PHIO / Phio Pharmaceuticals Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Phio Pharmaceuticals Corp.

Ações em Circulação 11,617,250 shares
Ações de Insider102,563,537 shares
Total de Insiders19
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
9127 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )
9031 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Phio Pharmaceuticals Corp. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Advanced RNA Technologies, LLC - 1,221,723 1,221,723
Patricia A Bradford Director - [D] 45,651 45,651
John A Barrett Chief Development Officer - [O] 222,991 8,802
Robert J Bitterman Chairman, Pres. & CEO, Director - [D] [O] 411,421 411,421
Keith L Brownlie Director - [D] 20,000 789
Geert Cauwenbergh Director - [D] 4,235 471
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Lisa Cabott Carson Chief Financial Officer - [O] 94,000 94,000
David H Deming Director - [D] 37,800 37,800
Gerrit Dispersyn President & CEO, Director - [D] [O] 212,327 20,222
Dorman H. Paul Director - [D] 20,370 1,940
Alexey Eliseev Chief Business Officer - [O] 950,312 950,312
Robert L Ferrara Director - [D] 38,766 38,766
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Jonathan E Freeman Director - [D] 32,655 32,655
Galena Biopharma, Inc. 10% Owner - [10%] 32,393,095 32,393,095
Infarinato Robert M. VP, CFO - [O] 11,000 11,000
Caitlin Kontulis Secretary & VP Finance & Admin - [O] 10,643 1,183
Curtis Lockshin Director - [D] 35,155 35,155
Opko Health, Inc. 10% Owner - [10%] 67,241,380 67,241,380
Pamela Pavco Chief Development Officer - [O] 17,173 17,173

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em PHIO / Phio Pharmaceuticals Corp.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2025-12-31 Bitterman Robert J 5,000 1.0300 5,000 1.0300 5,150 44 1.6500 3,100 60.19
2025-12-23 Bitterman Robert J 5,000 1.0200 5,000 1.0200 5,100
2025-11-21 Bitterman Robert J 5,000 1.1400 5,000 1.1400 5,700
2025-11-18 Bitterman Robert J 5,000 1.2700 5,000 1.2700 6,350
2025-06-10 Bitterman Robert J 2,000 2.4200 2,000 2.4200 4,840
2025-06-10 Ferrara Robert L 2,500 2.4199 2,500 2.4199 6,050
2025-06-09 Bitterman Robert J 1,500 2.7500 1,500 2.7500 4,125
2025-05-22 Bitterman Robert J 1,200 1.7799 1,200 1.7799 2,136
2025-05-21 Bitterman Robert J 3,000 1.7700 3,000 1.7700 5,310

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

PHIO / Phio Pharmaceuticals Corp. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em PHIO / Phio Pharmaceuticals Corp.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2013-05-02 Galena Biopharma, Inc. 253,000 0.1905 253,000 0.1905 48,196 730
2013-05-01 Galena Biopharma, Inc. 659,500 0.1925 659,500 0.1925 126,954
2013-04-30 Galena Biopharma, Inc. 171,000 0.2138 171,000 0.2138 36,560

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

PHIO / Phio Pharmaceuticals Corp. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-02-06 2026-02-05 4 Freeman Jonathan E PHIO Common Stock, $.0001 par value A - Award D 16,600 32,655
2026-02-06 2026-02-05 4 Lockshin Curtis PHIO Common Stock, $.0001 par value A - Award D 16,600 35,155
2026-02-06 2026-02-05 4 Carson Lisa Cabott PHIO Common Stock, $.0001 par value A - Award D 47,000 94,000
2026-02-06 2026-02-05 4 Deming David H PHIO Common Stock, $.0001 par value A - Award D 23,800 37,800
2026-02-06 2026-02-05 4 BRADFORD PATRICIA A PHIO Common Stock, $.0001 par value A - Award D 18,500 45,651
2026-02-06 2026-02-05 4 Bitterman Robert J PHIO Common Stock, $.0001 par value A - Award D 120,000 411,421
2026-01-02 2025-12-31 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.0300 5,000 5 291,421
2025-12-29 2025-12-23 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.0200 5,000 5 286,421
2025-11-24 2025-11-21 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.1400 5,000 6 281,421
2025-11-19 2025-11-18 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.2700 5,000 6 276,421
2025-09-15 2025-09-11 4/A Ferrara Robert L PHIO Common Stock, $.0001 par value A - Award D 23,100 38,766
2025-09-15 2025-09-11 4 Deming David H PHIO Common Stock, $.0001 par value A - Award D 14,000 14,000
2025-09-15 2025-09-11 4 Ferrara Robert L PHIO Common Stock, $.0001 par value A - Award D 23,000 38,666
2025-09-15 2025-09-11 4 Freeman Jonathan E PHIO Common Stock, $.0001 par value A - Award D 14,700 16,055
2025-09-15 2025-09-11 4 Lockshin Curtis PHIO Common Stock, $.0001 par value A - Award D 16,200 18,555
2025-09-15 2025-09-11 4 BRADFORD PATRICIA A PHIO Common Stock, $.0001 par value A - Award D 18,800 27,151
2025-09-15 2025-09-11 4 Carson Lisa Cabott PHIO Common Stock, $.0001 par value A - Award D 47,000 47,000
2025-09-15 2025-09-11 4 Bitterman Robert J PHIO Common Stock, $.0001 par value A - Award D 250,000 271,421
2025-09-15 2025-09-11 4 Bitterman Robert J PHIO Common Stock, $.0001 par value F - Taxes D 2.3200 -4,111 -10 21,421
2025-06-11 2025-06-10 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 2.4199 2,500 6 15,666
2025-06-11 2025-06-10 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 2.4200 2,000 5 27,149
2025-06-10 2025-06-09 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 2.7500 1,500 4 25,149
2025-05-23 2025-05-22 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 1.7799 1,200 2 23,649
2025-05-23 2025-05-21 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 1.7700 3,000 5 22,449
2025-05-21 2025-05-20 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 1.8200 2,500 5 13,166
2024-09-13 2024-09-11 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value A - Award D 15,500 17,832
2024-09-13 2024-09-11 4 Freeman Jonathan E PHIO Common Stock, $0.0001 par value A - Award D 1,000 1,000
2024-09-13 2024-09-11 4 Infarinato Robert M. PHIO Common Stock, $0.0001 Par Value A - Award D 3,000 11,000
2024-09-12 2024-09-11 4 Lockshin Curtis PHIO Common Stock, $0.0001 par value A - Award D 2,000 2,000
2024-09-12 2024-09-11 4 BRADFORD PATRICIA A PHIO Common Stock, $0.0001 par value A - Award D 8,000 8,000
2024-09-12 2024-09-11 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 10,000
2024-08-15 2024-08-13 4 Infarinato Robert M. PHIO Common stock, $0.0001 par value A - Award D 8,000 8,000
2024-06-11 2024-06-07 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.7400 1,000 1 20,990
2024-06-10 2024-06-06 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.7500 1,000 1 19,990
2024-03-05 2024-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.9580 -335 -0 10,643
2024-02-27 2024-02-26 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.9100 2,500 2 18,990
2024-02-22 2024-02-20 4 Bitterman Robert J PHIO Common stock, $0.0001 par value F - Taxes D 0.7600 -1,804 -1 16,490
2024-02-20 2024-02-17 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.6600 -523 -0 10,978
2024-02-20 2024-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.6500 -658 -0 11,501
2023-10-03 2023-10-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value F - Taxes D 1.5100 -917 -1 18,294
2023-07-05 2023-07-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 2.8400 1,000 3 19,211
2023-07-05 2023-06-30 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 2.8800 1,000 3 18,211
2023-06-15 2023-06-14 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 3.1000 2,000 6 6,000
2023-03-03 2023-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 5.4900 -335 -2 12,159
2023-02-22 2023-02-17 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 1,500 3,197
2023-02-22 2023-02-17 4 BRADFORD PATRICIA A PHIO Common stock, $0.0001 par value A - Award D 1,500 3,167
2023-02-22 2023-02-20 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 11,000 17,211
2023-02-22 2023-02-17 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 1,500 4,000
2023-02-22 2023-02-17 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 1,500 4,235
2023-02-22 2023-02-17 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 4,500 12,494
2023-02-22 2023-02-17 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 1,500 3,197
2023-02-17 2023-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 5.2000 -657 -3 7,994
2022-12-15 2022-12-14 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.3900 2,000 1 74,541
2022-12-08 2022-12-07 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.3900 2,000 1 72,541
2022-12-06 2022-12-05 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4300 2,000 1 70,541
2022-12-05 2022-12-02 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 0.4082 5,000 2 30,000
2022-11-29 2022-11-29 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4000 215 0 68,541
2022-11-29 2022-11-25 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4200 2,500 1 68,326
2022-11-28 2022-11-23 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 0.4099 2,000 1 25,000
2022-11-16 2022-11-16 4 Bitterman Robert J PHIO Series D Preferred Stock, $0.0001 par value P - Purchase D 1,750.0000 1 2 1
2022-10-03 2022-10-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 40,000 65,826
2022-09-26 2022-08-09 4 BRADFORD PATRICIA A PHIO Common stock, $0.0001 par value A - Award D 20,000 20,000
2022-03-03 2022-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.8210 -4,011 -3 103,815
2022-03-03 2022-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 0.8210 -8,954 -7 212,327
2022-02-16 2022-02-15 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 10,000 20,366
2022-02-16 2022-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 68,000 107,826
2022-02-16 2022-02-15 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 10,000 20,364
2022-02-16 2022-02-15 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 23,000
2022-02-16 2022-02-15 4 Dorman H. Paul PHIO Common stock, $0.0001 par value A - Award D 10,000 20,370
2022-02-16 2022-02-15 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 126,000 221,281
2022-02-16 2022-02-15 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 10,000 32,822
2022-02-16 2022-02-15 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 10,000 25,826
2021-08-17 2021-08-16 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 1.6300 6,000 10 95,281
2021-03-05 2021-03-04 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 2.5600 1,953 5 89,281
2021-03-03 2021-03-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 10,000 15,826
2021-03-03 2021-03-01 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 10,000 10,364
2021-03-03 2021-03-03 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 3.1500 682 2 13,000
2021-03-03 2021-03-01 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 12,318
2021-03-03 2021-03-01 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 10,000 10,366
2021-03-03 2021-03-01 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 10,000 22,822
2021-03-03 2021-03-01 4 Dorman H. Paul PHIO Common stock, $0.0001 par value A - Award D 10,000 10,370
2021-03-03 2021-03-03 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 3.0300 2,500 8 87,328
2021-03-03 2021-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 68,450 84,828
2021-03-03 2021-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 34,600 39,826
2020-08-19 2020-08-19 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 2.5000 2,000 5 16,377
2020-03-03 2020-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 2.9300 -673 -2 14,628
2019-11-20 2019-11-18 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 0.1000 237,500 24 279,030
2019-11-20 2019-11-18 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 0.1000 350,000 35 827,817
2019-11-20 2019-11-18 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 0.1000 300,000 30 320,440
2019-11-20 2019-11-18 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 0.1000 127,500 13 127,500
2019-11-20 2019-11-18 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.1000 225,000 22 704,841
2019-08-02 2019-08-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -749 -0 41,530
2019-08-02 2019-08-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -1,236 -0 477,817
2019-08-02 2019-08-01 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -1,751 -1 479,841
2019-04-24 2019-04-22 4 Barrett John A PHIO Common stock, $0.0001 par value A - Award D 222,991 222,991
2019-03-05 2019-03-01 4 Dispersyn Gerrit PHIO Common Stock A - Award D 407,703 479,053
2019-03-01 2019-02-28 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3798 152,415 58 481,592
2019-02-19 2019-02-15 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3634 22,279 8 329,177
2019-02-15 2019-02-13 4 Dorman H. Paul PHIO Common stock A - Award D 10,000 20,375
2019-02-15 2019-02-13 4 Lockshin Curtis PHIO Common stock A - Award D 10,000 20,130
2019-02-15 2019-02-13 4 Freeman Jonathan E PHIO Common stock A - Award D 10,000 20,000
2019-02-15 2019-02-13 4 Dispersyn Gerrit PHIO Common stock A - Award D 55,000 71,350
2019-02-15 2019-02-13 4 Kontulis Caitlin PHIO Common stock A - Award D 27,000 40,214
2019-02-15 2019-02-13 4 Bitterman Robert J PHIO Common stock A - Award D 10,000 20,440
2019-02-15 2019-02-13 4 Brownlie Keith L PHIO Common stock A - Award D 10,000 20,000
2019-02-04 2019-02-01 4 CAUWENBERGH GEERT PHIO Common Stock, $0.0001 par value A - Award D 0.3771 21,470 8 306,898
2019-01-22 2019-01-18 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3412 23,729 8 285,428
2019-01-07 2019-01-04 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3499 23,139 8 261,699
2018-12-26 2018-12-21 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.2950 27,445 8 238,560
2018-12-10 2018-12-07 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3700 21,882 8 211,115
2018-11-26 2018-11-23 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3121 25,941 8 189,233
2018-11-13 2018-11-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4330 18,698 8 163,292
2018-10-29 2018-10-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4372 18,519 8 144,594
2018-10-15 2018-10-12 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4699 17,230 8 126,075
2018-10-01 2018-09-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 1.1700 73,587 86 108,845
2018-08-03 2018-08-01 4 Dorman H. Paul RXII Common Stock A - Award D 10,000 10,375
2018-08-03 2018-08-01 4 Freeman Jonathan E RXII Common Stock A - Award D 10,000 10,000
2018-08-03 2018-08-01 4 Lockshin Curtis RXII Common Stock A - Award D 10,000 10,130
2018-08-03 2018-08-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 1.79 10,500 10,500
2018-08-03 2018-08-01 4 Kontulis Caitlin RXII Common Stock A - Award D 10,500 11,024
2018-08-03 2018-08-01 4 Dispersyn Gerrit RXII Stock option (right to buy) A - Award D 1.79 16,000 16,000
2018-08-03 2018-08-01 4 Dispersyn Gerrit RXII Common Stock A - Award D 16,000 16,350
2018-08-03 2018-08-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 1.79 21,000 21,000
2018-08-03 2018-08-01 4 CAUWENBERGH GEERT RXII Common Stock A - Award D 21,000 35,258
2018-08-03 2018-08-01 4 Bitterman Robert J RXII Common Stock A - Award D 10,000 10,440
2018-08-03 2018-08-01 4 Brownlie Keith L RXII Common Stock A - Award D 10,000 10,000
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4500 7,100 3 142,583
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4600 200 0 135,483
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4400 2,700 1 135,283
2017-09-07 2017-09-07 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5283 -58,712 -31 950,312
2017-09-07 2017-09-06 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5365 -91,907 -49 1,009,024
2017-09-07 2017-09-05 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5571 -26,181 -15 1,100,931
2017-09-01 2017-09-01 4 Eliseev Alexey RXII Common stock, $0.0001 par value S - Sale D 0.5682 -23,200 -13 1,127,112
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5600 739 0 132,583
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5500 4,361 2 131,844
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5450 4,900 3 127,483
2017-06-26 2017-06-23 4 Dispersyn Gerrit RXII Common stock, $0.0001 par value P - Purchase D 0.6200 3,500 2 3,500
2017-06-22 2017-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6200 5,000 3 122,583
2017-06-22 2017-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6300 5,000 3 117,583
2017-06-09 2017-06-09 4 Eliseev Alexey RXII Series C Convertible Preferred Stock, $0.0001 par value C - Conversion D -332,499 0
2017-06-09 2017-06-09 4 Eliseev Alexey RXII Common stock, $0.0001 par value C - Conversion D 332,499 1,150,312
2017-06-07 2017-06-06 4 Freeman Jonathan E RXII Stock option (right to buy) A - Award D 0.54 3,500 3,500
2017-04-26 2017-04-24 4 Dispersyn Gerrit RXII Stock option (right to buy) A - Award D 0.65 95,000 95,000
2017-04-26 2017-04-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6480 10,000 6 112,583
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7655 15 0 102,583
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7651 665 1 102,568
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7695 9,320 7 101,903
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6950 2,917 2 92,583
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6924 6,883 5 89,666
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6915 200 0 82,783
2017-02-08 2017-02-08 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6850 10,000 7 82,583
2017-02-03 2017-02-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.63 13,000 13,000
2017-02-03 2017-02-01 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.63 7,000 7,000
2017-02-03 2017-02-01 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.63 2,500 2,500
2017-02-03 2017-02-01 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-01-26 2017-01-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6968 9,700 7 72,583
2017-01-26 2017-01-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6900 300 0 62,883
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6949 600 0 62,583
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6946 3,000 2 61,983
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6950 6,400 4 58,983
2017-01-17 3 Eliseev Alexey RXII Common stock, $0.0001 par value D 1,635,626
2017-01-17 3 Eliseev Alexey RXII Common stock, $0.0001 par value D 1,635,626
2017-01-03 2016-12-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.7260 2,000 1 52,583
2016-12-27 2016-12-23 4 CAUWENBERGH GEERT By spouse RXII Common stock, $0.0001 par value A - Award I 0.7190 3,000 2 4,500
2016-12-23 2016-12-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.7490 3,000 2 53,583
2016-12-20 2016-12-16 4 Pavco Pamela RXII Common stock warrant A - Award D 0.90 11,111 11,111
2016-12-20 2016-12-16 4 Pavco Pamela RXII Common stock, $0.0001 par value A - Award D 0.9000 11,111 10 17,173
2016-12-20 2016-12-16 4 CAUWENBERGH GEERT RXII Common stock warrant A - Award D 0.90 33,333 33,333
2016-12-20 2016-12-16 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.9000 33,333 30 50,583
2016-02-12 2016-02-10 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.29 66,000 66,000
2016-02-12 2016-02-10 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.29 133,000 133,000
2016-02-12 2016-02-10 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.29 20,000 20,000
2016-02-12 2016-02-10 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2015-06-23 2015-06-22 4 CAUWENBERGH GEERT RXII Overallotment purchase right X - Other D 0.46 -35,000 0
2015-06-23 2015-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value X - Other D 0.4550 35,000 16 172,500
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Overallotment purchase rights A - Award D 0.46 18,750 18,750
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Common stock warrants A - Award D 0.52 18,750 18,750
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Common stock, $0.0001 par value A - Award D 0.4000 37,500 15 44,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Overallotment purchase right A - Award I 0.46 5,000 5,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Common stock warrant A - Award I 0.52 5,000 5,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Common stock warrant A - Award D 0.52 35,000 35,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Overallotment purchase right A - Award D 0.46 35,000 35,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Common stock, $0.0001 par value A - Award I 0.4000 10,000 4 15,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4000 70,000 28 137,500
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Overallotment purchase right A - Award D 0.46 6,000 6,000
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Common stock warrant A - Award D 0.52 6,000 6,000
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Common stock, $0.0001 par value A - Award D 0.4000 12,000 5 13,000
2015-06-03 2015-06-02 4 Pavco Pamela RXII Common stock purchase warrant A - Award D 0.52 6,250 6,250
2015-06-03 2015-06-02 4 Pavco Pamela RXII Overallotment purchase right A - Award D 0.46 6,250 6,250
2015-06-03 2015-06-02 4 Pavco Pamela RXII Common stock, $0.0001 par value A - Award D 0.4000 12,500 5 33,718
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Overallotment purchase right A - Award D 0.46 18,750 18,750
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Common stock warrant A - Award D 0.52 18,750 18,750
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Common stock, $0.0001 par value A - Award D 0.4000 37,500 15 37,500
2015-06-02 2015-06-01 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.38 66,000 66,000
2015-06-02 2015-06-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.38 133,000 133,000
2015-06-02 2015-06-01 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.38 10,000 10,000
2015-06-02 2015-06-01 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-04-02 2015-04-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7192 5,000 4 67,500
2015-02-18 2015-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.1700 4,000 5 62,500
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2499 1,156 1 58,500
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2400 644 1 57,344
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2200 200 0 56,700
2015-01-23 2015-01-22 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 1.1900 1,853 2 6,500
2015-01-23 2015-01-22 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 1.2000 3,147 4 4,647
2015-01-20 2015-01-20 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.0300 10,000 10 56,500
2014-12-31 2014-12-30 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 1.5893 500 1 46,500
2014-12-31 2014-12-30 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 1.5867 2,000 3 46,000
2014-10-14 2014-10-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.6799 3,000 5 44,000
2014-09-23 2014-09-19 4 CAUWENBERGH GEERT By child RXII Common stock, $0.0001 P - Purchase I 2.2000 4,500 10 4,500
2014-09-16 2014-09-16 4 CAUWENBERGH GEERT By Spouse RXII Common stock, $0.0001 par value P - Purchase I 2.0780 5,000 10 46,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1900 2,000 4 41,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1899 3,000 7 39,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1799 5,000 11 36,000
2014-08-04 2014-07-31 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value P - Purchase D 2.4800 400 1 1,221,723
2014-07-17 2014-07-15 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 2.5000 1,000 2 31,000
2014-07-09 2014-07-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.5699 1,400 4 30,000
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8600 300 1 28,600
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8599 1,000 3 28,300
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8500 700 2 27,300
2014-06-26 2014-06-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0100 500 2 26,600
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9600 800 2 26,100
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0000 200 1 25,300
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9921 1,000 3 25,100
2014-06-09 2014-06-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0499 800 2 24,100
2014-06-09 2014-06-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0500 200 1 23,300
2014-06-05 2014-06-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9715 1,000 3 23,100
2014-06-05 2014-06-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9140 1,000 3 22,100
2014-06-04 2014-06-02 4 Bitterman Robert J RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 Brownlie Keith L RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 Lockshin Curtis RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 CAUWENBERGH GEERT RXII Stock Option (right to buy) A - Award D 2.85 133,000 133,000
2014-06-04 2014-06-02 4 Pavco Pamela RXII Stock Option (right to buy) A - Award D 2.85 66,000 66,000
2014-06-04 2014-06-02 4 Kontulis Caitlin RXII Stock Option (right to buy) A - Award D 2.85 10,000 10,000
2014-06-04 2014-06-02 4 Dorman H. Paul RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-05-15 2014-04-22 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.1100 -5,000 -21 1,250,315
2014-03-26 2014-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -2,000 -12 1,255,315
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.5500 -1,941 -11 1,257,315
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.7000 -1,000 -6 1,259,256
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.6100 -1,000 -6 1,260,256
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.5500 -59 -0 1,261,256
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -1,400 -9 1,261,315
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -500 -3 1,262,715
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1100 -100 -1 1,263,215
2014-03-26 2014-03-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -2,000 -12 1,263,315
2014-03-21 2014-02-28 4/A Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.2000 -2,600 -16 1,247,315
2014-03-21 2014-02-27 4/A Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -400 -2 1,276,915
2014-03-11 2014-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.8000 -2,000 -12 1,265,315
2014-03-11 2014-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.9100 -2,000 -12 1,267,315
2014-03-11 2014-03-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1500 -5,000 -31 1,269,315
2014-03-11 2014-02-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.2000 2,600 16 1,274,315
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 400 2 1,276,915
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1100 -1,300 -8 1,277,315
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.4500 -5,000 -32 1,278,615
2014-03-11 2014-02-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0300 -400 -2 1,283,615
2014-03-11 2014-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.5500 -5,000 -33 1,284,015
2014-03-11 2014-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -5,000 -30 1,289,015
2014-03-06 2014-02-24 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.3000 -1,575 -10 1,266,585
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.0000 -5,000 -25 1,268,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.8500 -5,000 -24 1,273,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.1500 -5,000 -26 1,278,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.8000 -576 -3 1,283,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7100 -2,100 -10 1,283,736
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7350 -2,900 -14 1,285,836
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7500 -5,641 -27 1,288,736
2014-03-06 2014-02-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7000 -1,200 -6 1,294,377
2013-11-01 2013-10-31 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.1900 800 3 21,100
2013-11-01 2013-10-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0900 200 1 20,300
2013-10-24 2013-10-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3400 1,000 3 20,100
2013-10-22 2013-10-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4300 300 1 19,100
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 200 1 18,800
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3800 100 0 18,600
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.2900 100 0 18,500
2013-10-16 2013-10-16 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5300 100 0 18,400
2013-10-16 2013-10-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5100 100 0 18,300
2013-10-16 2013-10-14 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5400 100 0 18,200
2013-10-09 2013-10-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.1500 1,000 3 18,100
2013-10-07 2013-10-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 200 1 17,100
2013-10-07 2013-10-03 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5100 100 0 16,900
2013-10-02 2013-09-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4200 300 1 16,800
2013-09-26 2013-09-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 300 1 16,500
2013-09-26 2013-09-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 100 0 16,200
2013-09-24 2013-09-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 174 1 16,100
2013-09-23 2013-09-20 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5200 326 1 15,926
2013-09-19 2013-09-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4800 100 0 15,600
2013-09-19 2013-09-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 100 0 15,500
2013-09-17 2013-09-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 200 1 15,400
2013-09-16 2013-09-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6000 100 0 15,200
2013-09-16 2013-09-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 100 0 15,100
2013-09-12 2013-09-11 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 150 1 15,000
2013-09-12 2013-09-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5800 150 1 14,850
2013-09-12 2013-09-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6500 200 1 14,700
2013-09-03 2013-08-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3500 200 1 14,500
2013-09-03 2013-08-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3800 100 0 14,300
2013-08-30 2013-08-29 4 Lockshin Curtis RXII Common stock, $0.0001 par value P - Purchase D 3.7000 1,000 4 1,000
2013-08-30 2013-08-29 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 200 1 14,200
2013-08-30 2013-08-29 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4000 200 1 14,000
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7000 100 0 13,800
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6000 100 0 13,700
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7500 200 1 13,600
2013-08-28 2013-08-27 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7000 100 0 13,400
2013-08-27 2013-08-26 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 3.9000 500 2 1,500
2013-08-26 2013-08-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6900 200 1 13,300
2013-08-26 2013-08-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7500 100 0 13,100
2013-08-23 2013-08-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6200 300 1 13,000
2013-08-22 2013-08-21 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.8000 680 3 12,700
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.7500 200 1 12,020
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.7000 200 1 11,820
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.9000 300 1 11,620
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6500 100 0 11,320
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6700 120 0 11,220
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.8600 100 0 11,100
2013-08-06 2013-08-06 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0500 350 1 11,000
2013-08-06 2013-08-05 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0300 150 1 10,650
2013-08-06 2013-08-05 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0000 500 2 10,500
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0500 100 0 1,000
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0200 100 0 900
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0100 100 0 800
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0500 200 1 700
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.1300 500 2 500
2013-07-31 2013-07-31 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.1000 500 2 9,833
2013-07-31 2013-07-31 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0200 167 1 10,000
2013-07-31 2013-07-23 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1580 -28,000 -4 38,820,446
2013-07-30 2013-07-29 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.5400 500 2 9,333
2013-07-29 2013-07-26 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.8700 500 2 8,833
2013-07-22 2013-07-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1490 -111,684 -17 38,918,656
2013-07-22 2013-07-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1535 -100,000 -15 38,960,130
2013-07-22 2013-07-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1525 -100,000 -15 39,060,130
2013-07-22 2013-07-17 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -100,000 -16 39,160,130
2013-07-15 2013-07-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -95,000 -19 39,260,130
2013-07-15 2013-07-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1990 -5,000 -1 39,355,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -100,000 -20 39,360,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -100,000 -20 39,360,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1960 -30,000 -6 39,560,130
2013-07-08 2013-07-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -18,180 -4 39,590,130
2013-07-08 2013-07-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -100,000 -19 39,608,310
2013-07-08 2013-07-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1945 -50,000 -10 39,708,310
2013-07-08 2013-07-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -50,000 -10 39,758,310
2013-07-03 2013-07-02 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -30,000 -6 39,808,310
2013-07-03 2013-07-02 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1970 -9,249 -2 39,838,310
2013-07-03 2013-07-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1970 -50,000 -10 39,847,559
2013-07-03 2013-07-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1965 -50,000 -10 39,897,559
2013-07-02 2013-06-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -46,874 -9 39,947,559
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -45,000 -9 39,994,433
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -60,000 -12 40,039,433
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -50,000 -10 40,099,433
2013-07-02 2013-06-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -25,500 -5 40,149,433
2013-07-02 2013-06-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -50,000 -10 40,174,933
2013-07-02 2013-06-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -50,000 -10 40,224,933
2013-06-11 2013-06-07 4 CAUWENBERGH GEERT RXII Stock Option (right to buy) A - Award D 0.20 4,000,000 4,000,000
2013-06-11 2013-06-07 4 Pavco Pamela RXII Stock Option (right to buy) A - Award D 0.20 2,000,000 2,000,000
2013-06-11 2013-06-07 4 Bitterman Robert J RXII Stock Option (right to buy) A - Award D 0.20 500,000 500,000
2013-06-11 2013-06-07 4 Brownlie Keith L RXII Stock Option (right to buy) A - Award D 0.20 500,000 500,000
2013-06-11 2013-06-07 4 Kontulis Caitlin RXII Stock Option (right to buy) A - Award D 0.20 300,000 300,000
2013-05-03 2013-04-18 4/A Lockshin Curtis RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-05-03 2013-04-18 4/A Dorman H. Paul RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-05-02 2013-05-02 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.1905 -253,000 -48 32,393,095
2013-05-02 2013-05-01 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.1925 -659,500 -127 32,646,095
2013-05-02 2013-04-30 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.2138 -171,000 -37 33,305,595
2013-04-23 2013-03-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3480 -52,900 -18 39,831,365
2013-04-23 2013-03-15 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3250 -100,000 -32 39,884,265
2013-04-23 2013-03-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3310 -126,843 -42 39,984,265
2013-04-23 2013-03-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3340 -7,500 -3 40,111,108
2013-04-23 2013-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2720 -100,000 -27 40,118,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2730 -100,000 -27 40,218,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2210 -100,000 -22 40,318,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2400 -100,000 -24 40,418,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2330 -100,000 -23 40,518,608
2013-04-23 2013-03-08 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -50,000 -10 40,618,608
2013-04-23 2013-03-07 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -50,000 -10 40,668,608
2013-04-23 2013-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1490 -36,570 -5 40,718,608
2013-04-23 2013-03-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1450 -30,000 -4 40,755,178
2013-04-23 2013-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 J - Other D 0.1450 -50,000 -7 40,785,178
2013-04-23 2013-03-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 J - Other D 0.1500 -20,000 -3 40,835,178
2013-04-23 2013-02-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -200 -0 40,855,178
2013-04-23 2013-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -29,888 -5 40,855,378
2013-04-23 2013-02-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1750 -4,000 -1 40,885,266
2013-04-23 2013-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1820 -8,000 -1 40,889,266
2013-04-23 2013-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1800 -92,000 -17 40,897,266
2013-04-23 2013-02-22 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -40,000 -6 40,989,266
2013-04-23 2013-02-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1920 -1,000 -0 41,029,266
2013-04-23 2013-02-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1900 -49,000 -9 41,030,266
2013-04-23 2013-02-15 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1360 -40,000 -5 41,079,266
2013-04-23 2013-02-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1160 -30,000 -3 41,119,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0910 -20,000 -2 41,149,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0950 -20,000 -2 41,169,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1150 -40,000 -5 41,189,266
2013-04-23 2013-02-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0860 -20,000 -2 41,229,266
2013-04-23 2013-02-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0760 -10,000 -1 41,249,266
2013-04-23 2013-03-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2320 -48,500 -11 39,684,265
2013-04-23 2013-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2310 -57,100 -13 39,732,765
2013-04-23 2013-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2550 -1,500 -0 39,789,865
2013-04-23 2013-03-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3000 -40,000 -12 39,791,365
2013-04-22 2013-04-18 4 Lockshin Curtis RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-04-22 2013-04-18 4 Dorman H. Paul RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-03-19 3 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value D 41,259,266
2013-03-13 3 Opko Health, Inc. RXII Common Stock D 67,241,380
2013-03-08 2013-03-06 4 CAUWENBERGH GEERT RXII Common Stock A - Award D 0.1450 250,000 36 250,000
2013-03-01 3 Pavco Pamela RXII Common stock, par value $0.0001 D 90,153
2013-03-01 3 Galena Biopharma, Inc. RXII Common stock, $0.0001 par value D 33,476,595
2013-03-01 3 Kontulis Caitlin RXII Common stock, par value $0.0001 D 2,231
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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