2016-06-17 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 2.9400 | -15,000 | -44 | 309,452 | ||||
| 2016-04-04 | 3 | KANTOR DAVID M Held in trust - Teena Kantor, Kantor Descendants Trust | ROIA/ROIAK | Class D Common Stock | I | 180,000 | ||||||||
| 2016-04-04 | 3 | KANTOR DAVID M | ROIA/ROIAK | Class D Common Stock | D | 240,000 | ||||||||
| 2016-04-04 | 3 | KANTOR DAVID M Held in trust - Teena Kantor, Kantor Descendants Trust | ROIA/ROIAK | Class D Common Stock | I | 180,000 | ||||||||
| 2016-04-04 | 3 | KANTOR DAVID M | ROIA/ROIAK | Class D Common Stock | D | 240,000 | ||||||||
| 2016-03-23 | 2016-03-21 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 3.0000 | 48,200 | 145 | 14,757,979 | ||||
| 2016-02-12 | 2014-11-15 | 5 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 2.5500 | 159,754 | 407 | 379,628 | ||||
| 2015-12-08 | 2015-12-07 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 1.6900 | 41,719 | 71 | 14,709,779 | ||||
| 2015-12-08 | 2015-12-04 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 1.6900 | 8,281 | 14 | 14,668,060 | ||||
| 2015-12-02 | 2015-12-01 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 1.7300 | 50,000 | 86 | 14,659,779 | ||||
| 2015-09-25 | 2015-09-24 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 2.4500 | -10,000 | -24 | 219,874 | ||||
| 2015-09-24 | 2015-09-23 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 2.6000 | -2,100 | -5 | 229,874 | ||||
| 2015-09-24 | 2015-09-22 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 2.6900 | -1,401 | -4 | 231,974 | ||||
| 2015-06-25 | 2015-06-16 | 4 | JONES TERRY L | ROIA/ROIAK | Class D Common Stock | D | 3.6400 | 13,736 | 50 | 591,986 | ||||
| 2015-06-25 | 2015-06-16 | 4 | ARMSTRONG D GEOFFREY | ROIA/ROIAK | Class D Common Stock | D | 3.6400 | 13,736 | 50 | 243,515 | ||||
| 2015-06-25 | 2015-06-16 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Class D Common Stock | D | 3.6400 | 13,736 | 50 | 878,654 | ||||
| 2015-06-25 | 2015-06-16 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D Common Stock | D | 3.6400 | 13,736 | 50 | 147,705 | ||||
| 2015-06-25 | 2015-06-24 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.5800 | -16,000 | -57 | 99,790 | ||||
| 2015-06-25 | 2015-06-16 | 4 | Miller Dennis | ROIA/ROIAK | Class C Common Stock | D | 3.6400 | 13,736 | 50 | 49,034 | ||||
| 2015-06-24 | 2015-06-23 | 4 | Thompson Peter | ROIA/ROIAK | Class D common stock | D | 3.5500 | -40,582 | -144 | 115,790 | ||||
| 2015-06-24 | 2015-06-22 | 4 | Thompson Peter | ROIA/ROIAK | Class D common stock | D | 3.5700 | -43,418 | -155 | 156,372 | ||||
| 2015-06-23 | 2015-06-19 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.6500 | -20,700 | -76 | 199,790 | ||||
| 2015-02-13 | 2014-03-17 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | -435,757 | 0 | ||||||
| 2015-02-13 | 2014-03-17 | 5 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Common Stock | D | 435,757 | 0 | ||||||
| 2015-02-13 | 2014-03-12 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | -435,757 | 0 | ||||||
| 2015-02-13 | 2014-03-12 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class C Common Stock | D | -192,142 | 0 | ||||||
| 2015-02-13 | 2014-03-01 | 5 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Common Stock | D | -43,260 | 0 | ||||||
| 2014-10-10 | 2014-10-06 | 4 | Wegmann Christopher J. | ROIA/ROIAK | Class D Restricted Stock | D | 2.7500 | 70,000 | 192 | 146,039 | ||||
| 2014-10-10 | 2014-10-06 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Options | D | 2.75 | 293,000 | 7,738,690 | |||||
| 2014-10-10 | 2014-10-06 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Class D Restricted Stock | D | 2.7500 | 456,000 | 1,254 | 7,738,690 | ||||
| 2014-10-10 | 2014-10-06 | 4 | VILARDO LINDA J | ROIA/ROIAK | Class D Restricted Stock | D | 2.7500 | 225,000 | 619 | 226,000 | ||||
| 2014-10-10 | 2014-10-06 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Options | D | 2.75 | 587,000 | 14,714,930 | |||||
| 2014-10-10 | 2014-10-06 | 4 | LIGGINS ALFRED C | ROIA/ROIAK | Class D Restricted Stock | D | 2.7500 | 913,000 | 2,511 | 14,714,930 | ||||
| 2014-10-10 | 2014-10-06 | 4 | Thompson Peter | ROIA/ROIAK | Options | D | 2.75 | 225,000 | 762,306 | |||||
| 2014-10-10 | 2014-10-06 | 4 | Thompson Peter | ROIA/ROIAK | Class D Restricted Stock | D | 2.7500 | 350,000 | 962 | 762,306 | ||||
| 2014-09-11 | 2014-09-05 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.1100 | -5,250 | -16 | 99,806 | ||||
| 2014-09-11 | 2014-09-04 | 4 | Thompson Peter | ROIA/ROIAK | Class D Common Stock | D | 3.1700 | -4,000 | -13 | 105,056 | ||||
| 2014-06-24 | 2014-06-17 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 3.1700 | 7,886 | 25 | 133,969 | ||||
| 2014-06-24 | 2014-06-17 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 1.8700 | 13,369 | 25 | 126,083 | ||||
| 2014-06-24 | 2014-06-17 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 1.4100 | 17,730 | 25 | 112,714 | ||||
| 2014-06-24 | 2014-06-17 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 1.0900 | 22,935 | 25 | 94,984 | ||||
| 2014-06-24 | 2014-06-17 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 0.8300 | 30,120 | 25 | 72,049 | ||||
| 2014-03-12 | 2014-03-10 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0800 | -13,192 | -67 | 565,058 | ||||
| 2014-03-12 | 2014-03-07 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0100 | -37,645 | -189 | 578,250 | ||||
| 2014-03-07 | 2014-03-05 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0300 | -56,420 | -284 | 615,895 | ||||
| 2014-03-07 | 2014-03-04 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0300 | -23,253 | -117 | 672,315 | ||||
| 2014-03-05 | 2014-03-03 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0100 | -34,462 | -173 | 695,568 | ||||
| 2014-03-05 | 2014-02-28 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 5.0200 | -35,028 | -176 | 730,030 | ||||
| 2014-01-14 | 2014-01-10 | 4 | HUGHES CATHERINE L | ROIA/ROIAK | Class D common stock | D | 5.0950 | -43,260 | -220 | 6,675,401 | ||||
| 2013-12-20 | 2013-12-18 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Class D Common Stock | D | 3.3200 | -65,000 | -216 | 864,918 | ||||
| 2013-07-22 | 2013-07-18 | 4 | JONES TERRY L | ROIA/ROIAK | Class D common stock | D | 2.2800 | 21,929 | 50 | 655,371 | ||||
| 2013-07-22 | 2013-07-18 | 4 | ARMSTRONG D GEOFFREY | ROIA/ROIAK | Class D common stock | D | 2.2800 | 21,929 | 50 | 229,779 | ||||
| 2013-07-22 | 2013-07-18 | 4 | MCNEILL BRIAN W | ROIA/ROIAK | Class D common stock | D | 2.2800 | 21,929 | 50 | 929,918 | ||||
| 2013-07-22 | 2013-07-18 | 4 | BLAYLOCK RONALD E | ROIA/ROIAK | Class D common stock | D | 2.2800 | 21,929 | 50 | 87,049 | ||||
| 2013-07-22 | 2013-07-18 | 4 | Miller Dennis | ROIA/ROIAK | Class D common stock | D | 2.2800 | 21,929 | 50 | 35,298 | ||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 182,860 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 247,845 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 233,435 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 817,273 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 2,423,118 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 128,700 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. | ROIAK | Class D Common Stock | D | 113,850 | ||||||||
| 2013-06-26 | 3 | BlueMountain Long Short Grasmoor Fund Ltd. See Explanations and Responses | ROIAK | Class D Common Stock | I | 4,147,081 | ||||||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3000 | -140,000 | -322 | 4,854,999 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -3,210 | -7 | 111,323 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -6,943 | -16 | 240,783 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -3,629 | -8 | 125,843 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -8,673 | -20 | 300,779 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -28,612 | -66 | 992,225 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -8,679 | -20 | 300,973 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -80,254 | -185 | 2,783,073 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3600 | -400 | -1 | 4,994,999 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -9 | -0 | 114,533 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -20 | -0 | 247,726 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -10 | -0 | 129,472 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -25 | -0 | 309,652 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -25 | -0 | 309,652 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -82 | -0 | 1,020,837 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -229 | -1 | 2,863,327 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3575 | -2,000 | -5 | 4,995,399 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -46 | -0 | 114,542 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -99 | -0 | 247,746 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -52 | -0 | 129,482 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -124 | -0 | 309,477 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -124 | -0 | 309,477 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -409 | -1 | 1,020,919 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -1,146 | -3 | 2,863,556 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain GP Holdings, LLC See explanation and responses | ROIAK | Equity Total Return Swap | I | 1.6800 | 823,724 | 1,384 | 4,997,399 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 76,166 | 128 | 309,601 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 126,941 | 213 | 309,801 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 197,478 | 332 | 1,021,328 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 423,139 | 711 | 2,864,702 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain GP Holdings, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 0.8300 | 26,594 | 22 | 4,173,675 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 738 | 1 | 114,588 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 834 | 1 | 129,534 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 6,577 | 5 | 823,850 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain GP Holdings, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 18,445 | 15 | 2,441,563 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3000 | -140,000 | -322 | 4,854,999 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -3,210 | -7 | 111,323 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -6,943 | -16 | 240,783 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -3,629 | -8 | 125,843 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -8,673 | -20 | 300,779 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -28,612 | -66 | 992,225 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -8,679 | -20 | 300,973 | ||||
| 2013-06-26 | 2013-06-24 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3000 | -80,254 | -185 | 2,783,073 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3600 | -400 | -1 | 4,994,999 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -9 | -0 | 114,533 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -20 | -0 | 247,726 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -10 | -0 | 129,472 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -25 | -0 | 309,652 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -25 | -0 | 309,652 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -82 | -0 | 1,020,837 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3600 | -229 | -1 | 2,863,327 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 2.3575 | -2,000 | -5 | 4,995,399 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -46 | -0 | 114,542 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -99 | -0 | 247,746 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -52 | -0 | 129,482 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -124 | -0 | 309,477 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -124 | -0 | 309,477 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -409 | -1 | 1,020,919 | ||||
| 2013-06-26 | 2013-06-21 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 2.3575 | -1,146 | -3 | 2,863,556 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain Capital Management, LLC See explanation and responses | ROIAK | Equity Total Return Swap | I | 1.6800 | 823,724 | 1,384 | 4,997,399 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain Capital Management, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 76,166 | 128 | 309,601 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain Capital Management, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 126,941 | 213 | 309,801 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain Capital Management, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 197,478 | 332 | 1,021,328 | ||||
| 2013-06-26 | 2013-03-25 | 4 | BlueMountain Capital Management, LLC | ROIAK | Equity Total Return Swap | D | 1.6800 | 423,139 | 711 | 2,864,702 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain Capital Management, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 0.8300 | 26,594 | 22 | 4,173,675 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 738 | 1 | 114,588 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 834 | 1 | 129,534 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 6,577 | 5 | 823,850 | ||||
| 2013-06-26 | 2012-11-12 | 4 | BlueMountain Capital Management, LLC | ROIAK | Class D Common Stock | D | 0.8300 | 18,445 | 15 | 2,441,563 | ||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 2,423,118 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 113,850 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 817,273 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC See Explanations and Responses | ROIAK | Class D Common Stock | I | 4,147,081 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 233,435 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 128,700 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 182,860 | ||||||||
| 2013-06-26 | 3 | BlueMountain Kicking Horse Fund GP, LLC | ROIAK | Class D Common Stock | D | 247,845 | ||||||||
| 2013-05-21 | 2013-05-20 | 4 | VILARDO LINDA J | ROIA/ROIAK | Class D Common Stock | D | 2.4000 | -12,800 | -31 | 24,000 | ||||
| 2013-05-21 | 2013-05-17 | 4 | VILARDO LINDA J | ROIA/ROIAK | Class D Common Stock | D | 2.3800 | -86,060 | -205 | 36,800 | ||||
| 2013-05-21 | 2001-05-21 | 4 | VILARDO LINDA J | ROIA/ROIAK | Class D Common Stock | D | 2.3800 | -23,000 | -55 | 1,000 |
