Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionEquitable Holdings, Inc.
Latest Disclosed Ownership36,174 shares
Latest Disclosed Value $ 21,629,457
Equitable Holdings, Inc. reports 61.33% increase in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Equitable Holdings, Inc. filed a 13F-HR form disclosing ownership of 36,174 shares of Caterpillar Inc. (MX:CAT) valued at $21,629,457 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 22,422 shares of Caterpillar Inc.. This represents a change in shares of 61.33% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 36,174 13,752 61.33 21,629 68.40 0.1392
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 22,422 -1,548 -6.46 12,845 12.30 0.0878
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 23,970 937 4.07 11,437 27.92 0.0841
2025-08-15 2025-06-30 13F CATERPILLAR COM 149123101 23,033 5,487 31.27 8,942 54.53 0.0737
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 17,546 2,251 14.72 5,787 4.29 0.0549
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 15,295 587 3.99 5,548 -3.55 0.0528
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 14,708 -2,515 -14.60 5,753 0.28 0.0557
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 17,223 2,184 14.52 5,737 4.10 0.0604
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 15,039 920 6.52 5,511 32.01 0.0621
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 14,119 3,041 27.45 4,175 38.03 0.0515
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 11,078 869 8.51 3,024 20.43 0.0434
2023-08-15 2023-06-30 13F CATERPILLAR COM 149123101 10,209 1,855 22.20 2,512 31.40 0.0361
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 8,354 43 0.52 1,912 -3.97 0.0306
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 8,311 -123 -1.46 1,991 43.79 0.0346
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 8,434 300 3.69 1,384 -4.81 0.0270
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 8,134 -495 -5.74 1,454 -24.39 0.0277
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 8,629 839 10.77 1,923 19.37 0.0315
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 7,790 953 13.94 1,611 22.79 0.0254
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 6,837 467 7.33 1,312 -5.34 0.0224
2021-08-11 2021-06-30 13F CATERPILLAR COM 149123101 6,370 185 2.99 1,386 -3.35 0.0239
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 6,185 47 0.77 1,434 28.38 0.0303
2021-02-09 2020-12-31 13F CATERPILLAR COM 149123101 6,138 68 1.12 1,117 23.43 0.0254
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 6,070 -124 -2.00 905 15.43 0.0234
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 6,194 -144 -2.27 784 6.67 0.0226
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 6,338 523 8.99 735 -14.44 0.0264
2020-05-28 2019-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 5,815 5,815 859 0.0251
2020-02-18 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 5,815 859 0.0045
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.